119 Wash. App. 453 | Wash. Ct. App. | 2003
Kenneth McClarty appeals the trial court’s summary judgment dismissal of his lawsuit against his former employer, Totem Electric, for violating RCW 49.60.180, the Washington Law Against Discrimination, chapter 49.60 RCW. In his complaint, McClarty claimed that Totem Electric fired him because he suffered from carpal tunnel syndrome and required accommodations to perform his work.
McClarty argues on appeal that the trial court improperly (1) applied the reasonable accommodation standard to his disparate treatment claim and (2) granted summary judgment to Totem Electric on both his disparate treatment claim and his reasonable accommodation claim.
Finding insufficient facts to support McClarty’s failure-to-accommodate claim, we affirm the trial court’s grant of summary judgment on this claim. Holding that the trial court erroneously applied the Pulcino
FACTS
I. Employment
In April 1998, Totem Electric hired Kenneth McClarty to work as an apprentice electrician on the Old Tumwater School renovation. Totem claims that one week after being
In addition to the electrical work, the renovation project required digging trenches for plastic pipe and electrical transformers. Trench digging required two workers: one person to operate the backhoe and one person to dig and to rake manually inside the trench. McClarty was assigned to the manual trench work.
Totem also had McClarty perform various other tasks, which required continuous use of his hands, wrists, and arms in a repetitive manner. McClarty began experiencing pain in his hands. He also experienced extended loss of sensation in his extremities, and he complained that his hands were falling asleep at night.
II. Carpal Tunnel Syndrome
McClarty asserts that (1) he first told Sare about his injury a few weeks after he began experiencing pain; (2) then, every month thereafter, he told Sare that the pain was getting worse; and (3) he asked for a break from the trench work, asking Sare to assign another apprentice.
Sare asserts that (1) the first time McClarty mentioned his injury was on July 28, 1998; (2) after which Sare immediately provided McClarty with an injured worker’s packet containing workers’ compensation materials and notified Totem’s safety director, Jim Portman; and (3) Sare told McClarty to see a doctor.
McClarty and Totem agree that McClarty saw a physician, who diagnosed him with bilateral carpal tunnel syndrome and put him on a modified work regimen, limiting digging and jackhammering activities to one-third of his workday for a six-month period. On July 31,1998, McClarty gave Sare his doctor’s note.
Totem contends that after Sare received the note (1) Sare discussed the situation with Jim Portman and others at Totem, (2) Sare determined that there was no more work for McClarty based on the doctor’s restriction, and (3) then Portman gave McClarty his reduction in force or employee termination notice and paycheck. Totem denies McClarty’s claim that Sare said he terminated McClarty because of his carpal tunnel syndrome or that it is Totem’s policy to terminate injured workers.
III. Procedural History
McClarty filed a complaint in federal court, pro se, alleging that (1) Totem and Local 76 of the International Brotherhood of Electrical Workers violated RCW 49.60.180, the Washington Law Against Discrimination (WLAD); (2) Local 76 committed unfair labor union practices in violation of RCW 49.60.190; (3) Totem discharged McClarty from employment and Local 76 discharged him from its apprentice program in retaliation for his filing a Labor and Industries claim in violation of RCW 51.48.025; (4) both Totem and Local 76 wrongfully terminated and breached his contract of employment and participation in the apprentice program; and (5) he was entitled to a declaratory judgment for the requested relief.
The United States District Court dismissed Local 76 from the complaint and transferred the case to state court. McClarty filed a motion for partial summary judgment, but the trial court denied the motion, citing, but not identifying, disputed issues of material fact.
ANALYSIS
I. Preservation of Claims for Review
Totem argues that McClarty’s reasonable accommodation claim is not properly before this court on appeal because he did not raise it below and he conceded during oral argument that the claim was appropriate for summary judgment. Totem similarly argues that McClarty’s claim for exacerbation of his carpal tunnel syndrome is not properly before this court because he did not raise it below. We disagree with Totem on the first point, but agree on the second.
A. Reasonable Accommodation
Under RAP 9.12, we can consider “only evidence and issues called to the attention of the trial court.” RAP 9.12.
Totem also claims that McClarty cannot appeal summary judgment on the reasonable accommodation claim because
The Court: You have argued, and continued to assert, that you have a valid wrongful termination claim.
The Court: So the motion to dismiss is granted as to the retaliation claim. How about the failure to accommodate claim?
Mr. McClarty: This is mostly a discriminatory termination.
Report of Proceedings at 4. Totem argues that McClarty’s response constituted a concession barring any appeal on the claim. We disagree.
McClarty’s response to the trial court was not a concession constituting a waiver of the merits of his failure-to-accommodate claim. At most, McClarty’s response to the trial court’s question was equivocal. In our view, the plain language that he used shows merely that the primary focus of his case was wrongful discrimination; failure to accommodate played a secondary role. We hold that McClarty did not concede the reasonable accommodation claim below and, therefore, it is properly before us on appeal.
B. Exacerbation of Injuries
The general rule is that when an appellate court reviews a summary judgment order, it will not consider an argument that was not made to the trial court. RAP 9.12; Wash. Fed’n of State Employees v. Office of Fin. Mgmt., 121 Wn.2d 152, 157, 849 P.2d 1201 (1993). Unlike the reasonable accommodation claim that was brought to the trial court’s attention (however inartfully), neither party addressed the exacerbation issue below. Therefore, it is not properly before us and we do not review it.
Totem urges us to disregard the facts recited in the Summary of the Case in McClarty’s amended opening brief because he failed to cite to the record. RAP 10.3(a)(4) requires appellants to make a “fair statement of the facts and procedure relevant to the issues presented for review, without argument. Reference to the record must be included for each factual statement.”
But RAP 1.2 allows us to review a matter, notwithstanding noncompliance with the rules, “where justice demands.” Our Supreme Court has interpreted RAP 1.2 to mean that courts can depart from the rules if there is “ ‘no discernible or practical prejudice flowing to respondent, no unfairness to the trial judge, and no inconvenience to [the] court.’ ” Millikan v. Bd. of Dirs. of Everett Sch. Dist. No. 2, 92 Wn.2d 213, 216, 595 P.2d 533 (1979) (quoting King County Republican Cent. Comm. v. Republican State Comm., 79 Wn.2d 202, 208, 484 P.2d 387 (1971) (allowing appellants to file certification of facts after required deadline)).
Although McClarty failed to cite to the record in his Summary of the Case, he does cite to the record in the Pertinent Facts section of his Statement of the Case. Moreover, Totem does not dispute the facts that McClarty presents in his brief. And we find no prejudice to Totem, unfairness to the trial court, or inconvenience to this court. Thus, we exercise our discretion under RAP 1.2 and consider the facts in the Summary of the Case in McClarty’s amended opening brief.
Totem also urges us to disregard McClarty’s cite to Pertinent Facts in his amended opening brief because he did not cite them below in opposition to Totem’s motion for summary judgment. Our Supreme Court, however, has rejected the notion that we can decide an appeal on only the evidence that the trial court expressly considered. Mithoug v. Apollo Radio, 128 Wn.2d 460, 462, 909 P.2d 291 (1996) (allowing review of depositions filed in the case but not expressly considered by the trial court).
III. Summary Judgment
A. Standard of Review
When reviewing an order of summary judgment, we engage in the same inquiry as the trial court. Wilson v. Steinbach, 98 Wn.2d 434, 437, 656 P.2d 1030 (1982). Summary judgment is appropriate only if the pleadings, affidavits, depositions, and admissions on file demonstrate the absence of any genuine issues of material fact and that the moving party is entitled to judgment as a matter of law. CR 56(c). We consider all facts submitted and all reasonable inferences from them in the light most favorable to the nonmoving party. Wilson, 98 Wn.2d at 437.
After the moving party has submitted adequate affidavits, the burden shifts to the nonmoving party to set forth specific facts sufficiently rebutting the moving party’s contentions and disclosing the existence of a material issue of fact. Seven Gables Corp. v. MGM/UA Entm’t Co., 106 Wn.2d 1, 13-14, 721 P.2d 1 (1986). The nonmoving party “may not rely on speculation, argumentative assertions that unresolved factual issues remain, or in having its affidavits considered at face value.” Seven Gables, 106 Wn.2d at 13. The court should grant summary judgment only if, based on all the evidence, reasonable persons could reach but one conclusion. Wilson, 98 Wn.2d at 437.
We first address the applicable law under the Washington Law Against Discrimination as it applies to disparate treatment and failure-to-accommodate claims. The legislature enacted the WLAD to prevent discrimination based on, inter alia, age, race, gender, and disability.
This provision gives rise to two causes of action: a disparate treatment claim and a failure-to-provide-reasonable-accommodation claim. Pulcino v. Fed. Express Corp., 141 Wn.2d 629, 640, 9 P.3d 787 (2000). “ ‘An employer who discharges, reassigns, or harasses for a discriminatory reason faces a disparate treatment claim; an employer who fails to accommodate the employee’s disability, faces an accommodation claim.’ ” Pulcino, 141 Wn.2d at 640 (quoting Hill v. BCTI Income Fund-I, 97 Wn. App. 657, 667, 986 P.2d 137 (1999)). Both types of claims require an employee to establish that he suffers from a disability. But these cases do not make clear how the employee must do this.
C. Definition of “Disability”
The legislature created the Human Rights Commission
Courts have applied the WAC definition of disability in both disparate treatment and reasonable accommodation cases. In Phillips v. City of Seattle, our Supreme Court applied the WAC definition to an unfair employment practices claim involving an alleged discriminatory discharge. 111 Wn.2d 903, 907, 766 P.2d 1099 (1989). The court interpreted the WAC as requiring “the ‘presence’ of a handicap and that this condition be the reason for the discharge.” Phillips, 111 Wn.2d at 907; see also Hume v. Am. Disposal Co., 124 Wn.2d 656, 670, 880 P.2d 988 (1994) (applying the WAC definition to a constructive discharge claim under the WLAD). In Jane Doe v. Boeing Co., the court applied the same definition to a reasonable accommodation claim. 121 Wn.2d 8, 15, 846 P.2d 531 (1993). Although the Doe court applied the WAC definition, it noted that the definition was “problematic” and recognized its “circular nature.” Doe, 121 Wn.2d at 15, 16.
The issue of the proper definition of disability was again before the court seven years later in Pulcino, 141 Wn.2d 629. The trial court had dismissed Pulcino’s suit against Federal Express for disability discrimination under RCW 49.60.030, and the Court of Appeals affirmed. Pulcino, 141 Wn.2d at 637. Our Supreme Court agreed with Pulcino that the Court of Appeals had failed to consider her claim under a reasonable accommodation theory, as opposed to discriminatory discharge. Pulcino, 141 Wn.2d at 638, 639.
D. Reasonable Accommodation
1. Standard
In Pulcino, the court took the opportunity to address problems with the WAC definition of disability. The court
[A]n accommodation claimant satisfies the “handicap” element of his or her claim by proving that (1) he or she has/had a sensory, mental, or physical abnormality and (2) such abnormality has/had a substantially limiting effect upon the individual’s ability to perform his or her job.
Pulcino, 141 Wn.2d at 641 (emphasis added). The court noted that such a showing would “rule[ ] out the trivial.” Pulcino, 141 Wn.2d at 642.
The following year, the court again addressed the standard for accommodation claims in Hill v. BCTI Income Fund-I, 144 Wn.2d 172, 23 P.3d 440 (2001). The trial court had directed a verdict in favor of BCTI, dismissing Hill’s disability discrimination claim brought under a reasonable accommodation theory. Hill, 144 Wn.2d at 178. Our Supreme Court agreed that the WAC definition was circular and had proved problematic; so it applied the Pulcino test. Hill, 144 Wn.2d at 192-93.
The Hill court articulated the problem with the WAC definition of disability primarily in terms of the McDonnell Douglas
The problem, the Hill court observed, was that the WAC definition of disability collapsed the employee’s initial burden (to establish a prima facie case of discrimination) into the employee’s ultimate burden in the case (to prove the adverse employment action was discriminatory). Hill, 144 Wn.2d at 192 n.19. The court replaced the second prong of the WAC definition (showing that abnormality was the reason for discriminatory discharge) with the second prong from Pulcino (requiring employee to show that the abnormality substantially limited his or her ability to function). Hill, 144 Wn.2d at 192 n.19. According to Hill, this scheme would lighten the evidentiary burden on employees in reasonable accommodation claims. Hill, 144 Wn.2d at 192 n.19.
After Pulcino and Hill, the applicable standard for WLAD actions under RCW 49.60.180 for reasonable accommodation claims seemed clear, requiring that (1) the plaintiff had a sensory, mental, or physical abnormality and (2) that the abnormality “had a substantially limiting effect upon the individual’s ability to perform his or her job.” Hill, 144 Wn.2d at 192. What remained unclear, however, is what standard should be applied to disparate treatment claims.
2. Application to McClarty
McClarty fails to satisfy the two-prong test articulated in Pulcino and Hill. As to the first prong, McClarty correctly argues that he presented factual evidence in the form of a doctor’s release indicating that he was suffering from bilateral carpal tunnel syndrome, which would constitute a physical abnormality satisfying the first prong.
McClarty testified in his deposition that (1) his physician limited his digging and jackhammering to only one-third of a day, (2) 99 percent of the trench work had been completed, and (3) neither pulling wire through conduits nor gluing the pipe lengths was a problem for him. McClarty further testified,
[He] could do anything in that realm [of smaller scale jobs] other than the digging more than a third of the workday, the digging or the jackhammering. And [he] was covering up the last ditch, so anything [he] could have done. Anything.
Clerk’s Papers at 96.
Totem did not dispute McClarty’s testimony. Thus, there was no genuine issue of material fact as to whether there was any substantial ditch digging or jackhammering work left to be performed or whether McClarty’s disability limited his ability to perform any other task on the site. We hold, therefore, that the trial court’s grant of summary judgment on McClarty’s reasonable accommodation claim was proper.
E. Disparate Treatment
The Pulcino court expressly stated that it was applying the newly articulated standard to only the reasonable accommodation claim. Pulcino, 141 Wn.2d at 640. Similarly in Hill, the court addressed only a reasonable accommodation claim. Hill, 144 Wn.2d at 192 n.19.
In Roeber v. Dowty Aerospace Yakima, however, Division Three of this court sought to clarify whether the Pulcino
1. The Standard
Although recognizing that Pulcino had not yet been applied to disparate treatment claims, the Roeber court adopted the Pulcino standard, 116 Wn. App. at 136-37,
There is no principled reason why it should be fundamentally harder to establish prima facie cases of disability discrimination under RCW 49.60.180 than prima facie cases of any other form of discrimination made unlawful by that same statute. However, we lack an opportunity here to rule on whether the Pulcino definition should be used to evaluate prima facie cases in all disability discrimination cases.
Hill, 144 Wn.2d at 192 n.19. Based on Hill, the Roeber court applied the Pulcino test to a disparate treatment claim, finding it to be “consisten [t] with Washington’s broad application of the discrimination laws.” Roeber, 116 Wn. App. at 136.
We respectfully decline to follow Roeber because, in our view, applying Pulcino to disparate treatment claims will undermine the WLAD. The Hill court identified the test that an employee must satisfy to prevail on a disparate treatment claim: The first prong would require an employee to produce evidence that he or she “had a sensory, mental, or physical abnormality that substantially limited her ability to do the job.” Hill, 144 Wn.2d 193-94 n.20 (emphasis added). In our view, this test works appropriately for reasonable accommodation claims but not for disparate
But an employee claiming disparate treatment is not asking the employer to take any remedial steps on his behalf. Rather, the employee asks only that the employer not terminate him for discriminatory reasons. Logically then, under a disparate treatment theory, the employee should not have to show that his condition substantially limited his ability to perform his job because he is not requesting special treatment based on any limitation. On the contrary, the employee is asking only to be treated like all other employees.
Yet under McDonnell Douglas, when an employee does not show a substantial limitation due to his condition, he fails to make his prima facie case, and the employer is entitled to “prompt judgment as a matter of law.” Hill, 144 Wn.2d at 181. So where the employee is merely seeking equal treatment rather than reasonable accommodation — as is the case here — the burden would never shift to the employer, who would then always prevail as a matter of law without having to produce a legitimate, nondiscriminatory justification for the adverse employment action. Applying Pulcino to disparate treatment claims would have serious, adverse legal impacts on employees filing disparate treatment claims under the WLAD, which the legislature did not intend.
Totem argues that a medical condition is a disability only if it affects the employee’s ability to do the job. We disagree.
Instead, we follow the legislature’s mandate that WLAD provisions “shall be construed liberally for the accomplishment of the purposes thereof.” RCW 49.60.020. Because the rationales of Pulcino and Hill do not apply reasonably to disparate treatment claims, we decline to follow Division Three’s lead in Roeber and we do not extend the Pulcino standard to disparate treatment claims under WLAD.
Our inquiry does not stop here, however, because the problem with the WAC definition still exists — that is, requiring the employee to prove the ultimate fact of discrimination to make his prima facie case. In the absence of specific guidance from our Supreme Court analyzing the impact of applying the Pulcino test to disparate treatment claims, we will apply the WAC definition of disability, however presently unworkable it may be.
2. Application to McClarty
Based on the above analysis, to succeed on a disparate treatment claim, McClarty must be able to show that he had a sensory, mental, or physical disability that is an abnormality, which was the reason for his discharge by Totem. WAC 162-22-020(2)(c); Phillips v. City of Seattle, 111 Wn.2d 903, 906-07, 766 R2d 1099 (1989). Whether there was the “presence” of a disability and whether that condition was the reason for McCarty’s discharge are questions of fact for the jury. Phillips, 111 Wn.2d at 909.
WAC 162-22-020(2) provides:
“The presence of a sensory, mental, or physical disability” includes, but is not limited to, circumstances where a sensory, mental, or physical condition:
(a) Is medically cognizable or diagnosable;
*472 (b) Exists as a record or history;
(c) Is perceived to exist whether or not it exists in fact.
Proving a disability requires expert medical testimony, medical documentation, or evidence of the employer’s state of mind as to whether the employer perceives the existence of a disability. Phillips, 111 Wn.2d at 909-10; WAC 162-22-020(2)(a)-(c).
We hold that the trial court’s grant of summary judgment on McClarty’s disparate treatment claim was erroneous for two reasons. First, the trial court based the grant of summary judgment on misapplication of the Pulcino reasonable accommodation test to McClarty’s disparate treatment claim. Second, determination of disability under the WAC definition is generally a matter for the fact finder, inappropriate for summary judgment.
IV. Attorney Fees
Lastly, McClarty contends that he is entitled to attorney fees under RAP 18.1, which requires a party to request statutory attorney fees in its brief. McClarty cites RCW 49.60.030, which allows a party to recover reasonable attorney fees incurred during the appeal of claims under the WLAD. The prevailing party can recover costs incurred on appeal, including but not limited to reasonable attorney fees. RAP 14.2, 14.3.
The question here is whether McClarty is a “prevailing party’ for purposes of RAP 14.2 if he succeeds in part on appeal but has not yet prevailed on the merits below. The courts are split on whether to award attorney fees immediately after the appeal or to wait until after a
CONCLUSION
We affirm the grant of summary judgment on the reasonable accommodation claim. We reverse the grant of summary judgment on the disparate treatment claim, remand for further proceedings, and defer the issue of attorney fees until the ultimate prevailing party is determined below.
Seinfeld and Houghton, JJ., concur.
Review granted at 152 Wn.2d 1011 (2004).
Pulcino v. Fed. Express Corp., 141 Wn.2d 629, 9 P.3d 787 (2000).
RAP 9.12 reads:
On review of an order granting or denying a motion for summary judgment the appellate court will consider only evidence and issues called to the attention of the trial court. The order granting or denying the motion for summary judgment shall designate the documents and other evidence called to the attention of the trial court before the order on summary judgment was entered. Documents or other evidence called to the attention of the trial court but not designated in the order shall be made a part of the record by supplemental order of the trial court or by stipulation of counsel.
Totem apparently surmised that McClarty had raised a reasonable accommodation claim because at oral argument it noted that McClarty had not contested that his “accommodation claim” should be dismissed.
The terms “disability and “handicap” are used interchangeably throughout the cases. We retain the term “handicap” where it appears in original documents.
The Human Rights Commission was originally called the Board Against Discrimination.
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S. Ct. 1817, 36 L. Ed. 2d 668 (1973).
Totem points out that the United States Supreme Court recently determined that, under the Americans with Disabilities Act (ADA), carpal tunnel syndrome, as a matter of law, is not a disability that substantially limits an employee’s major life activity of working, citing Toyota Motor Manufacturing, Kentucky, Inc. v.
McClarty argues that because Roeber is a Division Three case, this court is neither bound by the decision nor is the holding persuasive, citing Eriksen v. Mobay Corp., 110 Wn. App. 332, 346, 41 P.3d 488 (2002). Although McClarty is correct that the case is not binding on this court, he is incorrect in arguing that it is not persuasive. Eriksen states that a nonbinding case can still be persuasive and, if its reasoning is sound, may be applied to the case at bar. Eriksen, 110 Wn. App. at 346-47.
All of the other protected classes under RCW 49.60.010 are classifications based on status (race, creed, color, national origin, families with children, sex, marital status, and age), and the effect of the status on the employee’s ability to perform the job is not a factor.
Phillips cites former WAC 162-22-040 for this proposition. 111 Wn.2d at 909-10. WAC 162-22-040 was repealed in 1999, but the identical language, albeit renumbered, appears in WAC 162-22-020.
Cf. Hinman v. Yakima Sch. Dist. No. 7, 69 Wn. App. 445, 452-53, 850 P.2d 536 (1993) (delaying award of fees until trial on the merits to determine prevailing party), review denied, 125 Wn.2d 1010 (1994); MB Constr. Co. v. O’Brien Commerce Ctr. Assocs., 63 Wn. App. 151, 159, 816 P.2d 1274 (1991); McGovern v. Smith, 59 Wn. App. 721, 736, 801 P.2d 250 (1990) (awarding fees for success on question of law and delaying fees on question of fact until after trial on the merits) with Gerimonte v. Case, 42 Wn. App. 611, 616, 712 P.2d 876 (awarding fees for prevailing on appeal when statute allowed court to designate prevailing party for purposes of award), appeal dismissed (1986).