KAPLAN‘S FRUIT & PRODUCE COMPANY, INC., Petitioner, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; UNITED FARM WORKERS OF AMERICA, AFL-CIO, Real Party in Interest.
L.A. No. 31025
Supreme Court of California
Dec. 14, 1979.
26 Cal. 3d 60
Hill, Farrer & Burrill, Stanley E. Tobin and James G. Johnson for Petitioner.
No appearance for Respondent.
Jerome Cohen, Sanford N. Nathan, Tom Dalzell, Deborah Wiener Peyton, W. Daniel Boone, Ellen Greenstone, Glenn Rothner, E. Michael Heumann II, Linton Joaquin, Kirsten L. Zerger, Dianna Lyons and George C. Lazar for Real Party in Interest.
Dressler, Stoll & Jacobs, Donald G. Dressler, Charley M. Stoll, Marion I. Quesenbery, Littler, Mendelson, Fastiff & Tichy, Jordan L. Bloom,
OPINION
TOBRINER, Acting C. J.—In an agricultural labor dispute, petitioner Kaplan‘s Fruit & Produce Company, Inc. (Kaplan‘s) sought a preliminary injunction to restrain pickets of real party in interest United Farm Workers of America (Union) from obstructing ingress and egress to Kaplan‘s wholesale facility in Los Angeles.1 The superior court found “mass picketing which interferes with ingress and egress,” but ruled that lacking evidence of violence or threat of violence it had no jurisdiction to grant injunctive relief. Kaplan‘s filed the instant petition for mandate to compel the superior court to issue a preliminary injunction.
Prior decisions of the United States Supreme Court and of the California courts establish the jurisdiction of local courts to enjoin interference with access in a suit by a private litigant. The Union maintains, however, that two recent California statutes, the Agricultural Labor Relations Acts (ALRA) (
Since the National Labor Relations Act (
In the Moscone Act,
We decline, however, to mandate the superior court to issue a preliminary injunction as requested by Kaplan‘s. The record suggests that the court, because it believed it lacked jurisdiction to issue an injunction, did not carefully weigh the evidence and decide whether the facts required such relief. We therefore mandate the superior court to vacate its order denying a preliminary injunction, permitting it to reconsider, in light of this opinion, whether to grant the relief requested.
1. Proceedings before the courts and the ALRB.
The Union won a representation election at Kaplan‘s Porterville farm in 1975 and was certified as collective bargaining agent by the ALRB in January of 1976. Two years of bargaining failed to produce a collective bargaining agreement. In November 1977, the Union began picketing at Kaplan‘s wholesale outlet in Los Angeles.
On December 9, 1977, Kaplan‘s petitioned the superior court for injunctive relief and obtained a temporary restraining order. On December 20, 1977, the superior court heard Kaplan‘s request for a preliminary injunction. At the outset of the hearing, the court expressed the opinion that our decision in the first Sears case (Sears, Roebuck & Co. v. San Diego County Dist. Council of Carpenters (1976) 17 Cal.3d 893 [132 Cal.Rptr. 443, 553 P.2d 603], revd. (1978) 436 U.S. 180 [56 L.Ed.2d 209, 98 S.Ct. 1745]) might deprive it of jurisdiction to enjoin picketing absent evidence of violence. Argument before the superior court centered upon this issue, and neither party presented evidence, apart from affidavits filed previously, to show what occurred during the picketing. At the close of the hearing the court denied the request for injunctive relief, finding that there was “mass picketing which interferes with ingress and egress from petitioner‘s property but that there is insufficient evidence of violence or threat of violence to support a preliminary injunction.”
When it filed its complaint in the superior court, Kaplan‘s also presented to the ALRB a charge of unfair labor practice. On February 17,
Kaplan‘s then sought mandate from the Court of Appeal to compel the superior court to grant the preliminary injunction. The Court of Appeal issued an alternative writ, thereby determining that Kaplan‘s appellate remedy was inadequate.2 The Court of Appeal subsequently issued a peremptory writ as prayed; we granted a petition for hearing.
Although its pleadings below speak in broader terms, Kaplan‘s answer to the petition for hearing in this court and its presentation at oral argument demonstrate that it does not seek to enjoin mass picketing apart from its effect in obstructing access to Kaplan‘s premises. We therefore limit our opinion to the question of superior court jurisdiction to enjoin obstruction of access.
2. The Agricultural Labor Relations Act does not divest the superior court of jurisdiction to enjoin obstruction to access in a private action for injunctive relief.
Accordingly, in defining the scope of preemption under
The decisions of the United States Supreme Court interpreting the federal act establish the general principle that the NLRB has exclusive jurisdiction over conduct which arguably involves practices either protected or prohibited under the NLRA. (San Diego Unions v. Garmon (1959) 359 U.S. 236 [3 L.Ed.2d 775, 79 S.Ct. 773].) Those decisions recognize, however, as an exception to the general rule of preemption, the power of local courts and agencies to adjudicate matters of particular local concern. (See Auto Workers v. Wisconsin Board (1956) 351 U.S. 266 [100 L.Ed. 1162, 76 S.Ct. 794] (violence); Linn v. Plant Guard Workers (1966) 383 U.S. 53 [15 L.Ed.2d 582, 86 S.Ct. 657] (libel); Farmer v. Carpenters (1977) 430 U.S. 290 [51 L.Ed.2d 338, 97 S.Ct. 1056] (infliction of emotional distress); Sears, Roebuck & Co. v. Carpenters (1978) 436 U.S. 180 [56 L.Ed.2d 209, 98 S.Ct. 1745] (trespass).) The decisions specifically acknowledge that local courts and agencies retain jurisdiction over private actions to enjoin obstructions to access. (See Auto Workers v. Wisconsin Board, supra, 351 U.S. 266, 274 [100 L.Ed. 1162, 1172-1173]; Youngdahl v. Rainfair, Inc. (1957) 355 U.S. 131 [2 L.Ed.2d 151, 78 S.Ct. 206].)
In Auto Workers, the Wisconsin Employment Relations Board enjoined the union from, among other matters, “Obstructing or interfering in any way with entrance to and egress from the premises of [the employer.]” (351 U.S. at pp. 269-270, fn. 3 [100 L.Ed. at p. 1170].) The
Youngdahl v. Rainfair, Inc., supra, 355 U.S. 131, involved a state court injunction against intimidation, against “obstructing... the free ingress and egress to and from [the employer‘s] property,” and against all “picketing or patrolling of the employer‘s premises.” (355 U.S. at p. 132 [2 L.Ed.2d at p. 153].) The opinion declares the injunction barring all picketing overbroad, but carefully distinguishes and affirms the portion of the injunction barring intimidation and obstruction. (355 U.S. at p. 139 [2 L.Ed.2d at p. 157].)5
Following Auto Workers and Youngdahl, the Supreme Court in San Diego Unions v. Garmon, supra, 359 U.S. 236, explained that the issue of preemption must be broken into two parts: activities arguably protected by the NLRA, and activities arguably prohibited by that act. (359 U.S. at pp. 244-245 [3 L.Ed.2d at pp. 782-783].) Subsequent cases further clarify the proposition that the preemption issue as to both categories turns primarily on whether preemption is necessary to avoid
We shall explain that cases involving alleged obstruction of customer access do not present a significant danger of conflicting adjudications, and thus do not require interposition of a rule of preemption depriving the superior courts of jurisdiction. Following the lead of the United States Supreme Court, we analyze this issue in two parts, first considering the doctrine of preemption as it relates to arguably protected activities, then the doctrine as it relates to arguably prohibited activities.
The doctrine of preemption of arguably protected activity, we observe, does not apply to the present case. Obstruction of access is not protected by the ALRA; a court injunction barring such acts, so long as it does not bar legitimate union conduct, invades no right of the union under the act.
The ALRB nevertheless contends that the present case does involve arguably protected activity. It points out that if the Union were in fact innocent of the charge of obstructing access, its picketing would be safeguarded by the ALRA. Since the parties dispute whether the Union did obstruct access, the ALRB reasoned that the case therefore “arguably” involves protected activity.
The ALRB‘s argument is unsound. Preemption arises only when the court is asked to regulate or enjoin conduct which arguably falls within the act‘s protection (San Diego Unions v. Garmon, supra, 359 U.S. 236, 244-245 [3 L.Ed.2d 775, 782-783]); here Kaplan‘s seeks only to enjoin obstruction of access, a clearly unprotected activity. The possibility that the Union is innocent of the charged conduct may be grounds for denying injunctive relief, but it does not invoke the preemptive jurisdiction of the board. Indeed, whenever any accusation is brought against a union, the charge may be groundless—the union may have engaged only in protected conduct—but to rest preemptive jurisdiction on that possibility would project the board‘s preemptive jurisdiction into all cases of charges against a union, rendering the arguably prohibited branch of the preemption doctrine superfluous.
The doctrine of preemption of arguably prohibited conduct has greater relevance than that of arguably protected conduct, because obstruction to access under some circumstances does constitute an unfair labor practice. In such a case, the United States Supreme Court explains, the preemption issue turns on “whether the controversy presented to the state court is identical to...or different from...that which could have been... presented to the Labor Board. For it is only in the former situation that a...court‘s exercise of jurisdiction necessarily involves a risk of interference with the unfair labor practice jurisdiction of the Board which the arguably prohibited branch of the Garmon doctrine was designed to avoid.” (Sears, Roebuck & Co. v. Carpenters, supra, 436 U.S. 180, 197 [56 L.Ed.2d 209, 225-226].) As we shall explain, the issue which may be presented to the labor board in a case of obstruction of access is different from, and far narrower than, the issue which may be presented to the superior court.
Picketing which obstructs access may be an unfair labor practice under
No provisions of the ALRA expressly declare obstruction of customers’ access to be an unfair labor practice. The Union and the ALRB rest their claim that such conduct constitutes an unfair labor practice on
The United States Supreme Court, however, has authoritatively construed substantially identical language in
The relevant language of California
Moreover,
Under that construction, the blocking of access by union pickets constitutes an unfair labor practice under
The Union argues that the foregoing analysis, based on decisions of the United States Supreme Court defining preemption under the NLRA, is inapposite. The Supreme Court decisions, it contends, recognized exceptions to the exclusive jurisdiction of the NLRB only out of respect for the sovereign rights of the states in a federal system. Such deference to principles of federalism, the Union concludes, can play no part in the present jurisdictional controversy between the ALRB, a state agency, and state superior courts.
Although concern for principles of federalism influenced the Supreme Court‘s initial decisions to permit exceptions to the preemptive reach of the NLRA (see San Diego Unions v. Garmon, supra, 359 U.S. 236, 247 [3 L.Ed.2d 775, 784]; Auto Workers v. Wisconsin Board, supra, 351 U.S. 266), the contours of the preemption doctrine have been largely shaped by a different consideration; the need to avoid conflicting decisions between the NLRB and the courts. (See pp. 69, 70, ante and cases there cited.) Consequently the courts have applied the preemption doctrine even in cases in which respect for state rights has no part, such as controversies between the NLRB and the federal courts. (See Motor Coach Employees v. Lockridge, supra, 403 U.S. 274, 286 [29 L.Ed.2d 473]; Abrams v. Carrier Corporation (2d Cir. 1970) 434 F.2d 1234.) Such principles by analogy may also serve to guide us in the resolution of controversies between California agencies and California courts.
The problem which faces federal courts in NLRA preemption cases is identical to that which faces California courts in ALRA preemption cases. Both federal and state courts seek to avoid conflicting adjudications which may interfere with the board‘s ability to carry out its statutory role, yet to permit court action when the board cannot provide a full and effective remedy. Over a period of more than 30 years, the federal courts have evolved guidelines to resolve such controversies. We believe that
We summarize our reasoning on the subject of preemption. Federal decisions hold that the NLRA does not preempt local court jurisdiction to enjoin obstructions to access. Although those decisions rest in part upon principles of federalism, they rest also on the fact that, since obstruction of access is not necessarily an unfair labor practice, decisions of local courts do not present a substantial danger of interference with NLRB adjudication. The provisions of the ALRA largely parallel those of federal law; federal precedents serve to guide the construction of the California law. Following those precedents, we conclude that blockage of customer access is not in itself an unfair labor practice under the ALRA and hence that under the ALRA, as under the NLRA, local court decisions enjoining obstructions to access do not threaten significant interference with labor board adjudications. We therefore hold that the ALRA does not divest the superior courts of jurisdiction, in a suit by private parties, to enjoin obstructions to access.
3. Code of Civil Procedure section 527.3 does not deprive the superior court of jurisdiction to enjoin obstructions to access.
As we explained in our second Sears opinion: “The Moscone Act was a compromise measure. The original bill, drafted by union attorneys, clearly sought to limit the injunctive jurisdiction of the superior court. The act declared its purpose expressly: to prevent ‘the evils which frequently occur when courts interfere with the normal processes of dispute resolution between employers and recognized employee organizations.’ (
In the present case the problem is to construe and reconcile the language of subdivision (b) with the original draft and subdivision (e) which was added by amendment. Subdivision (b) provides as follows:
“The acts enumerated in this subdivision, whether performed singly or in concert, shall be legal, and no court nor any judge nor judges thereof, shall have jurisdiction to issue any restraining order or preliminary or permanent injunction which, in specific or general terms, prohibits any person or persons, whether singly or in concert, from doing any of the following:
“(1) Giving publicity to, and obtaining or communicating information regarding the existence of, or the facts involved in, any labor dispute, whether by advertising, speaking, patrolling any public street or any
“(2) Peaceful picketing or patrolling involving any labor dispute, whether engaged in singly or in numbers.
“(3) Assembling peaceably to do any of the acts specified in paragraphs (1) and (2) or to promote lawful interests.”
Subpart (2) of this subdivision thus declares that “peaceful picketing,” whether “singly or in numbers” is legal and hence not subject to injunction; subpart (1) similarly bars injunctions against publicizing a labor dispute by “patrolling” or “any other method not involving fraud, violence, or breach of the peace.” The Union contends that the subdivision impliedly bars injunction against blocking of access unaccompanied by violence or threat of violence.13
Subdivision (e), however, expressly mentions obstructions to access; it provides that “It is not the intent of this section [section 527.3] to permit conduct that is unlawful including breach of the peace, disorderly conduct, the unlawful blocking of access or egress to premises where a labor dispute exists, or other similar unlawful activity.” (Italics added.) Kaplan‘s maintains that the explicit reference to obstructions to access in subdivision (e) prevails over the more general language of subdivision (b), and preserves court jurisdiction to enjoin obstructions.
As in the second Sears opinion (Sears, Roebuck & Co. v. San Diego County Dist. Council of Carpenters, supra, 25 Cal.3d 317, 325) we turn for guidance in our interpretation of the Moscone Act to the legislative directive that “the provision of subdivision (b) [of the act]... shall be strictly construed in accordance with existing law governing labor disputes with the purpose of avoiding any unnecessary judicial interference in labor disputes.” (
“Existing law,” in this case, clearly recognizes the power of superior courts to enjoin obstructions to access. (See America v. Superior Court” cite=“16 Cal. 3d 499” pinpoint=“505” court=“Cal.” date=“1976“>United Farm Workers of America v. Superior Court (1976) 16 Cal.3d 499, 505 [128 Cal.Rptr. 209, 546 P.2d 713]; United Farm Workers Organizing Committee v. Superior Court (1971) 4 Cal.3d 556, 572, fn. 30 [94 Cal.Rptr. 263, 483 P.2d 1215]; California Retail Liquor Dealers Institute v. United Farm Workers (1976) 57 Cal.App.3d 606, 610-611 [129 Cal.Rptr. 407]; Pezold v. Amalgamated etc. Workmen (1942) 54 Cal.App.2d 120, 126-127 [128 P.2d 611]; Chrisman v. Culinary Workers’ Local (1941) 46 Cal.App.2d 129, 133 [115 P.2d 553].) As the court explained in Pezold v. Amalgamated etc. Workmen, supra, 54 Cal.App.2d 120, 126-127, “The defendants have a right to use the public sidewalk in front of plaintiff‘s market for the purpose of spreading their propaganda. Plaintiff has a right to have his customers use the sidewalk for the purpose of entering and leaving his market. Neither right is exclusive; each may, fortunately, be exercised without a denial of the other .... Defendants’ use of the sidewalk may not be prohibited, but there may be a limitation placed upon the number using it and the manner of use, so that there is neither intimidation nor undue interference with its use by plaintiff‘s customers.”
The recent Court of Appeal decision in International Molders etc. Union v. Superior Court (1977) 70 Cal.App.3d 395 [138 Cal.Rptr. 794], found the prior authority persuasive in construing
Interpreting subdivision (b) in light of the existing case law, we conclude that picketing which obstructs access, because of its tendency to lead to violence, is not the “peaceful picketing” immunized from injunction by the subdivision. So construed, subdivision (b) accords with subdivision (e) of the act; the act taken as a whole does not bar superior courts from enjoining obstructions to access.14
We doubt that the Legislature intended by enactment of
Clear statutory language, or a precise showing of legislative intent, might nevertheless compel the conclusion that the statute deprives courts of the power to enjoin obstructions to access. As we noted earlier, however, the only place at which
4. Disposition of the present proceeding.
Because the superior court erroneously concluded that it lacked jurisdiction to enjoin blocking of access, we must issue a writ of mandate to direct the court to vacate that order. The superior court, however, also rendered a finding, unnecessary to its disposition of the case, that the Union had engaged in mass picketing which obstructed access. On the basis of that finding Kaplan‘s asks us to direct the superior court to issue a preliminary injunction.
The superior court‘s finding of blocking of access rested solely on the basis of conflicting affidavits. Neither party presented other evidence on the issue; the parties restricted their oral argument before the trial court to the question of the court‘s jurisdiction. In view of the court‘s conclusion that it lacked jurisdiction, it gratuitously and unnecessarily rendered its finding on the alleged blockage. As we noted earlier, an independent ALRB investigation by the regional counsel concluded that no obstruction of access occurred. The record before us thus creates a strong impression that the superior court, believing it lacked jurisdiction to enjoin blocking of access, did not engage in the process of weighing the evidence and considering the arguments in order to determine whether such alleged obstruction occurred.15
Finally, we emphasize the distinction between the peaceful picket line and the coercive one. The mass picket line that obstructs access to an employer‘s premises cannot be subsumed under the principles that apply to the peaceful picket line. The efficacy of the former relies upon the application of force; the latter, upon persuasion; the mantle of legality of the peaceful line does not cover the coercive line. We there
Let a peremptory writ of mandate issue directing respondent to vacate its order denying Kaplan‘s motion for preliminary injunction. Upon vacation of that order, and pursuant to the views expressed herein, the court shall determine whether to grant a preliminary injunction, and if it does so to fix its terms and provisions.
Mosk, J., Manuel, J., and Cobey, J.,* concurred.
Clark, J., and Richardson, J., concurred in the judgment.
NEWMAN, J., Concurring.—The words of the Moscone Act that I think encase the Legislature‘s intent are these (italics added): “(a) In order to promote the rights of workers to engage in concerted activities for the purpose of...picketing..., and to prevent the evils which frequently occur when courts interfere with the normal processes of dispute resolution between employers and recognized employee organizations, the equity jurisdiction of the courts in cases involving or growing out of a labor dispute shall be no broader than as set forth in subdivision (b) of this section, and the provisions of subdivision (b) of this section shall be strictly construed in accordance with existing law governing labor disputes with the purpose of avoiding any unnecessary judicial interference in labor disputes.
*Assigned by the Acting Chairperson of the Judicial Council.
“(d) Nothing contained in this section shall be construed to alter the legal rights of public employees or their employers, nor shall this section alter the rights of parties to collective-bargaining agreements under the provisions of Section 1126 of the Labor Code.
“(e) It is not the intent of this section to permit conduct that is unlawful including breach of the peace, disorderly conduct, the unlawful blocking of access or egress to premises where a labor dispute exists, or other similar unlawful activity.”
Unfortunately, in effect the majority here rule that passage of the Moscone Act in 1975 had no significant impact on California labor law. That hardly comports with the act‘s origins and history. It was patterned after the Norris-LaGuardia Act, whose pertinent aims have briefly been summarized as follows: “...Congress was dealing only with the problem of the labor injunction. See H. R. Rep. No. 669, 72d Cong. 1st Sess. (1932) Ser. No. 9492; Sen. Rep. No. 163, 72d Cong. 1st Sess. (1932) Ser. No. 9487; Frankfurter and Greene, [The Labor Injunction (1930)] at 215: ‘But the immunity accorded is circumscribed; it is not immunity from legal as distinguished from equitable remedies,—hitherto unlawful conduct remains unlawful....’ ‘The measure under discussion merely deals with the most insistent issues presented by the labor injunction as utilized by the federal courts.’ Ibid. at 226; Frankfurter and Greene, Congressional Power Over the Labor Injunction (1931) 31 Col. L. Rev. 385, 408: ‘... the bill only withdraws the remedy of injunction. Civil action for
That, even as amended, the bill that became
These words in the majority opinion (at p. 78, ante) appear to me to lack perception: “The Union‘s proposal compels a strained construction of subdivision (b). That subdivision states that the acts there enumerated—essentially peaceful picketing not involving fraud, violence, or breach of the peace—‘shall be legal.’ The ordinary, common sense meaning of this declaration is that such acts are lawful. From that construction it follows that the obstruction of access, being unlawful both under prior law and subdivision (e), does not fall within the conduct protected by subdivision (b). Under the Union‘s interpretation, when the Legislature declared an act to be ‘legal,’ it did not mean that such acts were ‘lawful,’ but that they are subject to the jurisdiction of courts of common law instead of equity. We think it improbable that the Leg
True, subdivision (b) does declare that certain conduct is “legal“. Yet it also confirms that fraud, violence, and breach of the peace are not legal. Further, subdivision (e) adds that disorderly conduct, certain blockings of access or egress, and similar activities are not legal. Criminal prosecution and actions for damage caused by all those illegal activities are, therefore, appropriate. Because of differences in wording between subdivision (b) and subdivision (e), however, only breach of the peace, fraud, and violence may be enjoined.
The words in subdivision (b) that “no court nor any judge nor judges thereof, shall have jurisdiction to issue any restraining order or preliminary or permanent injunction“—as well as related words in subdivision (a) and in the statute‘s preamble¹—indicate that the aim that did survive in the Legislature, notwithstanding last-minute amendments to the bill,² indeed was to relegate the employer to (1) complaints to the police, and (2) his common law remedies—even when those recourses might, under the equity precedents, technically be regarded as “inadequate.”
It is disappointing that the Supreme Court of California, after more than half a century and notwithstanding the recent, plausibly incompatible, California legislative history, now appends this decision to the
I concur in the majority‘s disposition of this proceeding (part 4 of Justice Tobriner‘s opinion). I have stated my separate views, though, because I do not believe that the superior court has been correctly instructed regarding its proposed new proceeding.
