CONCEPCION NOYOLA et al., Appellees, v. THE BOARD OF EDUCATION OF THE CITY OF CHICAGO et al., Appellants.
Nos. 82177, 82198 cons.
Supreme Court of Illinois
October 23, 1997
II. Equal Protection Clauses
This court has determined that if a tax is constitutional under the uniformity clause, then it ” inherently fulfills the requirements of the equal protection clause.” Allegro Services, Ltd., 172 Ill. 2d at 250, quoting Geja‘s Cafe, 153 Ill. 2d at 247. Accordingly, having found the premium tax to withstand plaintiffs’ uniformity clause challenge, I would also find it to withstand plaintiffs’ challenge under the Illinois and United States equal protection clauses.
III. Conclusion
Plaintiffs have failed to establish that the premium tax classification violates either the uniformity clause of the Illinois Constitution or the equal protection clauses of the United States and Illinois Constitutions. Therefore, the summary judgment granted to plaintiffs should be reversed.
CHIEF JUSTICE FREEMAN and JUSTICE McMORROW join in this dissent.
MILLER and BILANDIC, JJ., dissenting.
James E. Ryan, Attorney General, of Springfield (Barbara A. Preiner, Solicitor General, and Jan E. Hughes, Assistant Attorney General, of Chicago, of counsel), for appellants Illinois State Board of Education and the State Superintendent.
Theresa Fay-Bustillos, Patricia Mendoza and Rosa M. Abreu, of Chicago, for appellees.
Franczek Sullivan P.C., of Chicago (Patricia J. Whitten and John L. Wren, of counsel), for amicus curiae Illinois Association of School Boards.
JUSTICE HARRISON delivered the opinion of the court:
The issue in this appeal is whether plaintiffs, who are the parents of economically disadvantaged Chicago school students and a community advocacy group whose members include the parents of such students, have the right to bring an action challenging the manner in which the board of education of the City of Chicago and the Illinois State Board of Education allocate Chapter 1 funds under
The circuit court initially dismissed plaintiffs’ claims for lack of standing, but the appellate court reversed and remanded. Noyola v. Board of Education, 227 Ill. App. 3d 429 (1992). On remand, plaintiffs filed a second amended complaint alleging that defendants are violating the provisions of
Plaintiffs contend that as a result of defendants’ unlawful use of Chapter 1 funds, economically disadvantaged Chicago school students have been deprived of adequate educational opportunities in violation of their statutory and constitutional rights. They also assert that defendants’ actions violate the requirements of the Illinois Administrative Procedure Act (
On defendants’ motions, the circuit court dismissed plaintiffs’ second amended complaint. The court took issue with the sufficiency of plaintiffs’ factual allegations, but the primary basis for its decision was its belief that a private right of action to enforce
The appellate court affirmed in part and reversed in part and remanded. 284 Ill. App. 3d 128. It held that the constitutional claims asserted by plaintiffs were factually and legally insufficient. It also held that plaintiffs had abandoned their claim that defendants’ actions violated the Illinois Administrative Procedure Act. Where the appellate court disagreed with the circuit court was on the question of whether plaintiffs could assert a private right of action to enforce
In reviewing the appellate court‘s judgment, we begin with a discussion of
The amount of general state aid a district receives is based on a weighted average of daily attendance at schools within the district and on the equalized assessed valuation of property in the district. A district‘s weighted average daily attendance is increased by the number of low-income eligible pupils it has.
Detailed requirements govern how school districts with an average daily attendance of 50,000 or more may expend Chapter 1 funds. Those requirements are set forth in
Underlying
To insure compliance with the foregoing requirements, school districts must prepare annual plans and submit them for approval to the State Board of Education. If they fail to do so, the State Board of Education is required to withhold their Chapter 1 funding. In addition, once Chapter 1 funds have been distributed to a district, the district must prepare and submit a report to the State Board of Education showing how the funds were expended.
The Chicago Board of Education is subject to the provisions of
Plaintiffs’ complaint takes issue with the conduct of the State Board of Education as well. According to
In reversing the circuit court‘s dismissal of these claims, the appellate court opined that plaintiffs do have the right to bring a private right of action to compel the Chicago Board of Education and the State Board of Education to comply with
Implied private rights of action are an established feature of our jurisprudence. Under several centuries of English common law, the courts adhered to the view that every act of Parliament gave rise to private remedy to a party wronged by its violation. H. Foy, Some Reflections on Legislation, Adjudication, and Implied Private Actions in the State and Federal Courts, 71 Cornell L. Rev. 501, 524-25 (1986). The right to maintain a private action did not depend on the text of the legislation or the demonstrable intentions of Parliament. Rather, it was based on a general legal principle extrinsic to the legislation itself, namely,
“that every English subject had a right to a remedy for things done to him contrary to English law, including the acts of Parliament, and *** the royal courts were obligated to provide such remedies.” 71 Cornell L. Rev. at 528.
In the United States, the theory justifying private rights of action has evolved from these English common law origins. Beginning with Cort v. Ash, 422 U.S. 66 (1975),
An entirely different approach to analyzing the adjudicatory consequences of legislation has been taken in the state courts. There judges have come to identify the implied statutory action with modern tort actions based on the law of the reasonable person. Their view is that conduct violating legislated rules is negligent, and if a statutory violation proximately causes an injury of the kind the legislature had in mind when it enacted the statute, the offending party is civilly liable for that injury. 71 Cornell L. Rev. at 566. See, e.g., Restatement (Second) of Torts §§ 285, 286, 288B (1965).
In Illinois, this approach is reflected in those cases holding that the violation of a statute or ordinance designed to protect human life or property is prima facie evidence of negligence. See, e.g., Kalata v. Anheuser-Busch Cos., 144 Ill. 2d 425, 434-35 (1991); Gouge v. Central Illinois Public Service Co., 144 Ill. 2d 535, 542-43 (1991); French v. City of Springfield, 65 Ill. 2d 74, 79 (1976); see Curtis v. County of Cook, 98 Ill. 2d 158 (1983); cf. Martin v. Ortho Pharmaceutical Corp., 169 Ill. 2d 234, 240-41 (1996) (invoking prima facie negligence standard, but also requiring consideration of legislative
Underlying these cases is the notion that statutes and ordinances designed to protect human life or property establish the standard of conduct required of a reasonable person. Illinois Pattern Jury Instructions, Civil, No. 60.00, Introduction, at 246 (1995). In other words, they fix the measure of legal duty. See Gouge, 144 Ill. 2d at 542-43; W. Keeton, Prosser & Keeton on Torts § 36 (5th ed. 1984). Where a defendant violates one of these statutes or ordinances, a plaintiff who belongs to the class intended to be protected by that statute or ordinance and whose injury is of the type the statute or ordinance was intended to protect against may recover upon establishing that the defendant‘s violation proximately caused plaintiff‘s injury. Kalata, 144 Ill. 2d at 434-35; Gouge, 144 Ill. 2d at 543; French, 65 Ill. 2d at 79.
While the foregoing decisions rest on a negligence paradigm, the Restatement (Second) of Torts § 874A (1979) also recognizes that liability may be imposed based on violation of a statute using tort theories in addition to negligence, such as battery, trespass, and intentional infliction of emotional distress. According to section 874A,
“When a legislative provision protects a class of persons by proscribing or requiring certain conduct but does not provide a civil remedy for the violation, the court may, if it determines that the remedy is appropriate in furtherance of the purpose of the legislation and needed to assure the effectiveness of the provision, accord to an injured member of the class a right of action, using a suitable existing tort action or a new cause of action analogous to an existing tort action.” Restatement (Second) of Torts § 874A (1979).
This approach has also been followed by our court. Rodgers v. St. Mary‘s Hospital, 149 Ill. 2d 302, 308 (1992), Corgan v. Muehling, 143 Ill. 2d 296, 312-13 (1991), and Sawyer Realty Group, Inc. v. Jarvis Corp., 89 Ill. 2d 379 (1982), are illustrative, as is Board of Education v. A, C & S, Inc., 131 Ill. 2d 428, 470 (1989). Those cases hold that implication of a private right of action is appropriate when (1) plaintiff is a member of the class for whose benefit the statute was enacted, (2) it is consistent with the underlying purpose of the statute, (3) plaintiff‘s injury is one the Act was designed to prevent, and (4) it is necessary to provide an adequate remedy for violations of the statute. Rodgers, 149 Ill. 2d at 308. See also Calloway v. Kinkelaar, 168 Ill. 2d 312, 319-20 (1995) (invoking the prima facie evidence of negligence standard followed in cases such as Kalata, 144 Ill. 2d at 434-35, but also noting that “[a] private remedy may be implied from a remedial statute where there is a clear need to effectuate the purpose of such statute [citation], even though no express remedy has been provided in the legislation“).
In Rodgers, 149 Ill. 2d 302, our court followed the four-part test for implication of private right of action to hold that the plaintiff could sue a hospital for damages based on its failure to preserve X rays in violation of the X-Ray Retention Act (
In reversing the circuit court‘s dismissal of plaintiffs’ claims in the case before us today and ruling that plaintiffs have the right to bring a private right of ac-
The officials involved in this case assert that the manner in which they have acted should be beyond the reach of the courts. We disagree. Although the courts may not legislate in the field of public education (Committee for Educational Rights v. Edgar, 174 Ill. 2d at 27), they most certainly have the authority to assure that the action of public officials does not deprive citizens of rights conferred by statute or the Constitution (Dixon Ass‘n for Retarded Citizens v. Thompson, 91 Ill. 2d 518, 533 (1982)). Where, as alleged here, public officials have failed or refused to comply with requirements imposed by statute, the courts may compel them to do so by means of a writ of mandamus, provided that the requirements for that writ have been satisfied. See People ex rel. Sklodowski v. State of Illinois, 284 Ill. App. 3d 809, 817-18 (1996), appeal allowed, 171 Ill. 2d 584 (1997) (action for mandamus will lie to compel state officials to comply with statutory requirements regarding funding of state retirement systems); Senn Park Nursing Center v. Miller, 104 Ill. 2d 169, 182-83 (1984) (mandamus proper to compel Director of Public Aid to issue reimbursements under valid existing procedure rather than invalid new procedure established by Department); Dennis E. v. O‘Malley, 256 Ill. App. 3d 334, 346 (1993) (mandamus can be used to compel clerk of the court to comply with her statutory duties); Carroll v. Miller, 116 Ill. App. 3d 311 (1983) (mandamus appropriate to compel Illinois Department of Public Aid to make assistance payments where recipients have right to such payments and Department has nondiscretionary duty to provide the payments).
Mandamus is an extraordinary remedy to enforce, as a matter of right, “the performance of official duties by a public officer where no exercise of discretion on his part is involved.” Madden v. Cronson, 114 Ill. 2d 504, 514 (1986). The writ provides affirmative rather than prohibitory relief (Chicago Bar Ass‘n v. Illinois State Board of Elections, 161 Ill. 2d 502, 507 (1994)) and can be used to compel the undoing of an act (People ex rel. Bier v. Scholz, 77 Ill. 2d 12, 16 (1979)).
Despite the remedy‘s extraordinary nature, mandamus proceedings are governed by the same pleading rules that apply to actions at law. For a complaint seeking mandamus to withstand a challenge to its legal sufficiency, it must allege facts which establish a clear right to the relief requested, a clear duty of the respondent to act, and clear authority in the respondent to comply with the writ. See Dennis E., 256 Ill. App. 3d at 340-41. Plaintiffs’ complaint here satisfies this standard.
As noted earlier in this disposition, plaintiffs’ complaint alleges that the local school board has violated the law by (1) using Chapter 1 funds for administrative and overhead costs instead of distributing those funds to eligible attendance centers and (2) using Chapter 1 funds
As noted earlier in this disposition, Chapter 1 funds are intended to benefit the low-income students responsible for bringing those funds into the school district. Those low-income students have a clear right to the benefits provided by the law, and as parents of those students and a group representing such parents, plaintiffs are the appropriate parties to seek mandamus relief on the students’ behalf.
Defendants suggest that allowing plaintiffs to proceed with their action would interfere with the right of the State Board of Education to exercise its discretion and impede the operation of the public schools. This argument is unpersuasive. Compliance with
Finally, the State Board of Education and its superintendent protest that plaintiffs should be barred from proceeding against them by the doctrine of sovereign immunity. This argument must also fail. Sovereign immunity dictates that the state can only be sued in the Court of Claims, but the determination of whether an
In sum, plaintiffs may proceed, by means of mandamus, to compel the board of education of the City of Chicago and the Illinois State Board of Education to comply with
For the foregoing reasons, the judgment of the appellate court is affirmed.
Affirmed.
JUSTICE MILLER, dissenting:
I share Justice Bilandic‘s concern that today‘s decision, which holds that the plaintiffs are entitled to seek relief in a mandamus action, resolves an issue that has not been presented to us for consideration. On the merits of the question before us, I believe that recognition of a private right of action is inconsistent with the legislation at issue. The present case does not satisfy the applicable standards for implication of a private right of action. See Board of Education v. A, C & S, Inc., 131 Ill. 2d 428, 470-71 (1989). Most notably, parents of Chicago school children may take part in the activities of their local school councils, which determine how Chapter 1 funds are to be spent at each school. Their ability to
JUSTICE BILANDIC, also dissenting:
I respectfully dissent. The majority reverses the circuit court‘s dismissal of the plaintiffs’ complaint on the ground that the plaintiffs have sufficiently stated a claim for a writ of mandamus. This is a curious holding, to say the least, as the plaintiffs’ complaint does not seek a writ of mandamus, nor does it even attempt to allege the requirements for such a writ. As a result, the trial judge never ruled on whether the plaintiffs stated a claim for mandamus, and the defendants have never been presented with the opportunity to argue that the elements for that writ are lacking. Nor do the plaintiffs argue on appeal that their complaint should be construed as seeking mandamus. To the contrary, all the parties to this case confine their arguments to the issue on which this court accepted the defendants’ petitions for leave to appeal—namely, whether the plaintiffs have an implied private right of action under section 18-8 of the School Code. The majority avoids this extensively briefed and argued issue by resolving the unbriefed and unargued issue of whether the plaintiffs have stated an action for mandamus. The majority‘s attempt to avoid the primary issue in this case, however, is ultimately fruitless. The required elements for a writ of mandamus have not been alleged in this case.
Our precedents are clear that a writ of mandamus is an extraordinary remedy that will not be granted unless the plaintiff can show a clear, affirmative right to relief, a clear duty of the defendant to act, and clear authority in the defendant to comply with the writ.
First, the plaintiffs’ complaint fails to allege the essential element of a clear duty on the part of the defendants to act. The majority summarily concludes that this element was pled because
Most importantly, the majority ignores the crucial requirement for a writ of mandamus that the act sought to be compelled be a purely ministerial act over which the defendant has no discretion. Chicago Bar Ass‘n v. Il-linois State Board of Elections, 161 Ill. 2d 502, 507 (1994); Madden v. Cronson, 114 Ill. 2d 504, 514 (1986). Even a cursory review of the relevant provisions of section 18-8 demonstrates that the actions of the defendants at issue in this case are not the sort of purely ministerial acts to which the writ of mandamus is applicable. Section 18-8 provides that Chapter 1 funds are to be used at each school at the discretion of the principal and local school council “for programs to improve educational opportunities.”
Also under section 18-8, the State Board conducts a review of the Chicago Board‘s Chapter 1 expenditures to determine compliance with statutory requirements. The Chicago Board is required to submit to the State
The plaintiffs do not allege that the defendants did not perform their functions under the statute. There is no dispute that, for each year referenced in the plaintiffs’ complaint, the Chicago Board submitted a plan for the expenditure of Chapter 1 funds and the State Board approved that plan. The plaintiffs contend only that the defendants wrongfully performed these functions. Mandamus is not appropriate under these circumstances. Neither the Chicago Board‘s actions in formulating a spending plan incorporating the plans formulated by each of over 500 local school councils nor the State Board‘s actions in reviewing and approving that plan may be considered purely ministerial acts, capable of being compelled by a writ of mandamus.
The writ of mandamus is a summary writ which commands the officer to whom it is addressed to perform some duty which the petitioner is entitled of right to have performed and which the party owing has failed to perform. Board of Education v. Armstead, 279 Ill. App. 3d 922, 927 (1996). The purpose of the writ is not to determine the rights and duties of the parties, but is simply to enforce rights already established. Doe v. Carlson, 250 Ill. App. 3d 570, 573 (1993). Simply stated, the
I would reach the issue actually presented in this case—whether section 18-8 grants the plaintiffs an implied private right of action.
