M.D. Ex Rel. Stukenberg v. PerryM.D. Ex Rel. Stukenberg v. Perry
Plaintiffs-Appellees, nine children (“Named Plaintiffs”) in the custody of Texas’s Permanent Managing Conservatorship (“PMC”), acting through their next friends, filed suit under
I
A
The Named Plaintiffs filed suit against (1) Governor Rick Perry, in his official capacity, (2) Thomas Suehs, in his official capacity as Executive Commissioner of the Texas Health and Human Services Commission, and (3) Thomas Baldwin, in his official capacity as Commissioner of the Texas Department of Family and Protective Services (“DFPS”) (collectively, “Texas”). The complaint asserts claims for relief under
The gravamen of the Named Plaintiffs’ complaint is that various system-wide problems in Texas’s administration of its PMC — such as a failure “to maintain a caseworker staff of sufficient size and capacity to perform the tasks critical to [the] safety, permanency, and well-being” of the purported class members — subject all of the children in the PMC to a variety of harms. Based on these allegations, the Named Plaintiffs claim that the “actions and inactions of [Texas]” violated the purported class members’ (1) substantive due process rights to be free from harm while in state custody under the Fourteenth Amendment, (2) liberty interests, privacy interests, and associational rights not to be deprived of a child-sibling or child-parent family relationship where safe and appropriate, under the First, Ninth, and Fourteenth Amendments, and (3) procedural due process rights under the Fourteenth Amendment by depriving them of alleged state law entitlements, relating to monitoring by DFPS of contracted substitute care,
Pursuant to
“We review the district court’s decision to certify a class for an abuse of discretion.”
Bell Atl. Corp. v. AT&T Corp.,
B
Texas administers its foster care system through the combined efforts of state agency officials and state courts. After investigating a report that a child has been abused or neglected, DFPS can seek to remove a child from his parents and/or establish Temporary Managing Conservatorship (“TMC”) over the child, usually by court order in a suit affecting the parent-child relationship (“SAPCR”).
After a child enters DFPS’s PMC, the agency and state courts continue to jointly administer and monitor the state’s conservatorship over the child. DFPS is charged with providing the child with substitute care, including residential care and supportive and therapeutic services.
The Named Plaintiffs have all been placed in Texas’s PMC and seek certification of a class of all children who are or will be in the State’s PMC.
II
A
“To obtain class certification, parties must satisfy
The requirements of
(1) the class is so numerous that joinder of all members is impracticable, (2) there are questions of law or fact common to the class, (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class.
It is well-established that “[a] district court must conduct a rigorous analysis of the [R]ule 23 prerequisites before certifying a class.”
Castano v. Am. Tobacco Co.,
B
On appeal, Texas makes three primary arguments. First, it contends that the
Second, Texas maintains that the district court failed to conduct the “rigorous analysis” required by
Lastly, Texas contends that the proposed class does not satisfy the cohesiveness requirement of
C
Applying the standards announced in
Wal-Mart
for establishing commonality under
1
a
The district court found that the proposed class raised common questions of fact and law, thereby satisfying
First, it found that the class claims raised factual questions that “relate not to the individual story of each child, but rather the alleged shortcomings of the DFPS system.”
M.D. v. Perry,
No. C-11-84,
Accordingly, the district court found that the class claims raised the following common questions of fact:
(1) whether Defendants failed to maintain a caseworker staff of sufficient size and capacity to perform properly, (2) whether Defendants failed to provide sufficient numbers and types of foster care placements necessary to the Plaintiffs’ needs, (3) whether Defendants provided sufficient monitoring and oversight to prevent abuse while in state custody, and (4) whether Defendants’ actions in general caused harm or risk of harm to Plaintiffs.
Id.
Further, the district court found that the proposed class claims raised common questions of law. The district court rejected Texas’s contention that the Named Plaintiffs had only succeeded in attempting to “broadly conflate a variety of claims to establish commonality via an allegation of systemic failures.”
Id.
at *8 (citation omitted). Holding that it was persuaded by the reasoning of three of our sister circuits, which found that the claims of similar classes of children in or at risk of being in state custody satisfied commonality,
2
the district court concluded that “insofar as the children challenge the scheme for the provision of child welfare services, their claims share a legal basis.”
Id.
(quoting
Baby Neal,
Without examining any of the Named Plaintiffs’ legal claims with any specificity, the district court then found that the proposed class claims contained “common questions of law, based upon Plaintiffs’ claims of constitutional violations, namely substantive and procedural due process, along with associational rights.” Id.
b
Although the district court’s analysis may have been a reasonable application of
pre-Wal-Mart
precedent, the
Wal-Mart
decision has heightened the standards for establishing commonality under
In finding that the proposed class satisfied
However, in
Wal-Mart,
the Court expounded on the meaning of its precedent providing that “[cjommonality requires the plaintiff to demonstrate that the class members ‘have suffered the same injury.’ ”
Instead, the Court held that the claims of every class member must “depend upon a common contention .... of such a nature that it is capable of class-wide resolution — which means the determination of its truth or falsity will resolve an issue that is central to the validity of each one of the claims in one stroke.”
Id.; see id.
(“ ‘What matters to class certification ... is not the raising of common ‘questions’ — even in droves — but, rather the capacity of a classwide proceedings to generate common
answers
apt to drive the resolution of the litigation.’ ”) (quoting Nagareda, 84 N.Y.U. L.Rev. at 132). Thus, the commonality test is no longer met when the proposed class merely establishes that “there is ‘at least one issue whose resolution
will affect all or a significant number
of the putative class members.’ ”
Forbush,
The Court further clarified that a trial court’s obligation to perform a “rigorous analysis” before concluding that a class has satisfied the requirements of
Lastly, after the Court concluded that “proof of commonality necessarily overlapped] with the [purported class members’] merits contention that Wal-Mart engaged in a
pattern or practice
of discrimination,” the Court probed beyond the plaintiffs’ pleadings in an effort to decide if an “examination of all the class member’s claims for relief will produce a com
c
Given the foregoing directives in the Court’s opinion in
Wal-Mart,
the district court’s
First, in finding that the proposed class claims raised common questions of fact, the district court failed to consider or explain how the determination of those questions would “resolve an issue that is central to the validity of each one of the [individual class member’s] claims in one stroke.” Id. at 2551. Rather, the district court merely found that the Named Plaintiffs’ various allegations of “systemic deficiencies” in the State’s administration of its PMC raised common questions of fact.
For instance, the district court found that the class claims raised a common question of fact regarding “whether Defendants failed to maintain a caseworker staff of sufficient size and capacity to perform properly.” But the district court’s discussion of this “common question” contained no reference to any of the three causes of action advanced on behalf of the proposed class, nor did the district court “look beyond the pleadings to ‘understand the claims, defenses, relevant facts, and applicable substantive law in order to make a meaningful determination’ ” of whether this question satisfies commonality.
McManus, 320 F.3d
at 548 (quoting
Castaño,
First, the formulation of these common questions of law is too general to allow for effective appellate review. The Named Plaintiffs allege that Texas’s management of its PMC suffers from numerous “systemic deficiencies” that subject all children in the PMC to various harms or to the risk of experiencing those harms. They further contend that these harms violate the constitutional rights of every child in the PMC in various ways. Faced with the broad scope of the Named Plaintiffs’ 85-page complaint and the diverse array of claims asserted therein, the district court’s certification of “common questions of law, based upon Plaintiffs’ claims of constitutional violations, namely substantive and procedural due process, along with associational rights” lacks the specificity required for us to determine whether the alleged common questions of law satisfy the requirements of
Moreover, given the substance of the proposed class claims, the district court failed to perform the “rigorous analysis” required by
The district court clearly rejected Texas’s argument that the resolution of the class claims depends on individualized factual determinations regarding the circumstances of each class member. Relying on the conclusions of other courts that have certified similar classes, the district court found that the class members’ individual issues did not preclude commonality because the class members “share the common legal claim that [a state agency’s] systemic deficiencies result in widespread violations of their statutory and constitutional rights.”
Perry,
Here, as in
Wal-Mart,
proof of commonality necessarily overlaps with the proposed class’s merits contention that systemic deficiencies in Texas’s administration of its PMC violate the constitutional rights of every child in the PMC. In such cases,
Wal-Mart
requires district courts to specifically delineate how a class proceeding would allow the court to resolve a discrete question of law whose determination “will resolve an issue that is central to the validity of each of the [individual plaintiffs] claims in one stroke.”
The district court failed to meet these requirements by declining to analyze Texas’s argument that dissimilarities within the proposed class precluded commonality with specific reference to the elements or defenses for establishing the class claims. For instance, Texas contends that the individual class member’s substantive due process claims are not capable of classwide resolution because deciding each plaintiffs claim requires an individualized inquiry regarding whether the State’s conduct “shocks the conscience.” Texas’s Brief at 41-47 (citing
Cnty. of Sacramento v. Lewis,
Lastly, we note that in the district court’s order denying Texas’s motion to stay proceedings in the lower court pending the resolution of this interlocutory appeal, it found
Wal-Mart
distinguishable from this case. Specifically it found that the proposed class satisfied commonality because (1) the class alleged injuries caused by common deficiencies in the Texas foster care system and (2) the alleged deficiencies were the “glue” holding the class claims together.
M.D. v. Perry,
No. C-11-84,
Further, in performing that analysis the district court should consider that the test for commonality “is complicated where, as here, the proffered ‘common issue’ is a somewhat amorphous claim of systemic or widespread misconduct on the part of the defendant.”
Lightfoot,
Accordingly, given the “amorphousness” of the proposed class’s proffered common issues of fact and law, the district court should be particularly precise when explaining how the resolution of those claims “will resolve an issue that is central to the validity of each of the [individual class member’s claims] in one stroke.”
Wal-Mart,
2
a
We further hold that the district court abused its discretion by finding that the proposed class could be certified under
In
Wal-Mart,
the Supreme Court further expounded on the requirements of
The proposed class seeks at least twelve broad, classwide injunctions, which would require the district court to institute and oversee a complete overhaul of Texas’s foster care system. For instance, the Named Plaintiffs sought the following injunctive relief:
i. Requiring Defendants to ensure that all children in the plaintiff class are assigned DFPS workers whose overall caseloads do not exceed the caseload standards established by the Child Welfare League of America and the Council on Accreditation;
ii. Requiring Defendants to establish, within DFPS, an administrative accountability structure to ensure that all caseworkers, using professionally accepted case practices, fully identify and address Plaintiff Children’s need for [] timely permanency; [] placement in the least restrictive, most family-like placements that are suited to their needs; and [] mental health services suited to their needs.
Relying on the
Baby Neal
line of cases, the district court found that the proposed class complied with
Further, the district court held that even though the Named Plaintiffs requested some forms of relief that would not apply to all class members, “such as the creation of ‘expert panels to review the cases of all class members who have had more than four placements,’ or - ‘expert panels to review the cases of all class members who have been in the PMC of the state for more than two years,’ ” that requested relief was not “fatal to
Texas asserts that the district court abused its discretion by certifying the proposed class under
b
Although some of the proposed class’s sub-claims could potentially be certified under
Accordingly, we find that the proposed class claims do not satisfy
The requested “special expert panel” relief undermines the Named Plaintiffs’ argument that all of their claims seek to remedy “group as opposed to individual injuries.”
Casa Orlando, 624
F.3d at 198. By requesting an injunction creating a “special expert panel” to review the cases of individual class members and then “implement appropriate remedial steps” to remedy their individual injuries, the Named Plaintiffs have attempted to remove any force from the doctrine precluding certification “when each individual class member would be entitled to a
different
injunction or declaratory judgment against the defendant.”
Wal-Mart,
131 5. Ct. at 2557;
see id.
at 2558 (holding that for a class certified under
A proposed class cannot avoid
On the other hand, we do not necessarily agree with Texas’s argument that the proposed class can only be certified under
However, that relief must comply with the requirements of
Ill
The common thread running through the proposed class’s current deficiencies under both
Although we take no position regarding whether the district court should certify subclasses on remand, we note that if the district court decides to do so, it should (1) perform a rigorous analysis regarding whether the class claims of each of the subclasses meets the requirements of
IV
We VACATE the district court’s class certification order and REMAND to the district court for proceedings consistent with this opinion.
Notes
. The State has charged DFPS with redesigning its foster-care system in accordance with the recommendations contained in the Foster Care Design Report. The Report recommends a host of wide-ranging reforms to the State’s foster care system. Act of May 25, 2011, 82d Leg. R.S., ch. 598, § 11, 2011 Tex. Sess. Law Serv. 1445.
.
DG ex rel. Stricklin v. Devaughn,
. For instance, it is unclear whether the Named Plaintiffs can even advance a due process claim based on a bare finding that Texas has "organized or managed” DFPS improperly.
See Lewis v. Casey,
. We take no position at this time regarding whether the proper standard to evaluate the proposed class's substantive due process claims requires the State to act with “deliberate indifference” that “shocks the conscience,”
see Nicini v. Morra,
. As in
Wal-Mart,
“[i]n light of our disposition of the commonality question ... it is unnecessary to resolve whether [the proposed class] ha[s] satisfied the typicality requirements of
. Our holding is not intended to limit a district court's ability to appoint special masters or other parties to monitor a defendant’s compliance with qualifying court-ordered class wide relief,
see Ayers v. Thompson,
. Indeed, it is not clear how several of the State's alleged failures, such as its failure to (1) maintain sufficient licensing standards for its placements, (2) maintain an adequate number and array of placements, or (3) employ a sufficient number of caseworkers, can be considered "day-to-day, case-by-case operational failures.”
. We acknowledge that the
Marisol A.
court found that the district court did not abuse its discretion by certifying a similar class action. But the court did acknowledge that the proposed class "stretche[d] the notions of commonality and typicality,”
. We further note that in the only circuit case