JAMES KAKOS, D.D.S., et al., Appellants, v. JESSE BUTLER, M.D., et al. (Jerry Bauer, M.D., et al., Appellees).
120377
Supreme Court of Illinois
September 22, 2016
2016 IL 120377
Supreme Court
Kakos v. Butler, 2016 IL 120377
Caption in Supreme Court: JAMES KAKOS, D.D.S., et al., Appellants, v. JESSE BUTLER, M.D., et al. (Jerry Bauer, M.D., et al., Appellees).
Docket No. 120377
Filed September 22, 2016
Decision Under Review: Appeal from the Circuit Court of Cook County; the Hon. William E. Gomolinski, Judge, presiding.
Judgment: Affirmed and remanded.
Counsel on Appeal: David A. Axelrod, Stacey L. Leinheiser, and Lauren C. Kaplan, all of David A. Axelrod & Associates, P.C., of Chicago, for appellants.
Robert W. Smyth, Jr., Karen Kies DeGrand, and Laura K. Coffey, all of Donohue Brown Mathewson & Smyth, LLC, of Chicago, for appellees Jerry Bauer and Jerry Bauer, M.D., S.C.
Pretzel & Stouffer, Chtrd., of Chicago (Robert Marc Chemers, Timothy A. Weaver, Peter G. Syregelas, Michael A. Barry, and Paula K. Villela, of counsel), for appellees Steven M. Mardjetko and Illinois Bone & Joint Institute, LLC.
Julie A. Teuscher, John N. Seibel, Anne M. Junia, and Matthew A. Eliaser, all of Cassiday Schade LLP, of Chicago, for appellees Olivia Wang, Austin Chen, and Advocate Lutheran General Hospital.
OPINION
¶ 1 Plaintiffs filed a complaint at law alleging multiple counts of mediсal negligence and loss of consortium against defendants. Defendants filed a motion requesting a 12-person jury and seeking a declaration that Public Act 98-1132 (eff. June 1, 2015) (Act) is unconstitutional. Public Act 98-1132 limits the size of a civil jury to 6 persons and increases the amount paid per day to jurors across the state.
¶ 2 The circuit court of Cook County found the provision regarding the size of a jury facially unconstitutional based on
BACKGROUND
¶ 3 ¶ 4 Plаintiffs, Dr. Kakos and his wife, filed a complaint alleging nine counts of medical negligence and nine counts of loss of consortium against defendants: doctors Butler, Bauer, Mardjetko, Wang, and Chen and their respective employers; Spine Consultants, LLC; Center of Brain and Spine Surgery, S.C.; Illinois Bone and Joint Institute, LLC; and Advocate Health and Hospitals Corporation.1 The facts regarding these allegations are irrelevant for purposes of this appeal.
¶ 5 Defendants Bauer and the Center of Brain and Spine Surgery filed their appearance and movеd for leave to file a 12-person jury demand and “to declare Public Act 98-1132, which amended
¶ 6 Public Act 98-1132 amended two statutes:
“All jury cases where the claim for damages is $50,000 or less shall be tried by a jury of 6, unless either party demands a jury of 12. If a fee in connection with a jury demand is required by statute or rule of court, the fee for a jury of 6 shall be ½ the fee for a jury of
12. A party demanding a jury of 12 after another party has paid the applicable fee for a jury of 6 shall pay the remaining ½ of the fee applicable to a jury of 12.” 735 ILCS 5/2-1105(b) (West 2012).
The amendment eliminated the ability of either party to request a jury of 12:
“All jury cases shall be tried by a jury of 6. If alternate jurors are requested, an additional fee established by the county shall be charged for each alternate juror requested. For all cases filed prior to the effective date of this amendatory Act of the 98th Genеral Assembly, if a party has paid for a jury of 12, that party may demand a jury of 12 upon proof of payment.”
735 ILCS 5/2-1105(b) (West 2014) (amended by Pub. Act 98-1132 (eff. June 1, 2015)).
Prior to the passage of this Act,
¶ 7 The circuit court heard arguments on the consolidated motion and entered a memorandum order and oрinion, in which it held that the provision of Public Act 98-1132 that amended
ANALYSIS
¶ 8 ¶ 9 Plaintiffs maintain that the provision of Public Act 98-1132 that amended
¶ 10 ¶ 11 Right of Trial by Jury
Defendants primarily challenge the Act on grounds that it violates the right оf trial by jury as protected by the
¶ 12 The seventh amendment to the United States Constitution provides: “In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury, shall be otherwise reexamined in any Court of the United States, than according to the rules of the common law.”
¶ 13
¶ 14 This court has long interpreted the phrase “as heretofore enjoyed” to mean “the right of a trial by jury as it existed under the common law and as enjoyed at the time of the adoption of the respective Illinois cоnstitutions.” People v. Lobb, 17 Ill. 2d 287, 298 (1959); see People v. Sanders, 238 Ill. 2d 391, 399 (2010) (“The court had previously construed those words to mean the right to trial by jury as it existed under the common law ***.“); Joyce, 126 Ill. 2d at 215
¶ 15 In 1897, the Illinois Supreme Court addressed the meaning of the phrase “heretofore enjoyed” in order to determine whether a prisoner had a constitutional right to have his term of punishment fixed by a jury. George, 167 Ill. at 456-57. The court “found that the right of trial by jury [comprises] certain specified things, which cannot be dispensed with or disregarded on the trial of a person charged with a felony.” Id. Among these things, a “jury of twelve men must be empaneled, and any less number would not be a common law jury.” Id. at 457. The jury must also be “indifferent,” “summoned from the vicinage or body of the county in which the crime was alleged to have been committed,” and “unanimously concur in the verdict.” Id.
¶ 16 In 1938, the court considered the constitutionality of a statute that required a civil litigant to pay a fee for a 6-member jury and an additional fee for a 12-member jury. Huber v. Van Schaack-Mutual, Inc., 368 Ill. 142, 144-45 (1938). The appellant asserted that the additional fee violated his right of trial by a jury of 12. Id. The court cоncluded that the appellant‘s “constitutional right to have the issues of fact tried by a jury of twelve ha[d] not been violated.” Id. at 145. The court did not discuss whether the right of trial by jury includes the right to a jury of 12. Instead, it relied upon precedent upholding the constitutionality of court fees for a jury trial. Id. at 144 (citing Morrison Hotel & Restaurant Co. v. Kirsner, 245 Ill. 431 (1910), and Williams v. Gottschalk, 231 Ill. 175 (1907)). While the court did not directly rule on the issue before us today, the Huber decision strongly implies that the court considered the size of the jury to be an essential element of the right of trial by jury.
¶ 17 Since that time, this court has not directly addressed whether the size of the jury is an essential common-lаw characteristic protected by the
¶ 18 The court has also referred to the right to a jury of 12 in criminal trials. See, e.g., Kelly, 347 Ill. at 227 (“The three essentials of a jury at common law are, that it should be composed of twelve men, that they should be impartial and that their verdict should be unanimous.“); George, 167 Ill. at 457 (“A jury of twelve men must be empaneled, and any less number would not be a common law jury.“); see also People v. Ward, 32 Ill. 2d 253, 258-59 (1965); People v. Kolep, 29 Ill. 2d 116, 126 (1963); Lobb, 17 Ill. 2d at 298; People v. Schoos, 399 Ill. 527, 536 (1948); People v. Scudieri, 363 Ill. 84, 87 (1936); Joyce, 126 Ill. 2d at 220. Thus, there is substantial evidence that the size of the jury is an essential feature оf the common-law right to trial by jury “as heretofore enjoyed” under Illinois law.
¶ 19 Both parties present arguments addressing how the size of a jury does or does not affect the performance of a jury in support of their respective positions. Plaintiffs cite the studies relied upon by the federal court to conclude that a jury of less than 12 people does not threaten the effectiveness or authenticity of a jury trial. See Williams, 399 U.S. at 101 nn. 48, 49 (citing a number of studies regarding the effect of 6-person juries and group decision making). Defendants argue the results of thesе studies have since been refuted. The circuit court cited newer studies “supporting the conclusion that decreasing the number of jurors corresponds to decreasing diversity of the jury and may impede the deliberative process.”
¶ 20 Defendants further note that the United States Supreme Court has cast some doubt on the studies relied upon in Williams and Colgrove. In Ballew v. Georgia, the Court recognized a number of studies that indicate progressively smaller juries are less likely to foster effective group deliberation and that a positive correlation exists between group size and the quаlity of both group performance and group productivity. 435 U.S. 223, 232-39 (1978). Based on these studies, the Court held that a jury of less than 6 would violate a criminal defendant‘s jury trial right. Id. at 239. However, the Court maintained its holding from Williams that a jury less than 12 does not inherently violate the right protected in the sixth amendment. Id.
¶ 21 We recognize that both defendants’ and plaintiffs’ positions have some merit but remain concerned with whether the right to a 12-person jury was “heretofore enjoyed” at the time the 1970 Constitution was drafted. “Our task is limited to determining whether the challenged legislation is constitutional, and not whether it is wise.” Best, 179 Ill. 2d at 390 (citing Bernier, 113 Ill. 2d at 230).
¶ 22 There is ample evidencе that the drafters at the 1970 Constitutional Convention believed they were specifically preserving the right to a 12-person jury when they adopted the current constitution. Delegates debated allowing the legislature to reduce the size of civil juries to less
¶ 23 Delegate Wilson рroposed an amendment to allow the General Assembly to “provide for juries of less than twelve but not less than six and to provide for verdicts in civil cases by not less than three-fourths of the jurors.” 3 Record of Proceedings, Sixth Illinois Constitutional Convention 1430 (statements of Delegate Wilson). He explained that the amendment was intended to provide the legislature greater flexibility to address delays and backlogs.
¶ 24 After the second reading, however, Delegate Lennon proposed an amendment “to retain intact the system of jury trials in the state that we have heretofore enjoyed, both in the criminal area and in the civil area.” 4 Record of Proceedings, Sixth Illinois Constitutional Convention 3637. “The language that I seek to delete,” he explained, “would, in effect, providе a means for the legislature to reduce our twelve-man system of jury trials down to a number as low as six and to provide for verdicts by three-quarters of the jurors in those civil cases.”
“A small claim shall be tried by the court unless a jury demand is filed by the plaintiff at the time the action is commenced or by the defendant not later than the date he is required to appear. There shall be 6 jurors unless either party demands 12. A party demanding a jury shall pay a fee of $12.50 unless he demands a jury of 12, in which case he shall pay a fee of $25, or, if another party has previously pаid a fee for a jury of 6, $12.50.” Ill. S. Ct. R. 285 & Committee Comments (“This is paragraph E of former Rule 9-1, effective January 1, 1964, without change.“).
Neither does this rule foreclose a litigant‘s right to seek a jury of 12, and the fact that the rule had been adopted before the 1970 Constitution was drafted is not evidence that this court believed the right to a trial by jury was satisfied by a jury of less than 12. In cases in which the parties did not seek a jury of 12, it was understood that the parties had waived their right to do so. See Hartgraves, 63 Ill. 2d at 427-28 (“[T]his court has long determined that a jury is comprised of 12 members. [Citations.] The parties can, howevеr, consent in open court to a unanimous verdict of a jury of less than 12.“); see also Huber, 368 Ill. at 144-45 (discussing the constitutionality of a provision that allowed litigants to consent to a jury of 6 and pay a lesser fee than if they demanded a jury of 12); Povlich, 311 Ill. at 152 (“a less or greater number [than 12] is not a jury unless by the consent of the parties“).
¶ 26 Plaintiffs also point to the court‘s decision in People ex rel. Denny v. Traeger, 372 Ill. 11 (1939), as evidence that not all common-law features of a jury trial were preserved in the 1970 Illinois Constitution. In Traeger, the court addressed whether women could serve on juries. Id. The court had, in several opinions, referred to juries of “twelve men” when discussing the essential elements of the right of trial by jury. See, e.g., Huber, 368 Ill. at 144; People v. Pierce, 369 Ill. 172, 175 (1938); Scudieri, 363 Ill. at 87; Kelly, 347 Ill. at 227; Sinopoli, 316 Ill. at 618; George, 167 Ill. at 457; Bibel, 67 Ill. at 175. In fact, the jury trial provision as written at the time Traeger was decided included the term “men.”
¶ 27 Furthermore, the court in Traeger determined that the sex of a juror is a matter of juror qualification, not an essential element of the right of trial by jury. Id. at 13-14. Qualifications
¶ 28 Because the size of the jury—12 people—was an essential element of the right of trial by jury enjoyed at the time the 1970 Constitution was drafted, we conclude jury size is an element of the right that has been preserved and protected in the constitution. The provision of Public Act 98-1132 amending
¶ 29 Legislation is facially unconstitutional if no set of circumstances exist under which it would be valid. Salerno, 481 U.S. at 745; In re C.E., 161 Ill. 2d at 210-11. There is no set of circumstances in which the provision of Public Act 98-1132 amending
¶ 30 Because we have concluded that the Act and
¶ 31 ¶ 32 Severability
The circuit court limited its order and opinion to the provision of the Act that amended
¶ 33 Transcripts from the legislative debates regarding Public Act 98-1132 reveal the legislation was intended to make jury trials more efficient and to incentivize citizens to participate in jury duty. 98th Ill. Gen. Assem., House Proceedings, Dec. 2, 2014, at 37, 63; 98th Ill. Gen. Assem.,
¶ 34 If the provision raising the amount to be paid to each juror remains valid while the provision reducing the size of the jury is invalidated, then the legislative purpose will be frustrated. The cost of jury trials across the state will dramatically increase without any offset. Based on the transcripts of the debates, it is evident the legislature would not have passed the provision increasing pay independently. See Best, 179 Ill. 2d at 460. Therefore, we conclude that the provision reducing the size of the jury cannot be severed from the remainder of Public Act 98-1132 and that the entirety of the Act is invalid.
CONCLUSION
¶ 35 ¶ 36 Defendants challenge the constitutionality of Public Act 98-1132 insofar as the Act prohibits a civil litigant from demanding a jury composed of 12 members. The 1970 Constitution protects the right of trial by jury “as heretofore enjoyed,” which means the right as it was enjoyed at the time thе constitution was drafted. While there is some flexibility within this definition, it is clear that the drafters intended for the essential common-law features of a jury trial as then enjoyed to be preserved and protected. This court has long included the 12-person size of a jury within its descriptions of the essential features of a jury trial. Additionally, transcripts from the convention debates make clear that the drafters did not believe the legislature had the authority to reduce the size of a jury below 12 members and the drafters did not act to give the legislature such power.
¶ 37 Based on this evidence, we conclude the right of trial by jury includes the right to demand a 12-member jury. Because Public Act 98-1132 bars a litigant from exercising this right, we hold the Act and the statute it amended (
¶ 38 Affirmed and remanded.
