Jesus Corrdero ROMERO, Appellant v. The STATE of Texas, Appellee.
Nos. 14-11-00927-CR, 14-11-00928-CR
Court of Appeals of Texas, Houston (14th Dist.)
Jan. 24, 2013
Discretionary Review Refused May 15, 2013
396 S.W.3d 136
TRACY CHRISTOPHER, Justice
David Christopher Newell, Houston, for State.
Panel consists of Justices FROST, CHRISTOPHER, and JAMISON.
OPINION
TRACY CHRISTOPHER, Justice.
Appellant Jesus Corrdero Romero was convicted of the felony offenses of indecency with a child and aggravated sexual assault of a child. Appellant seeks reversal of his convictions, complaining in four related issues that the trial court abused its
I. FACTUAL AND PROCEDURAL BACKGROUND
Appellant was charged with the felony offenses of aggravated sexual assault of a child and indecency with a child, alleged to have been committed on or about June 9, 2006, and June 1, 2007, respectively.
At trial, the complainant D.L. testified that appellant is her stepfather, who married her mother when D.L. was very young. D.L. testified that she has an older sister, a younger sister, and one younger brother, and they all lived together growing up.
According to D.L., the first instance of abuse occurred one weekend in 2006, when she was in the sixth grade. D.L., her mother, and her siblings were living at a house on Beaver Bend Road. Her mother and appellant were separated at the time, but on weekends appellant would watch the children at the house. Appellant entered D.L.‘s bedroom and asked her what she was watching on TV. As appellant was talking to D.L., he put his hand under the blanket she had over her legs, inside her pants, and into her underwear. Appellant then started touching D.L. on her vaginal lips and directed his fingers inward. D.L. tried squeezing her legs together, but appellant managed to stick his fingers partway inside of her vaginal lips.
D.L. testified that another incident occurred at the house on Beaver Bend. Appellant was sitting on the family nanny‘s bed when D.L. came in to ask for his help in fixing her desk. According to D.L., appellant then sat on top of her and caressed her breast. He then touched her vagina over her clothes. D.L. managed to push herself away from appellant.
The final incident occurred the next summer when the family lived at a house on Marlene Street. D.L. was watching TV, when around noon appellant walked into her room and locked the door. He told her she looked tired and needed a massage. D.L. testified that appellant started massaging her shoulders and then moved downwards. He placed his hands on her buttocks beneath her underwear and then attempted to insert his finger into her vagina from the back. After the touching went on for five to ten minutes, appellant ejaculated on D.L.‘s back.
In 2010, when D.L. was a junior in high school, her mother and two aunts confronted her about missing school, and she eventually told them about the abuse. D.L. and one of her aunts then reported the abuse to police.
At trial, appellant denied all the allegations against him. He acknowledged that when his mother and D.L.‘s mother confronted him about whether he had ever abused D.L., he stated that if he was going to abuse anyone he would have abused D.L.‘s older sister1 instead. This confrontation took place after D.L. told appellant‘s sister that D.L. caught appellant watching her while she was changing clothes for school one morning during her freshman year, and appellant‘s sister told her mother and D.L.‘s mother.
On the first afternoon of deliberations, the jury sent out two notes; one requesting trial exhibits and another requesting a portion of D.L.‘s testimony. On the sec-
The next morning, the bailiff, Deputy Kaminski, received a phone call from juror 31, who stated that she was still sick and did not think she could make it in to court. Kaminski told juror 31 that if she could not appear, she needed a doctor‘s note. Juror 31 appeared in court at 9:15 a.m., and the jury continued deliberations. About an hour later, the jury sent out a note indicating that juror 31 wanted to be released because she did not feel she could make a decision based on the evidence presented.
The trial court questioned Kaminski. According to Kaminski, the previous afternoon, he had seen juror 31 leaving the bathroom covering her mouth and holding her stomach. Then after the jury was released early, juror 31 returned to the bathroom and threw up. That morning, when Kaminski asked juror 31 how she was doing, she initially stated that she was doing okay. Later, when the jury foreman and juror 31 stepped out to hand Kaminski the latest note, juror 31 informed him that she had not slept well, she was “so stressed” and “just could not handle it,” and she was not feeling well.
Based on Kaminski‘s testimony, the prosecutor requested that the trial court exercise its discretion to add more to the record regarding juror 31‘s disability and that the court then find juror 31 disabled and replace her with the alternate juror. Appellant moved for mistrial, arguing that juror 31 was not disabled but had stated she could not make a decision based on the evidence presented, which indicated the jury was hung. After the court denied appellant‘s motion for mistrial, the prosecutor requested that juror 31 be questioned about physical illness. Appellant objected, but the trial court proceeded to question juror 31 in chambers.
The trial court asked juror 31 how she was feeling and if she believed that she could continue deliberating. She responded, “I don‘t believe I am able to go on. I feel sick to my stomach, headaches, haven‘t been able to sleep the past couple of days. I feel stressed out. This is affecting me physically now.” She also indicated that she was having “physical nausea” and had a headache. When defense counsel asked juror 31 whether she was feeling sick “because of pressure in the back,” meaning deliberations in the jury room, she responded, “Definitely pressure but I just feel really sick. I‘m stressed out.” Juror 31 indicated that she just felt “overstressed out” because “just being back there deliberating is stressing.” She stated that deliberations have stressed her “up to the point that it‘s becoming physically affected [sic] to my own well-being.” She agreed that she “cannot make a decision based on deliberations.” She indicated that she had vomited the day before during deliberations and stated, “I feel emotionally sick, and that is carrying over to physical sickness.” Although juror 31 stated that she was “not disabled,” when asked by the court—“Just so we‘re clear, by the term ‘disabled,’ do you feel like you can continue?“—she answered, “I don‘t think that I can physically continue. It‘s not letting me sleep. It‘s not letting me
After juror 31 exited chambers, the trial court noted for the record that juror 31 “appeared to be nauseous as she was sitting here in the chair. We did have, I think, a trash can in front of her; but she was heaving several times. She was tearful and appears to be—... [p]hysically distressed and also grabbed her head and said that her head was hurting.” The court then decided to release juror 31 and replace her with alternate juror 39. Appellant resubmitted his motion for mistrial. The court met with juror 39—who had been told to remain available and had returned to court that morning—and confirmed she had been given instructions the previous day that she was still a juror and had continued to follow the admonitions not to conduct any research about or discuss the case. The court ordered the jury to restart deliberations with replacement juror 39. After the jury retired, the court denied appellant‘s motion for mistrial.
The jury found appellant guilty of both offenses. The jury sentenced him to ten years’ confinement for the offense of indecency with a child and to twenty years’ confinement for the offense of aggravated sexual assault of a child, the sentences to run concurrently.
Appellant then filed a motion for new trial as well as three motions to unseal the information sheets on the jurors who deliberated during the guilt-innocence phase. The third motion to unseal included: (1) an affidavit from attorney Michael McLane, who averred that a juror in appellant‘s case told him that she was released from jury service because she became physically ill due to intimidation by the other jurors about her “not guilty” vote, and (2) an affidavit from a private investigator, who stated that he could not locate the jurors based on their names without additional personal information. The trial court denied all of appellant‘s motions.
On appeal of both his convictions, appellant raises six issues. First, appellant argues that the trial court‘s removal of juror 31 was a structural error that deprived him of his constitutional right to a unanimous jury verdict under the Sixth and Fourteenth Amendments. Second, he argues the court‘s removal of juror 31 was a structural error that violated his right to a unanimous jury verdict under
II. STANDARD OF REVIEW
The trial court has discretion to determine whether a juror has become disabled under
Similarly, we review a trial court‘s denial of a mistrial for an abuse of discretion, viewing the evidence in the light most favorable to the ruling, and deferring to the court‘s resolution of historical facts and its determinations concerning credibility and demeanor. Benefield v. State, 389 S.W.3d 564, 570 (Tex.App.-Houston [14th Dist.] 2012, no pet. h.) (citing Ocon, 284 S.W.3d at 884–85). We must uphold the trial court‘s ruling if it is within the zone of reasonable disagreement. Id.
III. ANALYSIS
A. Removal of juror 31 as disabled
1. Appellant‘s third issue
a. Applicable law
However, the trial court must not dismiss a juror for reasons related to that juror‘s evaluation of the sufficiency of the evidence. Id. (citing United States v. Edwards, 303 F.3d 606, 633 (5th Cir.2002)).
i. Nature of the disability
The trial court does not abuse its discretion in discharging a juror as disabled per
The trial court also does not abuse its discretion in discharging a juror as disabled in situations where emotional stress resulted or could result in physical illness. Castro v. State, 233 S.W.3d 46, 48–49 (Tex.App.-Houston [1st Dist.] 2007, no pet.) (trial court discharged Jehovah‘s Witness juror as disabled where stress from thought of passing judgment on another person resulted in physical illness, including repeated vomiting); Moffett v. State, 949 S.W.2d 778, 783 (Tex.App.-Beaumont 1997, pet. ref‘d) (trial court discharged juror as disabled where stress from family problems was affecting her mental capacity and could result in physical illness); see also Hill v. State, 90 S.W.3d 308, 310, 315 (Tex.Crim.App.2002) (finding juror with generalized anxiety disorder who was suffering panic attacks disabled per
ii. Duration of the disability
The trial court also does not abuse its discretion in discharging a juror as
b. No abuse of discretion
We conclude that the trial court did not abuse its discretion in concluding that juror 31 was disabled. Juror 31 suffered from a physical illness that prevented her from continuing to perform her duties, and there is no indication that the trial court removed the juror for her evaluation of the evidence.
i. Nature of the disability
Appellant first argues that the trial court‘s decision was based on insufficient evidence of disability.
Here, after conducting a hearing, the trial court determined that juror 31 was disabled due to physical illness, including nausea, vomiting, and headache, which prevented her from continuing to perform her duties as a juror. See
Although appellant asserts that juror 31 admitted she was not “disabled,” upon clarification by the trial court—“by the term ‘disabled,’ do you feel like you can continue?“—she then informed the court she could not “physically continue” to serve as a juror. See Allen, 536 S.W.2d at 366 (juror “would not say he was disabled” but “acknowledged, however, that serving would involve hard-ship and be detrimen-
The Texas Court of Criminal Appeals has emphasized the importance of the trial court‘s hearing from the juror herself to ensure that the court has sufficient information from which to determine that the juror is unable to perform her duties. Scales, 380 S.W.3d at 784 n. 18, 786 (affirming reversal of trial court‘s decision to discharge juror where only evidence as to juror‘s alleged refusal to deliberate came from jury foreman); cf. Bass v. State, 622 S.W.2d 101, 107 (Tex.Crim.App.1981) (no abuse of discretion in not discharging juror as disabled where trial court at time of hearing “had the opportunity to observe [juror‘s] demeanor and listen to the tone of her voice” instead of being provided with “nothing more than a cold record“).4 Here, the trial court not only observed juror 31‘s tone and demeanor as she testified, but also witnessed her physical symptoms and noted them for the record.
ii. Duration of the disability
Although appellant complains that the trial court should have considered the likely duration of juror 31‘s illness or allowed her to seek medical care and then report back, courts do not abuse their discretion by discharging the juror without doing so, nor did appellant request postponement. See Lopez, 316 S.W.3d at 679–80 (no abuse of discretion in overruling request to postpone trial and removing juror with stomach ailment, noting “[a]rticle 36.29 does not require the trial court to consider postponing the trial ... in the event of a juror‘s disability“); Moore, 82 S.W.3d at 406–07 (no abuse of discretion in overruling request to postpone trial and removing juror with stomach ailment under
iii. No removal based on the juror‘s evaluation of the evidence
We also consider the effect of the Court of Criminal Appeals’ recent decision in Scales v. State on this case. The Scales court considered whether the trial court abused its discretion in removing and replacing a juror based on her refusal to deliberate. Id. at 781–82.
The error in Scales stemmed from the trial court‘s removal and replacement of the juror at issue without developing sufficient information to determine whether the juror actually was “unable or disqualified to perform [her] duties” under
In contrast, here the trial court decided to remove juror 31 due to her physical inability to continue deliberating after the trial court heard juror 31‘s own testimony
While juror 31 did state she was “feeling too much pressure back there to doing [sic] something that [she was] not willing to do,” she did not indicate that the “something” she was not willing to do was vote against her assessment of the merits of the case. Instead, juror 31 indicated that physically she could not even make a decision.
Even assuming that the hearing evidence tended to show that juror 31 had become physically ill because she was feeling stress from being a holdout juror, as opposed to feeling stress from the deliberations process itself, “hold-out jurors are not immune from dismissal based upon just cause.” United States v. Edwards, 303 F.3d 606, 633–34 (5th Cir.2002) (affirming district court‘s dismissal of juror under rule 23(b)5 based on his inability to follow court‘s instructions and lack of candor in dealing with the court), cited in Scales, 380 S.W.3d at 783 n. 10. In Edwards, the Fifth Circuit noted that the “great deal of discussion ... about whether Juror 68 was or was not a ‘hold-out’ juror” was inapposite; but even assuming he was a holdout, the record did not indicate that the district court dismissed the juror because of his view of the evidence. Id. at 634 (citing U.S. v. Huntress, 956 F.2d 1309, 1312–13 (5th Cir.1992) (affirming district court‘s removal of alleged holdout juror due to mental health disability)); see also U.S. v. Leahy, 82 F.3d 624, 629 n. 4 (5th Cir.1996) (“Evidence that a juror was holding out, however, does not alter the trial court‘s discretion in removing the juror.“).6
Likewise, there is no evidence here that the trial court was motivated to dismiss juror 31 based on the juror‘s evaluation of the sufficiency of the evidence. Rather, the focus of the court‘s inquiry was whether juror 31 was “physically able to listen or render a decision,” and she indicated that
Reviewing the evidence in the light most favorable to the trial court‘s ruling, and considering that the trial court is the sole fact-finder and judge of credibility, and had the opportunity to observe juror 31‘s demeanor and tone as she testified, we cannot say that the court‘s ruling was arbitrary or unreasonable, or outside the zone of reasonable disagreement. Therefore, the trial court did not abuse its discretion in removing juror 31, and we overrule appellant‘s third issue.
2. Appellant‘s first and second issues
Appellant also contends that juror 31‘s removal and replacement violated appellant‘s right to a unanimous jury verdict under the Sixth and Fourteenth Amendments and under
a. Sixth and Fourteenth Amendments
Although we recognize that the Sixth Amendment is applicable to the states by virtue of the Fourteenth Amendment,8 “[t]he United States Constitution clearly does not grant a right to a unanimous verdict.” Phillips v. State, 130 S.W.3d 343, 351 n. 6 (Tex.App.-Houston [14th Dist.] 2004) (citing Apodaca v. Oregon, 406 U.S. 404, 410–12 (1972)), aff‘d, 193 S.W.3d 904 (Tex.Crim.App.2006); see also McDonald v. City of Chicago, Ill., 561 U.S. 742, 766 n. 14 (2010) (“The Court has held that although the Sixth Amendment right to trial by jury requires a unanimous jury verdict in federal criminal trials, it does not require a unanimous jury verdict in state criminal trials.“); Schad v. Arizona, 501 U.S. 624, 634 n. 5 (1991) (“[A] state criminal defendant, at least in noncapital cases, has no federal right to a unanimous jury verdict.“). Accordingly, we conclude appellant‘s federal contention is without merit and we will proceed to examine appellant‘s claimed right to unanimity of the jury verdict under Texas law only.
b. Article V, Section 13
Our state constitution requires that a jury verdict in a felony case be unanimous, and under our state statutes, unanimity is required in all criminal cases.
Here, once the trial court exercised its discretion in determining that juror 31 was unable to continue performing her juror duties because she had become disabled due to physical illness per
Appellant, citing Ngo v. State, 175 S.W.3d 738 (Tex.Crim.App.2005), argues that the removal of juror 31 as the sole holdout for acquittal amounted to structur-
But even assuming for purposes of our analysis that appellant is correct that the evidence shows that juror 31 was holding out, the record reflects that the trial court explicitly dismissed her based on its determination that juror 31 was disabled and physically unable to continue her duties as a juror, and not for any reason related to what juror 31 already may have decided with regard to the merits of the case. See Edwards, 303 F.3d at 633–34.12 In fact, the trial court expressly indicated that “what‘s going on in the jury room” with regard to any possible holdout situation was not a part of the hearing nor did it influence its ruling that juror 31 physically was unable to continue.13
We already have determined that sufficient evidence supports the trial court‘s finding that juror 31 was disabled due to physical illness based on its first-person interview with her, during which the court was in a superior position to observe her physical appearance and demeanor, and thereby to determine her ability to continue deliberating. See Scales, 380 S.W.3d at 784 n. 18. Because we find no abuse of discretion in the trial court‘s determination that juror 31‘s physical illness rendered her disabled per
3. Appellant‘s sixth issue
Appellant further asserts that the trial court abused its discretion by denying his motion for mistrial. Appellant moved for a mistrial after Kaminski testified and resubmitted his motion after juror 31 testified. The trial court denied appellant‘s motion, and instead determined that juror 31 was unable to continue as a juror due to physical illness and replaced juror 31 with the alternate juror.
The procedures of
Reviewing the evidence in the light most favorable to the trial court‘s ruling and granting due deference to its resolution of historical facts and credibility and demeanor determinations, including that juror 31 was disabled per
B. Refusal to unseal personal juror records
1. Appellant‘s fourth issue
In his fourth issue, appellant contends that the trial court violated
In Cyr, the San Antonio court of appeals upheld the trial court‘s denial of the appellant‘s motion to unseal personal juror information. The appellant‘s trial counsel provided an affidavit stating he had been informed that a juror had approached the media indicating that she was uncomfortable with the verdict, and that the juror believed the appellant was not guilty but then changed her mind for an unknown reason, thus necessitating counsel‘s communication with the jurors to determine whether that reason was contrary to the trial court‘s instructions or the law. 308 S.W.3d at 29. However, the Cyr court concluded the appellant had not shown good cause—“that a juror was ‘uncomfort-able’ with her verdict does not constitute a firm foundation that jury misconduct occurred.” Id. at 30.
When a defendant alleges jury misconduct in an effort to impeach a verdict, rule 606(b) of the Texas Rules of Evidence prohibits a juror from testifying about “any matter or statement occurring during the jury‘s deliberations, or to the effect of anything on any juror‘s mind or emotions or mental process, as influencing any juror‘s assent to or dissent from the verdict.”
The Texas Court of Criminal Appeals recently interpreted the plain meaning of “outside influence” in rule 606(b) as “something originating from a source outside of the jury room and other than from the jurors themselves.” McQuarrie v. State, 380 S.W.3d 145, 154 (Tex.Crim.App.2012). The McQuarrie court acknowledged that courts may not “delve into deliberations” because “[j]ury deliberations must be kept private to encourage jurors to candidly discuss the law and facts.” Id. at 153 (citing Tanner v. United States, 483 U.S. 107, 117 (1987) (warning against pervasive post-verdict inquiries into jury misconduct)). Courts “may not inquire as to the subjective thought processes and reactions of the jury, so jurors should continue to feel free to raise and discuss differing viewpoints without the fear of later public scrutiny.” Id.; see also Garza, 695 S.W.2d at 61 (noting that “jury deliberations often involve heated and emotional discussions into which [courts of appeals] will not intrude“). Therefore, “[a] Rule 606(b) inquiry is limited to that which occurs outside of the jury room and outside of the juror‘s personal knowledge and experience.” McQuarrie, 380 S.W.3d at 153. The McQuarrie court went on to hold that the trial court abused its discretion in excluding juror affidavits and testimony pursuant to rule 606(b) where the evidence concerned internet research that one juror conducted at her home during an overnight break. Id. at 154 (“The internet resource constituted an ‘outside influence.‘“).
We conclude that appellant‘s allegation that “during deliberations [juror 31] was ‘intimidated and harassed’ by the other jurors to the point she became stressed out” is insufficient to show good cause to unseal personal juror information. See Cyr, 308 S.W.3d at 30. Appellant does not point to anything in the record presenting a firm foundation that any jury misconduct occurred. See id. Even assuming that the other jurors intimidated and harassed juror 31 because of her vote, the juror testimony sought by appellant in an attempt to prove jury misconduct does not meet rule 606(b)‘s admissibility requirements because it concerns matters and
2. Appellant‘s fifth issue
In his fifth issue, appellant argues that the improper denial of his requests to unseal personal juror information on juror 31 deprived him of his constitutional right to due process.
Due process includes the right to a fair opportunity to defend against the State‘s accusations, including presenting, confronting, and cross-examining witnesses. See Chambers v. Mississippi, 410 U.S. 284, 294 (1973). However, courts recognize the “weighty government interest in insulating the jury‘s deliberative process.” Tanner, 483 U.S. at 120, cited in Hicks v. State, 15 S.W.3d 626, 630–31 (Tex.App.-Houston [14th Dist.] 2000, pet. ref‘d) (“The limitation on juror testimony in post-trial proceedings is intended to encourage open discussion among jurors during deliberations, to promote the finality of judgments, and to protect jurors from harassment by unhappy litigants seeking grounds for a new trial.“). “[T]he jury should be protected from post-trial harassment or tampering.” McQuarrie, 380 S.W.3d at 153 (citing Golden Eagle Archery, Inc. v. Jackson, 24 S.W.3d 362, 367 (Tex.2000)). Thus, “[t]he integrity of jury proceedings must not be jeopardized by unauthorized invasions,” such as when a defendant seeks to make a post-verdict inquiry “into the internal processes of the jury.” Tanner, 483 U.S. at 120. Appellant‘s right to due process does not permit delving into matters and statements occurring during deliberations in contravention of rule 606(b). See Golden Eagle, 24 S.W.3d at 374–75 (holding no due process concern with rule 606(b), which is “designed to balance concerns about the threat of jury misconduct with the threat from post-verdict juror investigation and impeachment of verdicts“); Hicks, 15 S.W.3d at 630 (recognizing no due process concern with rule 606(b)‘s general prohibition against jurors testifying as to matters and statements occurring during deliberations, and upholding trial court‘s refusal to admit juror‘s affidavit, in case of potential jury misconduct). Here, the trial court‘s denial of appellant‘s request to unseal personal juror records, to be used to obtain information about jury deliberations, did not violate due process.
IV. CONCLUSION
Because the trial court did not abuse its discretion in removing juror 31 as disabled due to physical illness and replacing her with an alternate juror under
