Johnny Ray OCON, Appellant v. The STATE of Texas
No. PD-0297-08
Court of Criminal Appeals of Texas
June 3, 2009
284 S.W.3d 880
IV. Conclusion
Because a habitation implicitly gives notice that entry is forbidden, in this case it would not be necessary to explicitly include in the indictment for burglary of a habitation an allegation that the appellant had notice that his entry was forbidden. To do so would be redundant. Thus, the Court erred at the first step of the Hall analysis in determining whether the appellant was entitled to a lesser-included-offense charge and then further erred in interpreting a “habitation” as not inherently providing notice that entry is forbidden. Because we hold today that a “habitation” does imply notice of forbidden entry, we reverse the Court of Appeals’ judgment and remand to the Court for further proceedings consistent with this opinion.
KELLER, P.J., filed an opinion concurring in the judgment.
KELLER, P.J., filed a concurring opinion.
The Court holds that a habitation inherently provides notice that entry is forbidden. I agree, but not for all of the reasons relied upon by the Court. Section
But the Court also relies upon common experience and societal norms to reach its conclusion. We instituted a bright-line rule in Hall,1 and some day we may need to resort to non-statutory guidance in a manner that erodes that bright line. I just don‘t think we need to do it here.
With these comments, I concur in the Court‘s judgment.
Lisa C. McMinn, First Asst. State‘s Atty., Jeffrey L. Van Horn, State‘s Atty., Austin, for State.
OPINION
MEYERS, J., delivered the opinion of the Court in which WOMACK, KEASLER, HERVEY, and COCHRAN, JJ., joined.
Appellant, Johnny Ray Ocon, was charged with aggravated sexual assault of a child. On the second day of trial, defense counsel overheard one of the jurors talking on a cell phone in the men‘s restroom. The juror spoke negatively about the trial and its effect on his schedule. In addition to the talking juror and defense counsel, another juror was also in the restroom at the time of the conversation. Defense counsel moved for a mistrial, but the court denied the motion. The jury found Appellant guilty and assessed his punishment at life imprisonment. On appeal, Appellant cited four points of error. The first stated that the trial court erred by denying his motion for mistrial. On that point, the court of appeals reversed the trial court‘s judgment. We will reverse the court of appeals.
I. Facts
On the second day of proceedings, out of the jury‘s presence, defense counsel reported to the trial judge that while he was in the men‘s restroom, he heard someone in the stall say the following:
Brenda.
They‘ve got me on this damn jury. I don‘t know why the hell they picked me.
I would rather be on a double ax murderer then [sic] this damn case.
It‘s dirty, disgusting.
No, unless we convict the bastard today, then I‘m kind of stuck here.
In addition to defense counsel and the juror who was speaking on the phone to someone named Brenda, there was also another juror in the restroom. Defense counsel moved for a mistrial. The trial judge acknowledged concern for the juror‘s behavior but ultimately denied defense counsel‘s motion, stating:
I am reluctant ... to grant a mistrial and assume that they‘re not going to follow my instructions, you know, at this point. Now, that may change. I think that if I brought them in and talked to them individually, it would just accentuate the problem.
* * *
I think what I might do is instruct them again, you know, on some of their responsibilities and keeping an open mind and do that, which I‘ve tried to do. My main concern is to make sure your client receives a fair trial. I mean, that‘s my main job.
* * *
I think at this point I am going to deny your motion. But I appreciate your concern. I share it and I will, you know, see if there‘s something—I‘ll think about it and see if there is some way to remedy that the jurors, that they realize that there is more to this then [sic] maybe their sentiments about the case so far.
After this ruling, the judge reminded the jurors on four separate occasions during the guilt phase that they were not to talk about the case with anyone. The jury found Appellant guilty of aggravated sexual assault of a child and assessed his punishment at life imprisonment.
On appeal, Appellant argued four points, the first of which addressed the denial of his motion for mistrial. Ocon v. State, No. 11-06-00036-CR, 2008 WL 187932, at *1, 2008 Tex. App. LEXIS 376, at *1 (Tex. App.—Eastland Jan. 17, 2008, pet. granted) (not designated for publication). The court of appeals reversed the judgment, concluding that the trial court abused its discretion by not granting the motion for mistrial. Id. 2008 WL 187932, at *1, 2008 Tex. App. LEXIS 376, at *4.
In response to the State‘s petition, we granted the following two grounds for review: (1) if a juror is overheard talking on a telephone in vague terms about his jury duty, may an appellate court assume he is receiving an unauthorized communication from an outside source, and (2) is it proper to presume harm from a certain category of non-constitutional error and to place a burden on the State to rebut that presumption. We will consolidate these points by discussing the burdens and presumptions raised by juror misconduct within the procedural context of a motion for mistrial.1
II. Juror Communication
A juror must make decisions at the guilt and punishment phases using information obtained in the courtroom: the law, the evidence, and the trial court‘s mandates. Granados v. State, 85 S.W.3d 217, 235 (Tex. Crim. App. 2002). When a juror “makes statements outside of deliberations that indicate bias or partiality, such bias can constitute jury misconduct that prohibits the accused from receiving a fair and impartial trial.” Id.
A violation of
III. Mistrial
A mistrial is an appropriate remedy in “extreme circumstances” for a narrow class of highly prejudicial and incurable errors.3 Hawkins v. State, 135 S.W.3d 72, 77 (Tex. Crim. App. 2004); Wood v. State, 18 S.W.3d 642, 648 (Tex. Crim. App. 2000). A mistrial halts trial proceedings when error is so prejudicial that expenditure of further time and expense would be wasteful and futile. Ladd v. State, 3 S.W.3d 547, 567 (Tex. Crim. App. 1999). Whether an error requires a mistrial must be determined by the particular facts of the case. Id.
A trial court‘s denial of a mistrial is reviewed for an abuse of discretion. Id. An appellate court views the evidence in the light most favorable to the trial court‘s ruling, considering only those arguments before the court at the time of the ruling. Wead v. State, 129 S.W.3d 126, 129 (Tex. Crim. App. 2004). The ruling must be upheld if it was within the zone of reasonable disagreement. Id.
Because it is an extreme remedy, a mistrial should be granted “only when residual prejudice remains” after less drastic alternatives are explored. Barnett v. State, 161 S.W.3d 128, 134 (Tex. Crim. App. 2005). Less drastic alternatives
IV. Analysis
The communication at issue may have constituted juror misconduct in violation of
Both the court of appeals and Appellant misinterpret the State‘s burden to rebut, specifically with regard to the issue of juror questioning. Ocon, 2008 WL 187932, at *2, 2008 Tex. App. LEXIS 376, at *3. Appellant‘s brief to the court of appeals stated:
However, this presumption may be rebutted by the prosecutor, as it was in Robinson, by questioning the juror and having the trial court determine the juror‘s impartiality and whether an unauthorized communication was disclosed to other jurors. [Robinson, 851 S.W.2d at
229.] However, no examinations of jurors [X] and [Y] were conducted by either the trial court or the prosecutors.
But while questioning jurors about allegations of misconduct is a helpful tool for measuring the necessity for a mistrial, it is not required. Our case law does not establish juror questioning as a mandatory remedy, nor do the
That the party alleging juror misconduct, not the State nor the court, should initiate juror questioning, is consistent with our rules of error preservation. Questioning jurors who allegedly participated in misconduct is a less drastic remedy than a mistrial. Arizona, 434 U.S. at 521-22 (White, J., dissenting). An appellant who moves for a mistrial without first requesting a less drastic al
Moreover, the evidence presented at the trial court did not establish an “extreme circumstance” warranting a mistrial. Though the juror spoke negatively about Appellant and the case, his words communicate frustration that his schedule would be at the mercy of the trial‘s progress.9 And we have acknowledged that “it defies common sense and human nature to require that a juror have no impressions or opinions until the judge sends the jury to deliberations.” Quinn, 958 S.W.2d at 403.
Most significantly, Appellant presented no evidence that the juror received information as a result of the phone conversation. The main purpose of
V. Conclusion
Based upon the particular facts of this case and the evidence presented to the trial court, we cannot say that the court abused its discretion by denying Appellant‘s motion for mistrial. Since Appellant presented no evidence to suggest that the juror received any outside information as a result of the improper conversation, the
Considering the evidence in the light most favorable to the trial court‘s ruling, we hold that the denial of Appellant‘s motion for mistrial was within the zone of reasonable disagreement, and therefore, the trial court did not abuse its discretion. We reverse the court of appeals and remand this cause to the court of appeals so that it may consider Appellant‘s remaining points of error.
KELLER, P.J., filed a concurring opinion in which PRICE, J., joined.
JOHNSON, J., filed a concurring opinion.
HOLCOMB, J., concurred.
KELLER, P.J., filed a concurring opinion in which PRICE, J., joined.
Evaluating a jury misconduct claim based on an outside person‘s communication with a juror is a two-step process. First, the defendant bears the burden of showing that the statute proscribing the communication was violated.1 Second, if a violation of the statute is shown, then harm is presumed, and the State bears the burden of rebutting that presumption.2 For this reason, I cannot agree with the Court‘s conclusion that, even after establishing a violation of the statute, appellant bears the burden of producing testimony from the jurors on the question of harm.3 Appellant has no burden at the second step of the inquiry because at that point he is already the beneficiary of a rebuttable presumption in his favor. But I agree with the result reached by the Court in this case because I believe appellant failed, at the first step of the inquiry, to meet his burden to show a statutory violation.
I concur in the judgment of the Court.
As the Court‘s opinion notes, the primary goal of
Notes
Such comments suggest that Appellant waived any complaint that the jurors were not questioned by dissuading the judge from pursuing an inquiry. Robinson, 851 S.W.2d at 230 n. 12. 8. Id. at 266 (bracketed material substituted for names found in the original).[Defense counsel]: And my concern is this because—I mean, I know that the Court needs to inquire into it, but the only way to inquire into it though, is to actually bring those jurors in and question them. But if the Court decides not to grant a mistrial, then I‘ve got—at least one of them in particular that is going to be looking at me like why were you listening to my conversation.
* * *
[Trial judge]: I think that if I brought them in and talked to them individually, it would just accentuate the problem.
[Defense counsel]: I realize that. And that is my concern in the whole thing.
Also, the motion for new trial provision discussed in Holder is currently found in
