LUMPKIN v. THE STATE (Two Cases)LUMPKIN v. THE STATE (Two Cases)
A Gwinnett County jury found Anthony Lumpkin and Eddie Green guilty of murder and other offenses in connection with the shooting death of Nicholas Jackson II. Both appellants argue that the trial court erred by denying their motions to suppress evidence seized during a traffic stop. In addition, Lumpkin challenges the sufficiency of the evidence presented against him on the armed robbery count and the felony murder count predicated on armed robbery, and Green argues that the trial court erred by not admitting certain evidence pursuant to
1. Viewed in the light most favorable to the verdicts, the evidence presented at trial showed the following. In September 2011, Kevell Ross contacted his stepbrother, Timothy Johnson, requesting his assistance in robbing a house in Norcross that belonged to a drug dealer who supplied cocaine to Ross. The man who owned the house, Nicholas Jackson, Sr., lived there with his wife and four children, who included Nicholas Jackson II, the victim. Later that fall, Ross met with Johnson, Darrez Chandler, and Green to discuss the robbery. The group initially planned to rob the house in December 2011. They recruited other individuals to assist but
On February 2, 2012, Chandler, Johnson, and Green decided to attempt the robbery again, and Lumpkin, Jason Dozier, Michael Davis, and Reco West were recruited to assist. The group planned that Chandler and Johnson would remain in their vehicles while Lumpkin, Dozier, Davis, and West would initially enter the home. Green was to join them inside later to assist in the search for money. Lumpkin, Dozier, Davis, and West were to be armed; Green was not.
Before the robbery, Lumpkin instructed Green to pick up Davis and West. Green relayed the instructions to Johnson, and, at
As Johnson‘s group got close to the house, Green called Chandler‘s group, informing them that he wanted to show the house to the men in his van, after which Johnson‘s group circled the house in the van, then parked in a nearby parking lot to wait for Chandler‘s group. While there, Green called Chandler‘s group several times to check on their status. After Chandler‘s group arrived, Lumpkin and Dozier got into the silver van, which then proceeded to the house. Chandler drove to and parked in a different parking lot nearby.
The van arrived at the house, and Johnson noticed a vehicle parked in the driveway. He expressed concern to the others in the van about going ahead with the robbery with the potential for women or children to be in the house. Lumpkin replied that “we
Lumpkin, Dozier, Davis, and West approached the entrance to the home‘s basement on foot. Green and Johnson waited in the van, and Green instructed Johnson to pull away from the house and circle the block. Johnson and Green heard gunfire just as they arrived back at the house, and they decided to remain in the van. Lumpkin, Davis, Dozier, and West, who were still armed, exited the house and got into the van, which Johnson then drove away.
Lumpkin had called Chandler as the four men walked up to the house, and Chandler stayed on the line with him while the group went inside. Over the phone, Chandler could hear a door being kicked in, followed by commotion and gunshots. Chandler then heard Lumpkin say, “This man dead.” The phone hung up, but Chandler called Lumpkin back. Lumpkin told him, “the man dead.”
At the time of the incident, Jackson‘s sister, Nikia Jackson, was in her bedroom on the third floor. She heard “popping” noises and went downstairs because she thought Jackson was bouncing a basketball. When she got to the main floor of the house, she heard people yelling and a vehicle‘s tires screeching. Out the window, she could see a silver van leaving the driveway with five men inside.
She then began looking for Jackson, and eventually found him lying unresponsive on the ground of his basement bedroom, behind his bedroom door. She observed holes in his bedroom door and saw that Jackson‘s bedroom was in disarray. Nikia called 911 and reported that her brother had been shot. She reported that five or six males had driven away from the house in a silver van.
Emergency medical personnel responded to the house, where they found Jackson unresponsive. He was transported to a local
Shortly after the shooting, a Norcross police officer was conducting a traffic stop less than a mile from the Jacksons’ house. He was notified about a call reporting a burglary. Minutes later, after the officer concluded the stop, he began driving toward the Jacksons’ house. While driving, he received updated information from dispatch indicating that the incident involved a home invasion and shooting and that five subjects had run from the house to a silver van. About a minute later, the officer spotted a silver van at a nearby intersection. The officer then pulled in behind it and activated his patrol car‘s blue lights. He then called for backup, indicating that he believed he was behind the van identified in the call.
The men in the van saw the patrol car, and Lumpkin, Dozier, Davis, and West told Johnson, who was still driving, not to pull over
Johnson stopped the van at the next intersection, but as the officer exited his patrol car, Johnson made a right turn. The officer reentered his car and tapped his siren twice in order to get Johnson‘s attention. Johnson then made another right turn at the next street and stopped. The officer approached the van and held its occupants at gunpoint while awaiting backup. Green then hit a button that opened the van‘s back door. West and Lumpkin fled from the vehicle on foot and hid in bushes nearby. They were apprehended by other officers shortly thereafter.
Inside and around the van, law enforcement officers located four firearms, a ski mask, a stocking cap, several sets of latex gloves, duct tape, and a laptop belonging to Jackson‘s mother. They also collected several of the men‘s cell phones. In addition, they found Lumpkin‘s cell phone and a ski mask in the bushes where he and West had been hiding and found a second ski mask and Lumpkin‘s shoes nearby. After they were apprehended by law enforcement,
At the house, investigators found a shoeprint on the basement door that was consistent with Lumpkin‘s shoe. They also found bullet holes on the outside of Jackson‘s basement bedroom door as well as corresponding defects in various locations in the bedroom. Investigators located shell casings and projectiles in various areas in the basement, which investigators later determined had been fired from two of the firearms found in the silver van. Investigators also determined that one of those firearms had fired the bullet recovered from Jackson‘s body.
During a custodial interview, after receiving Miranda warnings,3 Green claimed that some people had approached him and Johnson requesting a ride to the Mall of Georgia from Atlanta. Green said that he did not know any of their names but obliged their request because they offered him gas money. Green also told
Chandler and Johnson testified that they knew Green as “Tiger” and that Green had helped plan and commit the robbery, including by providing the silver van. The State also presented testimony from an auto shop owner, who stated that he also knew Green as “Tiger“; that on the day before the home invasion, Green had driven the silver van to his shop; and that Green provided him with his cell phone number. Johnson testified that the story Green told about going to the Mall of Georgia was “concocted” in the van as the group fled from the house after the shooting. One of the phones recovered during the search of the van belonged to Green. Contact information for Johnson, Chandler, Davis, and Lumpkin was stored in Green‘s phone. The State also presented evidence that Green communicated with Lumpkin several times since at least November 2011 and that Green had communicated with Davis several times
Lumpkin also had contact information for Chandler, Green, and Johnson stored in his phone. The State presented evidence that Lumpkin sent a text to an unidentified female on February 2 stating that he was “tryna pull one.”
The State also presented evidence of phone calls that Green and Lumpkin made from jail. In one call, Green mentioned to a friend that officers had recovered his cell phone and stated that he had been trying to show West and Davis “what money looked like.” In another call, Lumpkin told a friend that he kicked in the door at the Jacksons’ house.
Green did not testify at trial. Lumpkin testified and stated that, on the day of the shooting, Chandler asked him to ride with
(a) Lumpkin argues that the evidence presented was insufficient as a matter of due process to support the jury‘s verdict as to the armed robbery count and the felony murder count predicated on armed robbery. These contentions fail.4
First, each of the felony murder counts against Lumpkin were vacated by operation of law because he was also found guilty of malice murder, and he was not sentenced for felony murder. See
Second, the evidence presented was sufficient to support the jury‘s verdict as to the armed robbery count. When evaluating the sufficiency of evidence as a matter of federal due process under the Fourteenth Amendment to the United States Constitution, the proper standard of review is whether a rational trier of fact could have found the defendant guilty beyond a reasonable doubt. See Jackson v. Virginia, 443 U. S. 307, 319 (III) (B) (99 SCt 2781, 61 LE2d 560) (1979). This Court views the evidence in the “light most favorable to the verdict, with deference to the jury‘s assessment of the weight and credibility of the evidence.” (Citation and punctuation omitted.) Hayes v. State, 292 Ga. 506, 506 (739 SE2d 313) (2013).
Although Lumpkin and the State stipulated at trial that the laptop recovered from the silver van belonged to Jackson‘s mother, Lumpkin argues that there was no evidence that a taking occurred in Jackson‘s “immediate presence,” as required by
First, the evidence supported a finding that the laptop was
As to the second issue, the State is required to prove beyond a
But as in Benton, no evidence presented at trial supports Lumpkin‘s contention that the theft of the laptop occurred before the perpetrators’ use of force against Jackson. See Benton, 305 Ga. at 245 (1) (b). Here, an exterior door was kicked in, and four armed men rushed inside to the house‘s basement, where Jackson‘s bedroom was located and where he was at the time. The evidence allowed the
(b) Lumpkin has not challenged the sufficiency of the evidence
(c) Green has not challenged the sufficiency of the evidence presented at trial as to the only count for which he was found guilty and sentenced: felony murder predicated on armed robbery. However, we review sua sponte the evidence presented against him as to that charge.
Like Lumpkin, Green was charged as a party to the crimes of armed robbery and felony murder predicated on armed robbery. As we discussed in Division 1 (a) above, the evidence presented at trial was sufficient to support the jury‘s verdict that the crime of armed robbery occurred. Although there is no evidence that Green directly committed any of the crimes, evidence of his involvement in the planning of the robbery as well as his presence, companionship, and conduct with other perpetrators before, during, and after the robbery supported the jury‘s conclusion that Green was a party to the armed robbery. See Heard v. State, 306 Ga. 76, 82 (2) (844 SE2d 791) (2020);
2. Green argues that the trial court abused its discretion by not admitting Dozier‘s statements to a police investigator suggesting that Green had not been involved in the planning and execution of the robbery. Green argues that because Dozier was legally unavailable to testify at trial, his statements should have been admitted pursuant to the exception to the hearsay rule for statements against interest set forth in
The record shows that Dozier and his counsel met with prosecutors in March 2012. At the time, Dozier and several of the other perpetrators had been arrested but not yet indicted. The record reflects that the State had provided Dozier with a letter offering immunity in exchange for any information he was willing to provide about the crimes. In its filings before the trial court, the State characterized its offer as a “promise of complete testimonial immunity in that the State provided Dozier with a written
Dozier apparently recanted some of the statements he made to the investigators. He would later stand trial and be convicted of several offenses in connection with this incident. See Dozier, 307 Ga. at 583 n.1. He was subpoenaed to testify at Green and Lumpkin‘s
Pertinent to this appeal, a declarant is “unavailable as a witness” if the declarant is “exempted by ruling of the court on the ground of privilege from testifying concerning the subject matter of the declarant‘s statement[.]”
We now turn to whether the trial court abused its discretion by not admitting Dozier‘s statements pursuant to
(A) Which a reasonable person in the declarant‘s position would have made only if the person believed it to be true because, when made, it was so contrary to the declarant‘s proprietary or pecuniary interest or had so great a tendency to invalidate a claim by the declarant against another or to expose the declarant to civil or criminal liability; and
(B) Supported by corroborating circumstances that clearly indicate the trustworthiness of the statement if it is offered in a criminal case as a statement that tends to expose the declarant to criminal liability[.]
Here, the trial court found that Dozier made his statements to the State‘s investigators under a promise of use and derivative-use immunity. As a result, the trial court determined that Dozier‘s statements regarding Green‘s lack of involvement in the crimes could not expose Dozier to criminal liability and were therefore not against his penal interests. The trial court instead noted that, at the time Dozier made the statements, they were actually in Dozier‘s interests.
We see no abuse of discretion in the trial court‘s ruling. We agree that a statement given under a promise of use and derivative-use immunity is not against the declarant‘s penal interest. As we have previously noted, use and derivative-use immunity protect a witness from the use of potentially self-incriminating testimony and the fruits of that testimony against him in a future prosecution. See State v. Hanson, 249 Ga. 739, 741 (1) (295 SE2d 297) (1982). Because such statements do not expose the declarant to criminal liability, they are not against the declarant‘s penal interests and are not
Because we determine that the trial court did not abuse its discretion by determining that Dozier‘s statements were not admissible as statements against interest under
3. Both Lumpkin and Green assert that the trial court erred by denying their pre-trial motions to suppress evidence obtained in a search of the van after it was stopped by a police officer. We see no error.
In reviewing a ruling on a motion to suppress, we review the trial court‘s factual findings for clear error and its legal conclusions de novo. See Kennebrew v. State, 304 Ga. 406, 409 (819 SE2d 37) (2018). At a pre-trial hearing on the appellants’ motions, the officer who conducted the stop testified that around the time of the incident, he was conducting an unrelated traffic stop when he received a call from the police dispatch regarding a burglary at the Jacksons’ house on Autry Street in Norcross. At that time, the officer was approximately three-quarters of a mile from the house. Minutes later, after the officer concluded the stop, he began driving toward the Jacksons’ house. While driving, he received updated information
The officer then began following the vehicle and activated his blue lights to initiate a traffic stop. The van stopped at an intersection, and the officer exited his vehicle to walk toward the van. The van then made a right turn at the intersection. The officer re-entered his vehicle and tapped his siren twice. The vehicle then made another right turn onto an adjacent street and came to a stop.
The officer then approached the vehicle and saw two men, later identified as Lumpkin and West, exit the van and run away. The officer, who by that time had been joined by another officer, held four
Lumpkin and Green argued that the officer did not have sufficient suspicion to conduct the stop because his only information at the time was that he should be looking for a silver van with five men inside. They argued that, when the officer first observed the van, he could not see how many people were inside, nor had he observed the van committing any traffic violations.6 The trial court denied the motions to suppress, determining that the stop was justified by the officer‘s receipt of a description of the silver van, the fact that he observed it close in time and near the location of the reported crime scene, and the fact that the van was coming from the direction of the crime scene on the only road from which a vehicle could exit the street on which the house was located.
The traffic stop here was valid under Terry. The officer received a description of the getaway vehicle from dispatch. He then observed a vehicle matching that description less than a minute from the time he received the description and less than a mile from the reported crime scene. See Humphreys, 287 Ga. at 75 (7) (noting that “the short time between the transmission of the lookout and [the officer‘s] spotting the vehicle made it even more likely that the vehicle he saw was in fact the vehicle described in the lookout.“); McNair v. State, 267 Ga. App. 872, 874 (1) (600 SE2d 830) (2004) (stop justified where officer observed vehicle matching description given in BOLO coming from the area of the crime scene within minutes of the BOLO being issued). These observations gave the officer adequate suspicion to activate his blue lights, initiate the initial vehicle stop, and then stop the vehicle again after a brief pursuit. Accordingly, the officer conducted a valid Terry stop of the van, and the trial court did not
4. We have identified a sentencing error with respect to Lumpkin (Case No. S20A0734). The trial court sentenced Lumpkin for both malice murder and aggravated assault. But, as charged in the indictment, the malice murder charge and the aggravated assault charge were both based on the gunshot that struck Jackson in the chest and killed him. The trial court should have merged those crimes, and because it did not, we vacate Lumpkin‘s conviction and sentence for aggravated assault. See Reddings v. State, 292 Ga. 364, 367 (2) (738 SE2d 49) (2013).
Judgment affirmed in part and vacated in part in Case No. S20A0734. Judgment affirmed in Case No. S20A0879. All the Justices concur.
Murder. Gwinnett Superior Court. Before Judge Tom Davis.
Wayne L. Burnaine, for appellant (case no. S20A0734).
Clark & Towne, Jessica R. Towne, for appellant (case no. S20A0879).
Daniel J. Porter, District Attorney, Lee F. Tittsworth, Samuel R. d‘Entremont, Assistant District Attorneys; Christopher M. Carr, Attorney General, Patricia B. Attaway Burton, Deputy Attorney General, Paula K. Smith, Senior Assistant Attorney General, Matthew D. O‘Brien, Assistant Attorney General, for appellee.
Notes
Chandler, Davis, Dozier, Johnson, and West were not tried with Lumpkin and Green. Chandler and Johnson each pled guilty to armed robbery, aggravated assault, and battery and testified for the State at Lumpkin and Green‘s trial. Their cases are not part of this appeal. Davis, Dozier, and West were each tried individually, found guilty of various offenses arising from this incident, and sentenced. This Court affirmed their respective convictions and sentences on appeal. See Dozier v. State, 307 Ga. 583 (837 SE2d 294) (2019); Davis v. State, 306 Ga. 764 (833 SE2d 109) (2019); West v. State, 305 Ga. 467 (826 SE2d 64) (2019).
At a joint jury trial held from November 12 to 25, 2013, Lumpkin was found guilty of Counts 1 through 7 and 10. The trial court entered an order of nolle prosequi as to Count 14. Green was found not guilty of Count 1 but guilty of Counts 2 through 7. The trial court entered an order of nolle prosequi as to Count 13.
Lumpkin and Green were sentenced on December 6, 2013. Lumpkin was sentenced to a term of life imprisonment without the possibility of parole for malice murder, a consecutive term of life imprisonment for armed robbery, a consecutive term of imprisonment of twenty years for aggravated assault, a consecutive term of imprisonment of twenty years for burglary, and a consecutive term of imprisonment of five years for possession of a firearm during the commission of a felony. As to Lumpkin, the trial court purported to merge the three felony murder counts into the malice murder count, but those counts were actually vacated by operation of law. See Malcolm v. State, 263 Ga. 369, 371-372 (4) (434 SE2d 479) (1993). Green was sentenced to a term of life imprisonment for felony murder predicated on armed robbery. The remaining felony murder counts were vacated by operation of law, and the trial court purported to merge the remaining counts. The State has not challenged Green‘s sentences, and we decline to address them. See Dixon v. State, 302 Ga. 691, 696-698 (4) (808 SE2d 696) (2017).
On December 9, 2013, Lumpkin filed a motion for new trial, which he amended on March 27, 2015. The trial court held a hearing on the motion, as amended, on March 31, 2015, and denied the motion on April 4, 2018. Lumpkin filed a notice of appeal on May 4, 2018.
On December 10, 2013, Green filed a motion for new trial, which he later amended six times through new counsel. The trial court held hearings on the motion, as amended, on January 19, 2016, and February 2, 2018. On December 14, 2017, the trial court denied Green‘s motion for new trial on the grounds alleged in his original motion and the first five amended motions. On April 3, 2018, the trial court denied Green‘s motion for new trial on the grounds alleged in his sixth amended motion. Green filed a notice of appeal on May 2, 2018.
After the records were transmitted, these cases were docketed to this Court‘s April 2020 term, were submitted for decisions on the briefs, and have been consolidated for opinion.