Jоhn TEBBENS, Plaintiff-Appellant, v. Dennis MUSHOL, Officer, Star No. 8246, et al., Defendants-Appellees.
No. 11-2400.
United States Court of Appeals, Seventh Circuit.
Argued Feb. 16, 2012. Decided Aug. 30, 2012.
As for Hall‘s trial, this is information that we do not have and, due to our appellate status, cannot obtain. Thus, while we agree with the district court that the Court of Appeals of Indiana acted contrary to clearly established federal law, we are uncertain as to whether he was actually prejudiced by the state courts’ constitutional error, given the dearth of information before us. It may be a significant challenge for the State to convince the district court that such highly prejudicial information might not have had an impact on the jury‘s verdict, but this is a matter better addressed by a trial court. We therefore must vacate the district court‘s grant of Hall‘s habeas рetition and remand to the district court. It is there that the State will have an opportunity to show, despite the strong evidence of prejudice already presented by Hall, that countervailing facts would have alleviated concerns of a prejudiced jury.
III. Conclusion
For the reasons stated, we REVERSE the judgement of the district court and REMAND for a hearing to determine whether Hall was prejudiced by extraneous information that reached his jury.
Sara K. Hornstra (argued), Attorney, City of Chicago Law Department, Chicago, IL, for Defendants-Appellees.
Before POSNER, RIPPLE and WILLIAMS, Circuit Judges.
RIPPLE, Circuit Judge.
John Tebbens brought this action under
I
BACKGROUND
A. Facts
Each party presents a drastically different version of the facts. We therefore note, at the outset, that, although we also recount Officer Mushol‘s testimony with respect to each of his encounters with Mr. Tebbens, we must view the facts in the light most favorable to the nonmoving party, Mr. Tebbens. See Valenti v. Qualex, Inc., 970 F.2d 363, 365 (7th Cir.1992).
In 2002, Mr. Tebbens, then a Chicago city firefighter, started a not-for-profit charitable organization called “Helping Children of Abuse.”3 Mr. Tebbens left his position as a firefighter in 2004, but continued his work with the charity. In order to raise money for the charity, Mr. Tebbens solicited donations from motorists by standing on a Chicago street corner and collecting money with a yellow and black rubber boot.4 During his time as a city firefighter, Mr. Tebbens often had partici
In October 2005, Officer Mushol and his partner, Officer Michael Delahanty, received a radio call that a man was soliciting money with a firefighter‘s boot at the intersection of Lincoln, Belmont and Ashland Avenues in Chicago. When he arrived at the intersection, Officer Mushol, who was aware of the firefighters’ longstanding practice of collecting charitable donations using their boots, saw Mr. Tebbens soliciting donations with what he believed to be a firefighter‘s boоt. Officer Mushol approached Mr. Tebbens and asked him to produce identification.
Mr. Tebbens testified at his deposition that he initially provided Officer Mushol with his Illinois driver‘s license as identification. He contends that Officer Mushol then requested that he hand over his wallet, in which Officer Mushol discovered what the officer mistakenly believed to be a firefighter‘s identification card.5 Mr. Tebbens then explained to Officer Mushol that he had resigned his position as a firefighter and that the plastic card that Officer Mushol had removed from his wallet, which included a picture and an identification number, was a souvenir that had been given to him by the fire department personnel office.
Officer Mushol called dispatch in an attempt to verify the information given to him by Mr. Tebbens. Upon providing the Chicago Fire Department (“CFD“) identification number that was on the card, he was told that the computer system did not return any information corresponding to the number on the card. Because Officer Mushol was unable to verify Mr. Tebbens‘s status with the fire department at that time, he filled out a contact card to record his encounter with Mr. Tebbens, on which he included Mr. Tebbens‘s driver‘s license number and the information printed on the CFD identification card.
Approximately one week later, Officer Mushol called the Office of Emergency Management Communications (“OEMC“) to inquire about the identification card. The individual with whom he spoke verified that Mr. Tebbens was neither with the fire department nor on disability. The OEMC employee alsо told Officer Mushol that, although the CFD records were unclear, it appeared that Mr. Tebbens had been fired by the fire department.
At the direction of the OEMC, Officer Mushol contacted an investigator in the CFD Internal Affairs Division, who verified that Mr. Tebbens was not permitted to possess an active firefighter identification card. The investigator also informed Officer Mushol that the CFD‘s records showed that Mr. Tebbens had reported a lost identification card while he was still employed with the CFD. In addition, the investigator told Officer Mushol that the Internal Affairs Division would cooperate in any prosecution of Mr. Tebbens with respect to his possession of the identification card.
On April 1, 2006, Officer Mushol again saw Mr. Tebbens soliciting funds for his charity with a large yellow and black boot at the intersection of Lincoln, Belmont and Ashland Avenues. According to Mr. Teb
Mr. Tebbens was taken to the police station and ultimately was charged with theft related to the firefighter identification card. Officer Mushol also issued Mr. Tebbens two tickets, onе for not having a valid city permit to solicit funds on behalf of his charity and one for failing to display a city permit, both of which eventually were dismissed.8
On June 9, 2006, Mr. Tebbens appeared for a hearing on the theft charge. According to his deposition testimony, a representative from the fire department appeared at the hearing and stated that the card was not a CFD identification card. Mr. Tebbens further testified that, when the prosecutors indicated that they would dismiss the theft charge, Officer Mushol “was outraged and became red in the face,” insisting that Mr. Tebbens be charged with a crime.9 According to Mr. Tebbens, in light of this development, the charge was not dismissed, and he agreed to an order of supervision.
According to the terms of the supervision order, Mr. Tebbens was prohibited from “hold[ing] himself out as a member of the [CFD] and ... collect[ing] money/donations on the street with a fireman‘s (or one similar) boot in the name of the Chicago Fire Dept.”10 Mr. Tebbens testified at his deposition that he initially did not want to agree to the conditions restricting his ability to solicit with a boot similar to a firefighter‘s boot “because that is what the collection container looks like for Helping Children.”11 However, he eventually agreed to the terms of supervision after his attorney explained to him that, given the way the order was written, he “would have to be doing all three of th[o]se things“—(1) holding himself out as a member of the fire department, (2) collecting money using a boot similar to a firefighter‘s boot and (3) soliciting money in thе name of the CFD—“at the same time” in order to violate the terms of the order.12
On May 30, 2007, Mr. Tebbens again was soliciting funds at the same intersection, using a large boot, when Officer Mushol pulled up in his police car. Officer Mushol testified at his deposition that he approached Mr. Tebbens because he was “pretty certain”13 that Mr. Tebbens was in violation of the order of supervision, and he believed that he had the authority to arrest Mr. Tebbens for such a violation.
Officer Mushol approached Mr. Tebbens on foot and signaled Mr. Tebbens to come towards him. According to Mr. Tebbens, Officer Mushol began making disparaging remarks about him and his father, who also had been a firefighter. During the course of the conversation, Mr. Tebbens told Officer Mushol that, based upon his conversations with the prosecutor, he was doing nothing wrong as long as he did not hold himself out as a firefighter or solicit money on behalf of the fire department. Mr. Tebbens also claims that Officer Mushol said that he did not know how Mr. Tebbens avoided the earlier charges, but that “he was going to make them stick this time” because he was “going to say that [Mr. Tebbens] hit [him].”15 Mr. Tebbens yelled to a group of bystanders waiting at a nearby bus stop to call the police because “a police officer ... [wa]s thrеatening an innocent person” and because Officer Mushol was going to say that Mr. Tebbens hit him.16
Officer Mushol testified at his deposition that he wanted Mr. Tebbens to accompany him to the police station because he believed that Mr. Tebbens was in violation of his supervision order and because he wanted to see if Mr. Tebbens could be charged with the violation.17 Officer Mushol further testified that, as he was explaining to Mr. Tebbens that it was his intention to arrest him and put him in the back seat of the police car, he began to do a protective patdown.18 Mr. Tebbens testified that Officer Mushol grabbed him by the arm with one hand and tried to reach around to his back pocket with the other hand.19 Mr. Tebbens told Officer Mushol, “You can‘t search me,” and bаcked away.20
Officer Mushol radioed for assistance and, within moments, several officers arrived on the scene. Mr. Tebbens testified that, when the additional officers arrived, they “grabb[ed] [Mr. Tebbens], and it was like—like a cartoon where they were all just around [him] and bumping, and it was
Mr. Tebbens was taken to the police station and charged with two counts of aggravated battery/harm to a peace officer, two counts of false impersonation of a firefighter and one count of possession of a fictitious license. The charges eventually were dropped after Mr. Tebbens successfully moved to quash his arrest.
B. District Court Proceedings
Mr. Tebbens filed this lawsuit against Officer Mushol, seeking recovery under
II
DISCUSSION
A. Standard of Review
We review a district court‘s decision to grant a motion for summary judgment de novo, construing all the facts in the light most favorable to Mr. Tebbens as the nonmoving party. See Goodman v. Nat‘l Sec. Agency, Inc., 621 F.3d 651, 653 (7th Cir.2010). Summary judgment is proper where there is “no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
B. False Arrest
The record in this case is fraught with ambiguities. Fairly read, however, the amended complaint, in conjunction with the plaintiff‘s briefs, makes clеar that Mr. Tebbens primarily contends that his arrest was illegal because Officer Mushol knew that he lacked probable cause for the arrest. Mr. Tebbens maintains that Officer Mushol therefore intentionally manufac
“Probable cause to arrest is an absolute defense to any claim against police officers under
An arrest occurs “when a reasonable person in the suspect‘s position would have understood the situation to constitute a restraint on freedom of movement of the degree which the law associates with formal arrest.” Ochana v. Flores, 347 F.3d 266, 270 (7th Cir.2003) (internal quotation marks omitted). Therefore, the subjective intent of both Officer Mushol and Mr. Tebbens is irrelevant to our inquiry into the nature of Mr. Tebbens‘s detention. Cf. Whren v. United States, 517 U.S. 806, 813, 116 S.Ct. 1769, 135 L.Ed.2d 89 (1996) (“Subjective intentions play no role in ordinary, probable-cause Fourth Amendment analysis.“).26 We may consider, however, facts known to the parties at the time, and we therefore turn to the facts surrounding Mr. Tebbens‘s encounter with Officer Mushol on May 30, 2007, as recounted in Mr. Tebbens‘s deposition testimony.
Mr. Tebbens‘s deposition testimony, fairly read, supports the conclusion that a reasonable person under the circumstances would have understood his freedom to be so constrained that he was under arrest. Of vital importance to our analysis is Mr. Tebbens‘s statement that, prior to placing his hands on Mr. Tebbens, Officer Mushol told him that he was “going to make [the charges] stick.”27 According to Mr. Tebbens‘s testimony, Officer Mushol then informed him that he intended to do so by saying that Mr. Tebbens hit him. Id. Mr. Tebbens reiterated this account in his brief, arguing that “the evidence shows that Officer Mushol did not believe he had probable cause to arrest [Mr. Tebbens] for violation of his terms of supervision, but rather intended to make a felony charge against [Mr. Tebbens] ‘stick’ by falsely accusing [Mr. Tebbens] of striking him.”28 Although Officer Mushol‘s unstated intentiоns with respect to his confrontation with Mr. Tebbens may be irrelevant to our analysis, Officer Mushol‘s statement to Mr. Tebbens—that he was “going to make [the charges] stick”29—is certainly a factor to consider in assessing whether a reasonable person in Mr. Tebbens‘s position would have concluded that he was under arrest. See United States v. Mendenhall, 446 U.S. 544, 555 n. 6, 100 S.Ct. 1870, 64 L.Ed.2d 497 (1980); see also Ochana, 347 F.3d at 270. We believe that Officer Mushol‘s
We next turn to the question whether the arrest was supported by probable cause. Mr. Tebbens first asserts that the district court erred in concluding that the Illinois statute governing probation and supervised release provides a statutory basis to arrest an individual who allegedly has violated the terms of his supervision. Mr. Tebbens further contends that the Illinois statute governing supervision similarly does not provide such authority. Finally, even if the statute governing supervision could be construed to permit an arrest for violating the terms of supervision, Mr. Tebbens maintains, Officer Mushol did not have probable cause to believe that Mr. Tebbens was violating the terms of his supervision.
We believe that Mr. Tebbens‘s first contention has merit. The Illinois statute relied upon by the district court,
The question whether Officer Mushol had the authority to arrest Mr. Tebbens for violating the court order instead must be evaluated under
The Illinois supervision statute provides that, upon a motion by the state or the court alleging a violation of a condition of supervision, the court may issue a noticе,
Contrary to Mr. Tebbens‘s assertions, however, it is firmly established that the Fourth Amendment permits an officer to make an arrest when he or she has probable cause to believe that an individual has committed or is committing an act which constitutes an offense under state law, regardless of whether state law authorizes an arrest for that particular offense. See Virginia v. Moore, 553 U.S. 164, 176, 128 S.Ct. 1598, 170 L.Ed.2d 559 (2008); Thomas v. City of Peoria, 580 F.3d 633, 638 (7th Cir.2009). The Fourth Amendment permits an arrest for any conduct constituting a criminal offense, even a minor one, under state law. See Atwater v. City of Lago Vista, 532 U.S. 318, 354, 121 S.Ct. 1536, 149 L.Ed.2d 549 (2001). We therefore may limit our inquiry to whether a violation of the terms of court-ordered supervision indeed constitutes an “offense” under state law.
As an initial matter, Mr. Tebbens is correct in his assertion that there is no Illinois statute that provides that a violation of a term of supervision is a crime. The supervision statute provides, however, that upon violation of a condition of supervision a court “may impose any other sentence that was available ... at the time of initial sentencing.”
Additionally, we note that the fact that stаte law authorizes an arrest for a violation of supervision, even if only on a warrant, further supports our conclusion that conduct in violation of a supervision order, issued in lieu of sentencing on criminal charges, constitutes an offense under state law.
Having concluded that Officer Mushol had the authority to arrest Mr. Tebbens for violating the terms of his supervision, we next must consider whether Officer Mushol had probable cause to believe that Mr. Tebbens was in violation of the court order. In assessing the record before us, we must examine Officer Mushol‘s actions objectively—not in terms of his state of mind. See, e.g., Whren, 517 U.S. at 812-13, 116 S.Ct. 1769. The reasonableness of Officer Mushol‘s actions does not depend on his subjective motivations. See Simmons v. Pryor, 26 F.3d 650, 654 (7th Cir.1993). Rather, the existencе of probable cause depends on whether the “facts and circumstances within the officer‘s knowledge ... are sufficient to warrant a prudent person, or one of reasonable caution, in believing, in the circumstances shown, that the suspect has committed, is committing, or is about to commit an offense.” Gonzalez v. City of Elgin, 578 F.3d 526, 537 (7th Cir.2009) (quoting Michigan v. DeFillippo, 443 U.S. 31, 37, 99 S.Ct. 2627, 61 L.Ed.2d 343 (1979)) (alteration in original). Therefore, in evaluating whether Officer Mushol had probable cause, we “must consider the facts as they would have reasonably appeared to [Officer Mushol] seeing what he saw, hearing what he heard at the time of the incident.” Driebel v. City of Milwaukee, 298 F.3d 622, 643 (7th Cir.2002) (internal quotation marks omitted).
Here, it is undisputed that Officer Mushol was aware that, as a result of his prior arrest of Mr. Tebbens for theft of the firefighter‘s identification card in April 2006, the court had issued an order of supervision, imposing certain restrictions on Mr. Tebbens‘s ability to solicit donations on behalf of his charity. On May 30, 2007, Officer Mushol again saw Mr. Tebbens soliciting donations using a boot similar to a firefighter‘s boot. In other words, Officer Mushol saw Mr. Tebbens engaging in the same activity that he had been engaging in a year earlier when Officer Mushol had arrested him for theft.
We have observed in prior cases that “[p]robable cause requires only that a probability or a substantial chance of criminal activity exist.” Purvis v. Oest, 614 F.3d 713, 722-23 (7th Cir.2010). The evidence of record, therefore, need not establish that Officer Mushol‘s belief that Mr. Tebbens was in violation of the court order was “more likely true than false.” Id. at 723. Here, to be sure, the language of the supervision order lacks precision. It dоes not speak in concrete terms as to what actions constitute holding oneself out as a member of the Chicago Fire Department or soliciting in the name of the Depart
Even assuming, however, that probable cause did not exist to arrest Mr. Tebbens, Officer Mushol nevertheless is entitled to qualified immunity. We recently have reiterated that “[t]he question of whether [an officer] had probable cause to arrest ... is separate from the question relating to qualified immunity.” Fleming v. Livingston Cnty., 674 F.3d 874, 879 (7th Cir.2012). Qualified immunity protects officers who are “reasonable, even if mistaken” in making probable cause assessments. See Hunter v. Bryant, 502 U.S. 224, 229, 112 S.Ct. 534, 116 L.Ed.2d 589 (1991). It shields public servants from “liability for damages if their actions did not violate clearly established rights of which a reasonable pеrson would have known.” Fleming, 674 F.3d at 879 (internal quotation marks omitted). In determining whether a right is “clearly established,” “we must look at the right violated in a ‘particularized’ sense, rather than ‘at a high level of generality.’ ” Roe v. Elyea, 631 F.3d 843, 858 (7th Cir.2011) (quoting Brosseau v. Haugen, 543 U.S. 194, 199, 125 S.Ct. 596, 160 L.Ed.2d 583 (2004) (per curiam)). We particularly are concerned that “[t]he official ... have fair warning that his conduct is unconstitutional.” Id. at 859 (internal quotation marks omitted). In the context of a Fourth Amendment claim based on lack of probable cause, we have stated that an officer is entitled to qualified immunity “when a reasonable police officer in the same circumstances ... and possessing the same knowledge as the officer in question could have reasonably believed that probable cause existed in light of well-established law.” Fleming, 674 F.3d at 880 (emphasis in original) (internal quotation marks omitted).
Here, determining whether probable cause existed involved the interpretation of Mr. Tebbens‘s supervision order. The order stated that Mr. Tebbens was prohibited from “hold[ing] himself out” as a member of the CFD and soliciting “in the name of” the CFD.36 Officer Mushol interpreted this to mean that Mr. Tebbens was not permitted to solicit donations “in any[ ]way with any type of equipment that might resemble or lead people to believe that he might be a firefighter.”37 We believe that Officer Mushol‘s interpretation is not unreasonable under the circumstances. When Officer Mushol encountered Mr. Tebbens on May 30, he was engaged in the same activity—soliciting funds at an intersection using a boot that bore a close resemblance to a firefighter‘s boot—that led to the conditions of Mr. Tebbens‘s order of supervision following his original arrest. Moreover, Mr. Tebbens‘s initial understanding of the supervision order, prior to consultation with counsel, was that it would prohibit him from using a boot to
Indeed, we have held that an officer who makes an arrest based on a reasonable understanding of a court order is entitled to qualified immunity. See, e.g., Wagner v. Washington Cnty., 493 F.3d 833 (7th Cir.2007). In Wagner, a harassment injunction required the plaintiff to “avoid ... any premises temporarily occupied by [specific individuals].” Id. at 837 (first alteration in original). The plaintiff was attending a meeting at the town hall when the individuals with whom he was prohibited frоm having contact arrived. Those individuals contacted the local police, who requested that the plaintiff leave the premises. When he refused, he was arrested. The plaintiff later brought a
Similarly, as detailed previously, the record here is replete with evidence that Officer Mushol had a factual basis for believing that Mr. Tebbens was in violation of the terms of his supervision. Given the imprecise language of the order, Mr. Tebbens‘s own reasonable interpretation of the order, and Officer Mushol‘s prior observations of Mr. Tebbens, we believe that Officer Mushol reasonably could conclude that, in soliciting funds on the intersection using a large rubber boot, Mr. Tebbens was holding himself out as a firefighter and soliciting on bеhalf of the Chicago Fire Department.
“[T]he qualified immunity defense ... provides ample protection to all but the plainly incompetent or those who knowingly violate the law.” Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986). On the record before us, we cannot say that Officer Mushol‘s May 30 arrest of Mr. Tebbens placed him in either category. We therefore conclude that Officer Mushol is entitled to qualified immunity.38
Conclusion
For the foregoing reasons, the judgment of the district court is affirmed.
AFFIRMED
Furthermore, because the argument was not raised by the defendants, we have no occasion to consider whether Officer Mushol‘s actions leading to the arrest could be considered an investigatory stop or whether Mr. Tebbens‘s efforts to avoid these actions would violate
Notes
(a) In cases where a defendant was placed upon supervision or conditional discharge for the commission of a petty offense, upon the oral or written motion of the State, or on the court‘s own motion, which charges that a violation of a condition of that conditional discharge or supervision has occurred, the court may:
- (1) Conduct a hearing instanter if the offender is present in court;
- (2) Order the issuance by the court clerk of a notice to the offender to be present for a hearing for violation;
- (3) Order summons to the offender to be present; or
- (4) Order a warrant for the offender‘s arrest.
The oral motion, if the defendant is present, or the issuance of such warrant, summons or notice shall toll the period of conditional discharge or supervision until the final determination of the charge, and the term of conditional discharge or supervision shall not run until the hearing and disposition of the petition for violation.
