Mayor of New York v. Council of New YorkMayor of New York v. Council of New York
Michael A. Cardozo, Corporation Counsel, New York City (Mordecai Newman, Larry A. Sonnenshein and William S.J. Fraenkel of counsel), for appellant.
Gladstein, Reif & Meginniss, LLP, New York City (Walter M. Meginniss, Jr. of counsel), for Patrick Bahnken, respondent.
Eddie M. Demmings, New York City (Leonard Polletta of counsel), for Lillian Roberts and another, respondents.
Joan Stern Kiok, New York City, for David Rosenzweig and another, respondents.
OPINION OF THE COURT
McGuire, J.
This disрute between the Mayor and the City Council over the validity of local laws affecting the collective bargaining process turns on the distribution, between the executive and legislative branches, of governmental powers conferred by state statutes and the City Charter. We conclude that Supreme Court correctly upheld the validity of the two local laws.
The New York City Collective Bargaining Law (
For nonuniformed employees, by contrast, individual unions representing particular groups of personnel do not negotiate all terms and conditions of employment. Rather, matters “which must be uniform for all employees subject to the career and salary plan [i.e., nonuniformed employees], such as overtime and time and leave rules” (
Each of the local laws at issue on this appeal, which were enacted in 2001 over the veto of then-Mayor Giuliani, amended the Collective Bargaining Law by adding a sentence at the end of paragraph (4) of subdivision (a) of
If valid, the effect of Local Laws 18 and 19 would be to exempt EMTs and FADs from the citywide agreement and confer on them the same authority enjoyed by uniformed personnel to negotiate with the Mayor all terms and conditions of employment. In other words, through their unions, EMTs and FADs would be guaranteed a seat at the negotiating table, and could not be bound by a collective bargaining agreement to which they were not signatories and which resulted from negotiations in which they did not participate. Local Laws 18 and 19 thus would curtail the authority the Mayor currently enjoys under the Collective Bargaining Law to negotiate and enter into collective bargaining agreements that bind EMTs and FADs without the participation of their respective unions.
The Mayоr, as the chief executive officer of the City of New York (
Although the Taylor Law is itself a source of (and a limitation on) the City Council‘s authority to enact laws bearing on labor relations, it is not of coursе the sole source of that authority. The home rule provisions of the State Constitution confer upon “every local government” the “power to adopt and amend local laws not inconsistent with the provisions of this constitution or any general law relating to” specified subjects, including “[t]he powers, duties, qualifications, number, mode of selection and removal, terms of office, compensation, hours of work, protection, welfare and safety of its officers and employees” (
The Mayor concedes that “[t]he Council may, of course, amend the Collective Bargaining Law,” but urges that the “Council may not . . . promulgate amеndments that are precluded by the State Taylor Law.” The Mayor is correct in both these respects, and in stressing that Local Laws 18 and 19 curtail the scope of the authority he currently enjoys under the Collective Bargaining Law. Local Laws 18 and 19, however, are not precluded by the Taylor Law. As the Third Department has stated, a local law which “impairs the full range of negotiations to which the city is entitled under the Taylor Law . . . is inconsistent therewith and unauthorized and prohibited” (Matter of Doyle v City of Troy, 51 AD2d 845 [1976]). Although Local Laws 18 and 19 “impair[] the full range of negotiations” to which the Mayor is entitled under the Collective Bargaining Law, they do not impair any authority conferred on the Mаyor by the Taylor Law.
That the Mayor cites no such provision of the Taylor Law is unsurprising, for its terms are inconsistent with the Mayor‘s position. First, the declared purpose of the Taylor Law is “to promote harmonious and cooperative relаtionships between government and its employees and to protect the public by assuring, at all times, the orderly and uninterrupted operations and functions of government” (
Another provision of the Taylor Law is even more to the pоint.
“Where an employee organization has been certified or recognized pursuant to the provisions of this article, it shall be the exclusive representative, for the purposes of this article, of all the employees in the appropriate negotiating unit, and the appropriate public employer shall be, and hereby is, required to negotiate collectively with such employee organization in the determination of . . . the terms and conditions of employment of the public employees as
provided in this article, and to negotiate and enter into written agreements with such employee organizatiоns in determining such terms and conditions of employment” (emphasis added; see also Board of Educ. for City School Dist. of City of Buffalo v Buffalo Teachers Fedn., 89 NY2d 370, 377 [1996] [“one of the described inducements for enactment of the Taylor Law was to ameliorate the potentiality or tendency of public employers to impose unilateral conditions upon public employees“]; Levitt, 79 NY2d at 129 [“the obligation to bargain is a strong and sweeping policy of the State, not lightly overridden“]).
As is evident, the Taylor Law does not authorize the Mayor or any local government not to negotiate with a union representing a group of municipal employees and thereby impose upon them terms and conditions of employment to which they have not acceded. Accordingly, Local Laws 18 and 19 are not invalid as “inconsistent” with and “unauthorized and prohibited” by the Taylor Law (Doyle, 51 AD2d at 845).1
For this reason, it does not matter—at least with respect to the challenge based on the Taylor Law—that under Local Laws 18 and 19 the EMT and FAD unions, as the Mayor correctly puts it, “now get something for nothing.” What they get is a right that is consistent with the Taylor Law and, in conferring that right, Local Laws 18 and 19 do not deprive the Mayor of anything to which he “is entitled under the Taylor Law” (51 AD2d at 845). As the chief executive officer of the City, the Mayor enjoys exclusive authority under the Taylor Law to bargain and negotiate on behalf of the City with employee organizations over the terms and conditions of employment. However, the benefit conferred by Local Laws 18 and 19—the
The Mayor‘s reliance on separation of powers principles is also unpersuasive. As the Mayor notes, in United States v Klein (13 Wall [80 US] 128 [1871]), the Supreme Court held that a statute was unconstitutional because it purported to “prescribe rules of decision to the Judicial Department of the government in cases pending before it” (id. at 146). Prior to the enactment of Local Laws 18 and 19, the unions representing EMTs and FADs could obtain a variation from the citywide agreement only if they werе able to persuade the Mayor that “considerations special and unique” to them were involved (
This argument is unavailing for two reasons. First, then-Mayor Giuliani did not challenge the validity of Local Laws 18 and 19 on separation of powers grounds in his complaint, and the current Mayor raised it on this appeal for the first time in his reply brief (see e.g. Lang v Cohalan, 127 AD2d 17, 21 [1987], appeal dismissed 70 NY2d 744 [1987]). Second, Local Laws 18 and 19 cannot be reduced in this fashion to their “practical effect.” The Mayor‘s argument might well have force if either law expressly provided as follows: “Whenever the union representing [EMTs or FADs] requests a variation from the citywide agreement, the Mayor shall conclude that special and unique considerations are involved.” Neither law, however, so provides;
The Mayor challenges Local Laws 18 and 19 on the additional ground that they violate both
Not every local law that “curtails any power of an elective officer” or otherwise falls within one of the paragraphs of
As an act of the Legislature, section 23 does not bind future legislatures, which remain free to repeal or modify its terms (cf.
Local Laws 18 and 19 are not subject to the referendum requirement of the Municipal Home Rule Law for two reasons: (1) as discussed, the curtailment of mayoral authority they entail—i.e., the requirement that the Mayor negotiate with the unions representing EMTs and FADs over all terms and conditions of employment—is provided for by the Taylor Law, and (2) also as discussed, in enacting both local laws the City Council acted under the authority of the Taylor Law. To be sure, unlike
It may be that not every state statute granting powers to a local government can be read to exempt a local law from the referendum requirement of section 23.
This is a formidable argument, but we need not determine whether it is correct. If it is, all that would follow would be that, consistent with the principle that “statutes relating to the same subject matter . . . must be read together and applied
The Mayor argues that there is “no evidence that
The cases cited by the Mayor are not to the contrary. In Giuliani v Council of City of N.Y. (181 Misc 2d 830 [Sup Ct, NY County 1999]) and Ricketts v City of New York (281 AD2d 245 [2001], appeal dismissed 98 NY2d 692 [2002]), the lоcal law curtailing the authority of the Mayor and held to be violative of
The foregoing is sufficient to dispose of the Mayor‘s related claim that Local Laws 18 and 19 violate
Other anomalous consequences would follow. As the Court of Appeals has stated, “[u]nless specifically provided by statute or charter provisions, one county legislature may not bind the hands of its successors in areas relating to governmental matters” (Morin, 45 NY2d at 293 [citations omitted]). Yet, if the Mayor‘s position on the scope of
Finally, the Mayor‘s position entails a contradiction. If these amendments to
Accordingly, the order and judgment (one paper), of the Supreme Court, New York County (Doris Ling-Cohan, J.), entered January 12, 2005, which, in an action by the Mayor of the City of New York seeking a declaration that Local Laws 18 and 19 of 2001 are unlawful on the ground that they violate the New York Civil Service Law, the Municipal Home Rule Law and the New York City Charter, denied the Mayor‘s motion for summary judgment and granted the cross motions for summary judgment of the Council of the City of New York and of intervenors-defendants to declare the laws valid and enforceable, should be affirmed, without costs.
Buckley, P.J. (dissenting in part). I agree with the majority thаt, although the Taylor Law invests the Mayor with the exclusive power and authority to negotiate agreements with public employee organizations (see
The local laws would require the Mayor to negotiate directly with EMTs and FADs such issues аs pensions, overtime, and time and leave rules, and deprive him of his former power under the Collective Bargaining Law to bind those two employee groups to the terms of a citywide agreement or negotiate with them the issue whether they might obtain a variation from the citywide agreement. That alteration “curtails” a “power” of the Mayor, thereby triggering the mandatory referendum provisions of
In contrast to
Under the majority‘s interpretation,
As the majority apparently concedes, the referendum requirement of
The majority also advances the proposition that what the Council gives the Mayor or any other elective officer the Council should be able to take away. That would be a logical assumption were it not for
I also disagree with the majority that the granting of any power by the Council to another elective official necessarily entails the diminution of the powers of the Council itself. The theoretical ability of the Council to not create a new power cannot be deemed a “power” subject to referendum. Otherwise, following the majority‘s reasoning to its conclusion, as soon as the Council enacts a local law, on any matter, it reduces its own powers, in that it has committed itself to a particular course of action out of a potentially limitless number of options. With respect to the majority‘s belief that future Councils will be hesitant to confer any new powers upon elective officers, the majority does not explain why it is preferable to have the powers revocable at the whim of the Council.
Nardelli and Gonzalez, JJ., concur with McGuire, J.; Buckley, P.J., and Williams, J., dissent in part in a separate opinion by Buckley, P.J.
Order and judgment (one paper), Supreme Court, New York County, entered January 12, 2005, affirmed, without costs.