Lead Opinion
Krysta Sutterfield sued the City of Milwaukee and several of its police officers after the officers forcibly entered her home to effectuate an emergency detention for purposes of a mental health evaluation, opened a locked container, and seized for safekeeping the gun and concealed-carry licenses they found inside. She contends that officers violated her rights under the Second, Fourth, and Fourteenth Amendments in doing so. We conclude that the warrantless entry into Sutterfield’s home was justified under the exigent circumstances exception to the Fourth Amendment’s warrant requirement, as the officers had a reasonable basis to believe that Sutterfield posed an imminent danger of harm to herself. We shall assume, as the district court did, that the search of a closed container for a gun, and the ensuing seizure of that gun, violated Sutterfield’s Fourth Amendment rights. But we agree with the district court that even if the officers did exceed constitutional boundaries, they are protected by qualified immunity. See Sutterfield v. City of Milwaukee,
I.
At around noon on March 22, 2011, Dr. Michelle Bentle, a psychiatrist at Columbia/St. Mary’s Hospital in Milwaukee, placed a 911 call to report that Sutterfield had just left an outpatient appointment in her office after expressing suicidal thoughts.
Over the next few hours, Stephens and Powers were unable to locate Sutterfield. They visited her home, knocked on the front door, but received no response. A neighbor advised them that Sutterfield had left her home that morning in her car and had not returned. The officers checked her garage and the street in front of Sutterfield’s residence but did not see the type of car that her neighbor had described.
At 2:45 p.m., Dr. Bentle telephoned the officers to advise them that Sutterfield had called her some minutes earlier stating that she was not in need of assistance and that the doctor should “call off’ the police search for her. According to the officers, Dr. Bentle did not indicate that Sutterfield no longer posed a danger to herself.
With the end of their shift approaching, Stephens and Powers prepared a Statement of Emergency Detention by Law
The statement of detention prepared by Stephens and Powers documented the pertinent information that Dr. Bentlе had shared with them about Sutterfield and noted their inability to locate her. Both officers signed the statement. At 4:00 p.m., Stephens and Powers went off duty.
Officer Jamie Hewitt of the Sensitive Crimes Division subsequently was assigned to locate Sutterfield. After spending several hours reviewing the paperwork, tracking down information regarding Sutterfield’s automobile and having that information issued to Milwaukee patrol officers, and checking with local hospitals to see whether Sutterfield had been admitted, Hewitt and several other officers returned to Sutterfield’s residence. Hewitt’s intent was to execute the statement of detention if and when she located Sutterfield.
Arriving on Sutterfield’s doorstep at approximately 8:30 p.m., Hewitt and the other officers found her at home. Sutterfield answered Hewitt’s knock at the front door but would not engage with her, except to state repeatedly that she had “called off’ the police and to keep shutting the door on Hewitt. Sutterfield would not admit Hewitt to the residence, and during the ex
Sergeant Aaron Berken arrived at approximately 9:00 p.m. After Hewitt brought him up to speed on the situation, Berken knocked at the front door and identified himself as a police officer. As she had with Hewitt, Sutterfield opened the inner door of the house but not the locked storm door; she refused to admit Berken or any other officer into the residence. Sutterfield called 911 in an effort to have the officers leave; as a result of that call, the ensuing events were recorded by the emergency call center. Sutterfield can be heard on the recording telling the officers that she was fine and that she did not want anyone to enter her residence.
After informing Sutterfield of his intention to open the storm door forcibly if she did not unlock it herself, Berken yanked the door open and entered the house with the other officers to take custody of Sutterfield pursuant to the statement of detention. A brief struggle ensued. Sutterfield can be heard on the 911 recording demanding both that the officers let go of her and that they leave her home. (Sutterfield would later say that the officers tackled her.) Sutterfield was handcuffed and placed in the officers’ custоdy.
At that point the officers conducted a protective sweep of the home. In the kitchen, officer James Floriani observed a compact disc carrying case in plain view.
The contents of the case were seized along with the BB gun and placed into police inventory for safekeeping. Berken would later state that he authorized the seizure of the handgun in order to keep them out of the hands of a juvenile, should a juvenile enter the house unaccompanied by an adult while Sutterfield remained in the hospital. (The police knew that Sutterfield had a son, whom they believed to be a juvenile, although his specific age was unknown.) Floriani would later testify that he believed it appropriate to take both the handgun and BB gun into custody so that Sutterfield, when released from the hospital, would not be able to use the handgun to commit suicide or the BB gun to provoke a police officer to shoot her.
Floriani and another officer subsequently transported Sutterfield to the Milwaukee County Mental Health Complex, a psychiatric hospital which, among other things, provides short-term in-patient and crisis management care for persons in mental distress. What occurred there is not part of the record and, in any event, is not relevant to the claims made in this litigation.
Sutterfield filed suit pursuant to 42 U.S.C. § 1983 against the city and the
The district court granted summary judgment to the officers on these claims in a thoughtful opinion.
The court treated the entry into Sutterfield’s home as presumptively invalid, as the police had no warrant. Id. at 637-38. It proceeded to consider whether the entry was nonetheless justified under either the community caretaking or exigent circumstances exceptions to the Fourth Amendment warrant requirement.
The court determined that the community caretaker exception, on which the defendants primarily relied, did not justify the entry. Id. at 640. The court reasoned that although the Wisconsin courts had deemed that exception applicable in a “broad swath of situations,” id., the Seventh Circuit had not done so. Indeed, in United States v. Pichany,
The court thought that the exigent circumstances exception might justify the warrantless entry into Sutterfield’s home, although it ultimately abstained from a decision on that point. The court noted at the outset that this exception required the authorities to make “a fairly strong showing that the surrounding circumstances were so severe as to justify a departure from the warrant requirement.” Id. at 638 (citing United States v. Patino,
Turning to the search of Sutterfield’s home, the comb reasoned that a cursory sweep of the premises, which brought the compact disc case to the officers’ attention, was legally permissible notwithstanding the lack of a search warrant. The court relied on Maryland v. Buie,
The search of that case, and the ensuing seizure of the gun inside, was “[o]f much greater concern” to the court. Id. The limited search authorized by Buie did not extend to the contents of a locked ease. Although Floriani indicated that when he picked up the case, it felt as if it might contain a gun, the court pointed out that the case could have held “practically anything.” Id. As the search of the case was unauthorized, the court acknowledged that both the opening of the case and the seizure of the gun found inside likely constituted violations of Sutterfield’s Fourth Amendment rights. Id.
The court rejected Sutterfield’s contention that the seizure of the gun and concealed-carry licenses also constituted a violation of her Second Amendment rights on the facts of this case. In the court’s view, neither McDonald v. City of Chicago,
Although the court had found it “likely” that Sutterfiеld’s Fourth Amendment rights had been violated, the court discerned no basis to hold Milwaukee liable for the violation. Id. at 642-43. Sutterfield had identified no municipal policy, custom, or practice as necessary to support a claim against the city under Monell v. Dep’t of Soc. Servs, of N.Y.,
The court concluded that the officers, assuming they had violated Sutterfield’s Fourth Amendment rights, were entitled to qualified immunity. Id. at 643-44. The only aspect of the encounter over which they may have lacked discretion was the decision to detain Sutterfield, which the court believed she had not contested. Id. at 643. The court noted that the circumstances of the encounter, if they did not qualify as exigent, were nearly so; and the boundaries separating exigent from non-exigent circumstances were not so clear as to have placed the officers on notice that their conduct exceeded the bounds of the exigent circumstances exception. Id. at 644. At the same time, given the breadth that the Wisconsin courts had attributed to the community caretaker exception, the officers could have thought that this exception allowed them to enter Sutterfield’s home, to perform a warrantless search of the premises, including the compact disc ease, and to seize the gun they found inside of that case. Id.
While the Seventh Circuit has refused to read the Community Care[taker] exemption nearly as expansively as Wisconsin, and would thus seem to bind this Court to find that such an exemption clearly does not apply, the Court cannot expect that police officers are schooled in the nuances of the law as it differs by jurisdiction. The police must be able to act decisively to prevent injury to citizens, especially when they are acting upon information from a third party whom it seems reasonable to believe is telling the truth, such as Dr. Bentle in this case. By entering Ms. Sutterfield’s home, searching it, and seizing the items that they believed to pose a danger to both Ms. Sutterfield and members of the community who may (though it was unlikely) happen upon those items, the officers acted in that decisive, though discretionary way; and, under the laws of Wisconsin, doing so was not clearly unlawful.
Id. (internal quotation marks and citations omitted).
II.
Sutterfield challenges each aspect of the district court’s summary judgment decision, save for the court’s determination that the record lacked evidence sufficient to hold Milwaukee liable under Monell for any of the constitutional violations asserted in this case. So only the liability of the individual officers is.at issue. Sutterfield contends, in sum, that the police officers’ warrantless entry into her home, the seizure of her person, the search of the locked compact disc case, and the seizure of the revolver and the concealed carry licenses discovered therein all violated her rights under the Fourth and Fourteenth Amendments, and that the seizure of the gun and licenses also violated her rights under the Second Amendment. She further contends that because these rights were clearly established (in her view), the officers do not enjoy qualified immunity from suit. Before we turn to the merits of Sutterfield’s claims, we feel compelled to say a few words about the importance of the competing interests at stake in this case.
The intrusions upon Sutterfield’s privacy were profound. At the core of the privacy protected by the Fourth Amendment is the right to be let alone in one’s home. See, e.g., Kyllo v. United States,
On the other hand, courts from the United States Supreme Court on down have long recognized the important role that police play in safeguarding individuals from dangers posed to themselves and others — a role that will, in appropriate circumstances, permit searches and seizures made without the judicial sanction of a warrant. See, e.g., Brigham City, Utah v. Stuart, supra, 547 U-S. at 403-04,
This case therefore requires us to balance Sutterfield’s privacy interests, as protected by the Fourth Amendment, against a community interest — and frankly Sutterfield’s own interest — in protecting her from harm, including self-inflicted harm. Aside from the importance of these competing interests, several circumstances make our job more difficult. First, the parties have given us virtually no information as to the alternatives other than emergency detention pursuant to section 51.15 that were available to the Milwaukee police in this situation. Sutterfield, for example, frequently speaks about the lack of a warrant but has not addressed what type of warrant, if any, would have been appropriate and available in the circumstances confronting the police. Her briefs seem to view the case through the lens of criminal law enforcement when the case plainly does not fit that model. Moreover, as we shall discuss, there also persists a lack of clarity in Fourth Amendment case law as to the appropriate legal framework that should be applied to warrantless intrusions motivated by purposes other than law enforcement and evidence-gathering.
It will no doubt be frustrating to Sutterfield and to the reader that we do not reach firm conclusions as to the merits of all of the claims she has asserted and instead, like the district court, resolve the case in part based on the doctrine of qualified immunity. We recognize the significant role that resolving the merits of each claim plays in the development of precedent and clarifying the boundaries of constitutional rights. See Pearson v. Callahan,
We now turn to the merits of Sutterfield’s claims.
A. Detention of Sutterfield
Our discussion of the first claim may be brief. Although Sutterfield insists that, contrary to the district court’s belief, she has challenged the defendants’ seizure of her person as being contrary to the Fourth Amendment, she has not adequately developed any such argument. She does not contest that her physician reported that she had threatened to do herself harm. Further, there is no dispute that, in light of the doctor’s report, there was a valid basis to pursue an emergency detention of Sutterfield under section 51.15, that the police complied with the requirements of that statute, or that the statute (and the statement completed by officers Stephens and Powers) authorized the seizure of Sutterfield. Sutterfield suggests that the statute is unconstitutional to the extent that it permits the seizure of a person without the authorization of a judicial officer. But she fails to support her contention with any citation of authority or legal analysis.
We note that Sutterfield’s position presumes that prior judicial approval is required when a person is detained not because she is suspected of a crime but rather because she is believed to pose a danger to herself. In that respect, she makes no distinction between the law enforcement and community earetaking functions of the police. Her argument, moreover, calls into question the constitutionality not only of Wisconsin’s section 51.15, but a host of comparable provisions found in other state codes. Many if not most states have provisions authorizing the emergency detention of individuals based on information indicating that they pose a danger to themselves or others. See Treatment Advocacy Center, Emergency Hospitalization for Evaluation — ■ Assisted Psychiatric Treatment Standards by State (June 2011), available at http://treatmentadvocacycenter.org/ storage/documents/Emergency_Ho spitalization_for_Evaluation.pdf (last visited May 9, 2014). Although the specifics of such statutes vary, they commonly do not require prior judicial approval of the emergency detention. See, e.g., 405 111. Comp. Stat. 5/3-601-5/3-603 (authorizing involuntary admission of person to mental health facility when adult presents petition to facility indicating admission is necessary to protect self or others from harm, detailing signs or symptoms of mental illness, and describing relevant acts, threats, behavior, and so forth; petition must be accompanied by statement of qualified expert and if none immediately available, person may be detained for purposes of examination by such expert); Indiana Cоde § 12-26-5-1 (authorizing detention of person for no more than 72 hours on written application of individual setting forth belief admitted person is mentally ill or dangerous and in need of immediate restraint, together with statement of at least one physician indicating person may be mentally ill or dangerous).
Our point is not to suggest that the sort of emergency detention authorized by section 51.15 and similar statutes in other states necessarily is constitutional. Our point, instead, is that given the ubiquity of such statutes, and the legitimacy of the interests in both personal and public safety underlying such statutes, a contention that an emergency detention is per se unconsti
B. Entry into Sutterfield’s Home
The district court, as noted, found that the warrantless entry into Sutterfield’s home might be justified on the basis of the exigent circumstances doctrine. Sutterfield focuses the bulk of her argument on this possibility, contending that in view of the passage of nine hours between her physician’s initial phone call to the police and the point at which police sought entry into her home, the circumstances cannot be described as exigent, as there was ample opportunity for the police to obtain a warrant. She adds that her own conduct in refusing to open the door to her home and admit the police cannot be said to have created an exigency where none otherwise existed.
There are three doctrines or exceptions to the warrant requirement that have been raised at one point or another in this case as possible justifications for the warrant-less entry into Sutterfield’s home; the community caretaking doctrine, the emergency aid doctrine, and the exigent circumstances doctrine. For the reasons that follow, we believe that the entry into Sutterfield’s home was justified by the emergency aid doctrine, which the Supreme Court has deemed a subset of the exigent circumstances doctrine. But as there is some degree of overlap between the doctrines, the distinctions between them are not always clear, and all three doctrines are, to some degree, implicated in this case, we begin with a short discussion оf each.
The community caretaking doctrine recognizes that police sometimes take actions not for any criminal law enforcement purpose but rather to protect members of the public; searches (including home entries) conducted for the latter purpose are
In Cady, Wisconsin police officers searched the trunk of a rented automobile that had been disabled in a one-car accident. The obviously intoxicated driver of the car, Dombrowski, had informed the officers that he was a Chicago policeman. Believing that Chicago police officers were required to carry their service revolvers with them at all times, the Wisconsin police looked for a gun on Dombrowski’s person and in the glove compartment and front seat of the car, but they did not find one. The car was towed to a local (private) garage and Dombrowski was taken into custody for drunken driving. Later that night, an officer visited the garage to search the car again for Dombrowski’s revolver; the search was described as a matter of routine practice within the local police department. When the officer opened the locked trunk of the car, he discovered clothing and other items with blood on them. When Dombrowski was confronted with those items, he directed police to a body on his brother’s farm. Dombrowski was ultimately charged with murder, and the items discovered in the trunk of the car were admitted at trial as evidence. Dombrowski was convicted. On habeas review, this court agreed with Dombrowski that the search of the car trunk violated his Fourth Amendment rights, as there was no exigency that might have justified a warrantless search. Dombrowski v. Cady,
The Court in Cady sustained the search of car trunk as a legitimate exercise of the police force’s community caretaking function. After first noting that the touchstone of the Fourth Amendment is “reasonableness,” id. at 439,
Cady’s holding has since evolved into a rule authorizing a routine, warrantless inventory search of an automobile lawfully impounded by the police. In South Dakota v. Opperman,
This court, as we have mentioned, has limited the community caretaker doctrine to automobile searches. Pichany,
The other circuits are divided on the question of whether the community caretaker exception applies outside of the automobile context, and in particular to warrantless searches of the home. In addition to this circuit, the Third, Ninth, and Tenth circuits have confined the community care-taking exception to the automobile context. See Ray v. Tp. of Warren,
As the district court noted, the Wisconsin courts in particular have extended the community caretaking doctrine to searches of homes. We reserve our discussion of the Wisconsin precedents for our qualified immunity analysis below. For now, it is sufficient to express our agreement with the district court that, given our decision in Pichany, the warrantless entry into Sutterfield’s home cаnnot be sustained on the basis of the community caretaker doctrine.
The exigent circumstances exception to the warrant requirement corjstitutes a second ground on which the warrantless entry into Sutterfield’s home potentially could be justified. Pursuant to this exception, a warrantless entry into a dwelling may be lawful when there is a pressing need for the police to enter but no time for them to secure a warrant. Michigan v. Tyler,
Related to both of the foregoing exceptions to the warrant requirement is the emergency or emergency aid doctrine, which recognizes that a warrantless entry into the home may be appropriate when police enter for an urgent purpose other than to arrest a suspect or to look for evidence of a crime. See Mincey v. Ariz.,
Although we had understood the emergency aid doctrine to be separate from (albeit related to) the exigent circumstances exception, see Sheik-Abdi,
The police in Brigham City had responded to a 3:00 a.m. call complaining of a loud party at a residence. On arrival at the residence, the officers heard shouting from inside of the house, walked down the driveway, saw two juveniles drinking beer in the backyard, and from there noticed an altercation taking place in the kitchen of the home. Through a screen door, they saw four adults attempting to restrain a juvenile, who was able to break free and strike one of the adults, drawing blood. As the struggle continued, one of the officers opened the door to the kitchen, announced himself, and then entered. At that point, the altercation ceased. The police ultimately arrested the adults for, inter alia, contributing to the delinquency of a minor and disorderly conduct. At issue before the Supreme Court was the lawfulness of the police officers’ entry into the residence.
The Court determined that the interest in preventing injury to an occupant of the home justified a warrantless entry by the police. The Court recognized that the need to assist a person who is seriously injured or who is threatened with such an injury is one type of exigency that obviates the need to obtain a warrant: “The need to protect or preserve life or avoid serious injury is justification for what would be otherwise illegal absent an exigency or emergency.”
We relied on Brigham City’s exigency rationale in Fitzgerald,
We concluded that the entry was justified based on the exigent circumstances exception. Given the information available to the officers, it was objectively reasonable for them to believe at the time they entered the home that the occupant was in need of immediate assistance. See id. at 731(quoting United States v. Arch,
This case fits snugly within our precedents holding that police officers and other emergency personnel must be “able to assist persons in danger or otherwise in need of assistance.” Richardson,208 F.3d at 630 . “[W]hen police are acting in a swiftly developing situation ... a court must not indulge in unrealistic second-guessing.” Leaf v. Shelnutt,400 F.3d 1070 , 1092 (7th Cir. 2005) (internal quotation marks omitted). We apply that maxim again today.
Fitzgerald, we believe, guides us to a particular result in this case; but before we turn back to the particular facts before us, several points deserve making as to the three doctrines we have just discussed. All three doctrines, to the extent they authorize the police to make a warrantless entry into a dwelling in order to render aid to a member of the public — sometimes described as an “assistance search,” see Dimino, supra n. 5, 66 Wash. & Lee L.Rev. at 1488 — are speaking to the community caretaking function of police officers, see id. at 1494. There are, nonetheless, important differences in both the doctrines and how courts apply them that present challenges in deciding which of them governs a particular set of facts.
Exigency, for example, is defined by a time-urgent need to act that makes resort to the warrant process impractical. See id. at 1508; see also, e.g., Tyler,
The emergency aid doctrine logically is a better fit in this regard, its defining characteristic being urgency, see Dimino, 66 Wash. & Lee L.Rev. at 1505-06, and there being no logical need to additionally consider probable cause and the availability of a standard criminal warrant. See Decker, 89 J.Crim. L. & Criminality at 439, 455; Livingston, 1998 U. Chi. Legal Forum at 277. And that appears to be true notwithstanding the Supreme Court’s decision in Brigham City to place the emergency aid doctrine within the exigent circumstances framework. See United States v. Gordon,
The community caretaking doctrine has a more expansive temporal reach, in that its primary focus is on the purpose of police action rather than on its urgency. See Livingston, 1998 U. Chi. Legal Forum at 277 (“the relevance of time as a limiting principle in the exigency equation seems less apparent in these community caretaking intrusions — since police could not have obtained a traditional warrant in any event”); see also Marinos, 22 Geo. Mason U. Civil Rts. L.J. at 280; Dimino, 66 Wash. & Lee L.Rev. at 1506. Moreover, as we have already mentioned and as we shall discuss further, because this doctrine presumes that the police are not acting for any law enforcement purpose, whether or not there is time to seek a traditional criminal warrant is immaterial (although, as we also discuss, a different type of warrant could be envisioned).
As a matter of doctrine, then, the community caretaking doctrine would potentially be the best fit for this case, in that it captures the beneficent purpose for which police entered Sutterfield’s home and leaves more room for the delay that preceded it than the emergency aid doctrine otherwise might. And because there is no suggestion that police had any law enforcement motive in entering the home, there would be a ready basis on which to distinguish criminal cases like Patino, which demand a search warrant when there is, in fact, time in which to seek one.
Yet, our decision in Pichany obviously forecloses reliance on the community care-taking doctrine here. Although the defendants invoked the community caretaking doctrine below, they have not pursued it on appeal, let alone asked us to reconsider Pichany. And the division among the federal circuits as to the appropriate scope of the community caretaking doctrine makes clear that there is no obvious answer as to whether it is appropriate to extend that doctrine beyond the automobile setting that the Supreme Court dealt with in Cady. The defendants have chosen instead to rely on the exigent circumstances exception to the warrant requirement and, in particular, the emergency aid exception that Brigham City places within the exigency framework, as the justification for their entry into their home. And ultimately, given the Court’s decision in Brigham City and our own decision in Fitzgerald, we believe they are right on that score.
As in Fitzgerald, the officers in this case had objectively reasonable grounds on which to believe that Sutterfield might harm herself. The police had been advised by Sutterfield’s physician that she had threatened to take her own life. Based on that report, they had completed a statement of emergency detention that authorized officers to take Sutterfield into custody for a mental health evaluation. When officers arrived at Sutterfield’s home that evening and tried to talk to her, she would not allow them into her home. Sutterfield contends that she was not acting “erratically,” as the district court put it, but simply wished to be left alone. Perhaps so. But the relevant point, for our purposes, is that nothing transpired at the front door of her home that might have put the police on notice that the emergency that had been reported by Sutterfield’s physician, and which was the basis for the section 51.15 statement of emergency de
To say, as Sutterfield does, that given the passage of time and her own assurances to the officers that she was fine, that there was no longer any emergency, and that the officers should have heeded her demands that they leave, is to engage in the very sort of second-guessing that we eschewed in Fitzgerald. How were the officers to know that Sutterfield was competent to assess the state of her own mental health or that, regardless of what she herself said, there was no longer any risk that she might harm herself? Only a medical professional could make that judgment, and the оfficers had prepared and were executing a section 51.15 statement for the very purpose of having her evaluated by such a professional.
There are, as we have acknowledged, outstanding questions about the extent to which the exigent circumstances exception to the warrant requirement, and the emergency aid subset of exigency precedent, apply to a situation like this one. The district court itself had doubts about whether the warrantless entry into Sutterfield’s home could be justified on the basis of exigency; and the overlapping and uncertain boundaries of the three doctrines we have been discussing certainly leave room for Sutterfield’s contention that neither the exigent circumstances doctrine nor any other justifies the entry into her home given the facts presented.
Clearly, one concern is the nine hours that passed between the initial report from Sutterfield’s physician and the entry into Sutterfield’s home. Again, the exigency doctrine generally, and the emergency aid doctrine in particular, presume that there is an emergency that requires expeditious, if not immediate, action on the part of the police. See Fitzgerald,
A related concern involves the opportunity to seek a warrant. As we have said, the exigent circumstances exception traditionally has been understood to excuse the lack of a warrant when, although a warrant is available, the need for immediate action deprives law enforcement of adequate time to seek one. E.g., Michigan v. Tyler, supra,
But a more fundamental question raised by this case is the relevance of the warrant requirement. Certainly it is logical to consider the availability of a warrant when the police have reason to suspect that criminal activity may be afoot, but what about cases in which the police are not acting in a law enforcement capacity? Some emergency aid cases repeat the customary language about the lack of time to seek a warrant, e.g., Fitzgerald,
Reinforcing that point in this case is the unanswered question as to what type of warrant would have been available to the police, given that Sutterfield was not suspected of any crime.
What Sutterfield would envision, presumably, is something more like a standard criminal warrant-application process in the sense that it is individualized, but pursuаnt to which a neutral decisionmaker determines whether there is reason to believe that the occupant of a dwelling is in danger such that entry into (and search of) the dwelling is necessary to address that danger. At least one writer has argued in favor of a community-caretaking warrant as a means' of guarding against unnecessary intrusions into the sanctity of the home and against police abuses. Marinos, Comment, 22 Geo. Mason U. Civil Rts. L.J. at 284-89; see also Dimino, 66 Wash. & Lee L.Rev. at 1520-21. But the parties have cited no existing process by which such a warrant could be obtained, whether in Wisconsin or any other jurisdiction. And we have found no Wisconsin case citing section 51.15 which identifies an alternative procedure that was available to the police in the situation confronting them.
To be clear then, what Sutterfield is arguing for is the creation of a particular type of warrant that does not currently exist. In making that argument, however, she does not discuss who would issue a community caretaking warrant, what the criteria for issuance of such a warrant would be, what type of evidence would be required to meet those criteria (in a case like this one, for example, would the statement of a physician or other qualified mental health professional be necessary?), or how such a warrant might interact with an emergency commitment scheme like that established by section 51.15. Much like Sutterfield’s cursory contention that section 51.15 is unconstitutional, her suggestion that a warrant is required in a situation like this one amounts to no more than a premise that is stated without any elaboration or substance. We would also point out that the advisability of, and precedential support for, a warrant requirement for assistance searches are open to debate. Compare Marinos, 22 Geo. Mason U. Civil Rts. L.J. at 285, 288 (“By requiring a community caretaking warrant, a neutral third party would determine [in advance] whether the circumstances rise to the level that requires entry into a home by balancing the need to search against the resident’s Fourth Amendment rights.... Relying solely on an ex post reasonableness
Returning to first principles: What the Fourth Amendment requires in all cases is reasonableness, Kentucky v. King, supra,
C. Protective Sweep of Sutterfield’s Home
Sutterfield has conceded that if the police officers’ entry into her home was legal, a protective sweep of the premises of thе type authorized by Buie was also appropriate. Sutterfield Br. 17. Given our conclusion that the forced entry was reasonable, the sweep that resulted in the discovery of the locked compact disc ease containing Sutterfield’s gun and various concealed-carry licenses was also reasonable, and we need not discuss the sweep further.
D. Search of the Locked Case
Opening the locked compact disc case was a significant step beyond the search authorized by Buie. The case was obviously too small to be hiding a person, the case itself was innocuous, and although Floriani averred that he thought the weight and
The defendants’ brief is conspicuously devoid of citation to any authority that justified the search of the locked case.
We therefore proceed on the assumption that the search of the locked compact disc case was unlawful. Sutterfield had a privacy interest in the contents of the case regardless of whether the police were searching the case for a law enforcement purpose or solely for purposes of protecting Sutterfield from harm. See Camara,
E. Seizure of the Gun and Concealed-Carry Licenses
1. Fourth Amendment
Our assumption that the search of the locked case containing the gun violated the Fourth Amendment requires a similar assumption as to the seizure of the gun. Cf. Wong Sun v. United States, supra,
Officer Floriani’s instinct to seize the gun in order to remove from the house a weapon that Sutterfield might use to harm herself was natural and understandable. (Sutterfield’s empty gun holster and her remark to her doctor, after all, suggested that if she did do herself harm, she would
The Fourth Circuit, when confronted with somewhat similar circumstances, cautioned against “slicing] the situation too finely and employing] hindsight too readily to actions aimed ... at heading off a human tragedy that, once visited, could not be redeemed or taken back.” Mora v. City of Gaithersburg, Md., supra,
This argument implies that once police transferred Mora to a psychiatrist, the responsibility for ensuring public safety passed to the psychiatrist as well; the officers could wash their hands of the situation, their job done. But protecting public safety is why police exist, and nothing in Maryland’s involuntary admission statute supports the remarkable suggestion that, by handing Mora over to doctors, the officers relinquished authority over the thing for which they are under law chiefly responsible. A psychological evaluation would not change what the officers already knew: that Mora was unstable and heavily armed, and a risk to himself and others.....
Id. For similar reasons the court rejected the notion that once Mora was on his way to the hospital, the police should have sought a warrant before seizing his guns, as there was no longer an emergency justifying warrantless action.
[W]e are unwilling to say the emergency that brought on the seizure disappeared as quickly as Mora would have us think. The officers were entitled to take into account the nature of the threat that led to their presence at the scene, and the corroborating fact of a veritable fortress of weapons and ammunition they found when they arrived. Moreover, in the rapidly unfolding series of events, the , officers could not be sure of exactly what it was they confronted. They had no way of knowing whether confederates might possess access to Mora’s considerable store of firearms, or whether Mora himself might return to the apartment*570 more quickly than expected and carry out some desperate plan....
Id.
To be sure, there are significant differences between the facts presented in Mora and those presented here: Sutterfield never threatened anyone’s life but her own, and so far as the record reveals, she possessed just one (real) gun rather than the “veritable fortress of weapons and ammunition” that the police discovered in Mora. But the essential point that the Fourth Circuit made in Mora is nonetheless relevant here: The police officers who took Sutterfield into custody had a legitimate public safety interest in her health, and although they knew that she would be evaluated by mental health professionals pursuant to section 51.15, they could not be sure what would happen next. It was natural, logical, and prudent for them to believe that her firearm should be seized for safekeeping until such time as she was evaluated and it was clear that she no longer posed a danger to herself.
An equally persuasive justification for the seizure of the gun is the one articulated by Sergeant Berken, that the gun might otherwise be accessible to Sutterfield’s son during her absence from the house. The police knеw that Sutterfield had a son, but they did not know where he was or whether he might have unsupervised access to Sutterfield’s home in her absence. Neither did they know, nor could they have known, how long Sutterfield might be detained nor who might have access to the house during that time. It was arguably prudent to remove the gun from the home as a prophylactic measure during Sutterfield’s absence. Cf. United States v. Harris,
Milwaukee does have in place a procedure, which Sutterfield ultimately used, to regain possession of the gun. No issue is raised here as to the adequacy of that procedure. So we are presented solely with a dispute as to the seizure of the gun at the time Sutterfield was taken into custody and transported for evaluation, rather than questions as to the timeliness and efficacy of the process that Sutterfield ultimately employed to obtain the return of her gun.
Finally, Sutterfield has argued that even if the seizure of the gun was lawful, the seizure of her concealed-carry licenses was not. But on the facts presented to us, the seizure of the licenses does not present a separate issue. We can imagine that Sutterfield might have been able to obtain another firearm while she was awaiting the return of the seized gun; she may even have owned other guns not seized by the police. The seizure of the licenses did not preclude her from possessing those guns,
We began this discussion with an assumption that, if the search of the case containing the gun was conducted in violation the Fourth Amendment, the seizure of the gun itself was also contrary to the Fourth Amendment. But there are, as we have gone on to note, powerful arguments in favor of the temporary seizure of the gun as a prudential measure; these arguments figure prominently in our qualified immunity analysis below. For now it bears emphasis that our assumptions that the search for and seizure of the gun were inconsistent with the Fourth Amendment are just that — assumptions. We reserve a firm ruling on the merits of these issues for a case in which the arguments are better developed and supported.
2. Second Amendment
Sutterfield has separately argued that the seizure of her firearm violated her Second Amendment rights. She reasons that apart from her property interest in the gun, the Supreme Court’s decisions in District of Columbia v. Heller, supra,
Whether and to what extent the Second Amendment protects an individual’s right to possess a particular gun (and limits the power of the police to seize it absent probable cause to believe it was involved in a crime) is an issue that is just beginning to receive judicial attention. Heller itself recognizes that the right to possess a firearm secured by the Second Amendment “is not unlimited.”
This is not an issue that we have addressed and it is not one that we will address here. Beyond a bare-boned contention that the seizure violated her Second Amendment rights, Sutterfield has not developed a cogent argument as to the reach and application of the Second Amendment in the law enforcement and community caretaking context. The issue is a sensitive one, as it implicates not only the individual’s right to possess a firearm, but the ability of the police to take appropriate action when they are confronted with a firearm that may or may not be lawfully possessed, and which, irrespective of the owner’s right to possess the firearm, may pose a danger to the owner or others.
We do reiterate that Milwaukee has a procedure by which a citizen whose lawfully-possessed gun has been seized may seek its return. Sutterfield availed herself of that procedure and has not contested its adequacy in this appeal. This too counsels against addressing the merits of Sutterfield’s Second Amendment claim. Cf. Houston,
F. Qualified Immunity
Qualified immunity shields a government official from suit when the official is performing a discretionary function and his conduct does not violate clearly established rights of which a reasonable person would have known. Harlow v. Fitzgerald,
Sutterfield concedes that all but one of the police actions at issue in this case were discretionary acts that are potentially subject to qualified immunity. The one action she asserts was not discretionary was the seizure of her person pursuant to section 51.15. This assertion is based largely on Hewitt’s and Berken’s testimony that they were going to execute the statement of emergency detention by taking Sutterfield into custody regardless of what transpired when they located her and gained access to her home. Sutterfield reads this testimony as proof that the decision to seize her was not discretionary. She contradicts herself on this point, however, when she argues that the police officers who seized her should have realized that section 51.15 itself is flawed — the implication being that they could and should have declined to implement the statement of emergency detention. No matter. As we discussed earlier, Sutterfield has not preserved a challenge to the legality of her seizure. Whether or not that act was potentially subject to a qualified immunity defense is therefore a question we need not address.
The defense clearly does apply to the other acts to which Sutterfield has preserved a challenge — the warrantless entry into her home, the search of the locked compact disc case, and the seizure of the gun and licenses. For the reasons that follow, given the broad sweep that Wisconsin courts have given to the community caretaking doctrine, we agree with the district court that the police could have
One point as to the relevance of Wisconsin cases must be disposed of at the start. Sutterfield contends that because Wisconsin precedent would not bind this court on the merits of her claims, and because in particular we, in contrast to the Wisconsin courts, have refused to extend the community caretaking doctrine to anything but automobile searches, the Wisconsin cases are irrelevant in terms of whether the defendants have qualified immunity. Not so. Although it is true that in this court, the Wisconsin cases have persuasive value only on the merits of Sutterfield’s federal claims, they remain relevant as to what the defendants might have thought the law, including the federal constitution, permitted them to do in executing the emergency statement of detention. Federal courts do not possess exclusive authority to decide Fourth Amendment issues; state courts resolve such issues every day. See Pompey v. Broward Cnty.,
Although our decision in Pichany refused to extend the community caretaking exception recognized by the Supreme Court in Cady beyond the automobile context, Wisconsin courts have given the exception a much broader reach. They have relied on the community caretaking doctrine to justify warrantless entries into the home when the police have reason to believe that the occupant may be injured or otherwise in danger of harm.
The appellate court’s decision in State v. Horngren,
Citing section 51.15, the court observed that the police had a legitimate interest in Horngren’s well-being, given the reported suicide threat, that permitted them to enter the home against Horngren’s consent. “Truly, the motivation in investigating the complaint was to render aid, not to investigate any criminal activity.” Id. at 511. Given the potential danger to Horngren’s well-being, the public interest also supported the degree of intrusion upon Horngren’s privacy. Id. at 512. Preventing an individual from taking his own life was of the “utmost public concern.” Id. The circumstances were also genuinely exigent: the police were acting in response to an emergency call and to the circumstances presented to them; and no less intrusive means of responding to the exigency were feasible under the circumstances.
The sweep of the premises was likewise permissible: the court noted that a protective sweep is authorized to ensure the safety of the police and others present on the premises. Id. at 513. Horngren had indicated to the officers that a girl was present but she had not shown herself despite the officers’ struggle with him; it would have been unreasonable, in the court’s view, for the police not to check on her status. And because they discovered the marijuana in plain view during the check for the girl, the court concluded that the marijuana should not be suppressed. Id. at 513-14.
In State v. Pinkard,
The court held that the warrantless entry into the defendant’s home constituted a legitimate exercise of the community care-taking function of the police. Consequently, the drugs and drug paraphernalia discovered in the home were admissible against Pinkard at trial.
At the outset, the court expressly rejected Pinkard’s contention that the community caretaking exception first recognized by the United States Supreme Court in Cady was limited to searches of automobiles. The court instead declared that the community caretaking function may also justify the warrantless entry into a home, depending on the totality of the circumstances confronting the police. Id. at 598-601. Whether the police were serving a bona fide community caretaking function when they entered Pinkard’s home presented a “close” question, in the sense that the information reported to the police not only raised a legitimate concern for the occupants’ safety but also implicated the occupants in criminal activity. Id. at 603. But the court declined to take a narrow view of the community caretaking exception and limit the exception only to cases in which the sole motivation for police action is the safety and well-being of a dwelling’s occupant; community earetaking and law enforcement objectives are not mutually exclusive, the court reasoned. Id. at 604-05.
With that point settled, the court considered whether the community caretaker exception justified the warrantless entry into and sweep of Pinkard’s home. After as
The court answered these questions in the affirmative. In this case, the police had a legitimate concern for the well-being of the unconscious, unresponsive occupants of the house. Id. at 603-04. Balancing the public interest served by police action against the intrusion on Pinkard’s privacy interests, id. at 605, the court concluded that the former outweighed the latter: it was possible that the occupants may have overdosed on drugs and thus required urgent medical assistance, and the fact that the door to the residence was left ajar suggested that the occupants were unable to look out for their own interests, id. at 606-08. In short, given the totality of the circumstances, the entry into the house and then the open bedroom constituted a reasonable exercise of the police officers’ community caretaking function. Id. at 608. And as the drugs were observed in plain view in the bedroom, they were admissible against the defendant at trial. Id.
Based on these decisions, the officers who forcibly entered Sutterfield’s home could have believed that their entry was justified by the community caretaking doctrine as understood and applied by the Wisconsin courts. They had a section 51.15 statement of emergency detention to execute based on the suicidal remark Sutterfield had made to her physician earlier that day. Sutterfield would not voluntarily admit the officers to her home; and her behavior, if not erratic, did nothing to allay the concerns raised by the physician’s report to the police. The entry was made in a bona fide effort to assure Sutterfield’s well-being; there has never been any suggestion that the police were acting for a law enforcement motive. In relevant respects, the circumstances of this case, as we have noted, were substantially similar to the circumstances that the appellate court in Homgren found sufficient to justify a forciblе entry. Based on both that precedent and Pinkard, the police reasonably could have thought that the public interest in safeguarding Sutterfield’s life outweighed the intrusion into the privacy of her home.
The decision to forcibly open and search the locked compact disc case discovered in the course of the protective
Even so, a police officer might have thought the search of the case justified by the circumstances presented to him and the broader articulation of the community caretaking doctrine by the Wisconsin Supreme Court in Pinkard. The two-part inquiry set forth in Pinkard asks first whether the police acted for a communitycaretaking purpose and second whether, on the totality of the circumstances, the public interest served by the police action outweigh the intrusion upon the individual’s privacy. Although we have not found any Wisconsin case that invoked the community caretaking doctrine to sustain a search akin to that here, neither have we found anything that would preclude this result when the search is conducted for purposes of protecting someone’s safety or well-being. We can imagine, for example, that in the case of a reported suicide attempt by drug overdose, a Wisconsin court might sustain the search of someone’s medicine cabinet, nightstand, or purse in an effort to locate drugs that the individual has taken or might take. See Stricker v. Tp. of Cambridge, supra,
Here, there is no question that the police searched the compact disc case not for law enforcement purposes but rather out
For essentially the same reasons, we believe that a reasonable police officer might have thought, upon discovery of the gun, that he was authorized by his community caretaking function to seize the gun for safekeeping. Given the breadth that the Wisconsin courts have given to the community caretaking doctrine, and the fact-specific balancing of public versus private interests in which they engage when the police take action as they did here to safeguard an individual’s wellbeing, a police officer might think he would be authorized to seize an obvious implement of harm from an individual who has threatened to kill herself and is being taken into custody pursuant to section 51.15 for an emergency mental health evaluation. Regardless of Sutterfield’s legal right to possess the gun, there is an obvious and powerful logic and prudence supporting the decision to take the gun into police custody. See Florida v. J.L.,
For all of these reasons, the defendants are entitled to qualified immunity for the warrantless entry into Sutterfield’s home, the search of the locked compact disc case, and the temporary seizure of the gun
III.
Based on the Supreme Court’s decision in Brigham City and this court’s decision in Fitzgerald, we conclude that the warrantless entry into Sutterfield’s home was justified. Under the circumstances confronting the defendant police officers, they had an objectively reasonable basis for believing that Sutterfield posed an imminent danger of harm to herself; the circumstances thus constituted an emergency which dispensed with the need for a warrant under the exigent circumstances exception to the Fourth Amendment’s warrant requirement. Alternatively, even if the entry into Sutterfield’s home was inconsistent with the Fourth Amendment, a reasonable person would not have known that the entry violated Sutterfield’s clearly established rights; the officers would therefore be entitled to qualified immunity on the unlawful entry claim. Similarly, although we have assumed arguendo that both the search of the compact disc case in Sutterfield’s home and the seizure of the (lawfully-possessed) gun found inside of that case were contrary to the Fourth Amendment, we conclude thаt the defendant officers are entitled to qualified immunity on the unlawful search and seizure claims. We do not address Sutterfield’s summary contention that the officers’ seizure of her person for purposes of an emergency mental health evaluation pursuant to Wisconsin Statutes section 51.15 was contrary to the Fourth Amendment, as she has not adequately preserved that argument. Neither do we address Sutterfield’s contention that the seizure of her lawfully-possessed handgun violated her Second Amendment right to possess a firearm for the purpose of self-defense, as Sutterfield has not adequately developed and supported that contention, nor has she shown any defect in the available means of regaining possession of her gun from the authorities.
The judgment of the district court is AFFIRMED.
Notes
. Sutterfield disputes the accuracy of the report, but accepts that this is what the defendant officers were told.
. In relevant part, section 52.20(l)(a) requires that a petition seeking such an evaluation allege that the person is mentally ill, drug dependent, or developmentally disabled, and that there is a substantial probability that he may harm himself, as evidenced by recent threats of or attempts at suicide or serious bodily harm.
. Sutterfield avers that the case was not actually in plain view but instead was within an opaque bag. The district court determined that she had not preserved a dispute of fact on this point in responding to the defendants’ statement of material facts below.
. Both Hewitt and Berken indicated in their depositions that they understood department policy to essentially require them to execute the 51.15 statement by taking Sutterfield into custody regardless of what transpired at her home, suggesting that the decision to seize her person was not a discretionary call on their part.
. Scholars have frequently remarked on the lack of clarity in judicial articulation and application of the three doctrines. See, e.g., Megan Pauline Marinos, Comment, Breaking and Entering or Community Caretaking? A Solution to the Overbroad Expansion of the Inventory Search, 22 Geo. Mason U. Civil Rights L.J. 249, 261 (2012) ("Over the years, state and federal courts have muddled the distinction between the emergency aid exception to the warrant requirement and the community caretaking exception to the probable cause and warrant requirements.”); Michael R. Dimino, Sr., Police Paternalism: Community Caretaking, Assistance Searches, and Fourth Amendment Reasonableness, 66 Wash. & Lee L.Rev. 1485, 1494 (2009) ("The vagueness surrounding the definition of the community-caretaking category and the different standards governing the constitutionality of different types of community-caretaking searches indicate that more precision is needed. There is not a single community-caretaking doctrine. Rather, there are several different community-caretaking doctrines, but courts have not clarified the constitutional interests affected by those different kinds of searches.”); Deborah Tuerkheimer, Exigency, 49 Ariz. L.Rev. 801, 812 n. 60 (2007) ("the state of the case law in this area is remarkably confused”); Mary Elizabeth Naumann, Note, The Community Caretaker Doctrine: Yet Another Fourth Amendment Exception, 26 Am. J.Crim. L. 325, 365 (1999) (“A review of both federal and state case law reveals a lack of consistency in the definition and boundaries of the community caretaker doctrine that control the judgment exercised by the officers in these situations.”).
. More recently, the Ninth Circuit found that a warrantless entry into a home was justified when police entered the home in a community caretaking role while responding to a perceived emergency; the court emphasized that the circumstances must present a genuine emergency in order for such an entry to be justified. See United States v. Stafford,
. We set aside the possibility, not discussed by the parties, that attempted suicide might constitute a crime and that the police would have had reason to take warrantless action in order to prevent Sutterfield from committing that crime. Consistent with most states, Wisconsin prohibits assisting another person to take her own life, see Wis. Stat. § 940.12, but does not appear to make attempted suicide itself a crime. See generally 2 Wayne R. LaFave, Substantive Crim. L. § 15.6 (aiding and attempting suicide) (2d ed. updated through October 2013) ("In some states attempted suicide, which was a common law misdemeanor, was at one time a crime, but the prevailing view has long been otherwise.”) (footnotes omitted); see also State v. Genova,
. A writ of capias is essentially a writ commanding an officer to take a named individual into custody, typically when he has failed to appear or failed to comply with a judgment. See Black’s Law Dictionary 236 (9th ed.2009).
. Even if the gun had been in plain view, there would be a separate question whether the Fourth Amendment permitted the seizure of the gun, which Sutterfield lawfully possessed. But we address the legitimacy of the seizure separately below. At this juncture, we are concerned solely with the decision to search the compact disc case, which was both closed and locked.
. The defendants cite State v. Gocken,
. In the event professionals determined that Sutterfield indeed did pose a danger to herself (or others), one consequence of that finding might have been a judicial order prohibiting her from possessing a firearm and directing the seizure of any firearm owned by her. See Wis. Slat. § 51.20(13)(cv)(l).
. It is worth noting that even if we were reviewing the Wisconsin decisions we are about to discuss — -both of which are criminal cases — pursuant to petitions for a writ of habeas corpus, see 28 U.S.C. § 2254, the conflict between those decisions and our own decision in Pichany as to the appropriate scope of the community caretaker exception would not by itself support habeas relief. Pursuant to the Antiterrorism and Effective Death Penalty Act of 1996, the state decisions would have to be "contraiy to, or involve[] an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," in order to support the issuance of a writ. § 2254(d)(1) (emphasis ours). See Marshall v. Rodgers,-U.S.-,
. They subsequently found a gun underneath the mattress. However, the trial court granted the defendant's motion to suppress the gun, finding that searching beneath the mattress exceeded the bounds of the police officers' community caretaking function. That ruling was not appealed by the State.
. By contrast, some scholars have advocated for a rule conditioning application of the community caretaking doctrine on evidence that the police were animated primarily or solely by a community caretaking purpose, as opposed to a criminal law enforcement purpose, when they took warrantless action. See Dimino, 66 Wash. & Lee L.Rev. at 1528-40; Decker, 89 J.Crim. Law & Criminology at 510-12; cf. People v. Mitchell,
. See also, e.g., State v. Ziedonis,
. Compare State v. Toliver, No. 2010AP484-CR,
. See State v. Hooper, No. 2009AP575-CR,
. See also State v. Kucik, No. 2009AP933-CR,
Concurrence Opinion
concurring.
I am рleased to join the court’s thorough and scholarly opinion. After examining many of the problems, the court reaches the correct conclusion that the actions of the police officers were well within the shelter of qualified immunity provided by state and federal judicial opinions interpreting and applying the Fourth Amendment. I write separately only with the hope of encouraging legislatures to provide for a judicially-issued civil warrant process that would authorize law enforcement to enter someone’s home when there is probable cause to believe that she poses a risk to herself or others because of mental illness.
In this case we are able to determine that exigent circumstances justified the police forcing their way into a private dwell
I recognize that allegations of mental health risks can have dramatic implications on privacy, liberty, and property rights. After receiving some due process, those determined to be mentally ill may lose certain fundamental rights, the same as a criminal. See 18 U.S.C. § 922(d); Jana R. McCreary, “Mentally Defective” Language in the Gun Control Act, 45 Conn. L.Rev. 813 (2013). What we do not seem to have is a law that strikes a balance that protects those rights at least as much as it does the rights of the criminally accused, while still allowing for swift and effective responses by the police. Here, exigent circumstances enabled the police to bypass some legal barriers. But in very limited circumstances, as here, when the police are positioned to enter a private home against the owner’s will, it would be very helpful, for example, if the state legislature of Wisconsin were to amend Wis. Stat. § 51.15 to allow the option of having what in this case is called the “Statement of Emergency Detention” approved by a judge. Then, the document could be a sort of civil warrant on par with an arrest warrant. It would allow the police to rely on the document to enter the home when the owner-occupant is believed to pose a risk to herself or others. -By providing the police with the ability to obtain a civil warrant prior to entering the home of such a person, they will have a more clearly established method that is safely within the confínes of the law and which -protects personal property and privacy.
Because the court resolved the issues before it consistent with controlling precedent, I fully concur.
