BOARD OF EDUCATION OF FAYETTE COUNTY, KENTUCKY, Plaintiff-Appellee, v. L.M., as legal guardian of T.D., a minor; L.M., on her own behalf; and T.D., by his legal guardian, Defendants-Appellants.
No. 06-5534
United States Court of Appeals for the Sixth Circuit
March 2, 2007
07a0087p.06
RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206. Appeal from the United States District Court for the Eastern District of Kentucky at Lexington. No. 04-00266—Jennifer B. Coffman, District Judge. Argued: February 2, 2007.
ARGUED: Marie Allison, ASSISTANT PUBLIC ADVOCATE, Lexington, Kentucky, for Appellants. Robert L. Chenoweth, CHENOWETH LAW OFFICE, Frankfort, Kentucky, for Appellee. ON BRIEF: Marie Allison, ASSISTANT PUBLIC ADVOCATE, Lexington, Kentucky, for Appellants. Robert L. Chenoweth, CHENOWETH LAW OFFICE, Frankfort, Kentucky, for Appellee.
OPINION
RONALD LEE GILMAN, Circuit Judge. This appeal is brought by a child with a disability within the meaning of the
I. BACKGROUND
T.D., a minor child, attended preschool and elementary school through the fourth grade under the jurisdiction of the Board of Education of Fayette County, Kentucky (the School District). He exhibited behavioral and academic problems beginning in kindergarten, but was not identified by the School District as a child with a disability within the meaning of the
The Exceptional Children‘s Appeals Board (Appeals Board) affirmed the hearing officer‘s finding that the child was denied a FAPE for the two years in question, but reversed the hearing officer‘s award of 125 hours of compensatory education in favor of a more fluid determination of appropriate compensatory education to be prepared by the child‘s Admissions and Release Committee (Committee). In Kentucky, this Committee is the equivalent of a student‘s Individualized Education Program (IEP) team under the
T.D. was born in February of 1993 and attended elementary school in Fayette County from 1998 through 2003. He was referred for evaluation as a student with possible disabilities under the
The School District does not dispute T.D.‘s eligibility under the
After T.D. completed the third grade, he was still reading far below grade level. The third-grade teacher recommended that T.D. repeat that grade. His guardian objected, however, and he was promoted to fourth grade. But T.D. attended summer school between the third and fourth grades under the School District‘s Extended School Services program.
In September of 2002, T.D.‘s guardian notified the school that T.D. had been medically diagnosed with ADHD. The school principal then referred T.D. for an
In her decision, the hearing officer concluded that the School District‘s failure to refer T.D. for a special-education evaluation in the second grade deprived him of a FAPE in the third and fourth grades: “This failure resulted in a loss of educational opportunity and constituted a denial of a FAPE.” The hearing officer further concluded that the School District‘s failure to provide individualized Extended School Year (ESY) instruction during the summer of 2003 also constituted the deniаl of a FAPE. To remedy these violations, the hearing officer awarded T.D. 125 hours of compensatory education, consisting of one-on-one instruction in reading and language skills, as well as an “additional number of hours equal to the number of hours that [T.D.] would have been eligible for ESY, had the [Committee] considered and determined the need for ESY services in the Summer of 2003.” Moreover, the hearing officer ordered the School District to invite T.D.‘s private psychologist to the Committee meeting and to pay for the psychologist‘s attendance.
The School District appealed to the Appeals Board, which agreed with the hearing officer‘s factual findings but altered the remedy. Instead of requiring a certain number of hours of compensatory education, the Appeals Board “ordered T.D.‘s [Committee] to prepare and carry out a plan for providing T.D. with compensatory education services and to meet as required to review and modify the plan, not less than once every twelve months, until the [Committee] determines that the award is fulfilled.”
Unhappy with the Appeals Board‘s decision, the School District filed an action in federal district court, challenging the following two determinations made by the hearing officer and affirmed by the Appeals Board: (1) that T.D. was entitled to ESY instruction for the summer of 2003, and (2) that the School District pay for T.D.‘s private psychologist to attend the Committee meeting. T.D. and his guardian asserted 11 counterclaims, 2 of which are the sole issues now on appeal: (1) that the School District denied a FAPE to T.D. during the 1999-2000 and 2000-2001 school years—T.D.‘s first- and second-grade years, respectively—as well as during the summer of 2002, and (2) that the limited nature of the compensatory-education award with respect to the 2001-2002 and 2002-2003 school years and the summer of 2003 denied T.D. meaningful relief. The district court affirmed the Appeals Board‘s decision in its entirety. T.D. and his guardian timely appealed.
II. ANALYSIS
A. Standard of review
In a lawsuit brought to challenge an
A district court thus reviews
On appeal, we will reverse the district court‘s findings of fact only if they are clearly erroneous. Id. at 850. The district court‘s conclusions of law, however, are reviewed de novo. Id. Finally, “[m]ixed questions of law and fact, including the question of whether a child was denied a FAPE, are reviewed de novo,” although the panel should accord “due deference to the state administrative heаring officer‘s decision.” Id.
B. Timing of referral for IDEA eligibility
T.D. and his guardian first argue that the district court and the Appeals Board erred by failing to find that T.D. was denied a FAPE during the 1999-2000 and the 2000-2001 school years—his first and second grades. They also assert that T.D. was entitled to ESY instruction during the summer of 2002. The hearing officer found that the School District should have referred T.D. for evaluation in the second grade, and that the failure to do so resulted in the denial of a FAPE for only his third- and fourth-grade years. This finding was affirmed by both the Appeals Board and the district court.
The
A school district may be held liable for procedural violations of the
1. First- and second-grade FAPE claim
The district court affirmed the Appeals Board‘s finding that the appropriate time for a referral was at the end of T.D.‘s secоnd-grade school year. It reasoned that “[i]t is difficult to assess whether a very young child is disabled or merely developing at a rate different from his peers, and the educational experts involved all seem to indicate that a hasty referral for special education can be damaging to a child.” On appeal, T.D. and his guardian offer an exhaustive review of T.D.‘s educational and behavioral problems in support of their contention that the School District ignored “clear signs” of his ADHD and reading disability as early as kindergarten. None of this evidence, however, is new information that the hearing officer did not already consider, nor does any of it show why the hearing officer‘s factual findings are clearly erroneous. An educational expert testified that T.D.‘s performance in kindergarten should not have caused teachers to “jump to conclusions.” The hearing officer, and later the Appeals Board, also gave due weight to expert testimony concluding that “the nature of ungraded primary school recognizes the progress of very young students is not uniform.”
The School District did not ignore T.D.‘s early problems. It took appropriate action by implementing specialized reading instruction, Reading Recovery Program pаrticipation, and behavior-management strategies. Under the
We agree with the district court that these services provided a basic floor of educational opportunity through T.D.‘s second-grade school year. The interventions in kindergarten and first grade were moderately successful, at least during those years. By the end of kindergarten, for example, T.D. was meeting expectations in аll academic areas. T.D. did not start to fall significantly below grade level until the middle of his second-grade year. No teacher suggested that he repeat a school year until after the third grade. In short, nothing in the record compels the conclusion that the School District either overlooked clear signs of disability before T.D. entered second grade or had no rational justification for failing to evaluate him prior to that time. See Clay, 952 F. Supp. at 823.
2. ESY instruction during the summer of 2002
T.D. and his guardian also contend that T.D. was entitled to ESY instruction during the summer of 2002, following his third-grade year. In lieu of ESY, T.D. receivеd summer school instruction through the School District‘s Extended School Services program. Extended School Services are available to students with or without disabilities. There is no evidence in the record regarding the nature of the instruction provided to T.D. that summer.
Under the
In any evеnt, as noted by the district court, because T.D. has already received an award of compensatory education, a further award “based on the School District‘s failure to identify T.D. as a child with a disability after T.D.‘s second-grade year would be premature at this point.” T.D. and his guardian have failed to demonstrate that T.D. needed ESY instruction (instead of the Extended School Services that he did receive) during the summer of 2002 in order to benefit from the instruction provided to him during the previous school year. The hearing officer found that T.D.‘s regression was cumulative from kindergarten on, but did not find that the regression during the summer of 2002 was severe enough to warrant the award of an ESY. T.D. and his guardian have offered no evidence in support of their claim to the contrary. Because T.D. and his guardian have not met their burden of showing why the exceptional remedy of ESY instruction was necessary, we will not disturb the district court‘s ruling on this ground.
C. Procedure for determining a compensatory-education award
In fashioning a remedy for the School District‘s denial of a FAPE for T.D.‘s third- and fourth-grade school years, as well as for the summer following his fourth-grade year, the Appeals Board ordered T.D.‘s Committee to prepare a plan for providing compensatory education to the student. The Appeals Board also ordered the Committee to meet periodically, not less than once every 12 months, to review and modify the plan until the Committee determines that the compensatory-education award had been fulfilled.
On appeal, T.D. and his guardian argue that this remedy is “vague, unenforceable,” and “allows the school district to determine the remedy for its wrongdoing.” They instead seek hour-for-hour compensation for each hour of the school day for the four years thаt T.D. was allegedly denied a FAPE (1,050 hours per year), plus hour-for-hour compensation for the alleged denial of specialized ESY instruction during the summers of 2002 and 2003 (325 hours per summer). Because we agree with the district court that T.D. was denied a FAPE for two years plus one summer, an hour-for-hour award would equal 2,425 hours (1,050 hours per year for two years plus 325 hours for the summer of 2003).
An award of compensatory education is an equitable remedy that a court can grant as it finds appropriate.
The Appeals Board awarded compensatory-education services that it deemed sufficient to remedy the denial of a FAPE to T.D. for two years—covering his third and fourth grades—plus an additional award of time to cover the ESY instruction that he was entitled to but denied during the summer of 2003. Instead of ordering a specific number of hours as the hearing officer had done, however, the Appeals Board left it to T.D.‘s Committee to determine the particular services necessary to remedy the denial of his FAPE. The Appeals Board reasoned that the total number of hours awarded was less important than “the amount of extra services that [T.D.] will receive in a
We agree with the district court and the Appeals Board that a flexible approach, rather than a rote hour-by-hour compensation award, is more likely to address T.D.‘s educational problems successfully. See Reid ex rel. Reid v. Dist. of Columbia, 401 F.3d 516, 524 (D.C. Cir. 2005) (rejecting an hour-for-hour compensatory-education award in favor of a more flexible approach because some students may need only “short, intensive compensatory programs” while others may need extended programs that would exceed “hour-for-hour replacement of time spent without FAPE“). An appropriate award of compensatory education is “relief designed to ensure that the student is appropriately educated within the meaning of the
T.D. may well need more than the 125 hours of compensatory education initially awarded by the hearing officer, but nothing in the record suggests that he needs hour-for-hour compensation in order to catch up to his peers. No one disputes that T.D. is a child of at least average intelligence. He has been shown to havе an IQ score of 105. On the other hand, T.D.‘s counsel stated at oral argument that this child reads at only a fifth-grade level despite the fact that he is now in the seventh grade. Although we are dismayed that no one has yet acted to remedy this deficiency during the two and a half years of pending litigation, we find no basis to claim that T.D., a child of average intelligence, needs over 2,400 hours of remedial instruction in order to arrive on an equal footing with his classmates. Such an award, in the absence of strong evidence in the record suggesting that so drastic a remedy is neсessary, would border on punishment to the School District rather than an equitable remedy for a child in need. See Reid, 401 F.3d at 518 (“[C]ompensatory awards should aim to place disabled children in the same position they would have occupied but for the school district‘s violations of
T.D. and his guardian also object to the Appeals Board‘s resolution on the basis that remanding the details of the compensatory-education award to T.D.‘s Committee improperly allows the School District to determine the remedy for its own wrongdoing. This raises the fundamental issue of whether the details of a compensatory-education award can be remanded to the Committee and still comply with the statutory scheme of the
In Reid, the hearing officer awarded the student in question 810 hours of compensatory education to remedy the school district‘s denial of a FAPE for four and a half years. Id. at 518. He also vested the student‘s IEP team with the power to reduce or discontinue compensatory services if and when the IEP team determined that thе student either no longer needed or was no longer benefitting from the compensatory education. Id. Specifically, “[t]he team‘s decision that [the student] no longer needs or is not benefitting from this award of compensatory education services will terminate this award.” Id. at 520. The district court affirmed. Id. On appeal, the District of Columbia Circuit reversed the district court‘s ruling, holding that, under the
The Reid court began its analysis by noting that ”
Certainly one could makе the argument that because an IEP is comprised of a number of individuals, only one of which must be a representative from the School District, that the School District does not have control over the actions of the IEP team and therefore is not really performing the hearing officer‘s functions. But we believe that the Reid court takes the better approach, creating a clean and clear separation by barring altogether an IEP team‘s power to terminate a compensatory-education award. Under the statute, an IEP team consists of the disabled child‘s parents, at least one of the child‘s regular education teachers, at least one special education teacher of the child, a representative of the local educational agency (here, the School District), “an individual who can interpret the instructional implications of evaluation results,” other individuals who have knowledge or special expertise regarding the child, and finally, “whenever appropriate, the child with a disability.”
In the present case, the Appeals Board awarded “[t]wo years of compensatory education for the District‘s delay in identifying and providing education services to the student,” as well as an additional award to compensate for the ESY instruction that T.D. should have received in the summer of 2003. The Appeals Board also authorized T.D.‘s Committee to determine when the compensatory education award has been fulfilled. As previously noted, an Admissions and Release Committee in Kentucky is synonymous with an IEP team. See
III. CONCLUSION
For all of the reasons set forth above, we AFFIRM the judgment of the district court insofar as it upheld the hearing officer‘s determination regarding the extent of the School District‘s violation of the
