M.S., a minor, by and through her parent J.S., Plaintiff/Counter-Defendant/Appellant, v. UTAH SCHOOLS FOR THE DEAF AND BLIND, Defendant/Counter-claimant/Appellee.
Nos. 14-4120, 15-4003.
United States Court of Appeals, Tenth Circuit.
May 10, 2016.
Bridget K. Romano, Utah Solicitor General (Sean D. Reyes, Utah Attorney General, with her on the brief), Salt Lake City, UT, for Defendant/Counter-claimant/Appellee.
Before GORSUCH, MURPHY, and MORITZ, Circuit Judges.
I. INTRODUCTION
MURPHY, Circuit Judge.
The Individuals with Disabilities Education Act (“IDEA”),
J.S. is the mother of M.S., a child covered by IDEA. M.S. is a residential stu-
Exercising jurisdiction pursuant to
II. BACKGROUND
M.S. is blind and hearing impaired аnd has been diagnosed with autism and a cognitive impairment. She has been a residential student at USDB since September 2004 and is working on basic life-skills. In early 2010, USDB informed J.S. it was closing its residential program. USDB’s decision to eliminate its residential program caused continuing tension between USDB and J.S. After J.S. and other parents sought assistance from an advocacy group, USDB decided to keep its residential program open.
In May 2010, USDB audiologist Robert Shaw attempted to conduct an evaluation of M.S. The evaluation failed because M.S. would not tolerate anything in or near her ears. Several previous audiological tests on M.S. were also unsuccessful. As far back as 2003, a different USDB audiologist indicated an auditory brainstem response (“ABR”) test would provide more definitive information about M.S.’s level of hearing sensitivity. After his unsuccessful evaluation of M.S. in May 2010, Shaw also recommended an ABR test.
During an IEP meeting in August 2010, J.S. indicated she was dissatisfied with USDB’s evaluation of M.S. and with M.S.’s slow progress toward her goals. J.S. requested an Independent Educational Evaluation (“IEE”) by experts in the areas of autism and blindness. See
M.S. received a sedated ABR test in September 2010. The test revealed she has “a bilateral, mild to moderate, low frequency hearing loss that slopes to within normal limits at 2000 and 4000 hertz.” M.S. ex rel. J.S. v. Utah Sch. for the Deaf & Blind, 2014 WL 4216027, at *1 (D.Utah Aug. 25, 2014). In response to these results, M.S.’s long-time classroom teacher, Ms. Hadley, introduced thirty tactile signs and noted M.S. made progress in both receptively understanding the signs and in beginning to use them expressively. M.S.’s IEP was modified to add a classroom frequency modulated system (“FM system”) to help compensate for her hearing loss. Ms. Hadley left USDB in May 2011; M.S. began classes in August 2011 with a new teacher, Ms. Hollinger.
M.S.’s dеafblind IEE was conducted at Perkins School for the Blind (“Perkins”) in March 2012. The Perkins IEE recommended, inter alia, (1) the use of an FM system, (2) the use of a total communication approach, (3) additional “speech language services minutes,” and (4) consistency for M.S. in all environments. USDB found many recommendations in the Perkins IEE to be appropriate for M.S. and utilized the IEE for M.S.’s statutorily required three-year reevaluation. Nevertheless, USDB refused to reimburse J.S. for transportation costs associated with obtaining the Perkins IEE in Massachusetts.
M.S.’s next IEP meeting was held on October 29, 2012. USDB went over the Perkins IEE report and indicated it was concerned with the report’s disregard for M.S.’s autism diagnosis аnd failure to appreciate M.S.’s usable hearing. For her part, J.S. was concerned the autism diagnosis was questionable because it was rendered prior to the diagnosis of M.S.’s hearing loss. J.S. also believed USDB was discounting M.S.’s hearing loss. On December 17, 2012, the parties held an IEP meeting with a facilitator present. The meeting lasted over four hours, but had to be cut short because J.S. had to go to work. USDB indicated it would need to reconvene the meeting to finalize the IEP because several sections were not completed. On January 8, 2013, J.S. filed for a due process hearing, alleging USDB had committed procedural and substantive violations of IDEA. See
The due process hearing was held in early 2013. M.S. raised five procedural issues and seven substantive issues. The hearing officer found that USDB predetermined extended-school-year services for M.S. outside of the context of an IEP meeting during 2011 and 2012 (i.e., denied summer language services without parental input or a decision from M.S.’s IEP team). To remedy this violation, the hearing officer ordered compensatory education in the form of direct speech-language-pathology services. The hearing officer also determined the Provo School District was not an appropriate placement for M.S. The hearing officer ruled in USDB’s favor on all other claims raised by J.S.
Employing the “modified de novo” standard of review applicable to IDEA suits, Thompson R2-J Sch. Dist. v. Luke P. ex rel. P., 540 F.3d 1143, 1149 (10th Cir.2008), the district court considered each issue raised by J.S. at the due process hearing.2 Although the district court ruled in favor of USDB on several issues, it ultimately concluded USDB denied M.S. a FAPE.3 As relevant to the issues on appeal, it concluded USDB’s discontinued use of the FM system during the 2011-12 school year without approval of M.S.’s IEP team or notification to J.S. amounted to a procedural violation of IDEA that denied M.S. a FAPE. Independent of the issues relating to the FM system, the district court concluded that multiple failures on
Having resolved all other issues, the district court turned to J.S.’s assertion that placement of M.S. at Perkins was necessary becausе USDB could not provide M.S. a FAPE. The district court, although recognizing that the “issue of placement must be addressed,” refused to resolve the question. Instead, it ruled as follows:
Rather than order a specific placement, the Court will require particular educational compensatory services to be offered to M.S. M.S.’s IEP team can then determine placement at an appropriate residential school that will provide her with the services ordered. This way, M.S.’s IEP team, the people most familiar with M.S. and with USDB’s services, can determine if USDB or Perkins is an appropriate placement for M.S.
After the district court issued its order, J.S. filed a motion for attorneys’ fees. See
III. ANALYSIS
J.S. asserts the district court erred in delegating to M.S.’s IEP team the decision whether to place M.S. at Perkins and in awarding her only a limited amount of attorneys’ fees.
A. Delegation of Placement Decision
The record leaves no doubt that the district court delegаted the question of whether M.S. should be placed at Perkins to M.S.’s IEP team. The question of
With this background, it cannot be credibly argued that the district court did not delegate the issue of M.S.’s placement to her IEP team. Nevertheless, USDB argues the district court did nothing more than enter an award of compensatory services to address implementation errors that occurred during the 2011-12 school year and left to the IEP the ministerial task of implementing that order. In support of this interpretation of the district court order, USDB cites to three district court cases in which the courts affirmed orders by hearing officers that allowed IEP teams to implement orders of compensatory services.6 See Struble v. Fallbrook Union High Sch. Dist., No. 07-cv-2328, 2011 WL 291217 (S.D.Cal. Jan. 27, 2011); A.L. ex rel. L.L. v. Chi. Pub. Sch. Dist. No. 299, No. 10C-494, 2011 WL 5828209 (N.D.Ill. Nov. 18, 2011); State v. Zachary B. ex rel. Jennifer B., No. 08-00499, 2009 WL 1585816 (D.Hawai’i June 5, 2009). USDB’s reliance on these cases is misplaced. In none of the cited cases did the hearing officer or district court refuse to address a validly exhausted issue. Instead, in each case the district court or hearing officer resolved a concrete issue and ordered specific relief, but left insignificant implementation details to be incorporated into an IEP. Struble, 2011 WL 291217 at *7-8 (upholding an order by a hearing officer for the parties to develop a new IEP which would permit the student to work toward a diploma because the order “did not give the IEP team authority to change or reduce the remedy in any way”); A.L., 2011 WL 5828209 at *9 (upholding an order directing “the IEP team to develop an IEP that includes reading instruction presented through a multisen-
In analogous circumstances, however, two circuits have held that IDEA does not allow the kind of delegation at issue in this case. Both the Sixth and D.C. Circuits have held that IDEA does not allow an IEP team to assume the authority given a hearing officer. Bd. of Educ. of Fayette Cty. v. L.M., 478 F.3d 307, 317-18 (6th Cir.2007) (noting the case “raises the fundamental issue of whether the details of a compensatory-education award can be remanded to the [IEP team] and still comply with the statutory scheme of the IDEA” and answering that question in the negative); Reid ex rel. Reid v. D.C., 401 F.3d 516, 521, 526-27 (D.C.Cir.2005) (concluding that a hearing officer’s award of compensatory education that allowed the student’s IEP team to “reduce or discontinue” the compensatory education as it saw fit was inconsistent with IDEA’S statutory scheme). In Reid, a hearing officer determined the school district denied a covered student a FAPE and ordered compensatory education services. Id. at 521. The hearing officer left it for the IEP team, however, to determine when to terminate the compensatory education services. Id. Likewise, in L.M., the hearing officer determined the school district denied the student a FAPE and ordered 125 hours of compensatory education services. L.M., 478 F.3d at 312. At the school’s request, an appeal board altered the remedy. Id. Instead of requiring a certain number of hours of compensatory education, the appeals board ordered the student’s IEP team to determine the type and duration of compensatory services the student was to receive. Id.
The courts in Reid and L.M. held that because IDEA prohibits due process hearings from being conducted by an employee of the agency involved in the education or care of the child, “the hearing officer may not delegate his authority to a group that includes an individual specifically barred from performing the hearing officer’s functions.” Reid, 401 F.3d at 526; L.M., 478 F.3d at 317; see also
M.S. is still enrolled at USDB and, thus, the vast majority of M.S.’s IEP team are employees of USDB. As recognized by L.M., this would give USDB undue influence over the decision of whether M.S. is to remain at USDB or be privately placed at Perkins at USDB’s expense. This is a particularly meaningful conflict of interest given that M.S.’s IEP team continued to insist through the proceedings in the district court that the appropriate placement for M.S. was in the Provo School District. After all, “[c]ompensatory education involves discretionary, prospective, injunctive relief crafted by a court to remedy what might be termed an educational defi-
This court thus concludes that the district court did, indeed, delegate the issue of M.S.’s placement to M.S.’s IEP team. We further conclude that such delegation is at odds with the review scheme set out in
B. Attorneys’ Fees
IDEA provides that a court may award reasonable attorneys’ fees “to a prevailing party who is the parent of a child with a disability.”
All parties agreed, and the district court concluded, that J.S. is a prevailing party. Nevertheless, the district court concluded, inter alia, that J.S. is only entitled to a
Whether J.S. ultimately prevails on her claim that M.S. should be placed at Perkins is highly relevant to the question of the level of success she obtained. For instance, in urging this court to affirm the district court’s limited award of fees, USDB argues J.S.’s real purpose in bringing this suit was to have M.S. placed at Perkins and that her failure to obtain that relief demonstrates the limited success she achieved. Because any analysis of the level of J.S.’s success must take account of the placement issue, the best course is to vacate the district court’s fee award and remand the matter for further consideration after the district court resolves the issue of M.S.’s placement.
Although this court vacates the fee order and remands for further consideration, we nevertheless note that the district court’s purely mechanical analysis of an appropriate fee award, which appears to allow fees in proportion to the number of claims upon which J.S. prevailed, is at odds with governing precedent.9 In cases where a plaintiff’s claims for relief involve a common core of facts or are based on related lеgal theories:
J.S. advanced multiple theories to support hеr claim USDB denied M.S. a FAPE. Although the district court did not find merit to each of those theories, it did conclude USDB denied M.S. a FAPE and must, in all future IEPs, account for M.S.’s dual sensory impairment. The district court awarded M.S. sixty weeks of “intensive” compensatory education services. Thus, even apart from the issue of M.S.’s potential placement at Perkins, J.S. obtained substantial and significant relief. See id. at 435, 103 S.Ct. 1933 (“Where a plaintiff has obtained excellent results, [her] attorney should recover a fully compensatory fee.”). Importantly, at no point in its fee order did the district court conclude that the claims upon which J.S. failed to obtain relief “were unrelated to the claims on which [s]he succeeded.” Id. at 434, 103 S.Ct. 1933. As Hensley makes clear, a case involving truly unrelated claims (i.e., “distinctly different claims for relief that are based on different facts and legal theories”) “are unlikely to arise with great frequency.” Id. at 434, 435, 103 S.Ct. 1933. Although we leave the final resolution of the matter for the district court on remand, the IDEA claims at issue in this case do not appear to be “unrelated” as that term is defined in Hensley. Cf. R. M-G. ex rel. A.R. v. Bd. of Educ., 634 F. App’x 656, 663-64 (10th Cir. 2016) (applying Hensley to conclude that all IDEA claims raised in that case were related) (unpublished disposition cited merely for its persuasive value).
On remand the district court must first resolve whether some of the claims raised in J.S.’s federal court complaint were unrelated. Hensley, 461 U.S. at 434-35, 103 S.Ct. 1933. If J.S. lost “on claims that were unrelated to the claims on which [s]he succeeded,” then “no fee may be awarded for [counsel’s] services on the unsuccessful claim[s].”10 Id. at 434, 435, 103 S.Ct. 1933. If, on the other hand, the district court concludes all claims raised in J.S.’s suit are related, it must consider the significance of the overall relief obtained by J.S. in relation to the hours reasonably expended on the litigation. A purely mechanical, mathematical accounting of the discrete issues upon which J.S. prevailed is not an appropriate analysis of the overall-significance approach set out in Hensley. Id. at 436, 103 S.Ct. 1933 (noting that although district courts have discretion to make equitable judgments in resolving fee requests, such discretion “must be exercised in light of the considerations” set out therein).
IV. CONCLUSION
The district court’s merits order and its order awarding limited attorneys’ fees are
