PATRICIA A. MCDONNELL v. NORMAN A. ROBERTS II ET AL.
(AC 45261)
Appellate Court of Connecticut
Argued December 5, 2023-officially released March 26, 2024
Bright, C. J., and Cradle and Schuman, Js.
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Syllabus
The plaintiff sought to recover damages from the defendants for, inter alia, their alleged legal malpractice in connection with their representation of the plaintiff during her prior marital dissolution proceedings. The plaintiff, who initially was self-represented, commenced the action in June, 2020. In September, 2020, the defendants served a set of interrogatories and requests for production on the plaintiff and also filed a request to revise the complaint. In October, 2020, the defendants filed a motion for a judgment of nonsuit based on the plaintiff‘s failure to respond to their request to revise. In November, 2020, the defendants filed another motion for a judgment of nonsuit on the ground that the plaintiff had failed to respond to their interrogatories and requests for production. In December, 2020, an attorney, M, filed an appearance on behalf of the plaintiff and requested a thirty day continuance to respond to the defendants’ requests to revise and for discovery. The trial court granted the request. In February, 2021, the defendants again moved for a judgment of nonsuit in light of the plaintiff‘s failure to file a revised complaint and to respond to their discovery requests. The plaintiff did not file an objection to that motion. In March, 2021, the trial court issued an order in connection with the February, 2021 motion for a judgment of nonsuit, indicating that the plaintiff had thirty days to file a revised complaint and responses to the defendants’ discovery requests or the defendants could file another motion for a judgment of nonsuit that would be granted by the trial court. In April, 2021, the plaintiff filed a revised complaint but did not file a notice of compliance with discovery. In May, 2021, the defendants filed another motion for a judgment of nonsuit, as the plaintiff had failed to respond to discovery pursuant to the trial court‘s March, 2021 order. The plaintiff filed a notice of compliance with discovery in June, 2021, which the defendants asserted was deficient. The following month, the defendants again filed a motion for a judgment of nonsuit on the ground that the plaintiff had failed to fully respond to discovery pursuant to the trial court‘s March, 2021 order. The plaintiff did not file an objection to the motion, which the trial court granted, and the court rendered a judgment of nonsuit against the plaintiff. In September, 2021, the plaintiff filed a motion to open and set aside the judgment of nonsuit, claiming that there was a bona fide reason for her failure to respond to the defendants’ discovery requests. After the defendants filed an objection, arguing that the plaintiff could not establish that a good cause of action existed at the time the nonsuit was rendered or that she was prevented from prosecuting the action due to mistake, accident or other reasonable cause as required by the applicable statute (
Procedural History
Action to recover damages for, inter alia, the defendants’ alleged legal malpractice, and for other relief, brought to the Superior Court in the judicial district of Windham, where the court, Lynch, J., granted the defendants’ motion for a judgment of nonsuit and rendered judgment thereon; thereafter, the court, J. Fischer, J., denied the plaintiff‘s motion to open and set aside the judgment of nonsuit, and the plaintiff appealed to this court. Affirmed.
Brian S. Mead, with whom was Curran R. Mead, for the appellant (plaintiff).
Karen L. Allison, with whom, on the brief, was Ryan V. Nobile, for the appellees (defendants).
Opinion
CRADLE, J. In this action, the plaintiff, Patricia A. McDonnell, appeals from the trial court‘s denial of her motion to open and set aside the judgment of nonsuit rendered in favor of the defendants, Norman A. Roberts II, the Law Offices of Norman A. Roberts, LLC, and GraberRoberts, LLC. The plaintiff claims that the court abused its discretion in denying her motion to open and set aside the judgment of nonsuit on the grounds that the court erred in finding that she failed to show that a good cause of action existed at the time the judgment
The following undisputed factual and procedural history is relevant to our review of the plaintiff‘s claims on appeal. On June 1, 2020, the plaintiff, who was then self-represented, commenced this action against the defendants, alleging legal malpractice, reckless misrepresentation, intentional infliction of emotional distress, negligent infliction of emotional distress, and violation of the Connecticut Unfair Trade Practices Act,
On February 23, 2021, the defendants again moved for a judgment of nonsuit against the plaintiff for “her failure to file a revised complaint within the time permitted by Practice Book § 10-37 and for her failure to respond to discovery within the requirements of Practice Book § 13-6 et seq.” The plaintiff did not file an objection. On March 12, 2021, the defendants filed a proposed scheduling order, noting that the defendants’ counsel could not reach the plaintiff‘s counsel. On March 25, 2021, the court, Lynch, J., issued an order in response to the February 23, 2021 motion for nonsuit, providing that, “[w]ithin thirty days after the issuance of this order, the plaintiff shall file a revised complaint and responses to the defendants’ interrogatories and requests for production. If the defendants do not receive compliance by that date, they may file a motion for a judgment of nonsuit referring to this order. Absent the filing of a revised complaint and proof of compliance with outstanding discovery on file before the motion appears on this short calendar, the motion may be granted by the court and judgment may enter.”
On April 23, 2021, the plaintiff filed a revised complaint but did not file a notice of compliance with discovery. On May 24, 2021, the defendants filed another motion for a judgment of nonsuit for failure to respond to discovery pursuant to the court‘s March 25, 2021 order. The defendants attached exhibits and an affidavit in support of the motion. On June 1, 2021, the plaintiff filed a notice of compliance with discovery, which the defendants asserted was deficient.
On July 9, 2021, the defendants filed a motion to strike counts two, three, and four of the revised complaint.1 The plaintiff did not respond.
On July 22, 2021, the defendants filed yet another motion for a judgment of nonsuit
On September 13, 2021, the plaintiff filed a motion to open and set aside the judgment of nonsuit, which is the subject of this appeal, asserting that there was a bona fide reason for her failure to respond to the defendants’ discovery requests.2 On September 22, 2021, the defendants filed an objection to the plaintiff‘s motion to open the judgment of nonsuit, arguing that the plaintiff could not establish that a good cause of action existed at the time the nonsuit was rendered or that she was prevented from prosecuting the action due to mistake, accident or other reasonable cause as required by
On January 10, 2022, the court, J. Fischer, J., held a hearing on the plaintiff‘s motion to open the judgment of nonsuit. At the hearing, Mead reiterated the reasons stated in the plaintiff‘s motion to open for her noncompliance with the court‘s March 25, 2021 order and asserted that the plaintiff “has a viable case and viable claims . . . .” In response to the defendants’ contention that the plaintiff‘s claims were filed beyond the statute of limitations, Mead disagreed, asserting for the first time that Governor Ned Lamont‘s Executive Order No. 7G, which was issued on March 19, 2020, extended all statutes of limitations.3
On March 24, 2022, the plaintiff filed a motion for articulation asking the trial court to articulate the legal and factual basis “of there was no good cause found” and “of the totality of the circumstances which supports the court‘s decision.” The motion was sent in error to Judge Lynch, who issued an articulation on April 14, 2022, that related to her August 23, 2021 order rendering the judgment of nonsuit. The plaintiff subsequently filed a motion for review with this court, asking that the “articulation rendered by Judge Lynch be vacated and removed from both the Appellate and Superior Court records.” This court granted review and ordered Judge Fischer to articulate the basis of his decision denying the plaintiff‘s motion to open4 but denied the plaintiff‘s request to vacate the April 14, 2022 articulation issued by Judge Lynch.
On June 16, 2022, the court, J. Fischer, J., issued a written articulation of its decision denying the motion to open. The articulation explained that the court found5 that “the plaintiff‘s motion to open the judgment did not set forth any showing that [she] had a good cause of action, which was mentioned only later in the plaintiff‘s affidavit—which came after the defendant[s] raised that issue in [their] objection. It consists only of a bald statement that the plaintiff ‘has good cause under multiple counts.’ This, considering the pending and unopposed motion to strike, leaves doubt about the existence of said cause of action.” (Emphasis in original; footnote added.) The articulation further explained that
the “court found no reasonable cause for the plaintiff‘s noncompliance with discovery because the affidavit sets forth no particularized circumstance as to why there had not been compliance with the court‘s order. Aside from the period immediately before the court‘s ruling, the affidavit offers only general references to various medical and other issues of the plaintiff‘s counsel without any specific dates, circumstances, or any other substantiation as to what kept him from fully complying with the order since March 25, 2021. As such, it lacks any ‘particularities’ as required by Practice Book § 17-43 and this court found it to be entirely unpersuasive, especially in the context of the history
The plaintiff appeals from the denial of the motion to open the judgment of nonsuit. “In ruling on a motion to open a judgment of nonsuit, the trial court must exercise sound judicial discretion, which will not be disturbed on appeal unless there was an abuse of discretion. . . . In reviewing the trial court‘s exercise of its discretion, we make every presumption in favor of its action. . . . [When a] plaintiff [does] not appeal from the [underlying] judgment of nonsuit . . . [he or] she is . . . limited to challenging the court‘s exercise of discretion in denying the motion to open.” (Citation omitted; internal quotation marks omitted.) Francis v. CIT Bank, N.A., 219 Conn. App. 139, 146-47, 293 A.3d 984 (2023).
“The power of a court to set aside a judgment of nonsuit is conferred by . . .
cert. denied, 323 Conn. 904, 150 A.3d 681 (2016). With these principles in mind, we turn to the plaintiff‘s arguments in support of her claim that Judge Fischer abused his discretion in denying her motion to open the judgment of nonsuit.7
The plaintiff also challenges the court‘s finding that she did not adequately substantiate her reasons for noncompliance with discovery as an improper application of the law. In Judge Fischer‘s articulation, he explained that the “court found no reasonable cause for the plaintiff‘s noncompliance with discovery because the affidavit sets forth no particularized circumstance as to why there had not been compliance with the court‘s order.” The plaintiff contends that the court‘s use of the phrase “particularized circumstance” reflects a misapplication of the law because Practice Book § 17-43 requires an affidavit to set forth particularized circumstances only if the plaintiff failed to appear.8 The plaintiff contends that, because she was nonsuited for
her failure to comply with discovery—not for failure to appear—she was not required to set forth with particularity her reasons for failing to comply with discovery. The plaintiff has cited no legal authority, nor are we aware of any, that stands for the proposition that a court may not, in ruling on a motion to set aside a judgment of nonsuit for failure to comply with discovery, require a specific explanation as to the reason for the delinquent party‘s noncompliance. Such an explanation is essential to sustaining one‘s burden of demonstrating reasonable cause for noncompliance. Accordingly, the plaintiff‘s argument fails. See Baris v. Southbend, Inc., 68 Conn. App. 546, 554, 791 A.2d 713 (2002) (affirming trial court‘s denial of plaintiff‘s motion to open judgment of nonsuit rendered due to plaintiff‘s failure to answer discovery request because he had “ignored his obligation to present his reason for the delay with any degree of particularity“).
In light of the court‘s finding that the plaintiff did not meet her burden of showing reasonable cause and the plaintiff‘s unconvincing arguments to the contrary, the court did not err in concluding that the plaintiff failed to establish reasonable cause for her noncompliance with discovery under the second prong of the test of
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“In support of the plaintiff‘s request [to set aside the judgment of nonsuit], counsel offers the following information. Over the past two months, the undersigned counsel [has] had numerous medical and dental appointments which have prohibited counsel from responding to the defendants’ motion for nonsuit. The appointments have resulted in oral surgery, colonoscopy, and removal of several precancerous lesions and [counsel] is scheduled for an orthopedic appointment on . . . [September] 17, 2021, to address a torn tendon in counsel‘s left (dominant) hand. In addition to the medical problems, two weeks prior to the motion, counsel discovered that his family‘s nine and one-half year old German Shepherd had developed degenerative myelopathy and anaplasmosis. The [animal] required several trips to the veterinary and continues to require treatment. Due to [the dog‘s] size, counsel‘s wife needs counsel‘s assistance to transport the animal to the veterinary hospital. In addition . . . the hurricane took out the power . . . for three days immediately prior to the motion being heard . . . .
“The defendant[s] would not be prejudiced by reopening the dismissal due to the fact the [defendants have] recently filed a motion to strike and a second set of interrogatories.
“Wherefore the undersigned counsel respectfully requests that the court set aside the nonsuit and provide counsel with forty-five days to answer or object to said interrogatories and request for production and respond to the defendants’ motion to strike.”First, as to the effect of Executive Order No. 7G in the present case, the plaintiff argues that her reasons for failing to timely respond to the defendants’ first two motions for nonsuit are moot because the governor‘s Executive Order No. 7G excused her from responding during that period. Even if the plaintiff‘s failure to respond to the first two motions for nonsuit was excused under Executive Order No. 7G, which expired on March 1, 2021; see Executive Order No. 10A, § 5 (February 8, 2021); the plaintiff still needed to establish reasonable cause for failing to comply with the court‘s later March 25, 2021 order directing her to file responses to the defendants’ interrogatories and requests for production. In other words, whether Executive Order No. 7G excused the plaintiff‘s failure to respond to the defendants’ first two motions for nonsuit has no bearing on the court‘s denial of her motion to open because the plaintiff does not argue that Executive Order No. 7G excused her failure to comply with the court‘s March 25, 2021 order.
As to the plaintiff‘s second claim, that this court erred in sending the plaintiff‘s motion for articulation to Judge Lynch instead of Judge Fischer, she specifically argues that this court‘s “decision not to strike Judge Lynch‘s articulation from the trial court record is in essence [improperly] adding to the record” and “effectively changes [Judge Fischer‘s] reasoning in the decision.” The plaintiff‘s argument is belied by a review of Judge Lynch‘s articulation, which simply sets forth the plaintiff‘s history of noncompliance with the defendants’ discovery requests, a history that is readily gleaned from a review of the trial court file. The plaintiff‘s argument is further belied by Judge Fischer‘s articulation, which expressly addresses the articulation request filed by the plaintiff as to Judge Fischer‘s order denying the motion to open, and the plaintiff‘s failure to satisfy her burden under
