ARTHUR MANYWEATHER, Individuаlly, on behalf of Unopened Succession of Barbara Jean McGraw; FELIX MANYWEATHER, Individually, on behalf of Unopened Succession of Barbara Jean McGraw; KIMMIEKO MANYWEATHER, Individually, on behalf of Unopened Succession of Barbara Jean McGraw; ALISON TUCKER, Individually, on behalf of Unopened Succession of Barbara Jean McGraw; EMANAMI KIRK, Individually, on behalf of Unopened Succession оf Barbara Jean McGraw; TIMOTHY MANYWEATHER, Individually, on behalf of Unopened Succession of Barbara Jean McGraw; BARBARA JEAN MCGRAW ESTATE v. WOODLAWN MANOR, INCORPORATED, doing business as OAKS; LOUISIANA NURSING HOME ASSOCIATION LIABILITY TRUST
No. 21-30718
United States Court of Appeals for the Fifth Circuit
July 7, 2022
Plaintiffs-Appellees,
versus
WOODLAWN MANOR, INCORPORATED, doing business as OAKS; LOUISIANA NURSING HOME ASSOCIATION LIABILITY TRUST,
Defendants-Appellants.
Appeal from the United States District Court for the Western District of Louisiana No. 3:21-CV-1317
Before SMITH, DUNCAN, and OLDHAM, Circuit Judges.
The Manyweathers sued a nursing home and its insurer in state court after their mother contracted COVID-19 there and died. The home, Woodlawn Manor, removed the action to federal court. After dismissing the plaintiffs’ federal claims, the district court remanded to state court, declining supplemental jurisdiction over the state-law claims that remained.
Woodlawn contests that remand. It says that the state-law claims pose federal questions that the district court could and should have heard. But even if those claims did not pоse federal questions, Woodlawn contends, the court should have exercised supplemental jurisdiction over them despite having dismissed all federal claims. We disagree on both fronts and affirm.
I.
The Manyweathers’ state-court petition alleged that Woodlawn had “failed or refused” to act to prevent the COVID-19 disease from spreading among its residents and staff. Though its elderly residents were especially vulnerable to the virus, Woodlawn (according to the plaintiffs) dithered: It did not restrict visits or screen visitors for the disease. It did not screen residents “daily” for COVID-19 symptoms. It did not provide proper protective gear to staff. And it did not monitor sick residents to “quickly identify” those needing intensive care. Instead, the plaintiffs claimed, Woodlawn “knowingly exposed” their mother to a resident with the disease, and, when she took ill, did not “timely transfer” her to get the care she needed.
Framing their suit as a “wrongful death, loss of chance of survival, and survival action,” the Manyweathers asserted that Woodlawn‘s negligence or gross negligence caused their mother‘s death. They also appeared to assert claims under the Americans with Disabilities Act (“ADA“) and federal rules
Woodlawn removed to federal court, per
Woodlawn soon moved to dismiss all claims. It asserted that the plaintiffs had failed to state a claim because the PREP Act immunizes Woodlawn from liability for its pandemic response. That shield, Woodlawn acknowledged, would not apply had the plaintiffs pleaded “willful misconduct” by Woodlawn. But “to the extent” that the plaintiffs pleaded that claim, the PREP Act would require that the plaintiffs proceed before the federal district court for the District of Columbia. In that case, Woodlawn concluded, the district court should transfer or dismiss the action for improper venue.
The magistrate judge (“M.J.“) urged the district court to dismiss the plaintiffs’ claims under the ADA and federal Medicare
The M.J. first rejected Woodlawn‘s contention that the PREP Act transformed the plaintiffs’ state-law claims into federal questions. The M.J. reasoned that the PREP Act is an immunity statute, not a substitute for state tort law, and does not grant exclusive jurisdiction tо the federal courts over state-law negligence claims.
Having determined that the plaintiffs’ state-law claims did not pose federal questions, the M.J. advised the district court to decline supplemental jurisdiction over those claims. No federal claim would survive dismissal, so the district court could “decline to exercise supplemental jurisdiction.”
Woodlawn objected to the proposed remand. It urged that the Manyweathers had pleaded a willful-misconduct claim under the PREP Act—not just state-law negligence claims, as the M.J. had concluded. Alternatively, Woodlawn requested that the district court exercise supplemental jurisdiction over the negligence claims.
The district court adopted the M.J.‘s report and recommendation. It dismissed the plaintiffs’ ADA claim as well as their claims under federal Medicare and Medicaid regulations. And it remanded the negligence claims to state court. Woodlawn appeals.
II.
This appeal presents two questions.
The first is whether there is federal-question jurisdiction over the state-law claims. The district court held that there is not; we review de novo that jurisdictional holding. Reed v. Goertz, 995 F.3d 425, 429 (5th Cir. 2021).
The second is whether the district court should have exercised supplemental jurisdiction even after dismissing all federal claims. The court declined to do that; we review that choice for abuse of discretion. Heggemeier v. Caldwell County, 826 F.3d 861, 872 (5th Cir. 2016) (per curiam).
A.
We turn first to whether the Manyweathers’ state-law claims for negligence “aris[e] under” federal law.
We agree with the district court: The Manyweathers’ claims do not arise under federal law, so they cannot supply original jurisdiction.
1.
The notion that state-law claims can “arise under” federal law is not intuitive. State questions are not federal questions. Even where a plaintiff brings state-law claims that implicate federal law, those claims cannot alone sustain federal jurisdiction. A defendant cannot remove an action to federal court unless the plaintiff pleaded a federal question on the face of his complaint. Louisville & Nashville R.R. Co. v. Mottley, 211 U.S. 149, 153-54 (1908). That principle is known as the well-pleaded-complaint rule. Metro. Life Ins. Co. v. Taylor, 481 U.S. 58, 63 (1987).
This case concerns a “corollary” to that rule, id.: Even where the complaint contains only а state-law claim, federal-question jurisdiction exists if Congress has created an “exclusive cause of action,” “procedures,” and “remedies” that “wholly displace[] th[at] state-law cause of action.” Mitchell v. Advanced HCS, L.L.C., 28 F.4th 580, 585 (5th Cir. 2022) (quoting Anderson, 539 U.S. at 8). In other words, a state-law claim may raise a federal question if Congress has “so completely preempted” that legal area “that аny civil complaint raising” the state-law claim “is necessarily federal in character.” Metro. Life, 481 U.S. at 63-64 (cleaned up).
The complete-preemption corollary is narrow. It can apply only where three conditions are met: First, federal law “creates a cause of action that both replaces and protects the analogous area of state law.” Mitchell, 28 F.4th at 585 (citation omitted). Second, Congress has empowered federal courts to hear that cause of action. Ibid. Third, Congress clearly intended that grant of jurisdiction to be exclusive. Ibid. Once those conditions are met, the party invoking federal jurisdiction must show that the plaintiff “could have brought his state-law claims under th[at] federal cause of action.” Ibid. (citation omitted).
2.
Woоdlawn contends that the PREP Act completely preempts the state-law claims. The Act shields covered persons, “such as pharmacies and drug manufacturers,” from suits and liability “during a public-health emergency.” Est. of Maglioli v. All. HC Holdings, LLC, 16 F.4th 393, 400 (3d Cir. 2021). “The Act lies dormant until invoked by the Secretary of the Department of Health and Human Services ....” Ibid. “If the Secretary deems a health threat a publiс-health emergency, he may publish a declaration in the Federal Register recommending certain ‘covered countermeasures’ “—such as vaccines and treatments. Ibid. (quoting
The Act states only one exception to its liability shield: A claimant may sue “a covered person for death or serious physical injury proximately caused by [that person‘s] willful misconduct.”
The exception also is procedurally narrow. Willful-misconduct claims may proceed only in the federаl district court for the District of Columbia.
3.
Woodlawn urges this court to read the state-court petition as asserting state-law negligence claims and claims for willful misconduct under the Act. Woodlawn says that the PREP Act completely preempts both kinds of claims, so we should reverse the judgment remanding to state court.
We instead affirm—for two reasons. First, this court has held that the PREP Act does not preempt state-law negligence claims. Second, the Manyweathers did not plead willful-misconduct claims. But even if they had, they could not have brought them under the Act.
a.
We turn first to the threshold problem: We already have decided that the PREP Act does not рreempt state-law negligence claims. Yet those are what our plaintiffs pleaded. Those claims cannot confer original federal jurisdiction.
Mitchell v. Advanced HCS, L.L.C., 28 F.4th 580 (5th Cir. 2022), presented nearly identical facts. After a nursing-home resident died from COVID-19, her son sued the home in state court, alleging negligence and gross negligence. Id. at 584. The home removed to federal court, theorizing that the PREP Act completely preempted the son‘s claims.
The court rejected that contention. We first noted that the PREP Act does not create a cause of action for negligence—only for willful misconduct, a “more stringent” standard for liability. Id. at 586 (citation omitted). The home thus had not identified a “cause of action that both replaces and protects” the state law of negligence. Id. at 585 (citation omitted). Though the son conceivably could have resorted to the PREP Act‘s compensation fund, that fund, we observed, “is not a cause of action.” Id. at 587 (quoting Maglioli, 16 F.4th at 411). Even if it were, Congress has denied us power to review how the Secretary administers the fund. Id. (citing
“[T]he PREP Act,” we concluded, “does not create a general cause of action that would preempt state-law negligence claims. Nor does it contain ‘a specific jurisdictional grant to the federal courts’ to adjudicate any such cause of action.” Id. at 587 (quoting Gutierrez v. Flores, 543 F.3d 248, 252 (5th Cir. 2008)). Absent those features, the Act could not preempt the Mitchell plaintiff‘s claims.
The same holds herе. The Manyweathers asserted state-law claims for negligence. Under Mitchell, the PREP Act does not preempt those claims, so they cannot support original federal jurisdiction.
b.
Though acknowledging that Mitchell governs the negligence claims, Woodlawn asserts that the plaintiffs also pleaded a willful-misconduct claim. The Act preempts that claim, Woodlawn says, so the district court had оrig-inal jurisdiction to dismiss the action or to transfer it
Recall that the PREP Act strictly defines willful misconduct, which consists, under the Act, of “act[s] or omission[s] that [are] taken (i) intentionally to achieve a wrongful purpose; (ii) knowingly without legal or factual justification; and (iii) in disregard of a known or obvious risk that is so great as to make it highly probable that the harm will outweigh the benefit.”
Woodlawn tries to wring a willful-misconduct claim from one sentence of the petition, which states that the plaintiffs’ “mother . . was knowingly exposed to coronavirus” at Woodlawn Manor. But a defendant‘s knowledge is only part of proving willful misconduct under the Act. And “nowhere” in their petition “do the [plaintiffs] allege or imply that [Woodlawn] acted ‘intentionally to achieve a wrongful purpose.’ ” Maglioli, 16 F.4th at 411 (citation omitted). Instead, the plaintiffs allege that Woodlawn‘s “gross negligence and failure to provide the most basic level of care to safeguard its residents’ health . . . ultimately resulted in [their] mother‘s death.” That assertion, repeated throughout the petition, sounds in negligence, not willful misconduct.
Finding littlе support in the state-court petition, Woodlawn also invokes the plaintiffs’ reply to its motion to dismiss. There, the plaintiffs did maintain that their petition should survive dismissal because it asserted willful-misconduct claims under the Act. But that reply is irrelevant. What matters is what the petition said, and the petition did not advance that theory. Just as a plaintiff cannot defeat a motion to dismiss by advancing unpleaded facts or theories, see Ibe v. Jones, 836 F.3d 516, 524 n.6 (5th Cir. 2016), a defendant cannot invoke unpleaded matters to establish federal-question jurisdiction.5
But let‘s suppose that Woodlawn is right: The plaintiffs did mean to plead a willful-misconduct claim, and the Act‘s cause of action for willful misconduct does satisfy the requisites of complete preemption.6 In that evеnt, Woodlawn still would need to show that the plaintiffs “could have brought” their willful-misconduct claim under the PREP Act. Mitchell, 28 F.4th at 585 (citation omitted). And Woodlawn has not shown that.
The PREP Act shields covered persons “from suit or liability . . . with respect to all claims for loss caused by, arising out of, relating to, or resulting from the administration to or the use by an individual of a covered countermeasure.”
We don‘t rule out that a failure to use a covered countermeasure could relate to its use or administration. For example, a lifesaving drug could be in limited supply, forcing a covered healthcare provider to choose who may live or die. But our plaintiffs do not protest the “[p]rioritization or purposeful allocation of a Covered Countermeasure.”8 Instead, they complain that Woodlawn did not deploy those measures at all. Taking as true what the plaintiffs allege, we cannot say that they assert willful misconduct under the Act, even if they do assert willful misconduct of some kind. Cf. Aetna Health Inc. v. Davila, 542 U.S. 200, 211-14 (2004).
None of that means that Woodlawn is not entitled to immunity under the PREP Aсt. It may be; the state court will have the option to decide that question on remand. Likewise, we do not opine on the merits of the plaintiffs’ claims or the truth of their allegations. All we decide is whether the state-law claims pose federal questions. And because the plaintiffs’ factual allegations, taken as true, do not state and could not support a willful-misconduct claim under the Act, there is no federal question here.
B.
No federal question remains in this case. So Woodlawn‘s only hope to stay in federal court is supplemental jurisdiction. That hope is slim. A district court “may decline to exercise supplemental jurisdiction over a claim . . . if . . . the district court has dismissed all claims over which it has original jurisdictiоn.”
Woodlawn again urgеs that this case is different because the plaintiffs “invoke the type of intentional and willful conduct for which the PREP Act provides a federal cause of action.” On that ground, Woodlawn contends that this case implicates questions of federal policy, not of state law. But we already have rejected that position. The state-court petition no longer states any federal claims, but only negligence claims under Louisiana law. Those claims belong in state court.
The judgment of remand is AFFIRMED.