Keith W. ANTHONY v. Richard SELTZER; Ryan Alles; City of Allentown; Mehmet Barzev; Matthew Brett
Nos. 16-3847 and 16-3859
United States Court of Appeals, Third Circuit
June 14, 2017
Submitted Under Third Circuit LAR 34.1(a) June 13, 2017
For the foregoing reasons, we will affirm the District Court‘s dismissal with prejudice of Appellants’ Second Amended Complaint in its entirety.5
Joshua M. Autry, Esq., Frank J. Lavery, Jr., Esq., Carl S. Sandel, Esq., Lavery Faherty Patterson, Harrisburg, PA, Rufus A. Jennings, Esq., John P. Morgenstern, Esq., Deasey Mahoney & Valentini, Philadelphia, PA, for Defendant-Appellee Ryan Alles
Robert E. Goldman, Esq., Allentown, PA, for Plaintiff-Appellee
Before: JORDAN, KRAUSE, Circuit Judges and STEARNS*, District Judge.
OPINION**
STEARNS, District Judge.
Appellants Richard Seltzer, Ryan Alles, Mehmet Barzev, and Matthew Brett appeal from the District Court‘s denial of qualified immunity from a claim of an excessive use of force against appellee Keith W. Anthony. We will affirm.
I. Background
As this appeal arises in the context of a motion to dismiss, we recite the facts as they appear in Anthony‘s Amended Complaint, drawing all plausible inferences in his favor. George v. Rehiel, 738 F.3d 562, 571 (3d Cir. 2013). On November 1, 2013, Anthony pulled his vehicle to the side of a road in Allentown, Pennsylvania, and crawled underneath to investigate the source of a radiator fluid leak. While beneath the vehicle, Anthony began suffering convulsions. A bystander called 911 and reported that Anthony was undergoing a seizure. Licensed emergency medical technicians (EMTs) Barzev and Brett arrived shortly thereafter in an ambulance. Alles
Anthony subsequently brought this suit against appellants and the City of Allentown under
II. Discussion
A district court‘s denial of qualified immunity based on a pure determination of law is immediately appealable under
Qualified immunity involves a two-part inquiry. Courts examine both “whether the plaintiff sufficiently alleged the violation of a constitutional right,” and “whether the right was ‘clearly established’ at the time of the official‘s conduct.” Id. at 241. In conducting the latter assessment, the Supreme Court has cautioned a reviewing court to avoid the temptation to “define clearly established law at a high level of generality,” and must instead ensure that “the violative nature of particular conduct is clearly established.” Ashcroft v. al-Kidd, 563 U.S. 731, 742, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011). That said, “officials can still be on notice that their conduct violates established law even in novel factual circumstances.” Hope v. Pelzer, 536 U.S. 730, 741, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002). Thus, there need not be a prior case directly on point, so long as “the state of the law” provided “fair warning” that the conduct in question was unconstitutional. Id.
We begin from first principles. A claim that a state actor used excessive force in effecting a seizure is judged under the objective reasonableness standard embodied in the Fourth Amendment. Santini v. Fuentes, 795 F.3d 410, 417 (3d Cir. 2015). Appellants do not contest that a Fourth Amendment seizure occurred. We thus consider only whether their actions were reasonable. “[T]his inquiry is highly individualized and fact specific,” and is conducted “from the perspective of the officer at the time of the incident and not with the benefit of hindsight.” Id. Among the factors considered are “the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is
Appellants contend that in November of 2013, the law did not clearly declare it unreasonable to use a Taser to restrain a person in need of medical treatment. In support, they cite cases granting qualified immunity to officers who used Tasers to restrain a person in medical distress. In Aldaba v. Pickens, 844 F.3d 870 (10th Cir. 2016), for example, officers tased a mentally disturbed patient multiple times to prevent him from leaving a hospital and to give doctors the opportunity to treat him. Id. at 875-76. The Tenth Circuit held that “Tasering [the plaintiff] to hasten life-saving care” was not a clearly established violation of Fourth Amendment law. Id. at 879.
Appellants’ argument, however, overlooks the fact that Aldaba and like cases involve the reasonableness of the use of force to subdue an individual in obvious need of medical attention. Here, the gravamen of Anthony‘s Amended Complaint (as the District Court correctly noted) is that the officers continued to tase him—“in excess of a dozen times“—after he had been subdued, placed in handcuffs, strapped to a gurney, and loaded into an ambulance.2 It comes as no surprise that, under long-established Fourth Amendment law, force may not legitimately be used against an individual who is compliant and poses no ongoing threat to himself or others, or who is not resisting arrest, even if he was initially non-compliant. See, e.g., Edwards v. Shanley, 666 F.3d 1289, 1295-96 (11th Cir. 2012); Cyrus v. Town of Mukwonago, 624 F.3d 856, 863 (7th Cir. 2010); Krout v. Goemmer, 583 F.3d 557, 566 (8th Cir. 2009); Champion v. Outlook Nashville, Inc., 380 F.3d 893, 902 (6th Cir. 2004); LaLonde v. County of Riverside, 204 F.3d 947, 960-61 (9th Cir. 2000); cf. Abraham v. Raso, 183 F.3d 279, 294 (3d Cir. 1999) (“A passing risk to a police officer is not an ongoing license to kill an otherwise unthreatening suspect.“). A number of circuits have concluded that it was clearly established prior to November of 2013 that this principle extends to the use of Tasers. See Perea v. Baca, 817 F.3d 1198, 1204 (10th Cir. 2016) (holding, with regard to 2011 conduct, that it was “clearly established that officers may not continue to use force against a suspect who is effectively subdued,” including “repeated use of [a] taser against a subdued offender“); accord Wate v. Kubler, 839 F.3d 1012, 1021 (11th Cir. 2016); Carroll v. Ellington, 800 F.3d 154, 177 (5th Cir. 2015); Meyers v. Baltimore County, 713 F.3d 723, 734-35 (4th Cir. 2013); Brown v. City of Golden Valley, 574 F.3d 491, 499 (8th Cir. 2009); Landis v. Baker, 297 Fed.Appx. 453, 464 (6th Cir. 2008).
Our own pre-2013 precedent is consistent with the general rule. In Rivas v. City of Passaic, 365 F.3d 181 (3d Cir. 2004), we addressed excessive force claims arising from the death of a man experiencing a seizure. There, three officers sought qualified immunity despite evidence that, after the victim was handcuffed, his feet were bound, and he was carried from his apartment on a stretcher, the officers “collectively pressed down on [the victim]‘s back with all of their weight until he became still and unconscious” while awaiting the arrival of paramedics. Id. at 200. Under the circumstances, where the victim “did not present a threat to anyone‘s safety,” we had no hesitation in concluding
Appellants’ response to this line of reasoning focuses on the factual allegations. They suggest that Anthony‘s Amended Complaint is internally inconsistent because he alleges that Barzev and Brett were unable to provide medical aid to Anthony because of his involuntary convulsions and other seizure symptoms. This, they say, amounts to an implicit admission that Anthony was non-compliant for the duration of his seizure, making the continued tasing to enable medical treatment reasonable (or at least not clearly unreasonable). Yet the Amended Complaint, read in the light most favorable to Anthony, alleges only that Barzev and Brett were unable to provide aid before the first application of the Taser, not after Anthony was initially tased and handcuffed. To adopt appellants’ reading would require drawing an impermissible adverse inference against Anthony at the pleading stage. See George, 738 F.3d at 571. This and other disputes of fact are to be resolved only after discovery, at which point it is open to appellants (as the District Court noted) to renew the request for qualified immunity (should the allegations of the Amended Complaint be disproved). The order of the District Court will be affirmed.
STEARNS
DISTRICT JUDGE