MARY MARGARET FARREN v. J. MICHAEL FARREN
AC 37079
AC 37080
Appellate Court of Connecticut
December 29, 2015
Beach, Alvord and Keller, Js.
Argued September 9
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(Appeal from Superior Court, judicial district of Stamford-Norwalk, Genuario, J.
Ryan C. McKeen, with whom were Allison M. McKeen and, on the brief, J. Michael Farren, self-represented, for the appellant (defendant) in AC 37079.
Allison M. McKeen, with whom was Ryan C. McKeen, for the appellant (defendant) in AC 37080.
Ernest F. Teitell, with whom were Marco A. Allocca and, on the brief,
Opinion
BEACH, J. For the purposes of
This decision concerns two appeals, AC 37079 and AC 37080, arising from the same underlying case, a civil action for money damages. In AC 37079, the defendant, J. Michael Farren, appeals from the trial court’s denial of his motion to open the default judgment entered against him, contending that the denial was an abuse of discretion. In AC 37080, the defendant appeals from the default judgment itself. He claims that the trial court’s rulings violated various constitutional rights, including the equal protection and due process guarantees of the federal and state constitutions and the sixth amendment of the federal constitution. We do not agree with the defendant’s claims in either of his appeals.
The relevant facts and procedural history of these appeals are as follows. On the evening of January 6, 2010, the defendant and the plaintiff, Mary Margaret Farren, both lawyers, were at their home in New Canaan. The defendant and the plaintiff had been married for twelve years and had two young daughters. The plaintiff recently had served a complaint seeking to dissolve the parties’ marriage. The parties met in their home to discuss the action, which the plaintiff refused to withdraw, despite the defendant’s request that she do so. That night, the defendant physically assaulted the plaintiff with his hands, fists, and a flashlight, and said that he was going to kill her. The plaintiff lost consciousness from repeated blows to her head. When she regained consciousness, the defendant continued to hit her and attempted to strangle her. He also pulled out large amounts of her hair. Ultimately, the plaintiff and the children managed to escape from the defendant and to flee the home. Shortly after these events, and in addition to the marital dissolution action, the plaintiff initiated this civil action against the defendant to compensate
The civil trial was originally scheduled to begin on January 10, 2012. Significant delays resulted when the defendant repeatedly moved for continuances, instructed his counsel to withdraw,4 and moved to transfer the case to another judicial district. On December 2, 2013, the day before voir dire was to begin, the court denied yet another of the defendant’s motions for a continuance. The defendant warned that, ‘‘I am currently under psychiatric treatment, and I really need to get a session in this week. . . . I really need that time. . . . I may not be able to be here . . . .’’ The court reassured the defendant that it would try to accommodate his ‘‘interests.’’ Jury selection began the following day, on December 3, 2013, and it concluded by the end of the day on December 5, 2013. Evidence was to begin on Monday, December 9, 2013.
At 4:07 p.m., on Sunday, December 8, 2013, the defendant sent an e-mail to the court reading: ‘‘I’m in Hartford Hospital for treatment. Under the circumstances, travel to Stamford is impossible. Mike Farren.’’ On the morning of December 9, 2013, a court officer replied to the e-mail, advising the defendant to provide the court with a letter from his treating physician that included the reason for the hospitalization and its anticipated duration. The court briefly recessed to provide the defendant an opportunity to reply to the e-mail. By the conclusion of the recess, however, the defendant had not replied. The plaintiff moved for the entry of a default judgment. The trial court took the motion under advisement and continued the trial until the following morning.
The following morning, the trial court still had not received further communication from the defendant. The court then granted the motion for default, citing several reasons: the case had been continued multiple times while pending for almost four years, the jury had been selected, and the trial court had given the defendant an opportunity to provide medical documentation to avoid the entry of default. In entering the default, the trial court also stated that ‘‘the court may wish to vacate . . . the default, and may allow the defendant to participate in the balance of the trial, or it may make other rulings’’ should the defendant arrive during the hearing in damages stage. The trial then continued as a hearing in damages. See
On December 11, 2013, during the hearing in damages, the court received a letter on letterhead of the Institute of Living, a division of Hartford Hospital. The letter appeared to be signed by a clinician and read: ‘‘Please be advised that John Farren . . . was admitted to the hospital on 12/08/2013. The discharge date has yet to be determined.’’ The trial court had no additional information regarding the defendant’s
The defendant filed a motion to open the judgment on January 31, 2014. In his motion, the defendant stated that he had been absent because on December 8, 2013—the day before trial—he was involuntarily committed to the Institute of Living for fifteen days pursuant to an emergency certificate. He stated that during this period of commitment, he had not been permitted to communicate with the court. The defendant attached the following documents in support of his motion: (1) a physician’s emergency certificate dated December 8, 2013, at 11:15 p.m.; (2) Institute of Living’s application for the involuntary commitment of the defendant as a person with psychiatric disabilities; (3) a letter dated December 17, 2013, that was addressed to the Stamford Superior Court—where the defendant’s criminal case was pending—that notified the court that the defendant ‘‘was admitted to the hospital on 12/08/2013 for treatment of severe depression. We are not prepared to discharge him at this time’’; and (4) a decree of the Hartford Probate Court dated December 26, 2013, denying the Institute of Living’s application for involuntary commitment. The plaintiff objected to the motion, protesting that the defendant orchestrated his hospitalization and emergency commitment to delay the trial.
At a preliminary hearing on the motion, the court found that the seriousness of the defendant’s alleged reason for his unavailability and the plaintiff’s objection warranted the court’s entry of a scheduling order providing for expedited discovery, the filing of exhibits and lists of witnesses by both parties, and an evidentiary hearing. The defendant responded by filing objections to the discovery of Probate Court records, his medical records, and his medical providers. The court sustained the objections.
At the evidentiary hearing on May 6, 2014, the defendant did not present any witnesses. His evidence consisted only of the four documents that had been attached to his motion to open, the motion itself, and a copy of
When the evidentiary hearing concluded, the court denied the defendant’s motion to open the judgment, stating: ‘‘The truth is that this court simply does not know whether or not the defendant orchestrated his involuntary commitment . . . in order to delay the trial of his civil action.’’ The court found that the defendant did not meet his burden to show reasonable cause for missing the trial because he did not testify; he did not call his sister to testify, the person who, according to the emergency certificate, had requested his commitment; he did not call any of his doctors to testify; and he did not allow any discovery of his medical records, the disclosure of the transcript and exhibits from the Probate Court proceeding in which the Probate Court denied the Institute of Living’s application for the involuntary commitment of the defendant, or any other medical information.
The defendant appealed from the denial of his motion to open in AC 37079, and he appealed from the entry of the default judgment in AC 37080.
I
AC 37079
In his first appeal, AC 37079, the defendant claims that the court abused its discretion
We review the trial court’s denial of the defendant’s motion to open for an abuse of discretion. ‘‘A motion to open and vacate a judgment . . . is addressed to the [trial] court’s discretion, and the action of the trial court will not be disturbed on appeal unless it acted unreasonably and in clear abuse of its discretion. . . . In determining whether the trial court abused its discretion, this court must make every reasonable presumption in favor of its action. . . . The manner in which [this] discretion is exercised will not be disturbed so long as the court could reasonably conclude as it did.’’ (Internal quotation marks omitted.) Dziedzic v. Pine Island Marina, LLC, 143 Conn. App. 644, 651–52, 72 A.3d 406 (2013), quoting Walton v. New Hartford, 223 Conn. 155, 169–70, 612 A.2d 1153 (1992).
A trial court’s determination of whether to grant a motion to open judgment is informed by
In the present matter, the court engaged in this two part inquiry when it considered the defendant’s motion. It concluded that the defendant satisfied the first requirement by showing that he had a defense, in part, to the plaintiff’s claim of damages.5 As to the second requirement, the court concluded that the defendant did not meet his burden of showing that he had reasonable cause for his absence from the trial. On the basis of the record before us, we conclude that the court did not abuse its discretion when it rendered its decision denying the defendant’s motion to
A
First, the defendant claims that the court misunderstood the law governing involuntary commitment by not finding that an involuntary commitment, standing alone, was reasonable cause for not attending the trial. The defendant refers to
Neither the court nor the plaintiff appeared to dispute that the defendant was involuntarily committed at the Institute of Living for the duration of the trial. The court did not find in its memorandum of decision on the defendant’s motion to open that such commitment, by itself, was necessarily sufficient to prove that the defendant had reasonable cause for missing the trial. Instead, the court, in its discretion, decided that in light of the defendant’s previous attempts to delay the trial, the involuntary commitment could constitute reasonable cause only if it was the result of bona fide mental health or medical issues, whereas ‘‘if the defendant intentionally feigned symptoms to cause his involuntary commitment, that would not constitute reasonable cause.’’
At the evidentiary hearing, the defendant offered scant evidence of a bona fide mental health emergency. He exercised his right to protect from disclosure evidence—medical records, doctors’ names and qualifications, notes from psychiatric sessions—that might have helped to demonstrate that he had suffered a bona fide medical emergency the night before the trial. Although the defendant was within his right to block the disclosure of his medical information, this choice left the court with little probative evidence by which to determine whether a bona fide medical emergency had occurred. None of the documentary evidence that the defendant did offer at the hearing was certified or authenticated. Nevertheless, the court gave the defendant latitude and admitted the defendant’s exhibits. The court did not find the evidence illuminating, although it noted that the emergency certificate was the most significant. The court was not persuaded by this document, however, because ‘‘the content of the emergency certificate is based almost entirely on the . . . out-of-court statements made by the defendant . . . .’’
On appeal, the defendant argues that he did not need to present additional evidence to prove a bona fide medical emergency because he could not have been committed had not the medical staff at the Institute of Living thought he was suicidal and a hazard to himself. The commitment, he argued, should have been viewed as conclusive of reasonable cause. Without additional evidence, however, the trial court had no information about the staff, their qualifications, whether the mandates of
If we were to accept the defendant’s argument that his involuntary commitment pursuant to
Even where parties have provided evidence regarding medical conditions in support of motions to open, we have recognized trial courts’ exercises of discretion. In Stephen v. Hoerle, 39 Conn. App. 253, 257–58, 664 A.2d 817, cert. denied, 235 Conn. 928, 667 A.2d 555 (1995), we upheld the trial court’s refusal to grant the plaintiff’s motion to open the judgment even though the plaintiff claimed that she could not attend a deposition because she suffered from agoraphobia. The court admitted into evidence and considered two psychiatric reports and an affidavit from the plaintiff. Id. Despite the reports and a sworn statement from the plaintiff, we did not conclude that the court abused its discretion when it determined that her agoraphobia was not a reasonable cause for her absence from the deposition. Id. In the present case, the court had less evidence before it in support of the defendant’s claim that he had suffered a bona fide medical emergency.
The defendant urges us to distinguish Stephen on the ground that a refusal to attend a deposition due to agoraphobia is ‘‘much different from the inability to attend a proceeding due to physical restraint . . . .’’ We do not categorically distinguish between various mental illnesses and the limitations they may impose. Agoraphobia perhaps may constitute reasonable cause for missing a court appointment in some circumstances, but the defendant here did not provide a record on which we can practically draw reasonable comparisons or distinctions to the facts in Stephen. The court in the present case did not abuse its discretion by not concluding
B
The defendant next claims that the court abused its discretion by not according proper weight to the emergency certificate, by ignoring the Institute of Living’s application to the Probate Court to have the defendant involuntarily committed, and by substituting instead its own observations.
The court had discretion to weigh the evidence before it. ‘‘[T]he trial court, as trier of fact, determine[s] who and what to believe and the weight to be accorded the evidence. The sifting and weighing of evidence is peculiarly the function of the trier.’’ (Internal quotation marks omitted.) Burns v. Adler, 158 Conn. App. 766, 803, 120 A.3d 555, cert. granted on other grounds, 319 Conn. 931, 125 A.3d 206 (2015). ‘‘Because it is the trial court’s function to weigh the evidence and determine credibility, we give great deference to its findings. . . . In reviewing factual findings, [w]e do not examine the record to determine whether the [court] could have reached a conclusion other than the one reached. . . . Instead, we make every reasonable presumption . . . in favor of the trial court’s ruling.’’ (Internal quotation marks omitted.) Morgillo v. Empire Paving, Inc., 158 Conn. App. 399, 409, 118 A.3d 760 (2015); see also McCarthy v. Ward Leonard Electric Co., 104 Conn. App. 535, 542, 935 A.2d 189 (2007) (upholding trial court’s denial of motion to open when it decided that ‘‘given the history of this matter and [the party’s] course of dealing in this matter, the court does not find her affidavit credible’’ [internal quotation marks omitted]).
The court acted within its discretion when it weighed the emergency certificate, which contained little of significance apart from the documents that relied on the defendant’s self-reported statements, against the following considerations: (1) the defendant e-mailed the court that he would not attend the trial seven hours before the issuance of the emergency certificate and his involuntary commitment; (2) the findings in the emergency certificate were based on self-reported statements; (3) the defendant ‘‘consistently and aggressively’’ tried to postpone the trial prior to his involuntary commitment; (4) the trial court’s observations of the defendant in the week preceding the trial did not indicate that he was anything other than ‘‘articulate, composed, and in control of himself’’; and (5) the Probate Court did not find that the defendant had a psychiatric disability warranting involuntary commitment. On these grounds, the court concluded that it ‘‘simply does not know whether or not the defendant orchestrated his involuntary commitment on Sunday, December, 8, in order to delay the trial of his civil action.’’ Given its thoughtful findings on the matter, we do not conclude that the court abused its discretion by affording the emergency certificate limited weight.8
The defendant also asserts that the court did not give proper consideration to the Institute of Living’s application to the Probate Court seeking to have the defendant
The defendant’s related argument that the court substituted its own observations of the defendant for the medical opinions of trained professionals is unfounded and not supported by the record. After it noted that the defendant had appeared competent during voir dire, the court specifically stated: ‘‘Of course the court itself has no special expertise in evaluating persons that may have mental health issues. The court recites its own observations of the defendant in evaluating the defendant’s out-of-court statements contained in the defendant’s exhibits.’’ Because the court was free to weigh the evidence before it, it was proper for the court to rely on its own observations of the defendant for the limited purpose described.
C
The defendant next claims that the court erred by not providing the defendant ‘‘with an opportunity to clarify, supplement or, if necessary, certify the documents that were accepted by the trial court as evidence, even though requiring the certification of the hospital and Probate Court documents . . . is itself an unreasonable burden of proof under [Practice Book] § 17-43.’’ This claim fails on two bases. First, the court did not require that the defendant certify the hospital and Probate Court documents. On the contrary, the court showed great leniency in allowing these documents into evidence without certification or the establishment of a proper foundation. Second, the defendant had ample opportunity to provide the court with the evidence it deemed necessary to grant the motion to open, and he also had knowledge of the specific evidence that the trial court wanted.
Additional facts inform the resolution of this claim. At the conclusion of the hearing in damages, on December 17, 2013, the court rendered judgment and extended the time to file motions to January 31, 2014. On the last day of this extension, January 31, 2014, the defendant filed his motion to open the judgment. The court held a preliminary hearing on the motion on March 5, 2014. At that hearing, the court clearly articulated what it considered to be the factual issue at stake: ‘‘The defendant assert[ed] that . . . he was in a suicidal state the day before the evidence in this trial was to be taken and that consistent with that state, he was involuntarily committed and had no ability to leave the Hartford Hospital.’’ Meanwhile, the plaintiff adopted the position that ‘‘what occurred [on] December 8 was part of a scheme to delay the trial and was, in part, effectively orchestrated by the defendant to delay the trial.’’ The defendant, then, knew precisely what the burdens and issues would be at the evidentiary hearing.
At the preliminary hearing, the court ordered the defendant to produce the following:
We disagree with the defendant’s argument that he did not have an opportunity adequately to prepare or to clarify his evidence for the hearing; rather, he had more than two months in which to do so. The defendant had been on notice for two months that he would be expected to provide evidence to support his assertion that he was in a suicidal state on December 8, 2013. He was also thoroughly informed of the plaintiff’s counterarguments and the court’s intention to ascertain whether he suffered a bona fide mental health emergency. Additionally, the defendant knew that his ability to show reasonable cause would be compromised if he refused to disclose the requested information regarding his medical history. The court did not abuse its discretion by not giving the defendant additional time to prepare for the evidentiary hearing.
D
Finally, the defendant claims that the court improperly created a unique and unlawful burden of proof applicable to parties with mental or psychiatric disabilities who move to open judgments. He posits that it is ‘‘unlikely’’ that a trial court would require a party who was defaulted as a result of a cardiac emergency to subpoena his cardiologist and to disclose his medical records to prove a bona fide emergency, and, as such, the court in the present matter required the defendant to prove that he suffered a bona fide emergency only because his illness was psychiatric in nature. We are not persuaded by this comparison. In other cases, we have affirmed the denial of motions to open based on physical illnesses and emergencies. See Searles v. Schulman, 58 Conn. App. 373, 753 A.2d 420, cert. denied, 254 Conn. 930, 761 A.2d 755 (2000); Brunswick School, Inc. v. Hutter, 53 Conn. App. 455, 730 A.2d 1206 (1999). It appears that the defendant is not urging us to impose an equal burden, but is in fact asking us to create a relaxed standard for parties who have psychiatric disabilities, a standard that deems treatment of or commitment for mental illness as per se reasonable cause. We need not create a new, separate standard for parties relying on psychiatric disabilities, and, consequently, we reject the defendant’s proposal to create a different standard and his claim that the trial court imposed a unique burden on him because of his mental illness.
We previously have affirmed trial courts’ decisions to deny motions to open when the moving party has claimed reasonable cause for absence because of medical issues. For example, in Brunswick School, Inc. v. Hutter, supra, 53 Conn. App. 460, we upheld the trial court’s denial of a motion to open despite the
The defendant’s reliance on Brunswick School, Inc., undermines his contention that the court imposed a unique burden on him because he suffered from a psychiatric disability rather than a physical ailment.9 We held in Brunswick School, Inc., that the defendant’s failure to provide a ‘‘current report’’ was a proper basis for the court’s refusal to grant his motion to open. Brunswick School, Inc. v. Hutter, supra, 53 Conn. App. 460. In the present case, the defendant did not offer into evidence any report from any physician—outdated or otherwise—and effectively blocked the plaintiff and the court from obtaining any information pertaining to the commitment at all. If a medical report, albeit an outdated one, may provide insufficient reasonable cause, then the court in the present matter ought not be held to have abused its discretion by failing to be persuaded by an unauthenticated emergency certificate and application for involuntary commitment to the Probate Court.
In Searles v. Schulman, supra, 58 Conn. App. 377, we held that a trial court did not abuse its discretion when it denied a motion to open after the movant claimed that a medical issue constituted reasonable cause for not attending a scheduled trial management conference. There, the plaintiff, who had delayed the trial in the past by filing voluminous pretrial motions, argued in her motion to open that she had missed the conference because she had had out-of-state medical appointments. Id. She did not present any evidence in support of her contention that she actually had appointments, nor did she offer any reasoning as to why these appointments could not be rescheduled. Id. The court’s decision to deny the motion to open was
Likewise, in the present matter, the defendant, who had attempted to postpone the trial ‘‘consistently and aggressively,’’ moved to open the judgment but did not provide persuasive evidence as to his mental state on December 8, 2013. The court did not abuse its discretion by refusing unquestioningly to accept unsubstantiated claims of a medical emergency. The refusal was neither based on insensitivity to the defendant’s mental health nor grounded in bias against mental illness; as Searles demonstrates, trial courts previously have had the discretion to find that nonpsychiatric, medical issues do not comprise reasonable cause for the purposes of
The burden imposed upon the defendant in the present case is not dissimilar to or at odds with previous burdens imposed by trial courts when parties have been unable to attend trial due to medical emergencies, and thus the defendant’s claim that the trial court’s decision was biased and rooted in stigma against mental illness is plainly without merit. If we were to adopt the defendant’s reasoning, we would compel trial courts to relinquish their discretion and find that commitment or any paperwork pertaining to a psychiatric disability constitutes per se reasonable cause under
II
AC 37080
In his second appeal, AC 37080, the defendant claims that the trial court: (1) violated provisions of the federal and state constitutions by entering a default judgment and proceeding with a hearing in damages when the court knew that the self-represented defendant was involuntarily committed pursuant to
A
The defendant first claims that the court violated various constitutional rights by
Relatedly, the defendant asserts that the court violated his constitutional rights when it did not declare a mistrial upon learning of his involuntary commitment. Although the court did receive correspondence from the Institute of Living after the default was entered and was discouraged from further communication with the defendant, the court was never specifically informed that the defendant had been involuntarily committed until after the trial. Thus, because of the faulty underlying factual premise, we reject the defendant’s first constitutional claim without further analysis.
B
The defendant’s second constitutional claim is that the court violated his equal protection, due process, and sixth amendment rights to prepare his defense when he was not permitted to access his funds to hire counsel, and when the court prevented his expert from conducting an independent medical examination of the plaintiff. At various points in his civil, criminal, and family cases, the defendant was represented by counsel. He filed several motions for order of payments to cover attorney’s and expert fees, and each motion was subsequently denied. Such denials, the defendant argues, left him ‘‘no choice but to proceed pro se,’’ in contravention of his constitutional rights.
The record does not support the defendant’s claims. On September 26, 2012, the defendant’s lawyer in the present case moved to withdraw as counsel. The court denied the motion on November 2, 2012, listing several concerns: the motion was made ‘‘on the eve of trial,’’ the court doubted the defendant’s ability to address discovery and court orders to be prepared for the trial, the lawyer’s claim of financial hardship did not warrant the lawyer’s withdrawal, and the defendant was subject to court monitoring and was restricted in the amount of contact that he could have with the plaintiff as a result of court orders in his criminal case, effectively preventing him from deposing the plaintiff. Despite the court’s refusal to let counsel withdraw, the defendant filed an appearance in lieu of counsel on April 10, 2013. The plaintiff objected to the appearance, but the court overruled the objection after ensuring that the defendant understood the ramifications of filing an appearance in lieu of counsel. Indeed, the defendant referred to his choice to represent himself as ‘‘my right.’’ The court did not deny the defendant access to counsel or deprive him of representation; in fact, the court attempted to dissuade the defendant from forgoing ‘‘the guidance and advice of a seasoned trial attorney.’’
The record also does not support the defendant’s argument that his expert was
C
Finally, the defendant claims that the court violated his equal protection, due process, and sixth amendment rights when it denied his request to continue the civil trial. The defendant sought a continuance of his civil trial until after his criminal trial, because he worried that he would be forced to ‘‘choose between defending himself at the civil trial, in which case he risked incriminating himself at the criminal trial, or invoking his fifth amendment rights at the civil trial, in which case he risked the jury drawing a negative inference.’’
Typically, we analyze the denial of a continuance in terms of whether the trial court has abused its discretion. Tyler v. Shenkman-Tyler, supra, 115 Conn. App. 525. If the denial of a continuance has interfered with a constitutional right, however, we apply a due process analysis. Id. It is well established that it is not an auto-matic constitutional violation to deny a request for a continuance of a civil trial pending the outcome of a criminal trial. See id., 527. The defendant claims that the denial of the continuance forced him ‘‘to balance the unenviable choice between presenting a defense and self-incrimination.’’ As in Tyler,12 we hold that the court did not abuse its discretion. Even if there was a constitutional violation, however, any violation was harmless because the defendant did not attend his trial; hence, the failure of the court to grant a continuance did not force the defendant to choose between his constitutional rights and presenting a defense in the present civil action. We therefore reject the defendant’s claim that the court abused its discretion by not granting his request for a continuance. Accordingly, we affirm the default judgment rendered in favor of the plaintiff.
The judgments are affirmed.
In this opinion the other judges concurred.
