JEFFERSON COUNTY 9-1-1 DISPATCH, Respondent, v. JOSEPH G. PLAGGENBERG, ACTING DIRECTOR OF THE MISSOURI DEPARTMENT OF REVENUE, Appellant.
No. SC98904
SUPREME COURT OF MISSOURI en banc
April 26, 2022
The Honorable Patricia S. Joyce, Judge
APPEAL FROM THE CIRCUIT COURT OF COLE
Respondent, Jefferson County 9-1-1 Dispatch (the “Dispatch“), filed an action seeking a declaratory judgment, a writ of mandamus, and injunctive relief preventing Appellant, the Director of the Department of Revenue (“DOR“), from enforcing section 190.327.5.1 The Dispatch argued it was entitled to such relief because section 190.327.5 violates three different provisions of the Missouri Constitution but only sought – and the circuit court only granted – summary judgment on one of those claims. The other two claims were not denied or dismissed. They remain pending. DOR appeals.
The circuit court‘s judgment is not a “final judgment” for purposes of
Background
In April 2009, Jefferson County voters voted to replace an existing emergency telephone tax with a sales tax of one-half of one percent for 10 years for the purpose
On July 19, 2019, the Governor signed Senate Bill No. 291 (“SB 291“) into law. SB 291 amended section 190.327 by adding a new subsection. This new subsection reads:
An emergency services board originally organized under section 190.325 operating within a county with a charter form of government and with more than two hundred thousand but fewer than three hundred fifty thousand inhabitants shall not have a sales tax for emergency services or for providing central dispatching for emergency services greater than one-quarter of one percent. If on July 9, 2019, such tax is greater than one-quarter of one percent, the board shall lower the tax rate.
On August 1, 2019, DOR notified the Dispatch of its intent to decrease the existing one-half of one percent sales tax to one-fourth of one percent beginning October 1, 2019. In response, the Dispatch filed the present action. The Dispatch arranged its petition in four “counts.” The first sought a declaratory judgment that section 190.327.5 is unconstitutional because it violates either article III, section 40 or article III, section 42 of the Missouri Constitution pertaining to local or special laws. The second sought a declaration that section 190.327.5 is unconstitutional because it violates article I, section 13, which prohibits laws retrospective in operation. In Count III, the Dispatch requested a writ of mandamus compelling DOR not to follow the unconstitutional statute and, instead, to continue to collect the one-half of one percent emergency services sales tax and pay it to the Dispatch. In Count IV, the Dispatch requested a preliminary and permanent injunction compelling DOR to continue to collect the one-half of one percent emergency services sales tax and pay it to the Dispatch for the same reason.
On July 31, 2020, the Dispatch moved for summary judgment only with respect to its claim that section 190.327.5 violated article III, section 42, which imposes unique notice and publication requirements prior to the legislature passing any local or special law that is not otherwise prohibited by article III, section 40. DOR responded and filed a cross-motion for summary judgment. On November 30, 2020, the circuit court overruled DOR‘s motion, sustained the Dispatch‘s motion, and entered judgment for the Dispatch on its claim pertaining to article III, section 42. This judgment did not resolve the Dispatch‘s other claims, nor did the Dispatch dismiss them. They remain pending.
Analysis
Before addressing the merits of this appeal, “this Court has a duty to determine whether it has jurisdiction.” Wilson, 600 S.W.3d at 765. “The right to appeal is purely statutory, and where a statute does not give a right to appeal, no right exists.” Id. at 767 (quotation marks omitted). The only statute even potentially applicable to this case is
A judgment is a “final judgment” for purposes of
The circuit court‘s order in this case is a judgment because it met the form requirements in Rule 74.01(a) and it fully resolves the Dispatch‘s claim that section 190.327.5 violates article III, section 42 of the Missouri Constitution.2 But it is not a “final judgment” for purposes of
“[I]n determining whether an action presents more than one claim for relief, the focus is on the number of legal rights asserted in the action.” Comm. for Educ. Equal. v. State, 878 S.W.2d 446, 451 (Mo. banc 1994) (“CEE“). If a petition “seeks to enforce only one legal right, it states a single claim, regardless of the fact that it seeks multiple remedies.” Id. Here, the Dispatch‘s petition sought to enforce at least three legal rights: (a) the constitutional prohibition against certain local or special laws under article III, section 40; (b) the constitutional requirement that local or special laws that are not prohibited outright by article III, section 40 nevertheless cannot be passed without prior notice by publication as set forth in article III, section 42; and (c) the constitutional prohibition against the enactment of statutes that are retrospective in their operation found in article I, section 13. The Dispatch‘s prayers for declaratory judgment, mandamus, and/or an injunction are merely the remedies the Dispatch seeks should it prevail in its efforts to enforce one or more of these three legal rights.
The parties argue that, because the Dispatch sought the same remedies for each of these three plainly different claims, a judgment granting that relief with respect to one claim necessarily disposes of all the other claims and, therefore, is a “final judgment” for purposes of
The parties point to language in the judgment stating it was “a final judgment that resolves all issues as to all parties.” But this does not make it so. The Dispatch‘s motion did not seek judgment on all of its claims, and nothing in the judgment suggests the circuit court intended to resolve the remaining claims on their merits or deny them as moot in light of the resolution of the Dispatch‘s claim under article III, section 42. Instead, the Dispatch‘s remaining unresolved claims are just that: unresolved and still pending
The parties cite Ndegwa v. KSSO, LLC, 371 S.W.3d 798, 801 (Mo. banc 2012),3 for the proposition that any judgment is appealable under
In the end, the parties’ arguments have the air of pleas to equity or judicial economy. The Court understands the parties believe it would be easier and more efficient to allow the circuit court to address the Dispatch‘s petition one claim at a time, with this Court reviewing the resolution of each claim one by one. But this Court does not decide what can and cannot be appealed. The legislature does, and, in this case, the Court is bound by the language of
Conclusion
For the reasons set forth above, this appeal is dismissed.
Paul C. Wilson, Chief Justice
JEFFERSON COUNTY 9-1-1 DISPATCH, Respondent, v. JOSEPH G. PLAGGENBERG, ACTING DIRECTOR OF THE MISSOURI DEPARTMENT OF REVENUE, Appellant.
No. SC98904
SUPREME COURT OF MISSOURI en banc
I respectfully dissent. Applying this Court‘s controlling precedent, the circuit court‘s judgment is final because it disposed of all issues and left nothing for future determination when it granted all the relief requested in Jefferson County 9-1-1 Dispatch‘s petition. Even though the circuit court‘s judgment did not expressly rule on all counts, its ruling on count I necessarily disposed of all issues. The circuit court recognized this and expressly stated the judgment resolved all issues as to all parties. This Court has often held a circuit court judgment that grants all the relief sought in a petition effectively disposes of any remaining alternative theories of recovery and is final for appeal. Accordingly, the circuit court‘s judgment should be held to be a final, appealable judgment so the Court has jurisdiction over the appeal under
On appeal, the director of the department of revenue claims the circuit court erred in declaring section 190.327.5 – which capped at one-quarter of one percent the sales tax the Dispatch could levy to provide central dispatching for emergency services – constitutionally invalid and ordering injunctive relief because section 190.327.5 is not a special law in that it is supported by a rational basis. The director is incorrect. Section 190.327.5 is a special law because no rational basis supports the classification of emergency services boards in section 190.327.5 to exclude those not within charter counties having between 200,000 and 350,000 inhabitants. Because section 190.327.5 is a special law, it was required to comply with the notice and publication requirements of article III, section 42 of the Missouri Constitution before it was enacted. No notice of the law was published in Jefferson County, nor was notice recited in the act, so section 190.327.5 is constitutionally invalid. I would hold the circuit court‘s judgment is final and should be affirmed.
Background
The Dispatch is an emergency services board originally organized under section 190.325, RSMo, to provide central dispatching of emergency services to approximately 220,000 residential and commercial inhabitants within a defined area of Jefferson County. The Dispatch was originally funded by an emergency telephone tax but, in 2009, voters within the Dispatch‘s service area voted to replace the emergency telephone tax with an emergency services sales tax of one-half of one percent for 10 years, as authorized by section 190.335, RSMo Supp. 2008. In April 2019, the residents voted to rescind the sunset provision and continue the emergency services sales tax at one-half of one percent. Soon afterward, in July 2019, the legislature amended section 190.327 to add subsection 5, which reads:
An emergency services board originally organized under section 190.325 operating within a county with a charter form of government and with more than two hundred thousand but fewer than three hundred fifty thousand inhabitants shall not have a sales tax for emergency services or for providing central dispatching for emergency services greater than
one-quarter of one percent. If on July 9, 2019, such tax is greater than one-quarter of one percent, the board shall lower the tax rate.
Section 190.327.5.1 The Dispatch is the only emergency services board originally organized under section 190.325 within a charter county that has between 200,000 and 350,000 inhabitants. In August 2019, citing the enactment of section 190.327.5, the director notified the Dispatch of his intent to decrease the existing one-half of one percent emergency services sales tax to one-fourth of one percent.
The Dispatch filed a petition seeking a judgment declaring section 190.327.5 constitutionally invalid so the director would be required to continue to collect the full one-half percent emergency services sales tax and to pay the revenues to the Dispatch. That claim was set forth in four counts, which were pleaded as follows:
- Count I sought a judgment declaring section 190.327.5 violates article III, section 40 of the Missouri Constitution, which prohibits the passage of certain local and special laws and article III, section 42 of the Missouri Constitution, which prohibits the passage of local or special laws without meeting the notice and publication requirements set forth therein and ordering the director to continue to collect the full tax and to pay the revenues to the Dispatch;
- Count II incorporated all prior paragraphs of the petition and sought a judgment declaring section 190.327.5 violates article I, section 13 of the Missouri Constitution, which prohibits retrospective laws, and ordering the director to continue to collect the full tax and to pay the revenues to the Dispatch;
- Count III incorporated all prior allegations and sought a writ of mandamus compelling the director to continue to collect the full tax and to pay the revenues to the Dispatch; and
- Count IV incorporated all prior paragraphs of the petition and sought an injunction to compel the director to continue to collect the full tax and to pay the revenues to the Dispatch.
The Dispatch filed a motion for summary judgment on the theory pleaded in count I that section 190.327.5 is a special law that violated article III, section 42 of the Missouri Constitution because it was enacted without notice and publication. The director filed a cross-motion for summary judgment on the same count, contending section 190.327.5 is not a special law. Thereafter, the circuit court sustained the Dispatch‘s motion, overruled the director‘s cross-motion, and entered a judgment granting the following relief:
The Director of Revenue shall continue collecting the full one-half percent (1/2%) emergency services tax on sales within Jefferson County 9-1-1‘s boundaries and to pay such tax revenues to Jefferson County 9-1-1. . . . This is a final judgment that resolves all issues as to all parties.
The director appealed, invoking this Court‘s jurisdiction under article V, section 3 of the Missouri Constitution.
A. Final Judgment
This Court has a duty to examine its jurisdiction sua sponte. Meadowfresh Sols. USA, LLC v. Maple Grave Farms, LLC, 578 S.W.3d 758, 760 (Mo. banc 2019).2 ”
For an order to qualify as a judgment, it must comply with the requirements of form set out in Rule 74.01(a). It must be in writing, denominated “judgment,” and signed by the judge. Rule 74.01(a); Butala v. Curators of Univ. of Mo., 620 S.W.3d 89, 93 (Mo. banc 2021). The circuit court‘s judgment meets these form requirements.
Substantively, there are two ways in which a judgment can be final. First, a judgment is final if it “resolves all issues in a case, leaving nothing for future
determination.” First Nat‘l Bank of Dieterich, 515 S.W.3d at 221 (internal quotation marks omitted). A judgment may also be final if it disposes of a judicial unit – i.e., it has fully resolved a claim as against at least one party – and has been certified for appeal under Rule 74.01(b). Comm. for Educ. Equal. v. State, 878 S.W.2d 446, 450 (Mo. banc 1994). The circuit court did not even purport to certify the judgment for appeal under Rule 74.01(b), so such certification is not at issue in this case. Consequently, the question is whether the circuit court‘s judgment resolved all issues in the case and left nothing for future determination.
The Dispatch‘s motion for summary judgment claimed section 190.327.5 is a special law and it failed to comply with the notice and publication requirements of article III, section 42. Accordingly, it can be presumed that, in sustaining the Dispatch‘s motion, the circuit court determined section 190.327.5 was, indeed, a special law that failed to comply with article III, section 42‘s notice and publication requirements.3 Further, the circuit court ordered the director to “continue collecting the full one-half percent (1/2%) emergency services tax on sales within [the Dispatch‘s] boundaries and to pay such tax revenues to [the Dispatch].” The circuit court‘s judgment, therefore, granted the Dispatch all the relief it requested – section 190.327.5 was held constitutionally invalid and the director was ordered to collect the full one-half of one percent emergency services sales tax approved by the voters and to pay the revenues to the Dispatch.
Once the circuit court entered its judgment on count I declaring the statute constitutionally invalid and upholding the Dispatch‘s legal right to receipt of the one-half of one percent sales tax, there was nothing left for future determination. Although the circuit court did not expressly dispose of the Dispatch‘s other legal theories pleaded in support of the same relief, adjudication of the Dispatch‘s alternative theories would have no further effect on the controversy and, consequently, no further relief could be granted. See Drury v. City of Cape Girardeau, 66 S.W.3d 733, 735 & n.2 (Mo. banc 2002). “A cause of action is moot when the question presented for decision seeks a judgment upon some matter which, if the judgment was rendered, would not have any practical effect upon any then existing controversy.” Cent. Trust & Inv. Co. v. Signalpoint Asset Mgmt., LLC, 422 S.W.3d 312, 324 (Mo. banc 2014) (alteration and internal quotation marks omitted); see also Preisler v. Doherty, 265 S.W.2d 404, 407 (Mo. banc 1954) (holding a “question” is moot when a decision would not have any practical effect on an existing controversy). The circuit court‘s determination that the statute is constitutionally invalid under article III, section 42 makes it unnecessary for the circuit court to decide whether the statute is also invalid under other provisions of the Missouri Constitution. Its decision on count I rendered the remaining counts moot.
It does not matter that, as the principal opinion notes, the Dispatch sought summary judgment only in relation to its challenge to section 190.327.5‘s validity under article III, section 42 of the Missouri Constitution and not on its other theories. In Skatoff v. Alfend, 411 S.W.2d 169, 171 (Mo. 1966), the plaintiff filed suit seeking to set aside the transfer of real estate to two individual defendants. Because the properties had been damaged by fire,
the plaintiff also named as defendants the insurance companies that insured the subject property and sought to have them pay the amount of their liability into the court registry. Id. at 172. The individual defendants filed a motion to dismiss the plaintiff‘s petition, which the circuit court sustained. Id. In its judgment sustaining the motion, however, the circuit court did not expressly dismiss the plaintiff‘s petition as to the insurance companies. Id. at 173. Nonetheless, this Court held the circuit court‘s judgment “in effect operated as a dismissal of the claim against the insurance companies” and was final because the relief sought against the insurance companies was “merely ancillary to that sought in connection with the allegedly fraudulent transfer of the insured property.” Id. In so holding, the Court stated: “If the finding and judgment on the other issues in the case necessarily excludes and effectively disposes of the issue which is not specifically adjudged, then the judgment is final and appealable.” Id. (alteration and internal quotation marks omitted). Skatoff demonstrates a circuit court‘s judgment expressly disposing of an issue raised in a dispositive motion may also dispose of issues not raised in the motion when the court‘s finding and judgment necessarily disposes of those unraised issues.
Consistent with Skatoff, this Court‘s precedent recognizes a circuit court is not required to rule expressly on alternative grounds for relief when its ruling on one ground has granted all relief requested. See Bone, 404 S.W.3d at 888 n.5 (“While the trial court did not make findings or conclusions on these arguments, this Court has subject matter jurisdiction because all requested relief was granted and the trial court‘s judgment was final for purposes of appeal.“); Wells Fargo Bank, N.A., 392 S.W.3d at 452 (finding, although “nothing in the circuit court‘s May 2012 judgment explicitly resolved” the defendants’
affirmative defenses and counterclaims, it was “clear that both parties and the court proceeded throughout the trial de novo as though” they were resolved, so the judgment implicitly disposed of the issues); Drury, 66 S.W.3d at 735 n.2 (“When a trial court fully grants the relief requested in a claim, that claim is fully disposed of for final judgment purposes, regardless of whether the court rules on all alternative arguments supporting that relief.“); State ex rel. Hilburn v. Staeden, 62 S.W.3d 58, 61 (Mo. banc 2001); Skatoff, 411 S.W.2d at 173.4
Court then addressed the parties’ confusion “that no final judgment can be entered without a resolution of all the other ‘claims’ presented in count I,” stating:
Although there are indeed several alternative claims or grounds for relief in count I that have not been addressed, the fact that the court has determined that all relief requested can be granted on the basis of one of those grounds for relief is sufficient to dispose of both counts for purposes of a final judgment.
Rather than acknowledging and following this precedent, the principal opinion dismisses this as an “odd statement” in dictum. Although the principal opinion is correct the statement in Hilburn is dictum, the principle in Hilburn is consistent with this Court‘s precedent and should not be ignored.5 The circuit court‘s judgment granted all relief requested, and the other theories of recovery in the Dispatch‘s petition are, therefore, moot. The circuit court‘s judgment disposed of all issues and left nothing for future determination. Indeed, the circuit court and the parties understood the judgment resolved all issues. Both parties filed briefing in this Court concluding the same, and the circuit court‘s judgment expressly states: “This is a final judgment that resolves all issues as to all parties.”
The principal opinion‘s refusal to allow the implicit disposition of alternative theories results in an entirely unnecessary remand. Under the principal opinion‘s decision, the case will be remanded to the circuit court for the circuit court to add a sentence to its judgment expressly doing what it – and the parties – understood the circuit court had already done implicitly, i.e., dismissing the Dispatch‘s remaining theories as moot. The director will then have to initiate a second appeal, and the parties will go through the costly process of doing all of this over again when nothing substantive has changed.
Clearly, allowing the circuit court to dispose of alternative theories by necessary
Having granted the Dispatch all the relief it requested and rendered moot the Dispatch‘s other legal theories, the judgment resolved all issues in the case, either expressly
or implicitly, and left nothing for future determination. Because it resolved all issues in the case, the judgment is final for purposes of
B. One Claim
Rather than applying controlling law to find the judgment is final because it disposed of all issues, the principal opinion gratuitously undertakes to consider whether the judgment was a final judgment that could be certified under Rule 74.01(b). A judgment that does not dispose of all issues may nevertheless be final and certified for appeal under Rule 74.01(b) if it either: (1) disposes of all claims by or against at least one party, or (2) disposes of a distinct judicial unit. Wilson v. City of St. Louis, 600 S.W.3d 763, 769-70 (Mo. banc 2020) (citing Gibson, 952 S.W.2d at 244-45).
Here, it can easily be determined from the face of the judgment that the circuit court did not certify the judgment for appeal under Rule 74.01(b). The principal opinion recognizes this fact, stating: “The circuit court did not certify it or make the predicate finding that justice required such certification.” Having determined the circuit court did not certify the judgment for appeal under Rule 74.01(b), there is no reason for the principal opinion to go any further. Nevertheless, the principal opinion expressly opines about whether the judgment could be certified for appeal under Rule 74.01(b): “This judgment was not eligible to be certified under Rule 74.01(b).” No determination about eligibility is required; the principal opinion‘s analysis can end with its determination that the circuit court did not certify the judgment for appeal under Rule 74.01(b).
This is important because, in a seemingly innocuous discussion, the principal opinion changes established law when it gratuitously opines about the number of claims presented in the petition:
The circuit court‘s order in this case is a judgment because it met the form requirements in
Rule 74.01(a) and it fully resolves the Dispatch‘s claim that section 190.327.5 violates article III, section 42, of the Missouri Constitution.2
But it is not a “final judgment” for purposes of
section 512.020(5) because that is the only one of the Dispatch‘s three claims that it resolves. The Dispatch‘s claim thatsection 190.327.5 violates the complete prohibition for certain types of local or special laws found inarticle III, section 40 , as well as its claim that this statute violates the prohibition against laws that are retrospective in theiroperation found in article I, section 13 , remained (and still remain) pending.
“[I]n determining whether an action presents more than one claim for relief, the focus is on the number of legal rights asserted in the action.” Comm. for Educ. Equal. v. State, 878 S.W.2d 446, 451 (Mo. banc 1994) (“CEE“). If a petition “seeks to enforce only one legal right, it states a single claim, regardless of the fact that it seeks multiple remedies.” Id. Here, the Dispatch‘s petition sought to enforce at least three legal rights: (a) the constitutional prohibition against certain local or special laws under
Superficially, the principal opinion‘s discussion of the number of claims in the petition may appear innocuous, but it has far-reaching ramifications. In these paragraphs, the principal opinion utilizes a general definition of “claim,” when “claim” is a legal term of art referring to the judicial unit for appeal. Nowhere in the discussion does the principal opinion acknowledge its deviation from the Court‘s settled precedents, provide analysis to support such deviation, or consider the impact of its mistaken usage of “claim.” Further, its unacknowledged deviation from controlling law and mistaken usage of a general or lay meaning of “claim” is at odds with other legal doctrines that have historically utilized the same definition used in the final judgment analysis.
The word “claim” has two meanings. The principal opinion uses its lay meaning: “what is otherwise called a cause of action or theory of recovery.” Butala, 620 S.W.3d at 93 n.4. This is its most general meaning and is broad enough to refer to any legal issue presented for determination, including “some of several issues arising out of the same transaction or occurrence,” legal issues, remedies, or legal theories. See Gibson, 952 S.W.2d at 244; Comm. for Educ. Equal., 878 S.W.2d at 450-51. As a legal term of art, however, “claim” refers to “the bundle of legal theories or causes of action that may be asserted as against one party arising from a particular set of facts,” Butala, 620 S.W.3d at 93 n.4, i.e., a judicial unit, Gibson, 952 S.W.2d at 244.
Under controlling law, “claim” as a legal term of art is the appropriate definition to use when determining whether a judgment is final for purposes of appeal. Gibson, 952 S.W.2d at 244; Comm. for Educ. Equal., 878 S.W.2d at 451. In Gibson, the Court held, “The required ‘judicial unit for appeal’ has a settled meaning: ‘the final judgment on a claim . . . .‘” Id. at 244 (emphasis
Committee for Educational Equality undertook a lengthy analysis to establish the meaning of “claim” as a legal term of art. The Court held:
If a complaint seeks to enforce only one legal right, it states a single claim, regardless of the fact that it seeks multiple remedies. A further refinement of what is meant by “one claim” is that a claim is the aggregate of operative facts which give rise to a right enforceable in the courts. Worded somewhat differently, claims are considered separate if they require proof of different facts and the application of distinguishable law, subject to the limitation that severing the claims does not run afoul of the doctrine forbidding the splitting of a cause of action.
Id. (emphasis added) (citations and internal quotation marks omitted). It is easy to understand how a cursory reading of Committee for Educational Equality could lead to the mistake manifested in the principal opinion‘s determination that the Dispatch‘s petition asserts three claims. After all, for the Dispatch to prevail under its theories that
But “separate legal theories are not to be considered as separate claims, even if the several legal theories depend on different shadings of the facts, or would emphasize different elements of the facts, or would call for different measures of liability or different kinds of relief.” King Gen. Contractors, Inc. v. Reorganized Church of Jesus Christ of Latter Day Saints, 821 S.W.2d 495, 501 (Mo. banc 1991). As subsequent decisions make clear, one claim encompasses the enforcement of all legal rights arising from the same transaction or occurrence. Gibson, 952 S.W.2d at 244.
Claims cannot be considered separate if doing so would split a cause of action.7
Comm. for Educ. Equal., 878 S.W.2d at 451. This Court has stated the doctrine prohibiting splitting a cause of action as follows:
A cause of action which is single may not be split and filed or tried piecemeal, the penalty for which is that an adjudication on the merits in the first suit is a bar to a second suit. In general, the test for determining whether a cause of action is single and cannot be split is: 1) whether separate actions brought arise out of the same act, contract or transaction; 2) or whether the parties, subject matter and evidence necessary to sustain the claim are the same in both actions. The word “transaction” has a broad meaning. It has been defined as the aggregate of all the circumstances which constitute the foundation for a claim. It also includes all the facts and circumstances out of which an injury arose.
King Gen. Contractors, 821 S.W.2d at 501. The principal opinion‘s definition of “one claim” would run afoul of the doctrine forbidding splitting a claim because the constitutional violations the Dispatch asserts in counts I and II all arise from the same set of facts.
That constitutional violations arising from the same set of facts are not separate claims but rather aspects of one claim is clearly demonstrated in Chesterfield Village, Inc. v. City of Chesterfield, 64 S.W.3d 315, 321 (Mo. banc 2002). There, the plaintiff prevailed in an action against the defendant on the theory that the defendant violated the Fifth and Fourteenth Amendments to the United States Constitution and
Any claim for damages that Chesterfield Village attempts to assert in this second action is part of the claim in the previous action against the city of Chesterfield for refusing to rezone the tract. The factual basis for asserting constitutional violations is the same in both actions. A somewhat altered legal theory, or even a new legal theory, does not support a new claim based on the same operative facts as the first claim. Chesterfield Village cannot split its claim.
Id. at 321 (emphasis added). Merely asserting the violations of different constitutional provisions, therefore, does not create separate claims even when the different provisions would require different evidentiary details.
Committee for Educational Equality‘s holding that a “claim” encompasses all the rights and remedies arising out of a single transaction or occurrence was made even clearer in Gibson. There, the plaintiffs sued a priest and a Catholic diocese, “alleging nine counts: battery, negligent hiring/ordination/retention, negligent failure to supervise, negligent infliction of emotional distress, intentional infliction of emotional distress, breach of fiduciary duty, conspiracy, agency liability, and independent negligence of the Diocese.” 952 S.W.2d at 243-44. The circuit court issued two judgments it determined were final and appealable; one dismissed all counts against the Diocese, and the other dismissed all counts against the priest except battery, negligent infliction of emotional distress, and intentional infliction of emotional distress. Id. at 244. The question before the Court was whether the judgment
Although a circuit court may designate its judgment final as to particular claims, this designation is effective only when the order disposes of a distinct “judicial unit.” The required judicial unit for an appeal has a settled meaning: the final judgment on a claim, and not a ruling on some of several issues arising out of the same transaction or occurrence which does not dispose of the claim. An order dismissing some of several alternative counts, each stating only one legal theory to recover damages for the same wrong, is not considered an appealable judgment while the other counts remain pending because the counts are concerned with a single fact situation. It is differing, separate, distinct transactions or occurrences that permit a separately appealable judgment, not differing legal theories or issues presented for recovery on the same claim.
Id. (emphasis added) (citations and internal quotation marks omitted). The Court then dismissed the appeal against the priest because the remaining counts “clearly ar[o]se from the same set of facts, and the same transactions and occurrences, as the counts supposedly appealed” and, therefore, the judgment was not a final judgment on a claim, i.e., it did not dispose of a distinct judicial unit. Id.
In Gibson, as in prior cases, “claim” was used as a legal term of art meaning “distinct judicial unit,” not “theory of recovery.” That is clear from the Gibson court‘s application of the principles it articulated. In holding that the circuit court‘s order – which dismissed fewer than all causes of action against the priest arising from one set of facts – had not disposed of a distinct judicial unit, the Court in Gibson was holding the circuit court had not resolved a single “claim” as against the priest.
The Court‘s analyses in Chesterfield Village and Gibson make unavoidably clear that counts asserting different theories of recovery – including the violations of different constitutional provisions – are only aspects of one claim when the theories arise out of the same transaction or occurrence. Accordingly, whether an action presents multiple claims, as that word is used in the context of final judgments, or only a single claim is not determined simply by asking whether the counts relate to different constitutional provisions or require proof of different evidentiary facts. Rather, consistent with the prohibition against splitting a cause of action, “[i]t is ‘differing,’ ‘separate,’ ‘distinct’ transactions or occurrences” that divide theories and the assertions of multiple legal rights into separate claims. Id.
The Dispatch sets forth one claim in its four-count petition – that
Acquiescing in the principal opinion‘s failure to use “claim” as a legal term of art has significant ramifications for other areas of law. It is evident from the role the doctrine against splitting a cause of action plays in determining when a petition presents a single claim or separate claims that the final-judgment analysis shares its common transaction-or-occurrence-based meaning of “claim.” So applying the general, informal meaning of “claim” in determining whether the Dispatch‘s petition presents one or multiple claims will have an impact on what “claim” means in the doctrine prohibiting splitting a cause of action.
Res judicata also shares a transaction-or-occurrence-based concept of claim. Chesterfield Vill., 64 S.W.3d at 318. Res judicata precludes relitigation of a “claim” formerly made, and “claim” is defined for purposes of res judicata as “[t]he aggregate of operative facts giving rise to a right enforceable by a court.” Id. (alteration in original). When a judgment is rendered in the plaintiff‘s favor, the judgment extinguishes the plaintiff‘s claim, which includes “all rights of the plaintiff to remedies against the defendant with respect to all or any party of the transaction, or series of connected transactions, out of which the action arose.” King Gen. Contractors, Inc., 821 S.W.2d at 502 (quoting the Restatement (Second) of Judgments § 24 (1982)). Similarly, “[a] valid and final personal judgment rendered in favor of the defendant bars another action by the plaintiff on the same claim.” Restatement (Second) of Judgments § 19 (1982) (emphasis added).
This is not to say, however, that the principal opinion‘s use of the general meaning of “claim” has no appeal. The general meaning aligns with common informal usage, as the word is often used to refer to mere theories of recovery. Nonetheless, given the serious risk of disturbing other doctrines that have historically shared a common definition of “claim” with that used to decide whether a judgment is final, the Court should decide whether to use the general meaning of “claim” in determining whether there is a final judgment only after fully weighing its benefits against its detriments. This is not the proper case, where it is unnecessary to resolution of the issues and has not been briefed or argued. And should the Court so decide, it should openly acknowledge it is adopting a definition of “claim” at odds with the definition employed in Committee for Educational Equality and Gibson.
To summarize, in the context of final judgments, “claim” is a legal term of art that means “the bundle of legal theories or causes of action that may be asserted as against one party arising from a particular set of facts.” Butala, 620 S.W.3d at 93 n.4. It encompasses all the rights and remedies arising from the aggregate of operative facts from which the action arises. See Comm. for Educ. Equal., 878 S.W.2d at 451. That meaning of “claim” is shared by other foundational aspects of the law regarding the preclusive effect of judgments, see, e.g., King Gen. Contractors, Inc., 821 S.W.2d at 502, and should be preserved to continue the settled application of those doctrines. The principal opinion‘s application/substitution of the general meaning of “claim” – cause of action or theory of recovery – in place of its meaning as a term of art – judicial unit of rights and remedies arising from same transaction or occurrence – fails to follow the Court‘s precedent and will have unwanted effects in other areas of law.
Whether there is a final judgment in this case, however, can be determined solely by deciding whether the judgment disposed
Rather than engaging in unnecessary analyses about the number of claims presented in the petition and whether the judgment was eligible for certification under
C. Section 190.327.5 Constitutionally Invalid
Having determined the director appeals from a final judgment, the Court should decide the case on its merits. The director claims the circuit court erred in granting summary judgment in the Dispatch‘s favor of because
“A circuit court‘s grant of summary judgment is subject to de novo review on appeal.” Holmes v. Steelman, 624 S.W.3d 144, 148 (Mo. banc 2021). “The criteria on appeal for testing the propriety of summary judgment are no different from those that should be employed by the trial court to determine the propriety of sustaining the motion initially.” Am. Fed‘n of Teachers v. Ledbetter, 387 S.W.3d 360, 362 (Mo. banc 2012). As the movant for summary judgment, the Dispatch bore the burden of demonstrating the material facts are not in genuine dispute and it was entitled to judgment as a matter of law. City of Aurora v. Spectra Commc‘ns Grp., LLC, 592 S.W.3d 764, 781 (Mo. banc 2019). Further, as the party challenging the constitutional validity of
No local or special law shall be passed unless a notice, setting forth the intention to apply therefor and the substance of the contemplated law, shall have been published in the locality where the matter or thing to be affected is situated at least thirty days prior to the introduction of the bill into the general assembly and in the manner provided by law. Proof of publication shall be filed with the general assembly before the act shall be passed and the notice shall be recited in the act.
By its plain language,
A law is special if it applies only to a class of persons or places and the classification is not supported by a rational basis. City of Aurora, 592 S.W.3d at 778. Said
An emergency services board originally organized under section 190.325 operating within a county with a charter form of government and with more than two hundred thousand but fewer than three hundred fifty thousand inhabitants shall not have a sales tax for emergency services or for providing central dispatching for emergency services greater than one-quarter of one percent. If on July 9, 2019, such tax is greater than one-quarter of one percent, the board shall lower the tax rate.
Accordingly,
The Dispatch claims there is no rational basis for
Although both parties focus portions of their arguments on the reasonable basis, or lack thereof, for a law limiting an emergency services board‘s taxing authority, i.e., the statute‘s legitimate purpose, the relevant question is whether the classification is supported by a rational basis. City of Aurora, 592 S.W.3d at 781. In School District of Riverview Gardens v. St. Louis County, 816 S.W.2d 219, 220 (Mo. banc 1991), this Court considered a statute requiring most of the state‘s political subdivisions to revise their tax levies immediately after a reassessment to produce the same amount of tax revenue produced in the previous year. In every political subdivision except “those the greater part of which is located in first class charter counties adjoining any city not within a county or any city not within a county,” the governing body of a political subdivision could adjust the levy to account for inflation without voter approval. Id. at 220. The powers of political subdivisions in St. Louis County and the city of St. Louis to adjust for inflation were more limited. Id.
The Court found the classification was not rationally related to a legitimate legislative purpose. Rather, the Court found it
Similarly, in City of Chesterfield v. State, 590 S.W.3d 840, 845 (Mo. banc 2019), this Court rejected a special-laws challenge to two countywide sales tax laws. The first law provided that a first-class county with a charter form of government and a population of 900,000 or more – i.e., St. Louis County – could adopt a countywide sales tax by passing an ordinance. Id. at 842. The second law classified cities in St. Louis County into two groups and set forth a procedure for distributing the countywide sales tax between the groups. Id. at 842-43. In finding the law‘s classifications were supported by a rational basis, the Court noted the class‘s unique characteristics and held the classifications “reasonably serve[d] the state‘s legitimate interest in providing stable revenue sources for [certain] cities and discouraging opportunistic annexations.” Id. at 845.
Like the classifications in City of Chesterfield and School District of Riverview Gardens,
I am unable to conceive of any set of facts under which defining the class of emergency services boards affected by
Among other things,
After the Dispatch filed its statement of uncontroverted material facts, the director was required to file a response either admitting or denying the Dispatch‘s statements of material fact.
Accordingly, notice was neither published in Jefferson County nor recited in Senate Bill No. 291 in accordance with
Conclusion
Ultimately, the controlling decisions of this Court compel a holding that the circuit court‘s judgment disposed of all issues and left nothing for future determination, so it is a final judgment for purposes of appeal under
PATRICIA BRECKENRIDGE, JUDGE
