Marc Belding ANDERSON et al., Plaintiffs-Appellants, v. General Lewis B. HERSHEY, National Director, Selective Service System, et al., Defendants-Appellees.
No. 18976.
United States Court of Appeals Sixth Circuit.
April 11, 1969.
410 F.2d 492
Dombrowski presented an extraordinary situation where there was no adequate remedy at law and the injury was irreparable. Absent such circumstances, the federal courts will not interfere with pending state criminal proceedings. Douglas v. City of Jeannette, 319 U.S. 157, 163, 63 S.Ct. 877, 87 L.Ed. 1324; Stefanelli v. Minard, 342 U.S. 117, 122, 72 S.Ct. 118, 96 L.Ed. 138; Wilson v. Schnettler, 365 U.S. 381, 385-386, 81 S.Ct. 632, 5 L.Ed.2d 620, and Cleary v. Bolger, 371 U.S. 392, 397, 83 S.Ct. 385, 9 L.Ed.2d 390.
Appellant claims only that certain Colorado procedural statutes violate the Fourth Amendment by permitting arrest and prosecution without a judicial determination of probable cause. He does not claim that Colorado is enforcing its laws unequally or that its courts are insensitive to federal constitutional rights. He has an adequate remedy at law in the state trial of his case, an appeal to the state supreme court, and the right to petition the Supreme Court of the United States for review of any federal question. Wilson v. Schnettler, 365 U.S. 381, 384-385, 81 S.Ct. 632, 5 L.Ed. 2d 620. No great and irreparable injury results to him which would not result to any other person charged with the same crime. Dameron v. Harson, W.D.La., 255 F.Supp. 533, 539, aff‘d 5 Cir., 364 F.2d 991. The grant of the relief sought would expose state criminal prosecutions “to insupportable disruption.” Stefanelli v. Minard, 342 U.S. 117, 123, 72 S.Ct. 118, 96 L.Ed. 138. The complaint fails to state a basis for equitable relief and was properly dismissed by the single judge.
Affirmed.
David Y. Klein, James T. Lafferty, Detroit, Mich., for appellants.
Robert V. Zener, Dept. of Justice, Washington, D. C., for appellees, Edwin L. Weisl, Jr., Asst. Atty. Gen., Morton Hollander, Attys., Dept. of Justice, Washington, D. C., Lawrence Gubow, U. S. Atty., Detroit, Mich., on brief.
COFFIN, Circuit Judge.
At some time between October, 1967, and January, 1968, each of the appellants in this case intentionally dispossessed himself of either or both his selective service registration and/or classification cards. On October 24, 1967, General Hershey, the National Director of the Selective Service System, issued “Local Board Memorandum 85” which directed local boards to reclassify as delinquents all registrants who abandoned or mutilated their registration and/or classification cards.1 Each of the appellants was subsequently reclassified under the Delinquency Regulations,
As with other courts we have waited for Oestereich v. Selective Service System, etc., 393 U.S. 233, 89 S.Ct. 414, 21 L.Ed.2d 402 (1968). We now have the illumination not only of Oestereich, but
It is not only possible but plausible to construct, as appellants in effect have done, a syllogism: Oestereich decrees that use of the delinquency regulations to take away a Congressionally granted exemption for “activities or conduct not material to the grant or withdrawal of the exemption” is “blantantly lawless“; a deferment, particularly a student deferment, is a comparable status, also legislatively defined; it is therefore equally immune from the application of the delinquency regulations.5 See also Breen v. Selective Service Local Board No. 16, 406 F.2d 636, 2d Cir., January 10, 1969, dissenting opinion of Judge Feinberg.
We decline to adopt the syllogism. We note first that the Court restricted itself to the statutory exemption problem, without giving any clear guidelines of the intermediate situation confronting us. This restraint forces us to ask the basic question: is there any significant difference, so far as delinquency reclassification is concerned, between a statutory exemption and a statutory deferment? If there is, we ask the further questions: Does the procedure have a reasonable basis? Does it have any legislative or judicial sanction? Is it nevertheless a penal provision, so that unilateral agency action is proscribed?
The Court in Oestereich did not articulate any difference between exemption and deferment. The presence of any difference is divined only from its repeated confinement of its ruling to the case of one exempt by statute. We are forced to probe the question whether there is a significant difference in the status (exemption versus statutory deferment) being altered by the delinquency regulations. We think such a difference exists. In the case of an exemption, the Congress has made the decision that qualifying persons shall be beyond the pool of manpower available for military purposes. In the case of a deferment, the Congress has tried to set priorities, to provide predictability, and to guarantee equality of treatment—but not immunity—for those within the available pool of manpower. An exempt person is predetermined to be outside the system; a deferred person is within the system. We deem this is a significant line of demarcation.
If a person is outside the system, the performance or nonperformance by him of such collateral duties as possessing his
Were widespread failure to comply with the adjective requirements of the system to be subject only to the sanction of criminal prosecution, the effect on both the selective service system and individual violators would be unnecessarily harsh and burdensome. As to the former, the delay, the uncertainty of meeting time-limited quantitative goals,7 the load on prosecutors and courts would vastly hobble its functioning. As to the latter, fines and jail sentences might in a large proportion of the cases be rightly deemed an excessive response. The concept of this lesser option of terminating or suspending a privilege for delinquency is not uncommon in organizations far less militarily oriented than Selective Service—e. g., clubs, unions, and educational institutions.8 Moreover, the operation of the softer option of expedited processing due to delinquency has certain safeguards. There is a right to personal appearance and appeal, and a registrant‘s case may be reopened without the restrictions normally attached to that procedure.
The regulations would also seem to allow an interim status where, although a registrant has failed to perform some duty, he is not yet an officially declared delinquent.
Finally, we would observe the unique treatment given to criminal sanctions by the Selective Service System:
“55. Delinquents in General. Selective Service Regulations are designed to delay the prosecution of a violator of the law until after he has failed to report for or refused to submit to induction or assigned civilian work. [Footnote omitted.] This is to prevent, wherever possible, prosecutions for minor infractions of rules during his selective service processing, thereby reducing the number of cases that reach the courts and also giving the registrant, before being prosecuted, an opportunity to report for service in the armed forces. Since the purpose of the law is to provide men for the military establishment rather than for the penitentiaries, it would seem that when a registrant is willing to be inducted, he should not be prosecuted for minor offenses committed during his processing. The result of this procedure is that the great majority of prosecutions involve the failure to report for or refusal to submit to induction or assigned civilian work. The only other offense which is prosecuted with some frequency is failure to register. These prosecutions almost always end with the defendants submitting to registration and only in rare instances does the court prepare an opinion. * * *” Selective Service System, Legal Aspects of Selective Service (1969 ed.), 46-47.
Even with regard to induction itself, the registrant is given under Army Regulations “a last clear chance to change his mind and accept induction rather than certain indictment * * *.” Chernekoff v. United States, 219 F.2d 721 (9th Cir. 1955). Failure to warn a registrant at the induction ceremony of the consequences of refusing induction can invalidate a conviction. Chernekoff v. United States, supra; see also Ashton v. United States, 404 F.2d 95 (8th Cir. 1968).
In the first place we note that the delinquency regulations constitute a not insignificant part of the total Selective Service regulations—nineteen separate sections in Part 1642. They were promulgated in substantially their present form pursuant to
We note also the action of the Congress in 1961 in providing for the priority induction of a reservist or member of the Army or Air National Guard “who fails to serve satisfactorily during his obligated period of service“.
While the Supreme Court has not, as the length of this opinion evidences, spoken directly to the issue before us, we draw support from its actions in Shiffman v. Selective Service Board No. 5, 391 U.S. 930, 88 S.Ct. 1831, 20 L.Ed.2d 849 (1968) and Zigmond v. Selective Service Board No. 16, 391 U.S. 930, 88 S.Ct. 1831, 20 L.Ed.2d 851 (1968). In Shiffman the petitioner who held a II-A occupational deferment was declared delinquent and reclassified I-A when he turned in his draft card. In Zigmond the petitioner was classified I-A but since he was over 26 years of age he or-
While we face no constitutional question in the use of the delinquency procedure to interfere with protected speech, United States v. O‘Brien, supra, we do face such a question in the contention that the regulations were used punitively and that the local boards are placed in the inconsistent roles of prosecutor, judge, and jury.
In Kennedy v. Mendoza-Martinez, 372 U.S. 144, 83 S.Ct. 554, 9 L.Ed.2d 644 (1963), the Supreme Court held unconstitutional a federal statute which divested of citizenship persons who remained outside of the country during wartime in order to avoid service in the armed forces. In this opinion the Court set forth several guidelines to be applied in determining if a particular action was punitive. Thus, the Court asked:
“* * * Whether the sanction involves an affirmative disability or restraint, whether it historically has been regarded as punishment, whether it comes into play only on a finding of scienter, whether its operation will promote the traditional aims of punishment—retribution and deterrence, whether the behavior to which it applies is already a crime, whether an alternative purpose to which it may rationally be connected is assignable for it, and whether it appears excessive in relation to the alternative purpose assigned * * *.” 372 U.S. at 168-169, 83 S.Ct. at 567.
We think it clear that induction into the armed services involves a restraint. The availability of habeas corpus to obtain release from the armed forces supports such a view. See, e. g., Eagles v. United States ex rel. Samuels, 329 U.S. 304, 67 S.Ct. 313, 91 L.Ed. 308 (1946). On the other hand, induction is far less severe action than is divestment of citizenship which was involved in Kennedy v. Mendoza-Martinez, supra.14 Moreover, induction has not historically been regarded as punishment. In fact, quite the contrary is the case. See, Selective Draft Law Cases, 245 U.S. 366, 38 S.Ct. 159, 62 L.Ed. 349 (1918).
Perhaps the strongest factor pointing toward punitive use of the delinquency provisions is the fact that the conduct involved in this case was itself the basis for a criminal prosecution.15 This in turn lends superficial support to the argument that the aims of delinquency reclassification in this case were retribution and deterrence. However, the elements of retribution and deterrence appear only in so far as they are always present in any compliance-securing process. They are not present in the same form or with the same force as in criminal proceedings.16 Finally, as we have
Up to this point we have discussed the application of the delinquency regulations to undergraduate II-S deferments. Having upheld the validity of the delinquency regulations in that context, we hold that they may be applied a fortiori to I-A, I-Y, and III-A classifications. Of course, I-Y registrants who are declared delinquent and ordered to report for induction may ultimately be rejected for service because of the factors which originally led to their I-Y classification.18
Thus, we affirm the opinion of the district court. Appellants may, of course, seek to challenge their classifications as having no basis in fact either on habeas corpus after induction, or as a defense to a criminal prosecution for refusal to submit to induction. Normally, their failure to exhaust the administrative remedies provided by
Affirmed.
COMBS, Circuit Judge (dissenting).
I am of the opinion that the delinquency regulations are punitive and for this reason invalid. I, therefore, respectfully dissent.
Notes
“Whenever a local board receives an abandoned or mutilated registration certificate or current notice of classification which had been issued to one of its own registrants, the following action is recommended:
(A) Declare the registrant to be delinquent for failure to have the card in his possession.
(B) Reclassify the registrant into a class available for service as a delinquent.
(C) At the expiration of the time for taking an appeal, if no appeal has been taken, and the delinquency has not been removed, order the registrant to report for induction or for civilian work in lieu of induction if in Class I-O, as a delinquent, or in the board‘s discretion in a flagrant case, report him to the United States Attorney for prosecution.”
