M.D. Ex Rel. Stukenberg v. Perry
675 F.3d 832
| 5th Cir. | 2012Background
- Named Plaintiffs, nine children in Texas's Permanent Managing Conservatorship, sued Texas officials under 42 U.S.C. § 1983 seeking class-wide declaratory and injunctive relief for alleged systemic failures in the PMC.
- The district court certified a class of all children now and to be in Texas's PMC; Texas appealed challenging Rule 23 compliance and 23(b)(2) cohesiveness.
- The court of appeals reviews class certification de novo for legal standards and for abuse of discretion on the district court’s factual findings.
- The district court's analysis relied on pre-Wal-Mart law, treating commonality as not demanding and focusing on systemic deficiencies as class-wide basis.
- The Fifth Circuit vacates the class certification for failure to perform a rigorous Wal-Mart-compliant analysis and remands for proceedings consistent with this opinion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Commonality under Rule 23(a)(2) post-Wal-Mart? | M.D. argued common questions exist across class due to systemic DFPS deficiencies. | Texas contends no single common contention can resolve class claims; many individualized issues exist. | district court failed to satisfy Wal-Mart standard; failed to show a common contention capable of classwide resolution. |
| Common questions of law central to all claims? | Claims share a legal basis challenging overall scheme for child welfare services. | Legal claims are too generalized; lack discrete common legal questions that would drive one-stroke resolution. | district court's common questions of law were too broad and not shown to resolve central issues for all class members. |
| Rule 23(b)(2) cohesiveness and uniform injunctive relief? | Most relief would benefit all class members; systemic improvements suffice. | Injunctive relief would require individualized remedies and some class members would need tailored relief. | class cannot be certified under Rule 23(b)(2) due to individualized relief and lack of uniform injunctive remedy. |
| Potential need for subclasses on remand? | Subclassing could cure commonality issues by isolating discrete claims. | Not addressed; may still fail even with subclasses if overall claims lack commonality. | district court should consider subclasses on remand with rigorous Rule 23 analysis. |
| Impact of Wal-Mart guidance on pre-existing rulings? | Wal-Mart reasoning should not undermine prior plausible certifications absent rigorous analysis. | Wal-Mart sets higher standard requiring explicit, classwide resolution potential. | Wal-Mart requires rigorous, explicit analysis; pre-Wal-Mart rationale insufficient. |
Key Cases Cited
- Wal-Mart Stores, Inc. v. Dukes, 131 S. Ct. 2541 (U.S. 2011) (commonality requires a common contention capable of classwide resolution)
- Amchem Prods., Inc. v. Windsor, 521 U.S. 591 (U.S. 1997) (rigorous analysis and Rule 23 explanations underpin class certification)
- Castano v. American Tobacco Co., 84 F.3d 734 (5th Cir. 1996) (pre-Wal-Mart formulation of commonality; broad questions insufficient)
- Maldonado v. Ochsner Clinic Found., 493 F.3d 521 (5th Cir. 2007) (rigorous analysis required; commonality analysis intertwined with merits)
- Forbush v. J.C. Penney Co., Inc., 994 F.2d 1101 (5th Cir. 1993) (commonality requires a common question capable of classwide resolution)
- Baby Neal for and by Kanter v. Casey, 43 F.3d 48 (3d Cir. 1994) (recognizes class-wide claims in child welfare contexts)
- James v. City of Dallas, 254 F.3d 551 (5th Cir. 2001) (early view on commonality; not required to be identical claims)
- DG ex rel. Stricklin v. Devaughn, 594 F.3d 1188 (10th Cir. 2010) (case law on class certification and systemic claims; acknowledged in decision)
- Marisol A. v. Giuliani, 126 F.3d 372 (2d Cir. 1997) (subclassing approach for complex child welfare claims)
- Jamie S. v. Milwaukee Pub. Schs., 668 F.3d 481 (7th Cir. 2012) (limits on 23(b)(2) when individualized relief would be required)
- Shook v. Bd. of County Comm'rs, 543 F.3d 597 (10th Cir. 2008) (limitations on Rule 23(b)(2) when relief is individualized)
