Lead Opinion
Opinion by Judge KOZINSKI; Dissent by Judge REINHARDT.
ORDER
Thе opinion and dissent filed on June 17, 2015, and published at
OPINION
Jose Reyes Alberto Ruiz-Vidal, a native and citizen of Mexico, has lived in the United States since August 1976 as a lawful permаnent resident, but he hasn’t behaved himself. Among other transgressions, he’s been charged with methamphetamine-related crimes at least twice before and, as a result, has repeatedly faced deportation proceedings. We’re tasked with reviewing his latest dalliance. We consider whether he is removable due to his no contest plea to a lesser included offense when we apply the modified categorical approach.
I.
In 2009, California filed an Information charging Ruiz-Vidal with sale and possession for sale of a controlled substance, which the Information identified as methamphetamine. Ruiz-Vidal pleaded no contest to simple possession — a lesser included offense of the sale charge. He was sentenced to time served and five years felony probation.
The Department of Homeland Security served Ruiz-Vidal with a Notice to Appear, and an Immigration Judge concluded that Ruiz-Vidal was removable because he was convicted of “a controlled substance offense which can be identified as methamphetamine.” He appealеd to the Board of Immigration Appeals, which agreed with the Immigration Judge. We review Ruiz-Vidal’s petition to vacate the removal order.
An alien is removable if the government proves by clear and convincing evidence that he’s been convicted of certain offenses “relating to a controlled substance” covered by the Controlled Substances Act (“CSA”). 8 U.S.C. § 1227(a)(2)(B)(i); see Cabantac v. Holder,
California Health and Safety Code § 11377(a) is “a divisible statute, and thus, we apply the modified categorical approach” to analyze Ruiz-Vidal’s conviction and determine whether it involved a substance included in the CSA. Coronado v. Holder,
1. When applying the modified categorical approach, we’re restricted to “consulting] a limited class of documents,” id., to determine whether the defendant was convicted of a crime “relating to a controlled substance” defined by the CSA. Alvarado,
Ruiz-Vidal argues that his record of conviction doesn’t identify the controlled substance to which he pleaded-that is, that we can’t tell from looking at the limited class of acceptable documents whether he pleaded to possession of methamphetamine or some other substance, say chorionic go-nadotropin. But Count 1 of the Information charged Ruiz-Vidal with unlаwful “SALE OF A CONTROLLED SUBSTANCE, a violation of section 11379(a) of the HEALTH AND SAFETY CODE of California ... to wit: methamphetamine.” (Emphasis added.) Count 1 also includes an allegation that Ruiz-Vidal “possessed for sale/sold 57 grams or more of a substance containing methamphetamine.”
At his plea colloquy, Ruiz-Vidal confirmed that he was pleading no contest to the lesser included offense of Count 1 of the Information, not’just to an untethered violation of § 11377(a) (possession). The court asked for Ruiz-Vidal’s plea “to the lesser included to Count 1, a violation of Health and Safety Code Section 11377(a),” and Ruiz-Vidal responded “[n]o cоntest.”
The court’s minute order — another document that’s permissible to review under the modified categorical approach, see Leal-Vega,
And when a defendant references a specific count during his plea colloquy, we can also consider the drug listed in the charging document. See id. Furthermore, a plea referencing a “to wit” count in a charging document suffices to establish the controlled substance for removal purposes. See Leal-Vega,
2. Ruiz-Vidal further argues that we can’t consider the reference to methamphetamine in the Information because, by pleading no contest to a lesser included offense, he “pled to an offense different from the one charged.” In essence, he argues that possession of another controlled substance, say chorionic gonadotro-pin, could be a lesser included offense of the sale of methamphetamine charge.
But, in addition to asking us to overlook his plea’s specific reference to Count 1, Ruiz-Vidal ignores the meaning of “lesser included offense.” Although it “is ancient doctrine ... that a defendant cannot be held to answer a charge not contained in the indictment,” our criminal justice system has long permitted a defendant to be found “guilty of any lesser offense necessarily included in the offense charged.” Schmuck v. United States,
The dissent concedes there’s no reasonable dispute that Ruiz^-Vidal “actually possessed methamphetamine, as opposed to a drug that is not punishable under federal law,” but nonetheless argues that we cannot know whether he was “convicted of possessing methamphetamine,” as opposed to some other drug. Dissent at 1055. However, because possession of each different drug under California Health and Safety Code § 11377(a) constitutes an entirely separate offense, Coronado,
The dissent characterizes our holding as “a new exception” to the general “rule” that “when the record of conviction comprises only the indictment and the judgment, the judgment must contain the critical phrase 'as charged in the Information’ ” or otherwise “unambiguously specif[y] that Defendant pleaded guilty to a specific count.” Dissent at 1055-56 (emphasis added and omitted) (internal quotation marks omitted). But, the record of conviction here comprises more than just the indictment and judgment. In United States v. Vidal, there was no “transcript of the plea colloquy or any other memorialization of the factual basis for [the] plea,”
Finally, Ruiz-Vidal relies on an unpublished BIA opinion and Cisneros-Perez v. Gonzales,
In their briefs urging panel rehearing or rehearing en banc, Ruiz-Vidal and amici argue for the first time that under California law, possession is not a lesser included offense of sale. But Ruiz-Vidal waived this argument: In his supplemental brief filed on December 20, 2013, he conceded that the “lesser included offense” characterization was correct “as a matter of law.”
Because there is clear and convincing evidence in the documents permissible for review that Ruiz-Vidal pleaded to — and was convicted of — possession of methamphеtamine, a controlled substance, he is removable.
PETITION DENIED.
Dissenting Opinion
dissenting:
Petitioner was charged with sale of a controlled substance — a substance that the state alleged in the information was methamphetamine. He pled no contest to a lesser included offense — possession of a controlled substance. Petitioner stipulated that there was a factual basis for his plea, but explained nothing further regarding the offense. The question in this case is not whether Petitioner actually possessed methamphetamine, as opposed to a drug that is not рunishable under federal law. If that were the question, this case would be straightforward, as “the record does not contain any serious suggestion that [Petitioner possessed] any substance other than [methamphetamine].” Medina-Lara v. Holder,
The question instead, however, is whether the record provides clear, unequivocal, and convincing evidence that Petitioner was convicted of possessing methamphetamine. See Carachuri-Rosendo v. Holder,
Here, the specification of methamphetamine occurs only in the allegations contained in a count of the information to which Petitioner did not plead guilty. In fact, the plea was made to an entirely different statute not even mentioned in the information. In United States v. Vidal,
The majority opinion, however, adopts a new exception — for certain cases in which the defendant did not plead guilty to the offense charged in the indictment, but to a different statutory offense — an offense that constituted a lesser included offense to a crime that was charged in the information. It holds, in short, that because Petitioner was charged with selling a controlled substance, specified as methamphetamine in the information, and he pled no contest in his plea colloquy to a different criminal charge — the lesser included offense of possession of a controlled substance — the controlled substance he pled no contest to possessing was necessarily methamphetamine.
Even if the majority’s new rule were consistent with our precedent, I would
It is vitally important that criminal defendants — particularly those who may face removal frоm this country as a result of their plea — “anticipate the immigration consequences of guilty pleas in criminal court.” Mellouli v. Lynch, — U.S. -,
This ease is such an example. Prior to this case, we had never reviewed the allegations in a charging document when the defendant “pled guilty to an offense different from the one charged in the information.” Martinez-Perez,
It is, therefore, no surprise that in this case Petitioner carefully avoidеd any mention of methamphetamine during the plea colloquy and deliberately pled no contest to a different offense than the ones charged in the information. His prior experience had demonstrated that as long as he did exactly that, he could not be removed for his conviction. See I.N.S. v. St. Cyr,
The majority’s decision is wrong and unjust. By adopting a new excеption to Vidal and applying it in this case, the majority opinion effectively “attach[es] new legal consequences to past decisions,” and thereby “disruptfs] settled expectations and actions taken in reliance on them.” Magana-Pizano v. I.N.S.,
Notes
. The cases cited by the majority support this statement. The majority, for example, cites Cabantac v. Holder,
. The majority objects to my characterization of its opinion as a new exception to Vidal. It argues that Vidal does not control because, whereas in Vidal there was no “memorialization of the factual basis for [the] plea,” Vidal,
. The complexity and uncertainty of that task is well illustrated here. Although Petitioner pled no contest to the lesser included offense to sale of a controlled substance, the offense to which he pled no contest — possession of a controlled substance — is not a lesser included offense to the crime charged — sale of a controlled substance — under at least one of the tests used by California courts. Under California’s elements test, "possession of a controlled substance cannot be a necessarily lesser included offense of selling or offering to sell ... because the former crime contains elements a sаles offense does not: knowing possession of a usable quantity.” People v. Peregrina-Larios,
