M.M.; E.M., individually and on behalf of the minor son, C.M., Plaintiffs-Appellants, v. LAFAYETTE SCHOOL DISTRICT, a local educational agency; Lafayette Board of Education; California Department of Education (CDE); Jack O‘Connell, as State Superintendent of Public Instruction for the State of California; California Department of General Services (DGS), operating as the California Office of Administrative Hearings (OAH); Will Bush, as State Director of the California Department of General Services, Defendants-Appellees.
No. 10-16903.
United States Court of Appeals, Ninth Circuit.
June 6, 2012.
Argued and Submitted Dec. 7, 2011.
681 F.3d 1082
Lafayette School District and Lafayette Board of Education: Amy R. Levine (argued), Deborah Ungar Ettinger, Dannis Wolver Kelley, San Francisco, CA, for the defendants-appellees.
California Department of Education and Jack O‘Connell: Amy Bisson Holloway, Edmundo Aguilar (argued), Sacramento, CA, for the defendants-appellees.
Before: ARTHUR L. ALARCON, CONSUELO M. CALLAHAN, and N. RANDY SMITH, Circuit Judges.
OPINION
CALLAHAN, Circuit Judge:
This case began as a dispute over the results of CM‘s special education evaluation under the Individuals with Disabilities Education Act,
This appeal is limited to two distinct issues. First, the Administrative Law Judge (“ALJ“) dismissed several of CM‘s claims against Lafayette School District and the Lafayette Board of Education (collectively, “Lafayette“) prior to holding a
BACKGROUND1
CM is a twelve-year-old boy who lives with his parents, MM and EM, within the boundaries of the Lafayette School District. CM began kindergarten in the Lafayette School District in 2005 when he was six years old. At the time, he displayed deficits in the areas of reading, articulation, vision, and fine motor skills. During kindergarten, the district provided special reading, speech, and language services to CM as a “guest” of the district‘s special education program. MM submitted a written request to the district to evaluate CM for learning disabilities on October 26, 2006, early in CM‘s first grade year. Lafayette did not provide an assessment plan for CM until February 20, 2007.
Lafayette conducted CM‘s initial evaluation in March and April, 2007. District Staff and MM held the first meeting of CM‘s individual education plan (“IEP“) team on April 18, 2007, to discuss the results of CM‘s educational assessment. The IEP team determined CM was eligible for special education and related services and developed a program based on the assessment results. MM now complains that the initial evaluation was flawed because, among other things, the evaluation was conducted by individuals unqualified to select the appropriate tests or administer them. However, MM does not allege that he voiced any of these concerns at the time of the April 18, 2007 meeting, or at any time thereafter until he filed his due process complaint on April 16, 2009.
During the year after the initial evaluation, MM advised Lafayette‘s staff of his continued concerns that CM was falling further behind at school and that CM had yet-unidentified special educational needs. MM asked Lafayette if it would provide additional evaluations regarding CM‘s speech and language needs, and his auditory processing. Lafayette refused to provide additional evaluations, but recommended that MM obtain assessments of CM privately. Between November 2007 and March 2008, MM obtained private evaluations (at his own cost) that indicated CM had an auditory processing disorder that was related to his learning disability. There is no indication MM shared the results of the assessments with Lafayette when they were completed. Instead, MM
Once MM disagreed with the initial evaluation and requested an IEE, Lafayette had two choices. It could, “without unnecessary delay,” provide the requested IEE or file a request for a due process hearing to defend the initial assessment with the California Department of General Services, Office of Administrative Hearings3 (“OAH“).
On November 18, 2008, MM filed a compliance complaint with the CDE, alleging that Lafayette failed to comply with IDEA procedures after his request for an IEE. CDE began an investigation. On December 3, 2008, Lafayette filed a due process hearing request with the OAH to defend its initial evaluation of CM (the “2008 OAH Case“). On December 19, 2008, Lafayette requested that CDE stay its investigation of MM‘s complaint because the IEE issue was pending before the OAH in Lafayette‘s due process request. On January 30, 2009, CDE closed its investigation pursuant to Lafayette‘s request.
On April 16, 2009, MM filed a due process complaint with the OAH against Lafayette (the “2009 OAH Case“), alleging 16 separate issues. Several of the issues concern Lafayette‘s alleged failure to identify CM‘s disability before April 16, 2007. Lafayette filed a motion to dismiss the claims that arose before April 16, 2007, as being barred by the two-year statute of limitations in the IDEA,
Rather than wait for the resolution of the 2009 OAH Case at the due process hearing, MM filed a lawsuit against Lafayette in the district court on August 11, 2009, challenging the ALJ‘s dismissal of the claims that the ALJ had determined were barred by the statute of limitations. Lafayette filed a motion to dismiss MM‘s complaint, but before the hearing on the motion, MM filed a First Amended Complaint (“FAC“). The FAC added the Lafayette Board of Education as a defendant, and included new claims against the CDE and its Superintendent, who the FAC also added as defendants.4 After all defendants filed motions to dismiss for failure to state a claim, the district court dismissed the FAC on June 2, 2010.
A. Claims Against Lafayette
The first three claims in the FAC, all against Lafayette, (1) challenged the ALJ‘s dismissal of the six time-barred claims, (2) sought a determination that Lafayette‘s initial evaluation of CM‘s educational
The fourth claim was based on CDE‘s closure of its investigation of MM‘s complaint and alleged violations of the Fifth Amendment, the IDEA, and
B. Claims Against CDE
The FAC‘s fourth claim was also brought against the CDE, and as discussed, was dismissed with prejudice as duplicative of another pending case. The fifth claim, which was brought against CDE, the DGS and its Director, alleged that CDE “failed to conduct proper oversight of the OAH hearing process” and that it failed to “provide appropriate instruction and guidance for the OAH hearing officer” in violation of the Fifth Amendment, the IDEA, and
C. MM‘s Appeal
The district court granted MM leave to file an amended complaint against DGS not later than June 28, 2010, and granted leave to re-file against Lafayette once the ALJ had issued his final decision. When MM failed to file an amended complaint, the court dismissed the entire action without prejudice on July 29, 2010. The court entered judgment on August 2, 2010.5 MM timely filed his notice of appeal on August 27, 2010.6 We have jurisdiction pursuant to
DISCUSSION
I. Standard of Review
We review the district court‘s dismissal for failure to state a claim de novo. Knievel, 393 F.3d at 1072. We review a district court‘s control of its docket, including its decision to dismiss a duplicative claim, for an abuse of discretion. Adams v. Cal. Dep‘t of Health Servs., 487 F.3d 684, 688-89 (9th Cir.2007).
II. Claims Against Lafayette
The IDEA provides a right to bring a civil action to “[a]ny party aggrieved by the findings and decision made” by the ALJ in a due process hearing.
The IDEA provides a private right of action in the district courts by an “aggrieved party” under two circumstances.
A second provision under
The district court concluded that MM‘s claims were premature since the ALJ had not yet held a due process hearing and issued a decision. The district court read
Plaintiff is not aggrieved by the decision made by the ALJ, for the simple reason that the ALJ has not yet rendered his final decision. The IDEA does not permit a plaintiff, allegedly aggrieved by a prehearing order, to file a complaint in federal court while administrative proceedings are still pending and seek the functional equivalent of an interlocutory appeal.
Lake Wash. Sch. Dist. No. 414 v. Office of Superintendent of Pub. Instruction, 2009 WL 959818, at *5 (W.D.Wash. April 8, 2009). On appeal, we affirmed. Lake Wash. Sch. Dist. No. 414 v. Office of Superintendent of Pub. Instruction, 634 F.3d 1065, 1066 (9th Cir.2011) (stating “[o]nce the state educational agency has reached a decision, an aggrieved party may sue in federal court“). However, we did not reach the issue of whether a plaintiff may seek interlocutory review of a pre-hearing ruling in the district court because we held that the school district lacked constitutional standing and that the IDEA provided a right of action only to students and parents, not the school district. Id. at 1069.
The Supreme Court has also used language that suggests that a party in an IDEA case must wait for the final decision following the due process hearing before filing suit in district court. In Winkelman ex rel. Winkelman v. Parma City School District, 550 U.S. 516, 525, 127 S.Ct. 1994, 167 L.Ed.2d 904 (2007), the Court explained that, “[o]nce the state educational agency has reached its decision, an aggrieved party may commence suit in federal court: ‘Any party aggrieved by the findings and decision made [by the hearing officer] shall have the right to bring a civil action with respect to the complaint.‘” Id. at 526, 127 S.Ct. 1994 (quoting
We have similarly stated the rule as permitting judicial review following a final determination of the due process hearing. Lucht v. Molalla River Sch. Dist., 225 F.3d 1023, 1026 (9th Cir.2000) (stating a “parent of a disabled child has the right to appeal the final decision of the administrative agency to the district court“) (emphasis added). Lucht does not decide the issue, however, because it did not involve a pre-hearing decision and there was no analysis developing the stated rule. Id. “[S]tatements made in passing, without analysis, are not binding precedent.” Thacker v. FCC (In re Magnacom Wireless, LLC), 503 F.3d 984, 993-94 (9th Cir.2007).
In addition, other circuits have also suggested that a party may only file suit after the ALJ has issued a final decision following the due process hearing. After describing the hearing process and the administrative appeals available under the IDEA, the Second Circuit noted that
the IDEA does not permit students or their parents to sue the moment they are dissatisfied with the outcome of any
of these proceedings. Rather, the IDEA grants prospective plaintiffs a federal (or state) cause of action only at the end of the administrative process: to parties who are “aggrieved” by the “final” decision of a state educational agency, or, if the agency does not provide an internal avenue of appeal, by the final decision of the impartial hearing officer.
Coleman v. Newburgh Enlarged City Sch. Dist., 503 F.3d 198, 209 (2d Cir.2007) (Staub, J., concurring). The discussion in Coleman came in the context of requiring the parents to exhaust their administrative remedies prior to filing suit in court. However, MM arguably did exhaust his administrative remedies as to the six claims the ALJ dismissed. The question is whether he can immediately seek review of that dismissal in the district court, or must wait until the ALJ renders a final decision as to the remaining claims in his due process complaint. This question bears a strong resemblance to a familiar jurisdictional limitation over appeals from district court actions.
If MM sought to appeal a district court‘s order dismissing some, but not all, claims before trial, the dismissal would not be appealable due to the “final judgment rule.” The Supreme Court has instructed that, as a general rule, “a party is entitled to a single appeal, to be deferred until final judgment has been entered, in which claims of district court error at any stage of the litigation may be ventilated.” Digital Equip. Corp. v. Desktop Direct, Inc., 511 U.S. 863, 868, 114 S.Ct. 1992, 128 L.Ed.2d 842 (1994). An order that adjudicates fewer than all claims of all parties is not final. Nascimento v. Dummer, 508 F.3d 905, 908 (9th Cir.2007).
Although technically not applicable to the district court‘s review of an IDEA case, the principles behind the final judgment rule—emphasizing deference to the district court (or in this case, the ALJ), the promotion of judicial efficiency, and avoiding the harassment and cost of multiple appeals of various rulings, see Firestone Tire & Rubber Co. v. Risjord, 449 U.S. 368, 374, 101 S.Ct. 669, 66 L.Ed.2d 571 (1981)—all apply to judicial review of the ALJ‘s decision on an IDEA claim in the same way that they apply to appellate court review of a district court ruling. While the district court did not expressly rely on it, the rationale behind the final judgment rule seems to be the same as the rationale behind the district court‘s dismissal: “Allowing [MM] to appeal aspects of the due process proceedings in a piecemeal fashion would run counter to the IDEA and would hinder efficient resolution of the administrative proceedings.”
The final judgment rule is a jurisdictional requirement based on the statutory grant found in
Thus, case law suggests that a party must wait for the final decision following a due process hearing to seek review in the district court, but does not firmly establish such a rule. In the absence of case law, MM relies on his reading of
The plain reading of
Moreover, even if
We hold that
III. Claims Against CDE
The claims against the CDE are separate from the claims against Lafayette.
A. Fourth Claim
MM filed a compliance complaint with the CDE alleging that Lafayette failed to comply with the requirements of the IDEA. After Lafayette filed its due process complaint with the OAH, it requested the CDE close its investigation of MM‘s compliance complaint because the issue was the subject of Lafayette‘s due process complaint. CDE closed its investigation, and MM essentially contends closing the investigation was improper. MM‘s primary argument is that the issues in Lafayette‘s due process complaint did not include the issue in MM‘s compliance complaint, namely the timeliness of Lafayette‘s due process complaint. However, the merits of CDE‘s decision to close its investigation are not an issue in this appeal.
The district court had before it separate motions to dismiss two cases involving the same parties: Case No. 09-3668, the case on appeal here, and Case No. 09-4624. The district court issued a single order covering both cases and granting both motions. In that order the court dismissed the fourth claim in Case No. 09-3668 because it was duplicative of the claim in Case No. 09-4624. The court found that MM “stated this claim in identical terms in Case No. 09-4624,” and that given the duplicative nature of the claim, it was not appropriate to maintain the claim in Case No. 09-3668. It is well established that a district court has broad discretion to control its own docket, and that includes the power to dismiss duplicative claims. Adams, 487 F.3d at 688-89.
The district court did not reach the question of whether CDE properly closed its investigation in Case No. 09-3668. Although the district court did reach that question in its order in regard to Case No. 09-4624, since the fourth claim was dismissed as duplicative in Case No. 09-3668, and this appeal is only from Case No. 09-3668, only the duplicative ruling is before us. Thus, the resolution of the merits of that issue will be decided, if at all, in the appeal of Case No. 09-4624. In this case, however, because MM has not shown the district court‘s dismissal of the duplicative claim was an abuse of its discretion, we affirm. Adams, 487 F.3d at 688-89.
B. Fifth Claim
MM‘s fifth claim alleges that CDE failed to properly supervise and oversee the OAH and its hearing officers. MM argues that
MM‘s approach is not well taken. As CDE points out, OAH is an independent agency, and
MM does not explain why judicial review is not an adequate remedy. MM has not cited any statute, regulation, or case giving CDE the authority to oversee and control the independent OAH hearing officers’ decisions. In fact, even the supervisors of the hearing officers lack this authority. The supervisors’ duties include “review[ing] the decisions of hearing officers to ensure that the decisions are clear, concise, logical, well-reasoned, supported by appropriate legal authority, and address all issues required to be decided.”
CONCLUSION
The district court correctly dismissed MM‘s claims against Lafayette challenging the ALJ‘s statute of limitations ruling as being premature. The district court did not abuse its discretion in dismissing the fourth claim as duplicative and correctly held that the CDE has no authority to oversee the individual decisions of OAH‘S hearing officers. The district court‘s judgment is AFFIRMED.
CONSUELO M. CALLAHAN
UNITED STATES CIRCUIT JUDGE
Notes
(i) Administrative Procedures
(1) In general
(A) Decision Made in Hearing
A decision made in a hearing conducted pursuant to subsection (f) or (k) shall be final, except that any party involved in such hearing may appeal such decision under the provisions of subsection (g) and paragraph (2).
(B) Decision made at appeal
A decision made under subsection (g) shall be final, except that any party may bring an action under paragraph (2).
(2) Right to bring civil action
(A) In general
Any party aggrieved by the findings and decision made under subsection (f) or (k) who does not have the right to an appeal under subsection (g), and any party aggrieved by the findings and decision made under this subsection, shall have the right to bring a civil action with respect to the complaint presented pursuant to this section, which action may be brought in any State court of competent jurisdiction or in a district court of the United States, without regard to the amount in controversy.
(E) Decision of hearing officer
(i) In general
Subject to clause (ii), a decision made by a hearing officer shall be made on substantive grounds based on a determination of whether the child received a free appropriate public education.
(ii) Procedural issues
In matters alleging a procedural violation, a hearing officer may find that a child did not receive a free appropriate public education only if the procedural inadequacies—
(I) impeded the child‘s right to a free appropriate public education;
(II) significantly impeded the parents’ opportunity to participate in the decisionmaking process regarding the provision of a free appropriate public education to the parents’ child; or
(III) caused a deprivation of educational benefits.
