Lead Opinion
[¶ 1] Amanda M. Moore appeals from a judgment entered in the District Court (Springvale, Danin, J.) finding that Matthew W. Pitts' is her child’s de facto parent and its award of contact on that basis. We take this opportunity to provide guidance to parties and courts grappling with claims by persons asking to be identified as de facto parents, and vacate the judgment and remand the matter to the District Court for further proceedings.
I. BACKGROUND
[¶ 2] Pitts and Moore dated and lived together on an “on again, off again” basis for more than eight years. While separated from Pitts in 2008, Moore dated Eric B. Hague for a few months. Soon after, Pitts and Moore resumed their relationship, and Moore learned that she was pregnant. The child was born in November of 2009. By mid-2011, Pitts’s and Moore’s relationship had ended.
[¶ 3] The present litigation began in July of 2011, when Pitts filed a complaint in the District Court against Moore seeking parental rights and responsibilities concerning the child. In her response, Moore asserted that Pitts was not the child’s biological father, and, after paternity testing was completed, Pitts stipulated to that fact. On the parties’ stipulation, the matter thus proceeded as one of asserted de facto parenthood.
[¶ 4] After a testimonial hearing, the court made the following findings of fact, all of which are supported by substantial evidence in the record. Although Moore and Pitts were unsure of the child’s paternity, they decided to identify Pitts as the father. During Moore’s pregnancy, Pitts attended some prenatal appointments and a birthing class, and was present at the hospital for the child’s birth. Moore and Pitts agreed to name Pitts as the father on the child’s birth certificate, and to give the child Pitts’s last name.
[¶ 5] Pitts, Moore, and the child lived together from November of 2009 until November of 2010, with a one-month separation in June of 2010. From the child’s birth, Moore was the child’s primary caretaker. Pitts was the sole source of financial support for the household for the first seven months of the child’s life; from then on, Moore also worked, but Pitts remained the primary wage earner. The court found that Pitts’s “involvement with the child was more focused on playtime, with occasional feeding and less occasional bathing and changing of [diapers].” Pitts believed that because he was the primary wage earner, Moore was primarily responsible for caring for the child, but Pitts did take care of the child when Moore was not home.
[¶ 6] After Pitts and Moore separated, Pitts and Pitts’s family had regular contact with the child, including multiple visits each week and an occasional overnight visit. In April of 2011, Pitts and Moore attempted to reconcile, and Pitts again spent significant time with the child in the family household. In May, however, the parties had an argument after which Moore filed a protection from abuse complaint against Pitts; Pitts was prohibited from seeing the child during the month following the filing. After that, Pitts had “mostly consistent” contact with the child consisting of supervised contact for five
[¶ 7] Hague is the child’s biological father. He is on active duty in the military and stationed in Wisconsin, where he lives with his wife, son, and two stepchildren. He has met this child twice for a total of a few hours. Hague testified that he wishes to be a father to the child, and he and Moore want the child to know Hague as his “real father.” He plans to visit Maine a few times each year during the summer and holidays. Moore and Hague do not want Pitts to have any contact with the child, but the court found that neither has considered how to introduce Hague into the child’s life, the impact of Hague’s introduction on the child, or how the removal of Pitts and his family from the child’s life would affect the child.
[¶ 8] The court found that Pitts has made an unequivocal permanent commitment to the child and considers him to be his son.... The child has formed a bond of attachment with [Pitts] and his family. A complete disruption of that bond would have an adverse impact on the child. However, the testimony and evidence was not sufficient for the court to quantify the impact that removal of [Pitts] and his family from the child’s life will have, nor to make any finding as to the duration of said adverse impact.
Based on this language and its other findings, the court determined that Pitts is the child’s de facto parent and that continued contact with Pitts is in the child’s best interest. Other than the right to have unsupervised contact with the child, the court did not award to or impose on Pitts any parental rights or responsibilities, in-eluding any decision making power or the duty to pay child support.
[¶ 9] Moore timely appeals, arguing that the judgment is erroneous as a matter of fact and law; she asserts that Pitts’s role in the child’s life has been short, inconsistent, and devoid of the daily caretaking functions that characterize a de facto parent; that Pitt’s removal from the child’s life will cause no trauma to the child; and that the amount of time the court awarded Pitts was inappropriately generous because it intrudes on the parent-child relationship between Moore and the child, and between Hague and the child. We review the court’s findings of fact for clear error, its conclusions of law de novo, and its ultimate award of visitation for an abuse of discretion. Grant v. Hamm,
II. DISCUSSION
[¶ 10] For some time now, we and other courts have been considering the law of parentage in light of advancements in technology, changes in social norms and family structures, and the resulting ever-expanding list of legal issues relating to children and families. See, e.g., Nolan v. LaBree,
[t]he demographic changes of the past century make it difficult to speak of an average American family. The composition of families varies greatly from household to household. While many children may have two married parents and grandparents who visit regularly, many other children are raised in single-parent households.... Understandably, in these single-parent households, persons outside the nuclear family are called upon with increasing frequency to assist in the everyday tasks of child rearing.
Troxel v. Granville,
[¶ 11] Despite these shifts in family and social structure, it remains “firmly established” that parents have “a fundamental liberty interest to direct the care, custody, and control of their children.” Davis v. Anderson,
[¶ 12] Nevertheless, a parent’s “constitutional liberty interest in family integrity is not ... absolute, nor forever free from state interference.” Rideout,
[¶ 13] There are currently four statutory means by which the Legislature allows the State, through the courts, to order parental rights or visitation to a non-parent.
[¶ 14] Using the lens of strict scrutiny, we have, to date, recognized only two types of exceptional circumstances that are legally sufficient to justify the State’s interference with the fundamental right to parent.
L.,
[¶ 16] The distinction between the exceptional circumstances required for intervention in a child protection or guardianship matter — i.e., harm — as opposed to those adequate to support an award of grandparent visitation — i.e., a sufficient existing relationship — reflects the difference in the extent of the intrusion into the parent’s rights. In both child protection actions pursuant to title 22 and in guardianship matters pursuant to title 18-A, the interference with a parent’s fundamental rights may be extensive, including the actual removal of a child from a parent’s care. Pursuant to the Grandparents Visitation Act, in contrast, the court may award only “reasonable rights of visitation or access” to the child, and even then only to the extent that the award does not “significantly interfere with any parent-child relationship or with the parent’s rightful authority over the child.” 19-A M.R.S. § 1803(3). In short, in those matters currently recognized in Maine that could involve an award of the full panoply of parental rights and responsibilities to a non-parent, we have required a showing of harm to the child in the absence of such government interference.
[¶ 17] In the matter before us, we are called upon to consider how a person who is not a biological or adoptive parent may, over the objection of the child’s fit biological or adoptive parent, obtain not just contact with or access to the child, but that full panoply of parental rights and responsibilities as a de facto parent. Because the extent of such an intrusion into a parent’s fundamental rights is substantial, and for the reasons explained below, a court may determine that an individual is a child’s de facto parent only when the failure or refusal to so determine will result in harm to the child.
A. Establishing De Facto Parenthood
[¶ 18] Parenthood is meant to be defined by the Legislature, steeped as it is in matters of policy requiring the weighing of multiple viewpoints. See Miller v. Youakim,
[¶ 19] In the absence of Legislative action in such an important and unsettled area, however, we must provide some guidance to trial courts faced with de facto parenthood petitions. See Cheshire Med. Ctr. v. W.R. Grace & Co.,
[¶ 20] Since our announcement in 2001 that in some circumstances we would recognize de facto parents, we have had occasion to discuss the concept in only four cases — C.E.W. v. D.E.W.,
[¶ 21] In Young, a man married a woman who already had a child, and the couple then had a child together.
[¶ 22] Similarly, in Leonard, a man began a relationship with a pregnant woman, and the couple eventually began living together and had two more children over the course of seven years.
[¶ 23] Finally, in Philbrook, a woman and her children lived with the woman’s parents for periods of time over a span of ten years.
[¶ 24] In our discussions of de facto parenthood in Maine through these five decisions, we have not yet determined what precise test of de facto parenthood will satisfy the exceptional circumstances requirement of strict scrutiny. See id. ¶ 22 (“[W]e have not precisely defined the parameters of the de facto parent concept. ...”); C.E.W.,
[¶ 25] Moore encourages us to adopt the test of de facto parenthood set out in American Law Institute, Principles of the Law of Family Dissolution § 2.03(l)(c) (2002), which defines a de facto parent as a person who, for two years or more, has lived with the child and performed at least as much of the caretaking for the child as the legal parent.
[¶ 26] After considering our precedent, the ALI standards, and the decisions of other jurisdictions, we continue to decline to adopt the ALI standards as the test of de facto parenthood in Maine. See, e.g., C.E.W.,
[¶ 27] Instead, in the absence of legislation in this area, we cleave to the standard we have already announced. An individual seeking parental rights as a de facto parent must therefore show that (1) he or she has undertaken a “permanent, unequivocal, committed, and responsible parental role in the child’s life,” Philbrook,
1. Permanent, Unequivocal, Committed, and Responsible Parental Role
[¶28] We define a “permanent, unequivocal, committed, and responsible parental role” by looking to the elements of de facto parenthood employed in Massachusetts:
A de facto parent is one who has no biological relation to the child [as a parent], but has participated in the child’s life as a member of the child’s family. The de facto parent resides with the child and, with the consent and encouragement of the legal parent, performs a share of caretaking functions....
E.N.O. v. L.M.M.,
2. Exceptional Circumstances
[¶29] As discussed below, a de facto parent potentially may be awarded all of the parental rights and responsibilities enjoyed by a biological or adoptive parent. A non-parent should have the opportunity to obtain the full panoply of rights and responsibilities only under the most exceptional circumstances, i.e., only when the non-parent can establish, by clear and convincing evidence, that harm to the child will occur if he or she is not acknowledged to be the child’s de facto parent. We are not here announcing that “harm” in these cases must be the equivalent of “jeopardy” in title 22 cases. Nonetheless, a court contemplating an order that creates a parent out of a non-parent must first determine that the child’s life would be substantially and negatively affected if the person who has undertaken a permanent, unequivocal, committed, and responsible parental role in that child’s life is removed from that role.
B. Effect of a Determination of De Facto Parenthood
[¶ 30] A determination that a person is a de facto parent means that he or she is a parent on equal footing with a biological or adoptive parent, that is to say, with the same opportunity for parental rights and responsibilities. See C.E.W.,
(1) Allocated parental rights and responsibilities, shared parental rights and responsibilities or sole parental rights and responsibilities, according to the best interest of the child as provided in subsection 3. An award of shared parental rights and responsibilities may include either an allocation of the child’s primary residential care to one parent and rights of parent-child contact to the other parent, or a sharing of the child’s primary residential care by both parents. If either or both parents request an award of shared primary residential care and the court does not award shared primary residential care of the child, the court shall state in its decision the reasons why shared primary residential care is not in the best interest of the child;
(2) Conditions of parent-child contact in cases involving domestic abuse as provided in subsection 6;
(3) A provision for child support as provided in subsection 8 or a statement of the reasons for not ordering child support;
(4) A statement that each parent must have access to records and information pertaining to a minor child, including, but not limited to, medical, dental and school records and other information on school activities, whether or not the child resides with the parent, unless that access is found not to be in the best interest of the child or that access is found to be sought for the purpose of causing detriment to the other parent. If that access is not ordered, the court shall state in the order its reasons for denying that access;
(5) A statement that violation of the order may result in a finding of contempt and imposition of sanctions as provided in subsection 7;
(6) A statement of the definition of shared parental rights and responsibilities contained in section 1501, subsection 5, if the order of the court awards shared parental rights and responsibilities;
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19-A M.R.S. § 1653(2)(D).
[¶ 31] Section 1658(2) (D) (3) requires that “[e]ither parent of a minor child shall contribute reasonable and just sums as child support payable weekly, biweekly, monthly or quarterly.” 19-A M.R.S. § 1653(8). Child support is calculated pursuant to 19-A M.R.S. §§ 2001-2012 (2013). In particular, section 2005 imposes a rebuttable presumption “that the parental support obligation derived from the support guidelines is the amount ordered to be paid, unless support is established under section 2006, subsection 5 or section 2007.” 19-A M.R.S. § 2005.
[¶ 32] In short, once the court finds that a party is a de facto parent, that party is a parent for all purposes, and the court must then go on to consider the appropriate award of parental rights and responsibilities — including child support — pursuant to title 19-A.
[¶ 33] We recognize that many aspects of the parental rights order may be cumbersome in matters in which there are more than two legal parents. Nevertheless, the parental rights statutes already contain language pursuant to which such a judgment may be fashioned to reflect the reality of a family. See, e.g., 19-A M.R.S. § 2007(3)(A) (setting out when the court
C. Procedure
[¶ 34] We cannot emphasize enough that parenthood is forever, whether the relationship is biological, adoptive, or de facto. The role of a de facto parent is no less permanent than that of any other parent; it is a role that may be surrendered, released, or terminated only in limited circumstances as approved by a court. See 18-A M.R.S. §§ 9-202, 9-204, 9-302 (2013); 22 M.R.S. § 4055(1)(B)(1). The obligation of a de facto parent to pay child support, too, remains in force until modified by the court, or until the child turns eighteen or graduates from secondary school, or marries, or joins the armed services. 19-A M.R.S. § 1653(12).
[¶ 35] The determination of the rights and responsibilities of a person petitioning for status as a de facto parent must occur in three stages. First, because forcing a parent to expend time and resources defending against a third-party claim to a child is itself an infringement on the fundamental right to parent,
make a preliminary determination that such a relationship does in fact exist before a parent can be required to fully litigate the issue.” Philbrook,
[¶ 36] Second, if the petitioner satisfies the prima facie burden, the petitioner must then prove, by clear and convincing evidence, that he or she satisfies both elements of the two-part test we announce here and is, therefore, the child’s de facto parent. Whether the petitioner has established these elements is a highly fact-intensive inquiry that requires a consideration of the totality of the circumstances.
[¶ 37] Finally, if, and only if, the individual is a de facto parent, the court must establish the extent of the de facto parent’s rights and responsibilities pursuant to 19-A M.R.S. § 1653. See C.E.W.,
[¶ 38] At the heart of the determination of a de facto parent’s rights and responsibilities, as with any other award of parental rights and responsibilities, is the best interest of the child, which is defined with reference to nineteen factors in 19-A M.R.S. § 1653(3). See C.E.W., 2004 ME
D. Conclusion
[¶ 39] Amidst the sequence of events and consolidation of actions that constituted the case presented to it,
[¶ 40] Nevertheless, because this is our first articulation of the force and duration of the consequences of de facto parenthood, and our first announcement of the two-part standard pursuant to which de facto parenthood petitions must be evaluated, we vacate the court’s judgment and remand the matter for the court — and the parties — to consider anew their positions on this lifelong remedy affecting the life of a child.
[¶ 41] On remand, the court must reconsider the record and allow the parties to submit additional evidence to determine whether Pitts can meet his burden of establishing de facto parenthood. If Pitts is determined to be the child’s de facto parent, the court must fashion a remedy by delineating his parental rights and responsibilities, including child support, and will have to do so in conjunction with re-determining the parental rights and responsibilities of Moore and Hague.
The entry is:
Judgment vacated. Remanded for further proceedings consistent with this opinion.
Notes
. This matter was consolidated with a protection from abuse matter between Moore and Pitts, which Moore later dismissed. It was also consolidated with Moore’s action for parental rights against Hague, the child's biological father; a separate judgment was issued in that matter. Neither of these two other actions is before us.
. The court denied Moore’s motion to end Pitts's contact with the child pending appeal. See M.R. Civ. P. 62, 121.
. In 1942, we stated, "The natural right of a parent to the care and control of a child should be limited only for the most urgent reasons.” Merchant v. Bussell,
.We also employ additional procedural protections in such matters in an effort to balance the fundamental right at stake with the necessity for State intervention. See Rideout v. Riendeau,
. These four statutory methods are: (1) pursuant to the Child and Family Services and Child Protection Act, which allows the State to place a child with a non-parent to protect the child from abuse or neglect, see 22 M.R.S. § 4036(1)(F); (2) pursuant to the Grandparents Visitation Act, 19-A M.R.S. §§ 1801— 1805 (2013), which allows a grandparent to seek "reasonable rights of visitation or access” in certain limited circumstances, 19-A M.R.S. § 1803(1); (3) pursuant to 19-A M.R.S. § 1653(2)(B) (2013), which provides that ”[t]he court may award reasonable rights of contact with a minor child to a 3rd person” within the context of a parental rights and responsibilities order, see Davis v. Anderson,
. We have not yet evaluated the nature or extent of the remedy provided by 19-A M.R.S. § 1653(2)(B).
. The Legislature, when it acts in this area, may determine that, as a matter of policy, the State should interfere in other circumstances.
. Even in considering what relationships are “sufficient existing” ones to meet the exceptional circumstances requirement of strict scrutiny, however, we have so far set the bar quite high by requiring proof of “extraordinary contact,” i.e., proof that the non-parent seeking rights to the child has "functioned as [a] parentf ] to the child[] for a significant period of time.” ConlogUe,
. Our first mention of the phrase "de facto parents” appears in Rideout,
. American Law Institute, Principles of the Law of Family Dissolution § 2.03(l)(c) (2002) defines a de facto parent as follows:
(c) A de facto parent is an individual other than a legal parent or a parent by estop-pel who, for a significant period of time not less than two years,
(i) lived with the child and,
(ii) for reasons primarily other than financial compensation, and with the agreement of a legal parent to form a parent-child relationship, or as a result of a complete failure or inability of any legal parent to perform caretaking functions,(A) regularly performed a majority of the caretaking functions for the child, or
(B) regularly performed a share of care-taking functions at least as great as that of the parent with whom the child primarily lived.
. American Law Institute, Principles of the Law of Family Dissolution § 2.03(l)(b) (2002) defines a parent by estoppel as follows:
(b) A parent by estoppel is an individual who, though not a legal parent,
(i) is obligated to pay child support under Chapter 3; or
(ii) lived with the child for at least two years and
(A) over that period had a reasonable, good-faith belief that he was the child's biological father, based on marriage to the mother or on the actions or representations of the mother, and fully accepted parental responsibilities consistent with that belief, and
(B) if some time thereafter that belief no longer existed, continued to make reasonable, good-faith efforts to accept responsibilities as the child’s father; or
(iii) lived with the child since the child’s birth, holding out and accepting full and permanent responsibilities as parent, as part of a prior co-parenting agreement with the child’s legal parent (or, if there are two legal parents, both parents) to raise a child together each with full parental rights and responsibilities, when the court finds that recognition of the individual as a parent is in the child’s best interests; or
(iv) lived with the child for at least two years, holding out and accepting full and permanent responsibilities as a parent, pursuant to an agreement with the child’s parent (or, if there are two legal parents, both parents), when the court finds that recognition of the individual as a parent is in the child’s best interests.
. Unlike the ALI or the Dissenting Opinion, we do not impose a minimum duration for the relationship that categorically eliminates the possibility of a de facto parent for a child younger than two or five years old, respectively. See Dissenting Opinion ¶ 68; Smith v. Jones,
. This distinction has been held to be "not appropriate” as between two legal parents. A.H. v. M.P.,
.The E.N.O. court required a petitioner to demonstrate that he had performed a share of caretaking functions "at least as great as the legal parent.” E.N.O. v. L.M.M.,
Moreover, we disagree with the statements in the Dissenting Opinion that our decision not to require an equal amount of caretaking "effectively relaxes the Massachusetts standard” or creates a "less demanding approach" to establishing de facto parenthood. Dissenting Opinion ¶ 70. To the contrary, we, unlike the Massachusetts court in E.N.O., require proof of harm to the child in the absence of a declaration of de facto parenthood in order to more robustly satisfy the strict scrutiny requirement. Infra ¶ 29. Thus, the de facto parenthood standards we announce today are, overall, significantly more burdensome than those discussed in the E.N.O. decision.
. A court-ordered substitution of a non-parent for a legal parent, e.g., the creation of a guardianship, may also be considered. See 18-AM.R.S. § 5-204.
. Other jurisdictions have begun to determine child support as applied to de facto parents. See, e.g., Jones v. Barlow,
. This preliminary determination regarding a person’s standing to assert de facto parenthood is but one means of satisfying the strict scrutiny test. See Rideout,
. As noted earlier, the parental rights and responsibilities action involving the child’s biological parents, Moore and Hague, was consolidated with Pitts's de facto parenthood action, and Hague actually participated in and testified during the consolidated hearing. Given these facts, we need not address how the absence of a biological or adoptive parent might affect a petitioner’s attempt to establish de facto parenthood.
Concurrence Opinion
with whom SILVER, J., joins, concurring.
[¶ 42] I join with the Plurality Opinion, which takes substantial steps to clarify this unsettled area of law, and with its result. However, on one aspect of the Plurality’s analysis, I disagree with it, and, necessarily, with the Dissent.
[¶ 43] The Plurality holds that, as a matter of constitutional law, persons seeking de facto parenthood status must demonstrate that “the child’s life would be substantially and negatively affected” be
[¶ 44] Although the Dissent notes that we have “recognized ... [that] a compelling state interest requires a showing of some degree of harm or the threat of harm to the child before a court may interfere with the parental rights of a fit parent,” Dissenting Opinion ¶ 62, neither our precedent nor that of the U.S. Supreme Court has ever required harm to the child as the only compelling state interest to justify interfering with a parent’s fundamental liberty interest. Rather, in Troxel, the Supreme Court explicitly declined to address “whether the Due Process Clause requires ... a showing of harm or potential harm to the child as a condition precedent to granting visitation,”
[¶ 45] We have, however, addressed the question of whether some degree of harm or potential harm is a necessary prerequisite before awarding a right of custody or visitation to third parties. Rideout v. Riendeau,
although the threat of harm to a child is certainly sufficient to provide the State with a compelling interest, harm consisting of a threat to physical safety or imminent danger is not a sine qua non for the existence of a compelling state interest.... [Rather,] “[t]he natural right of a parent to the care and control of a child should be limited only for the most urgent reasons.” We conclude that “urgent reasons” exist, where, as here, a grandparent who has functioned as a parent to the child seeks continued contact with that child.
Id. ¶¶ 23-25 (footnote and citation omitted) (quoting Merchant v. Bussell,
[¶ 47] Third, we agree that both harm and the threat of harm to the child constitute a compelling state interest sufficient to override a parent’s fundamental liberty interest. Rideout,
[¶ 48] However, we disagree on the issue of whether harm to the child is the only compelling state interest that justifies a court’s award of de facto parenthood status. See Plurality Opinion ¶¶ 16-17, 29; Dissenting Opinion ¶ 62. Because our decisions require any interference with parents’ due process rights to satisfy the strict scrutiny test, I set out the state’s compelling interest and narrowly tailored means for safeguarding those rights in the de facto parenthood context. See Rideout,
A. Compelling State Interest
[¶ 49] The state has a compelling interest to justify interfering with the decision making authority of a fit parent “only for the most urgent reasons,” Merchant,
[w]hen a grandparent has been the primary caregiver and custodian for a child over a significant period of time, the relationship between the child and the grandparent warrants application of the court’s parens patriae authority on behalf of the child and provides a compelling basis for the State’s intervention into an intact family with fit parents.
Id. (quotation marks omitted).
[¶ 50] In order to safeguard the rights of the child, we have used our parens
The nationwide enactment of nonparen-tal visitation statutes is assuredly due, in some part, to the States’ recognition of the[ ] changing realities of the American family. Because grandparents and other relatives undertake duties of a parental nature in many households, States have sought to ensure the welfare of the children therein by protecting the relationships those children form with such third parties.
Troxel,
[¶ 51] By reading the Due Process Clause to require the child to suffer harm or a threat of harm before awarding rights to a putative de facto parent, the Plurality and the Dissent focus solely on the rights of the parents to the exclusion of any competing interest of the child or third parties, who may have played a much greater role in the child’s life than the child’s biological parent. “To focus with strict scrutiny ... on the compelling interest of the state, vis-a-vis [only] the parents, is to ignore what may in a particular case be the equally compelling interests of the children, the family, and the [third parties seeking custody or visitation].” Rideout,
[¶ 52] The expansive interpretation of parents’ due process rights elevates the rights of the biological relative at a time when advances in reproductive technology, the legalization of same-sex marriage, and the complexities of the modern family render biological ties less relevant in identifying familial relationships. See, e.g., Nolan v. LaBree,
[a] plurality of [the U.S. Supreme] Court [has] recognized that the parental liberty interest was a function, not simply of “isolated factors” such as biology and intimate connection, but of the broader and apparently independent interest in family. A parent’s rights with respect to her child have thus never been regarded as absolute, but rather are limited by the existence of an actual, developed relationship with a child, and are tied to the presence or absence of some embodiment of family.
[¶ 53] Thus, if a person seeking de fac-to parenthood status has demonstrated
B. Narrowly Tailored Means
[¶ 54] Our decisions governing de facto parenthood also feature narrowly tailored means for safeguarding this compelling state interest. First, the threshold requirements necessary for standing to bring a de facto parenthood claim are very stringent, requiring a person to demonstrate that he or she has “undertaken a permanent, unequivocal, committed, and responsible parental role in the child’s life.” See Philbrook v. Theriault,
[¶ 55] Second, in practice, we have upheld the use of this equitable remedy in very limited circumstances, namely, “when the individual was understood and acknowledged to be the child’s parent both by the child and by the child’s other parent.” Id. ¶ 28; Plurality Opinion ¶ 28. Third, a person seeking de facto parenthood status must now demonstrate that he or she has fulfilled a parental role by clear and convincing evidence. Plurality Opinion ¶27. Finally, we also now require a putative de facto parent to demonstrate that he or she has had direct involvement with the child by performing “caretaking functions.” Plurality Opinion ¶ 28 (quotation marks omitted). Because an award of de facto parenthood status is subject to these limitations, the state’s intrusion on parents’ rights is narrowly tailored to achieve its compelling interest in safeguarding the relationship between children and their de facto parents. Cfi Rideout,
C. Conclusion
[¶ 56] In evaluating de facto parenthood claims, the appropriate constitutional inquiry should weigh both the parents’ fundamental liberty interests and the interests of their children in continuing contact with “adults who have fully and completely undertaken a permanent, unequivocal, committed, and responsible parental role in the child’s life.” C.E.W.,
[¶ 57] My concern is that if the Legislature takes up this issue and creates a
[¶ 58] Until the U.S. Supreme Court determines that the Due Process Clause requires an element of harm to the child before interfering with a fit parent’s rights, the State of Maine, through its Legislature, ought to be free to set public policy to determine whether harm should be part of the analysis.
. The Dissent agrees with the Plurality that a measurable degree of harm is required before interfering with a parent’s constitutional liberty interests, Plurality Opinion ¶ 16, Dissenting Opinion ¶ 62, but would require a much greater showing of serious harm to a child's "long-term physical, emotional, or developmental well-being." Dissenting Opinion ¶ 63.
. The Dissent states that the U.S. Supreme Court "did not reach the question of to what extent harm must be shown for a court to override a parent’s decision” regarding the custody and care of his or her children in Troxel v. Granville,
Dissenting Opinion
with whom ALEXANDER, J., joins, dissenting.
[¶ 59] The Court’s desire to announce new standards for evaluating claims of de facto parenthood is understandable given the concept’s recent development and the absence of legislatively declared public policy. Our prior decisions provide sufficient guidance, however, for us to conclude that Pitts failed to prove his status as a de facto parent. Accordingly, the District Court’s judgment should be vacated on that basis, and this case should not be remanded for additional proceedings. Further, the new standards announced by the Plurality do not sufficiently account for the constitutionally protected interests at stake, do not achieve the Plurality’s stated purpose of clarifying the law, and are not required to fully and fairly decide this appeal. For these reasons, I respectfully dissent.
[¶ 60] I proceed by (A) addressing the constitutional requirement that a person seeking rights as a de facto parent demonstrate that the child would suffer harm if the person is not awarded parental rights, (B) critiquing the new standards announced by the plurality opinion regarding de facto parenthood, and (C) explaining why, under our existing precedent, Pitts failed to prove his status as a de facto parent.
A. The Constitutional Requirement of Harm
[¶ 61] When a state court entertains a complaint seeking a declaration of de facto parenthood, it engages in state action that implicates the constitutionally protected liberty interest a parent has in parenting his or her child free from state interference. See U.S. Const. amend. XIV, § 1; Me. Const. art. I, § 6-A; Davis v. Anderson,
[¶ 62] As recognized in our cases involving termination of parental rights, grandparent visitation, and guardianships, a compelling state interest requires a showing of some degree of harm or the threat of harm to the child before a court may interfere with the parental rights of a presumptively fit parent. See Guardianship of Jeremiah T.,
from a parent’s decision to sever that child’s relationship with grandparents who had functioned as “primary caregiver[s] and custodian[s] for [the] child over a significant period of time.” Rideout,
[¶ 65] Accordingly, our recent decisions regarding de facto parenthood have all concerned children who had been cared for by a nonparent over a significant period of time of at least five continuous years.
B. The Plurality Opinion’s Newly Announced Standards
[¶ 66] By recognizing the constitutional requirement of proof of harm, and also requiring clear and convincing evidence that a de facto parent has “undertaken a permanent, unequivocal, committed, and responsible parental role in the child’s life,” Philbrook,
[¶ 67] First, the Plurality Opinion describes the degree of harm that must be shown as merely “that the child’s life would be substantially and negatively affected if the person who has undertaken a permanent, unequivocal, committed, and responsible parental role in that child’s life is no longer permitted to do so.” Plurality Opinion ¶ 29. Whether a child’s interests would be “negatively affected” by the denial of a nonparent’s request for a declaration of de facto parent status is simply a different way of asking whether an award of de facto parent status to a nonparent would be in the best interest of the child. The Plurality Opinion’s “negative effect” standard is vague and possibly unconstitutional given the United States Supreme Court’s conclusion in Troxel that the best interest of the child standard is constitutionally insufficient to support judicial interference with a parent’s rights.
[¶ 68] Second, the Plurality Opinion does not recognize any minimum temporal requirement for de facto parenthood, whether the two-year requirement established by ALI Principles § 2.03(l)(c) or a longer period as reflected in our prior decisions. The Plurality Opinion thus deemphasizes the requirement that, for a court to review a fit parent’s decision to exclude a nonparent from the child’s life, it must be shown that the nonparent acted as a “primary caregiver and custodian for [the] child over a significant period of time.” Rideout,
[¶ 69] Third, the Plurality Opinion distinguishes “parenting functions” from “caretaking functions,” and suggests that proof of the latter is required to establish a de facto parent/child relationship. Plurality Opinion ¶ 28. In so doing, the Plurality Opinion embraces a distinction made in ALI Principles § 2.03(l)(c) regarding de facto parents.
[¶ 70] Fourth, in defining what it means for a parent to have “a permanent, unequivocal, committed, and responsible parental role in the child’s life,” Plurality Opinion ¶ 27 (quotation marks omitted), the Plurality Opinion quotes and adopts the definition of de facto parenthood expressed by the Massachusetts Supreme Judicial Court in E.N.O. v. L.M.M.:
A de facto parent is one who has no biological relation to the child, but has participated in the child’s life as a member of the child’s family. The de facto parent resides with the child and, with the consent and encouragement of the legal parent, performs a share of care-taking functions....
[¶ 71] Finally, without explanation, the Plurality Opinion adopts the less stringent preponderance of the evidence burden of proof, rather than the more demanding clear-and-convincing-evidence burden of proof, for purposes of determining the child’s best interest. Plurality Opinion ¶¶ 37-38. Proof of the child’s best interest to the standard of clear and convincing evidence is required, however, in order to narrowly tailor the extent to which the judicial process interferes with a parent’s fundamental liberty interest in parenting his or her child. See Davis,
[¶ 72] Defining de facto parenthood is a delicate task that should be preceded by a searching evaluation of the competing child welfare, family preservation, and related public policy issues that are involved. This is reflected both in the ALI Principles and in the Maine Legislature’s ongoing consideration of these very questions. See Resolve 2013, ch. 12, § 2 (noting that “Maine law may require clarification and updating with regard to issues relating to parental rights and responsibilities” when factual parentage is uncertain, and extending the date by which the Family Law Advisory Commission must report to the Legislature regarding its study of the Uniform Parentage Act and other similar laws and proposals). Thus, there exist sound reasons for the Court to exercise restraint and not announce new standards governing de facto parenthood, particularly where those standards are not required to fairly and fully adjudicate this appeal.
C. Proof of De Facto Parenthood in this Case
[¶ 73] By drawing from the existing standards employed in our prior decisions, we can and should conclude that Pitts failed to establish that he is a de facto parent for the following reasons.
[¶ 74] Pitts resided with Moore and the child from the child’s birth in November 2009 until November 2010. Accounting for a one-month period of separation between Moore and Pitts, Pitts resided with the child for approximately eleven months. This is far less than the two years required by the ALI Principles and the five or more years at issue in our recent decisions. Further, based on the court’s findings, Pitts failed to prove that he acted as the child’s primary caregiver during those
[¶ 75] In addition, Pitts otherwise failed to prove that the child would suffer harm or the threat of harm if Moore stands by her decision to restrict her son’s relationship with him. The trial court recognized this deficiency when it concluded that it could not quantify or characterize the adverse effect of denying visitation to Pitts. Moreover, the court expressly declined to award Pitts parental rights and responsibilities beyond limited rights of contact, stating that Pitts “failed to demonstrate by clear and convincing evidence that any award of parental rights and responsibilities (decision making or any type of residential care) is in the best interest of the child.” One is hard-pressed to understand why a person found to be unsuited for parental responsibilities should qualify as a child’s de facto parent.
[¶ 76] There is nothing in the eviden-tiary record of this case that calls for the adoption of new de facto parent standards that are so malleable as to support an award of parental rights and responsibilities to Pitts. This child custody litigation should be brought to an end. I would vacate the trial court’s judgment and remand for entry of a judgment in favor of Moore.
. In Troxel, a nonparent visitation case, the Supreme Court’s plurality opinion did not reach the question of to what extent harm must be shown for a court to override a parent’s decision regarding third-party visitation:
Because we rest our decision on the sweeping breadth of [the visitation rights statute] and the application of that broad, unlimited power in this case, we do not consider the primary constitutional question passed on by the Washington Supreme Court-whether the Due Process Clause requires all nonpa-rental visitation statutes to include a showing of harm or potential harm to the child as a condition precedent to granting visitation. We do not, and need not, define today the precise scope of the parental due process right in the visitation context.
Troxel v. Granville,
. See, e.g., Fenn v. Sherriff,
. "Attachment Theory states that the propensity to form a strong emotional bond to particular caregivers is as fundamental in humans as the attachment behaviors that precede it.” Mary Elizabeth Putnick, The State as Parent: Using Attachment Theory to Develop Child Welfare Policy in the Best Interest of the Child, 24 N.Y.U. Rev. L. & Soc. Change 419, 423 (1998).
. This approach also respects the Legislature’s decision to generally limit a nonpar-ent’s ability to obtain parental rights and responsibilities absent parental consent, waiver, or circumstances involving jeopardy to the child. See, e.g., 18-A M.R.S. § 9-302 (2013) (articulating the requirements for adoption); 19-A M.R.S. § 1653(2) (2013) (setting forth the court’s authority to award parental rights and responsibilities, including to a nonparent); 22 M.R.S. §§ 4002(6), 4035, 4036, 4055 (2013) (governing the procedure for child protection and parental termination orders based on jeopardy and parental unfitness).
. ALI Principles % 2.03(l)(c) provides:
A de facto parent is an individual other than a legal parent or a parent by estoppel who, for a significant period of time not less than two years,
(i) lived with the child and,
(ii)for reasons primarily other than financial compensation, and with the agreement of a legal parent to form a parent-child relationship, or as a result of a complete failure or inability of any legal parent to perform caretaking functions,
(A) regularly performed a majority of the caretaking functions for the child, or
(B) regularly performed a share of care-taking functions at least as great as that of the parent with whom the child primarily lived.
. ALI Principles § 2.03(l)(b) provides:
A parent by estoppel is an individual who, though not a legal parent,
(i) is obligated to pay child support under Chapter 3; or
(ii) lived with the child for at least two years and
(A) over that period had a reasonable, good-faith belief that he was the child’s biological father, based on marriage to the mother or on the actions or representations of the mother, and fully accepted parental responsibilities consistent with that belief, and
(B) if some time thereafter that belief no longer existed, continued to make reasonable, good-faith efforts to accept responsibilities as the child's father; or
(iii) lived with the child since the child’s birth, holding out and accepting full and permanent responsibilities as parent, as part of a prior co-parenting agreement with the child’s legal parent (or, if there are two legal parents, both parents) to raise a child together each with full parental rights and responsibilities, when the court finds that recognition of the individual as a parent is in the child's best interests; or
(iv) lived with the child for at least two years, holding out and accepting full and permanent responsibilities as a parent, pursuant to an agreement with the child’s parent (or, if there are two legal parents, both parents), when the court finds that recognition of the individual as a parent is in the child’s best interests.
. This statement of the required proof encapsulates the requirement set out in ALI Principles § 2.03(1)(c). See supra n. 25.
