Maya Arce v. John HuppenthalMaya Arce v. John Huppenthal
Lead Opinion
Oрinion by Judge Rakoff; Partial Concurrence and Partial Dissent by Judge Clifton.
OPINION
The children of the Tucson Unified School District (“TUSD”), a majority of whom are of Mexican or other Hispanic descent, have a natural interest in knowing more about their cultural heritage and that of their community — or so the school board of Tucson decided, inaugurating a Mexican American Studies (“MAS”) program in the Tucson public schools. Arizona state superintendents of education, in the belief that MAS was being perverted into a program for promoting ethnocentrism and reverse racism, successfully sponsored and implemented legislation that did away with the program. The issue this case presents is whether in so doing they and their colleagues violated the constitutional rights of TUSD students.
In 2010, the Arizona legislature passed H.B. 2281, codified at Arizona Revised Statutes (“A.R.S.”) §§ 15-111 and 15-112, which directly led to the elimination of the MAS program. The statute prohibits a school district or charter school from including in its program of instruction any courses or classes that: (1) “Promote the overthrow of the United States government,” (2) “Promote resentment toward a race or class of people,” (3) “Are designed primarily for pupils of a particular ethnic group,” or (4) “Advocate ethnic solidarity instead of the treatment of pupils as individuals.”
This case was originally filed on October 18, 2010 by ten teachers and the director of TUSD’s MAS program. The complaint was later amended to add two TUSD students,' Maya Arce and Korina Lopez,' and their parents as next best friends. A third student, Nicolas Dominguez, and his mother as his next best friend intervened in the case. However, Nicolas Dominguez and Korina Lopez voluntarily dismissed their appeals after graduating from high school, and the teachers’ and director’s claims were dismissed for want of standing in an Order dated January 10, 2012 from which no appeal has been taken. Thus, the only remaining plaintiffs are student Maya Arсe and her father and next best friend, Sean Arce. Defendants are the Superintendent of Public Instruction, Diane Douglas,
Plaintiffs assert that
In a Memorandum Order dated Mаrch 8, 2013, the district court granted plaintiffs’ motion for summary judgment with respect to § 15 — 112(A)(3) on First Amendment overbreadth grounds, but denied the motion with respect to all other claims on which plaintiffs had sought summary judgment. The court granted defendants’ summary judgment motion with respect to all of plaintiffs’ remaining First Amendment claims. It denied plaintiffs’ motion for a preliminary injunction. Finally, it sua sponte granted summary judgment for defendants on plaintiffs’ equal protection claim. The net of all this was to allow final judgment to be entered, dismissing all of plaintiffs’ attacks on the statute and its application, except for plaintiffs’ claim that § 15 — 112(A)(3) was unconstitutionally, overbroad. Since, moreover, the district court determined that that section was severable from the other sections, the final judgment invalidated only § 15 — 112(A)(3).
Plaintiffs now appeal the district court’s decision with respect to their equal protection claim, their First Amendment over-breadth claim with respect to
Facts
The pertinent facts are as follows. As of April 20, 2011, sixty percent of the children enrolled in the Tucson public schools were of Mexican or other Hispanic descent. The MAS program was developed in 1998 and later expanded under a federally enforced desegregation decree. See Fisher v. Tucson Unified Sch. Dish,
Efforts to disband the MAS program began in 2007, after a group of students walked out of a speech by the Deputy Superintendent of Public Education, Margaret Garcia Dugan. Ms. Dugan was giving a speech that was intended to refute a prior allegation made to the student body that “Republicans hate Latinos.” In an open letter to the City of Tucson following the speech, the then Superintendent of Public Instruction, Tom Horne, asserted that “the students did not learn this rudeness at home, but from their Raza teach
The formal bill, H.B. 2281, 49th Leg., 2d Sess. (Ariz.2010), passed the state legislature, and on May 11, 2010, Governor Jan Brewer signed it into law with an effective date of December 31, 2010. Relevant aspects of the legislative history are summarized below in the analysis of plaintiffs’ equal protection claim.
Following the enactment of 15 — 112, Horne successfully campaigned to become Arizona Attorney General. On December 30, 2010, his last day in office as the superintendent of public instruction and the day before the statute took effect, Horne prematurely issued á finding that TUSD was in violation of
John Huppenthal succeeded Home as the superintendent of public instruction immediately after serving as an Arizona state senator. On January 4, 2011 — four days after taking office as superintendent — he issued a press release supporting Horne’s finding. See Arizona Department of Education, Superintendent of Public Instruction John Huppenthal’s Official Statement on TUSD Violation of
On May 2, 2011, Cambium, after visiting classes, conducting focus groups, and reviewing curriculum materials, issued a report (the “Cambium Report”) that found that “no observable evidence was present to indicate that any classroom within [TUSD] is in direct violation of the law, A.R.S. 15-112(A). In most cases, quite the opposite is true.” Huppenthal rejected the Cambium Report’s findings and directed the Arizona Department of Education (“ADE”) to make a separate investigation of the program. On the basis of that second investigation, Huppenthal found the MAS program in violation of
Discussion
This Court reviews de novo a district court’s grant or denial of summary
We begin our discussion with plaintiffs’ claim that the enactment and closely linked enforcement of
Here, the district court did not give prior notice to the parties, but found that “the merits of [this claim had] been fully and fairly vetted in connection with Plaintiffs’ second motion for preliminary injunction.” Acosta v. Huppenthal, No. CV 10-623-TUC-AWT,
That decision was not harmless, given the evidence plaintiffs now represent they would have presented on summary judgment had they been given opportunity. Indeed, this evidence is in many respects relevant to our analysis of the merits of the equal protection claim, infra, where we' conclude that there is a genuine issue of fact as to whether the statute was enacted and/or enforced with discriminatory intent. For example, plaintiffs refer us to legislative hearings and administrative documents (discussed below) that are relevant to a discriminatory intent analysis. Furthermore, plaintiffs assert that, if given the opportunity, they would have presented emails оf legislators evincing discriminatory intent and information regarding the historical background surrounding the passage of H.B. 2281, as well as additional evidence with respect to Huppenthal’s rejection of the Cambium' Report and complaints that the state had received about other ethnic studies programs that made them indistinguishable from MAS. Accord
That said, in light of the evidence presented in the record and on appeal, we see no reason to remand the equal protection claim for additional briefing on summary judgment, because, even on the record before us, we find that there are genuine issues of fact regarding whether the enactment and/or enforcement of
We reach this conclusion even though we agree with the district court that the statute is not discriminatory on its face. Plaintiffs argue that
Even if
With respect to the first Arlington Heights factor — the impact of the official action and whether that bears more heavily on one race than another — it is undisputed that the statute’s enactment and enforcement has had a disparate impact on Mexican American students, such as plaintiff Maya Arce. Not only were sixty percent of all TUSD students of Mexican or other Hispanic descent, but also ninety percent of students in the MAS program were such. Moreover, defendants concede that the statute was enacted in response to complaints about the MAS program and that the statute has been enforced only against the MAS program, еven though two other ethnic studies programs in Arizona were alleged by the state superintendent to seemingly violate
It is true, to jump ahead to the fifth Arlington Heights factor — the relevant legislative or administrative history — that the legislative history contains only a few snippets of overtly discriminatory expression. However, given that “officials acting in their official capacities seldom, if ever, announce on the record that they are pursuing a particular course of action because of their desire to discriminate against a racial minority,” we look to whether they have “camouflaged” their intent. Smith v. Town of Clarkton,
During hearings regarding H.B. 2281, which was later codified as
Such statements, especially when coupled with the administrative history (discussed below) that immediately preceded enactment, raise at least a plausible inference that racial animus underlay passage of the legislation.
At the time H.B. 2281 moved through the legislature, future Superintendent Huppenthal was a state senator and the Chairman of the Senate Committee on Education Accountability and Reform. See H.B. 2281 S. Comm. Educ. Accountability and Reform Hearing. About one month before Governor Brewer signed H.B. 2281 into law, Huppenthal introduced an amendment to the bill that granted authority to the state superintendent to determine whether a school district was in violation of the statute, an amendment which was adopted by the Senate and incorporated in
On December 30, 2010, the day before
Upon assuming office as superintendent on January 4, 2011, Huppenthal immediately issued a press release supporting Horne’s finding and stating that TUSD had the responsibility “to ensure their programs сome into full compliance with
Nevertheless, in one of the most telling actions in this entire saga, Huppenthal then rejected the conclusions of the Cambium study that he himself had commissioned, concluding that, because the MAS department was aware of the audit, “naturally the auditors are never going to observe [the promotion of racism or ethnic solidarity].” He ordered a new, separate ADE investigation, which reviewed only a selection of course materials and the MAS program website. There are conflicting statements in the record as to whether ADE officials even visited classrooms as part of the investigation. Yet, following ADE’s investigation, Huppenthal found the MAS program in violation of
In reviewing Huppenthal’s finding of violation in the context of plaintiffs’ equal protection claim, the district court held that deficiencies in the Cambium Report, such as a limited number of classroom observations and a supposed failure to obtain comprehensive information from the MAS department, gave Huppenthal a reasonable basis to disregard the Cambium Report. But these were not the grounds Huppenthal himself gave for rejecting the Report and there was certainly sufficient evidence for a reasonable fact-finder to infer otherwise. Whether the motivation behind Huppenthal’s rejection of the Report was based on its alleged deficiencies, or whether it was based on a predeter
In short, applying the 'five Arlington Heights factors to the evidence of record— taken, as it must be for these purposes, most favorably to plaintiffs — there is sufficient evidence to raise a genuine issue of material fact as to whether the enactment and/or enforcement of
We now turn to plaintiffs’ claims under the First Amendment. As a general matter, plaintiffs assert that their First Amendment rights are implicated because the enforcement of
Defendants argue that we should apply our holding in Downs v. L.A. Unified School District,
Therefore, we are tasked with determining the appropriate level of scrutiny that applies to a state’s decision to restrict classroom materials presented as part of a curriculum approved by a local school board in light of a student’s right to receive information and ideas. This analysis necessarily implicates the delicate balance between a student’s First Amendment rights and a state’s authority in educational matters. See Hazelwood Sch. Dist. v. Kuhlmeier,
At least four other circuits have grappled with the breadth of a student’s First Amendment rights in the context of the development of a school curriculum, and they have developed tests granting varying levels of leniency to the government. For example, the Eleventh and Eighth Circuits have developed tests that require schools to provide legitimate reasons for limiting students’ access to information. In Virgil v. School Board of Columbia County,
The Seventh and Fifth Circuits give the government greater scope in curtailing school curricula. In Zykan v. Warsaw Community School Corporation,
Here, the district court followed the Eleventh Circuit’s decision in Virgil,
The first step in an over-breadth analysis is to construe the statute, as “it is impossible to determine whether a statute reaches too far without first knowing what the statute covers.” Id. at 945 (quoting United States v. Williams,
The district court found that the primary legitimate purpose of the statute, on its face, is to prohibit courses that “promote racism,” and the like, a holding which neither party challenges on appeal. Cf.
But there is no question that plaintiffs did challenge subsections (A)(2), (A)(3), and (A)(4) on overbreadth grounds, so we consider each in turn.
However, we agree with the district court that the provision on its face is not overbroad in violation of the First Amendment, because the statute targets the design and implementation of courses and curricula and does not restrict individual student speech or class discussions.
The exceptions to the statute also support the district court’s finding that the statute targets the design of courses and not individual feelings or class discussions, because the exceptions provide additional limitations on the statute’s reach.
Skipping ahead to subsection (A)(4), the district court held that § 15-
The only provision the district court found to be constitutionally over-broad in the sense we have been discussing is
Turning next to plaintiffs’ other First Amendment challenge to § 15-112— namely, that it imposes viewpoint discrimination — plaintiffs again complain that the district court prematurely entered summary judgment against them on this claim. Plaintiffs raised a First Amendment viewpoint discrimination argument in their second motion for preliminary injunction, but only moved for summary judgment on their First Amendment overbreadth claim. Nevertheless, the district court granted summary judgment for defendants on all of plaintiffs’ First Amendment claims, even though the viewpoint discrimination claim had not been briefed by either of the parties in their cross-motions for summary judgment. Moreover, in contrast to its sua sponte grant of summary judgment discussing plaintiffs’ equal protection claim, here the order of the district court did not even review the evidence with respect to the viewpoint discrimination claim. Accordingly, we remand that claim to the district court for appropriate further prоceedings.
Defendants argue that plaintiffs have only a generalized interest in the validity of the law and, therefore, lack standing to pursue a vagueness claim. See Hollingsworth v. Perry, — U.S.-,
However, where the effect of a vague statute would infringe upon a party’s First Amendment rights, standing requirements to challenge the statute under the Fourteenth Amendment Due Process Clause are broader than they otherwise might be. See Hynes v. Mayor & Council of Borough of Oradell,
Here, as already suggested by our discussion of plaintiffs’ First Amendment claims above, plaintiffs have a liberty interest grounded in their First Amendment right to receive information. See Krug v. Lutz,
A statute is impermissibly vаgue if it “fails to provide a reasonable opportunity to know what conduct is prohibited, or is so indefinite as to allow arbitrary and discriminatory enforcement.” United States v. Mincoff,
We agree. Due process “does not require ‘impossible standards’ of clarity.” Kolender v. Lawson,
Plaintiffs primarily rely on the case of Tucson Woman’s Clinic v. Eden,
Finally, and notwithstanding our directions to remand the equal protection and First Amendment viewpoint discrimination claims for further proceedings, we must review the district court’s decision that § 15 — 112(A)(3) is severable from the rest of the statute, as it is the one provision we affirmatively have held to- be unconstitutional. A statute’s severability is determined under state law. See Dep’t of Treasury v. Fabe,
The district court held that “there appears to be no reason to conclude that the other provisions of the statute could not be enforced without subsection (A)(3), nor is there any indication that the legislature would not have enacted the statute without subsection (A)(3).” Acosta,
In sum, we affirm the district court’s rulings that
AFFIRMED in part, REVERSED in part, and REMANDED.
Notes
. Superintendent Diane Douglas succeeded former Superintendent John Huppenthal, and, accordingly, has been substituted as a defendant pursuant to
. The MAS program was previously called "Mexican American/Raza Studies.” Plaintiffs assert that “La Raza” more generally refers to Mexican Americans. See American Heritage Dictionary of the English Language, available at http://ahdictionary.com/word/search.html? q=la + raza&submit.x=0&submit.y=0 ' (last visited June 9, 2015) (defining “La Raza” as "Mexicans or Mexican Americans considered as a group, sometimes extending to all Spanish-speaking people of the Americas”).
. We take judiciаl notice of the press release, because it is a public record on file with the Arizona State Board of Education. See
. We take judicial notice of legislative history materials pursuant to
. Plaintiffs state that if they had been given the opportunity to brief the equal protection claims under a summary judgment analysis, they would have introduced emails from legislators evincing animus against Mexican Americans while advocating for this legislation. Though such material would likely be highly relevant to the Arlington Heights analysis, Vill. of Arlington Heights,
. Plaintiffs advance the separate argument that
. Plaintiffs also present an alternative basis for their equal protection claim by invoking what are known as the "political structure” equal protection cases, Hunter v. Erickson,
. Defendants argue, seemingly for the first time on appeal, that they are not responsible for the elimination of the MAS curriculum and its materials, but rather that TUSD is. Therefore, they assert, they should not be liable for curricular decisions of the school district that may have infringed on plaintiffs’ First Amendment rights. This characterization of the circumstances surrounding the removal of material is artificial and ignores completely the fact that former Superintendent Huppenthal directly caused, indeed ordered, TUSD to remove MAS-related books from its curriculum as part of his finding TUSD was not in compliance with
. Federal rules of statutory construction are the same in these respects as Arizona's. See Food & Drug Admin, v. Brown & Williamson Tobacco Corp.,
. We would share plaintiffs’ concerns in the event the statute were used to censor materials that individually, and incidentally, could cause feelings of resentment but that are placed within the context of an entire course or curriculum in a manner that creates an unbiased presentation of material.
. As the issue of standing here is a question of law, not fact, we will assess whether we have jurisdiction rather than remanding the question to the district court. Cf. Steel Co. v. Citizens for a Better Environment,
. Defendants argue that Tucson Woman's is distinguishable, because it involved a criminal statute that is subject to stricter review. See Vill. of Hoffman Estates v. Flipside,
. Plaintiffs also fail to show that
. Plaintiffs also point us to aspects of the legislative history where the sponsor of the bill and former Superintendent Home comment on their goals to stop grouрing students by race, and to drafts of
Concurrence Opinion
concurring in part and dissenting in part:
I agree with and concur in most of the majority opinion, but I have one significant disagreement that prevents me from concurring in full. The majority opinion concludes, at 976-77, that there are genuine issues of fact regarding whether the enactment and/or enforcement of
The majority opinion concludes, specifically, that sufficient evidence was presented to raise a genuine dispute as to whether the enactment and/or enforcement of the statute “was motivated, at least in part, by an intent to discriminate against MAS students on the basis of their race or national origin.” Majority op. at 981. In doing so, however, the majority opinion conflates antipathy toward Tucson’s Mexican American Studies program (“MAS”) with animus toward Mexican Americans more generally. They are not the same. The district court recognized that difference when it concluded that “the evidence indicates that Defendants targeted the MAS program, not Latino students, teachers, or community members who supported or participated in the program.” The majority opinion ignores that distinction.
All of the evidence cited by the majority opinion to support its conclusion pertains specifically to the Tucson MAS program, not to general hostility toward Mexican Americans. The majority leans heavily, for example, on the observation that statute was enacted in response to complaints about the Tucson MAS program and has been enforced only against that program. Id. at 973-74 & 977-78. It cites a legislator’s negative description of the Tucson MAS program and attacks on that program by other politicians. Id. at 979-80. But what it doesn’t point to is evidence that supports the contention that the motivation for enacting or enforcing the statute was animus against Mexican Americans. That there was opposition to the Tucson MAS program does not prove that the opposition was ethnically animated.
The majority opinion notes Plaintiffs’ statement that they would have introduced evidence to support that proposition if they had been given the opportunity to brief the equal protection claims under a summary
. There could have been good reasons for public officials to oppose the Tucson MAS program without any racial animus whatsoever. The Tucson school district appealed the findings of Superintendent John Huppenthal that the program violated the statute, and following an evidentiary hearing, an administrative law judge found that the Tucson MAS program did, in fact, violate the statute. The judge concluded that the program had courses that violated
Those conclusions are not before us for review, and I have no independent knowledge or basis to say whether they were accurate. But if a public official believed those charges to be true, that officeholder’s opposition to the Tucson MAS program would not be surprising and would not itself demonstrate any discriminatory motivation. The majority opinion agrees with the district court’s conclusion that the statute is not discriminatory on its face, and I agree as well. If so, then support for the statute, without any other proof of racial animus, does not prove discriminatory motivation.
I respectfully dissent from that portion' of the majority