James William TAYLOR; a.k.a. Lufti Shafq Talal, Plaintiff-Appellant, v. FIRST MEDICAL MANAGEMENT, (Director) Lois Deberry Special Needs Facility (Health Care Providers); f/n/u Jones, Co, Female Correctional Officer; f/n/u Jones, Co, Male Correctional Officer; Betty Thorten, L.P.N. II; Michael l/n/u, House Nurse Supervisor; f/n/u Buchanan, R.N., House Nurse Supervisor; B.J. Rhodes, R.N.; Toni l/n/u, House Nurse Supervisor; f/n/u McNeal; f/n/u Salcedo, Doctors; Mark King, Health Administrator; Debra Johnson, Deputy Warden; Ronald Colson, Warden; Dennis Davis, Grievance Board Chairperson; Alayna Duffel; Shereen Hassan, Grievance Board Members; Reuben Hodge, Warden, Assistant Commissioner, Operation, Tennessee Department of Correction; George Little, Commissioner, Tennessee Department of Correction, Defendants-Appellees.
No. 10-6411.
United States Court of Appeals, Sixth Circuit.
Dec. 14, 2012.
Fair-minded jurists could conclude there is no reasonable probability that Martale Stephen‘s testimony would have changed the outcome of Ashmon‘s trial. The eyewitness testimony of all three victims devastated any theory that the shots came from the back seat of Ashmon‘s car. Those witnesses had no apparent motive to lie. Stephen‘s testimony, by contrast, would have been tainted with a motive to absolve his friend by conveniently pinning the crime on the essentially anonymous back-seat passenger, somehow known only as “Tommy” (even though he was in the back seat of their car) and whose whereabouts somehow remain unknown. The timing of Stephen‘s revelations also gives pause. Ashmon was convicted in 2005, but Stephen waited nearly three years to sign his affidavit. If Stephen knew that his friend had been wrongly convicted and was languishing in prison, why wait? Ashmon has produced nothing suggesting that Stephen ever told the police about Tommy or took any other steps to place blame where it allegedly belonged. This delay undermines the credibility of Stephen‘s testimony. See, e.g., Herrera v. Collins, 506 U.S. 390, 417-18, 113 S.Ct. 853, 122 L.Ed.2d 203 (1993).
On this record, the state court reasonably concluded that Ashmon did not demonstrate prejudice. Absent that showing, a claim of ineffective assistance of trial counsel must fail. Strickland, 466 U.S. at 696, 104 S.Ct. 2052. And Ashmon‘s appellate counsel could not have been ineffective for failing to raise a problem that did not result in prejudice. See Smith v. Robbins, 528 U.S. 259, 285, 120 S.Ct. 746, 145 L.Ed.2d 756 (2000).
For these reasons, we affirm.
Before: MERRITT, McKEAGUE, and STRANCH, Circuit Judges.
McKEAGUE, Circuit Judge.
Plaintiff-appellant, James William Taylor, timely appeals the district court order denying him in forma pauperis status. Taylor argues the district court erred in determining that he had amassed three strikes under
BACKGROUND
Appellant James William Taylor is an inmate at Whiteville Correctional Facility in Whiteville, Tennessee. On May 5, 2010, he filed a complaint against First Medical Management and corrections employees of the State of Tennessee. Taylor brought his claim under
On August 10, 2010, the magistrate judge issued a report and recommendation stating that Taylor had amassed three strikes under
Taylor filed untimely objections to the report and recommendation. In his objections, he argued that he had settled several of his claims in Talal v. Myers, and therefore, Myers should not count as a strike. He also argued that he should be permitted to proceed in forma pauperis because he was under imminent danger of serious physical injury at the time he filed his complaint.
On October 18, 2010, the district court considered Taylor‘s untimely objections and adopted the magistrate‘s report and recommendation. The district court noted that “the Court‘s review of [Talal v. Myers] shows that while Plaintiff settled some of his claims with certain defendants, the vast majority of his claims were dismissed for failure to state a claim.” R. 103, Dist. Ct. Order at 2, Page ID #330. The court found that Taylor had three strikes, counting Myers but not specifying what other cases constituted strikes. However, by adopting the magistrate‘s report and recommendation the district judge implicitly found that Stewart v. Pully and Talal v. McVey were strikes. The court also found that Taylor failed to plead imminent danger of serious physical injury. The court therefore denied Taylor in forma pauperis status.
Taylor now appeals this decision and argues that only Talal v. McVey should count as a
ANALYSIS
The Prisoner Litigation Reform Act (PLRA) governs civil rights actions brought by prisoners. The PLRA grants prisoners in forma pauperis status under certain circumstances, unless the prisoner
has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it [was] frivolous, malicious, or fail[ed] to state a claim upon which relief may be granted....
We review the denial of in forma pauperis status for abuse of discretion. Pointer v. Wilkinson, 502 F.3d 369, 372 (6th Cir.2007). We employ de novo review, however, for questions of law under the PLRA. McGore v. Wrigglesworth, 114 F.3d 601, 604 (6th Cir.1997) overruled on other grounds by Jones v. Bock, 549 U.S. 199, 127 S.Ct. 910, 166 L.Ed.2d 798 (2007). What constitutes a strike under
A. Imminent Danger
Because it could obviate the need to determine whether Taylor has three or more strikes, we first consider whether he falls within the exception to the three-strikes rule-the imminent-danger exception. In Rittner v. Kinder, this court relied on precedent from the other circuits to define “imminent danger.” 290 Fed.Appx. 796, 797 (6th Cir.2008). The court stated that “the threat or prison condition must be real and proximate and the danger of serious physical injury must exist at the time the complaint is filed.”
In addition, this court has previously held that the imminent-danger exception is a pleading requirement subject to the ordinary principles of notice pleading. Vandiver, 416 Fed.Appx. at 562 (citing
To establish entitlement to proceed in forma pauperis based on imminent danger, Taylor must therefore show that his complaint alleged facts “from which a court, informed by its ‘judicial experience and common sense,’ could ‘draw the reasonable inference‘” that Taylor was under an existing danger at the time he filed his complaint. Keys v. Humana, Inc., 684 F.3d 605, 610 (6th Cir.2012) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678, 679, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009)). Taylor must bring forth more than just ““naked assertion[s] devoid of further enhancement.“”
Taylor has failed to do this. The only mention of an ongoing injury occurs on a page discussing Taylor‘s current place of confinement where Taylor stated that “[a]ll parties continue to withhold my pain medication and disregarded all complaints.” R. 1, Pl. Compl., Page ID # 7. In the factual section of Taylor‘s complaint the alleged wrongful conduct occurred between Sept 4, 2009, and October 26, 2009. All of the factual allegations focus on specific events between these dates. Therefore, Taylor failed to plead facts support
B. Three Strikes
1. Talal v. McVey
The parties do not contest that Talal v. McVey constitutes a strike. Therefore, we need only consider the other three cases.
2. Stewart v. Pully
Taylor did not contest that Stewart v. Pully constituted a strike below; therefore, the argument is not preserved for appeal. See Smith v. Detroit Fed. of Teachers Local 231, 829 F.2d 1370, 1373 (6th Cir. 1987). “[O]nly those specific objections to the magistrate‘s report made to the district court will be preserved for appellate review; making some objections but failing to raise others will not preserve all the objections a party may have.” Id. This rule “preclud[es] appellate review of any issue not contained in objections [to the magistrate‘s report].” Wright v. Holbrook, 794 F.2d 1152, 1154-55 (6th Cir.1986) (quoting Thomas v. Arn, 474 U.S. 140, 147-48, 106 S.Ct. 466, 88 L.Ed.2d 435 (1985)). Taylor failed to object to the magistrate‘s finding that Stewart counted as a strike. Therefore, the issue was not preserved for appeal and Stewart counts as a strike. However, even if the argument had been preserved, Stewart would count as a strike.
In Stewart, Taylor joined with Stewart, a fellow prisoner, to bring claims against a number of defendants. The claims against all but three defendants were dismissed as frivolous. Taylor and Stewart then brought an amended complaint attempting to restore claims against four of the dismissed defendants, adding one claim against an additional defendant, and attempting to refine their prior claims. The amended complaint was accepted insofar as it refined prior claims, but all new claims were dismissed as frivolous. All of Taylor‘s remaining claims were dismissed for failure to state a claim. Stewart‘s claims against the original three defendants survived, and Taylor asserts that the claims were ultimately settled and voluntarily dismissed.
Additionally, a holding otherwise would undermine the purpose of the PLRA: it would allow prisoners to join their cases in the hopes of finding one claim with merit among them, thereby avoiding strikes. Cf. Pointer, 502 F.3d at 375 (discussing purposes underlying PLRA). Though multiple plaintiffs may join together to form a single “action,”
Accordingly,
Such is the case in Pully. Although Taylor‘s claims were joined with Stewart, the entirety of Taylor‘s claims were dismissed for
3. Talal v. White
The district court‘s order and the magistrate‘s report and recommendation did not specify whether White counted as a strike. However, if it counts as a strike, we may affirm the district court on this basis. See Frazie v. McGinnis, No. 99-1164, 1999 WL 1253054, at *2 (6th Cir. Dec. 16, 1999) (citing City Mgmt. Corp. v. U.S. Chem. Co., 43 F.3d 244, 251 (6th Cir.1994)) (stating that a court may affirm the district court‘s judgment on any grounds supported by the record).
In White, Taylor brought constitutional claims under the First, Eighth, and Fourteenth Amendments. Talal v. White, No. 09-5707, at 2 (6th Cir. July 14, 2010). The case went to a jury, which returned verdicts for the defendants.
The language of the opinion does not indicate that the court found the appeal to be frivolous. Because the court did not dismiss the case under
4. Talal v. Myers
The district court determined that Talal v. Myers constituted a strike under
Taylor alleged below, and alleges now, that he voluntarily dismissed claims in Myers because he obtained a settlement from the four dismissed defendants. The district court found that “the Court‘s review of [Myers] show[ed] that ... some of [the] claims [settled].” R. 103, Dist. Ct. Order at 2, Page ID # 330. Despite finding that a settlement occurred, the court held that Myers counted as a strike because “the vast majority of his claims were dismissed for failure to state a claim.”6
Based on this record, Taylor contends that Myers should not count as a strike under
a. Principles of Law
i. Action Under § 1915(g)
Additionally, reading “action” to mean “claim” would undermine the purposes of the PLRA. This interpretation would deny
ii. Mixed Dismissals
With the definition of “action” in mind, we turn to how district courts should interpret mixed dismissals under
Implicit in the Pointer holding is that the plaintiff bears the burden of proving that a prior action did not fall within
iii. Settlement
We must also consider what effect a settlement would have on a three-strikes determination. To be sure, a settlement creates the possibility that a claim did not fall within
iv. Voluntary Dismissal
Finally, we also consider what effect a voluntary dismissal will have for purposes of
b. Application
We must now apply these abstract principles to the facts of this case. We hold initially that the district court erred in concluding that an action counts as a strike because some of the claims were dismissed under
The holding from Pointer dictates that Taylor‘s first argument-because Myers was a mixed dismissal it should not count as a strike-fails. Myers was dismissed in its entirety, some claims were dismissed for
The district judge did not cite to the portion of the record he relied upon when finding that a settlement occurred. Indeed, our review of the entire record from Myers does not support the district court‘s finding that a settlement occurred. The only support for the existence of a settlement is Taylor‘s statement in his memorandum in opposition to the magistrate‘s report and recommendation. In his objections, Taylor stated that the claims had settled for $500. However, an argument presented to the court is not evidence. Cf. Duha v. Agrium, Inc., 448 F.3d 867, 879 (6th Cir.2006) (stating that “[a]rguments in parties’ briefs are not evidence“). A statement in a memo will not suffice to show that a claim settled, and the record on appeal is void of any other evidence of a settlement. Based on this record, it appears likely that the district judge abused his discretion in concluding there was a settlement.
If we are correct and there was no evidence presented of a settlement, but rather, there is only evidence of a voluntary dismissal with prejudice, then Myers would count as a strike as outlined above.
However, though we found no evidence in the record of a settlement, there is the possibility that the district judge was presented with evidence of a settlement and simply failed to discuss that evidence. If this is the case, Taylor should not be penalized. We must remand this case to give the district judge an opportunity to explain what basis he had for determining that there was a settlement.
Accordingly, on remand the district court must consider whether evidence of a settlement on the merits was presented. If the court finds that there was a settlement on the merits, then Myers does not count as a strike. Myers counts as a strike, on the other hand, if the court finds that there was not a settlement on the merits.
CONCLUSION
For the foregoing reasons, we REVERSE the opinion of the district court and REMAND for further proceedings not inconsistent with this opinion.
M & C CORPORATION,
Plaintiff-Appellant,
v.
ERWIN BEHR GMBH & CO., KG, et al., Defendants-Appellees.
No. 11-2167.
United States Court of Appeals, Sixth Circuit.
Dec. 17, 2012.
