Kirchner v. County of NiagaraKirchner v. County of Niagara
Appeals from an order of the Supreme Court, Niagara County (Catherine Nugent Panepinto, J.), entered February 1, 2012. The order denied the motions of defendants to dismiss the complaint, and granted the cross motion of plaintiff for leave to amend the complaint.
It is hereby ordered that the order so appealed from is unanimously affirmed without costs.
Memorandum: Plaintiff commenced this malicious prosecution action after he was arrested and indicted for the death of his seven-month-old daughter. Supreme Court, inter alia, denied the motions of defendants insofar as they sought to dismiss the complaint, and defendants now appeal. We affirm.
Defendant Claudette Caldwell, Esq., an assistant district attorney with the Niagara County District Attorney‘s Office, recommended in June 2009 that the case be closed. Plaintiff alleged that his estranged wife thereafter contacted Caldwell and convinced her to reopen the investigation. Caldwell allegedly told Woytash that “no criminal prosecution would be possible unless evidence could be presented to the grand jury that would place the time of the head injury to no more than six hours prior to the time of [the infant‘s] death.” Woytash allegedly fabricated findings that had no scientific basis, which were communicated to the police and later to a grand jury. Plaintiff was indicted for two counts of criminally negligent homicide and one count of manslaughter. After receiving an affidavit from plaintiff‘s expert challenging the testimony of Woytash before the grand jury, the Niagara County District Attorney‘s Office moved to dismiss the indictment, and the motion was granted.
The four elements of a cause of action for malicious prosecution are “that a criminal proceeding was commenced; that it was terminated in favor of the accused; that it lacked probable cause; and that the proceeding was brought out of actual malice” (Cantalino v Danner, 96 NY2d 391, 394 [2001]; see Broughton v State of New York, 37 NY2d 451, 457 [1975], cert denied sub nom. Schanbarger v Kellogg, 423 US 929 [1975]; Nichols v Xerox Corp., 72 AD3d 1501, 1502 [2010]). The County of Erie contends that plaintiff “failed to demonstrate” that the County of Erie, either on its own or as the employer of Woytash, commenced or continued a criminal proceeding against plaintiff. The County of Erie improperly raises that contention for the
We reject the contention of the County of Niagara and Caldwell that plaintiff failed to state a cause of action for malicious prosecution against them with respect to the element of lack of probable cause for the criminal proceeding. Once a suspect has been indicted, the grand jury action creates a presumption of probable cause (see Colon v City of New York, 60 NY2d 78, 82 [1983], rearg denied 61 NY2d 670 [1983]; Santiago v City of Rochester, 19 AD3d 1061, 1062 [2005]). “If plaintiff is to succeed in his malicious prosecution action after he has been indicted, he must establish that the indictment was produced by fraud, perjury, the suppression of evidence or other police conduct undertaken in bad faith” (Colon, 60 NY2d at 83). Here, the complaint sufficiently alleges fraud, perjury, and conduct undertaken in bad faith. Plaintiff alleged that the police concluded in their initial investigation, based upon statements by Woytash, that the infant‘s death was accidental, and the case was closed. However, after plaintiff‘s wife spoke with Caldwell, Caldwell allegedly began a campaign to bring charges against plaintiff despite knowing that plaintiff‘s wife was giving inconsistent information. Plaintiff alleged that Caldwell encouraged or coached Woytash to provide false information to the police and false testimony to the grand jury regarding the infant‘s cause of death and time of death. Plaintiff further alleged that Caldwell and Woytash were aware that the information was not mentioned in the autopsy report, was not supported by any document, and had no scientific basis.
The County of Erie, the County of Niagara, and Caldwell contend that plaintiff failed to state a cause of action against them for malicious prosecution because plaintiff did not allege
We reject the contention of the County of Niagara and Caldwell that the complaint fails to state a cause of action against them because they are entitled to prosecutorial immunity. Prosecutorial immunity provides absolute immunity “for conduct of prosecutors that was ‘intimately associated with the judicial phase of the criminal process’ ” (Buckley v Fitzsimmons, 509 US 259, 270 [1993], quoting Imbler v Pachtman, 424 US 409, 430 [1976]; see Rodrigues v City of New York, 193 AD2d 79, 85 [1993]), i.e., conduct that involves ” ‘initiating a prosecution and in presenting the State‘s case’ ” (Johnson v Kings County Dist. Attorney‘s Off., 308 AD2d 278, 285 [2003], quoting Imbler, 424 US at 431; see Cunningham v State of New York, 71 AD2d 181, 182 [1979]). Thus, a prosecutor‘s conduct in preparing for those functions may be absolutely immune, but acts of investigation are not (see Buckley, 509 US at 270). Prosecutors are afforded only qualified immunity when acting in an investigative capacity (see id. at 275; Johnson, 308 AD2d at 285; Claude H. v County of Oneida, 214 AD2d 964, 965 [1995]). The focus is on the conduct for which immunity is claimed (see Buckley, 509 US at 271). It is therefore the case that, where the prosecutor advises the police (see Burns v Reed, 500 US 478, 493-495 [1991]) or performs investigative work in order to decide whether a suspect should be arrested (see Buckley, 509 US at 273-275), the prosecutor is not entitled to absolute immunity.
We reject the contention of the County of Niagara and Caldwell that, according to the allegations in the complaint, Caldwell was simply evaluating the evidence assembled by the police and thus that they are entitled to absolute immunity. The police interviewed plaintiff and spoke with plaintiff‘s wife and Woytash. Based on their investigation, including information they received from Woytash, they told plaintiff that they believed the incident was an accident, and Caldwell recom-mended
Finally, we reject the contention of defendants that the complaint fails to state a cause of action against them for malicious prosecution because they are entitled to absolute governmental immunity. The governmental function immunity defense “shield[s] public entities from liability for discretionary actions taken during the performance of governmental functions” (Valdez, 18 NY3d at 76). This limitation on liability ” ‘reflects a value judgment that—despite injury to a member of the public—the broader interest in having government officers and employees free to exercise judgment and discretion in their official functions, unhampered by fear of second-guessing and retaliatory lawsuits, outweighs the benefits to be had from imposing liability for that injury’ ” (Mon v City of New York, 78 NY2d 309, 313 [1991], rearg denied 78 NY2d 1124 [1991]; see Haddock v City of New York, 75 NY2d 478, 484 [1990]; Arteaga, 72 NY2d at 216).
“Whether an action of a governmental employee or official is cloaked with any governmental immunity requires an analysis of the functions and duties of the actor‘s particular position and whether they inherently entail the exercise of some discretion and judgment ... If these functions and duties are essentially clerical or routine, no immunity will attach” (Mon, 78 NY2d at 313; see Arteaga, 72 NY2d at 216). Discretionary acts “involve the exercise of reasoned judgment which could typically produce
Here, the functions and duties of Woytash in his capacity as the Medical Examiner include conducting an autopsy, reporting his findings to the police, and testifying before a grand jury. The functions and duties of Caldwell in her capacity as an assistant district attorney include evaluating the evidence assembled by police officers. Those functions and duties are discretionary (see Mon, 78 NY2d at 313-314). Based on plaintiff‘s allegations, however, it cannot be said that the conduct of Woytash and Caldwell was related to an exercise of their discretionary duties. Plaintiff alleged that Woytash fabricated findings and gave testimony that was not included in his autopsy report, and that Caldwell coached Woytash to lie. That alleged conduct plainly did not involve the exercise of “reasoned judgment which could typically produce different acceptable results” (Tango, 61 NY2d at 41). Present—Centra, J.P., Fahey, Lindley, Sconiers and Valentino, JJ.