Hagan v. RogersHagan v. Rogers
Lead Opinion
OPINION OF THE COURT
The central question before this Court is whether it is clear and manifest that Congress, through the Prisoner Litigation Reform Act of 1995, intended to remove prisoners from the definition of “Persons” permitted to join claims under
Appellants are fourteen state inmates of the Adult Diagnostic & Treatment Center in Avenel, New Jersey (“ADTC”). The prisoners jointly filed a single complaint, on behalf of themselves and a purported class, alleging that officials associated with the facility violated their constitutional rights by failing to contain and treat a serious and contagious skin condition. The prisoners requested in forma pauper-is (“IFP”) status and the appointment of counsel. Before the Defendants had been served, the District Court for the District of New Jersey dismissed thirteen of the prisoners sua sponte, with leave to file amended individual complaints, after concluding that prisoners were barred from permissive joinder under
This appeal presents several issues. First, we must determine whether we have jurisdiction to review the District Court’s order denying joinder, and if so, whether IFP prisoners are barred from
For the reasons discussed below, we conclude that we have jurisdiction to review the District Court’s order denying joinder, and that IFP prisoners are not categorically barred from joining as plaintiffs under
I. Background
Appellants filed a single pro se complaint on October 20, 2006 in the U.S. District Court for the District of New Jersey, against officials associated with the ADTC, a state facility for the detention and treatment of convicted sex offenders. The prisoners allege that the Defendants violated their Eighth and Fourteenth Amendment rights by failing to address the threat of a serious and undiagnosed contagious skin disease, possibly scabies, spreading through the facility. Appellants also moved to certify a class of all persons similarly situated pursuant to
Before Defendants had been served, the District Court issued an order sua sponte on January 25, 2007, dismissing without prejudice all Plaintiffs, except Lewis Hagan, upon concluding that permissive joinder was unavailable to IFP prisoner litigants. The Court suggested that
In the same sua sponte order, the District Court also denied Appellants’ motion to proceed as a class action pursuant to
None of the Plaintiffs filed amended complaints within the requisite 30 days, but all joined in appealing to this Court for review of both the joinder and class certification rulings. On February 1, 2007, Appellants also filed a motion to stay all action relating to the District Court’s January 25 order, and asserted their belief that the Court’s applications of
We assigned counsel as amicus curiae on behalf of Appellants and asked counsel to address the following questions: (1) Whether this Court has jurisdiction to review the District Court’s order denying joinder; (2) if so, whether prisoners are barred from
II.
A. Jurisdiction
Appellants seek review of the District Court’s order denying joinder and dismissing all claimants except Hagan without prejudice, and with leave to amend. The only arguable basis for this Court to review the decision is
While an order dismissing a complaint without prejudice is normally not final within the meaning of
We cannot discern from our prior cases a clear rule for determining when a party has elected to stand on his or her complaint. In Frederico, we determined that a plaintiff elected to stand on her complaint where at no time during the proceedings did she seek to correct the purported pleading deficiencies, but instead repeatedly asserted that her complaint was sufficient as filed. Id. at 192. In Batoff v. State Farm Insurance Co.,
There is no question that none of the prisoners amended their complaints within the 30 days ordered by the District Court. All of the Plaintiffs joined the instant appeal, and there is no evidence that any ever wavered from their argument that they should be permitted to join under
Yet the District Court did not grant the stay until May 4, 2007, long after the 30 days afforded to the Plaintiffs had expired. From the expiration of the dismissal order granting leave to amend until the grant of the stay, the Plaintiffs were in the same position as the plaintiff in Batoff. If they were not intent on staking their claims on the fate of this appeal, they would have been expected to file amended complaints as the deadline neared, in the absence of a ruling on the requested stay. After the 30 days expired, the subsequent issuance of the stay—which included a further right to amend-—was a fortuitous development outside of their control. We are persuaded that the Plaintiffs have sufficiently demonstrated their intent to stand on their original complaint.
Moreover, by requesting the stay, Appellants were squarely stating their opposition to District Court’s interpretation of
For these reasons, we conclude that we have jurisdiction under
B.
Appellants argue that the District Court erred in concluding that prisoners were categorically barred from joining as plaintiffs under
A district court’s order sevеring parties for failure to satisfy the joinder requirements of
The language of
Persons may join in one action as plaintiffs if:
(A) they assert any right to relief jointly, severally, or in the alternative with respect to or arising out of the same transaction, occurrence, or series of transactions or occurrences; and
(B) any question of law or fact common to all plaintiffs will arise in the action.
The District Court did not apply
1.
The two provisions of the PLRA that have troubled other courts in the context of joinder of claims are codified as
In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prioroccasions, while incarcerated or detainеd in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.
The District Court did not expressly decide that there was a conflict between
However, decisions from the Courts of Appeals for the Sixth and Seventh Circuits are at odds with Hubbard. In a sua sponte administrative order addressing the effects of the PLRA, the Chief Judge of the Sixth Circuit ordered that filing fees are to be divided among prisoner litigants choosing to join in suits, thus indicating that prisoners were not barred from doing sо. In re Prison Litigation Reform Act.,
It does not follow that§ 1915 has supersededRule 20 . The PLRA does not mentionRule 20 or joint litigation. Repeal by implication occurs only when the newer rule is logically incompatible with the older one. And there is no irreconcilable conflict betweenRule 20 and the PLRA: Joint litigation does not relieve prisoners of any duties under the more recent statute.
Id. (internal citations omitted).
The court concluded that, while the PLRA did not preempt joinder,
The Seventh Circuit’s reasoning in Boriboune is compelling. The PLRA did not alter the text of
Since the PLRA does not even address permissive joinder, much less ¿over the whole subject area, we cannot cоnclude that the later statute repealed
The plain language of
Such an interpretation can also be read in harmony with
We are merely called upon in this case to determine how two laws should operate together. The two laws at issue accomplish independent and complementary purposes, which can and should coexist. As the Seventh Circuit noted, “[j]oint litigation does not relieve prisoners of any duties under the more recent statute.” Boriboune,
We think that the Seventh Circuit was correct when it observed that the “three strikes” provision of
Thus, we conclude that the PLRA did not repeal
2.
In addition to the purported conflicts between
The District Court based its decision to deny joinder on an erroneous interpretation of
III. Class Certification
Appellants also argue that the District Court erred in denying their motion for class certification under
This Court has the discretion to exercise jurisdiction over an interlocutory appeal denying class certification.
We review a district court’s denial of class certification for abuse of discretion. In re LifeUSA Holding Inc.,
The Court stated that “the claims of the representative party may not be typical of the claims of the class” because the purported class would include inmates that suffered life-threatening injuries, and inmates that suffered no physical injuries. (App.13) The Court also reasoned that the treatment received by different members of the class could vary. “In light of the disparate factual circumstances of class members, especially the difference in regard to medical needs and injury,” the Court determined that a class action was undesirable. (Id.) Furthermore, the Court stated that a prisoner proceeding pro se could not adequately represent a class of inmates.
The District Court’s reasoning is problematic. In Hassine v. Jeffes,
Rule 23 does not require that the representative plaintiff have endured precisely the same injuries that have been sustained by the class members, only that the harm complained of be common to the class, and that the named plaintiff demonstrate a personal interest or “threat of injury ... [that] is ‘real and immediate,’ not ‘conjectural’ or ‘hypothetical.’ ”
Id. at 177 (quoting O’Shea v. Littleton,
On the limited basis of the District Court’s brief opinion, we fail to see how the Plaintiffs in this case failed to satisfy the requirements of Hassine. Appellants alleged that all prisoners at the facility, including the named plaintiffs, were subject to the threat of an injury. The complaint squarely alleges that prison officials violated the Eighth Amendment by being “deliberately indifferent to the exposure of inmates to a serious, communicable disease,” and that the amendment “also protects against future harms to inmates.” (App.27.) The District Court failed to articulate why, at this early stage, this alleged threat of injury is insufficiently typical or common to allow Appellants’ action to proceed as a class.
Moreover, we do not question the District Court’s conclusion that pro se liti
IV. Conclusion
The District Court’s order denying joinder to the Appellants was based on an erroneous сonclusion of law and will be REVERSED. The District Court also abused its discretion in concluding that Appellants could not proceed as a class, and the order denying class certification will be VACATED. We will REMAND the matter for further consideration consistent with this Opinion.
Notes
. In fact, it would appear that the claims asserted here would normally be good candidates for joinder.
. Although Judge Roth would have a court divide a single fee between joined plaintiffs, Judge Jordan agrees "that a plain reading of
. The final provision of the subsection,
. A review of the record suggests that, in fact, some of the impracticalities asserted by the District Court may not apply to the Plaintiffs in the current matter. For instance, there is no evidence that the prisoners had any difficulty securing all of the required signatures
. Although the District Court made no mention of the specific conditions facing the instant prisoners, Judge Jordan believes that generalized difficulties of prisoner litigation provided sufficient grounds for the District Court to deny joinder. While a judge may well identify credible reasons why joint litigation of prisoner suits might not generally be a good idea, such opinions cannоt be used to defeat congressional intent by disregarding the plain language of
. The District Court determined that
Concurrence Opinion
Concurring in part and Dissenting in part.
The issues in this appeal are, first, whether prisoners seeking to proceed in forma pauperis under the Prison Litigation Reform Act (“PLRA” or the “Act”),
Judge Rendell, adopting the position of the Seventh Circuit in Boriboune v. Berge,
The best guide to Congressional intent is the Act itself. See Disabled in Action of Pennsylvania v. Southeastern Pennsylvania Transp. Auth.,
I am, however, unable to agree with Judge Roth’s resolution of the fees conundrum because it appears incompatible with the plain language of the PLRA. The Act is phrased in the singular: “if a prisoner brings a civil action or files a civil appeal, the prisoner shall be required to pay the full amount of a filing fee.”
Congress’s choice of language in
Of course, there are, as the District Court found here, a number of reasons why allowing prison inmates to jointly litigate may generally be unwise. Beyond both the parsing of language in the PLRA and abstract thoughts about the Federal Rules of Civil Procedure, there remains a world of prаctical difficulty in dealing with legal claims pressed by prisoners. Thus, even though joinder under
The District Court’s well-reasoned opinion identifies several issues that deserve greater respect than we have given them. If joinder of prisoners is freely permitted, there will be inevitable demands to allow meetings and other communications about litigation strategy. Trying to coordinate prisoner schedules and monitor such interactions, while dealing with the virtually certain insistence that prisoner discussions of privileged matters must not be monitored, will place obvious and onerous demands on prison administrators, not to mention making simple safety and disciplinary measures more difficult to enforce, since every added layer of legalism adds friction to the administrative process. Society accepts a certain degree of such friction, because efficiency is not the sole or the primary goal of our penal system. But
The realities of prison operation, with which district court judges become familiar through the many pro se prisoner cases filed each year, are discounted by the Majority’s suggestion that “joint litigation by inmates of the [Adult Diagnostic and Treatment Center] may be manageable” because the ADTC is “a relatively small facility with approximately 600 inmates. ...” (Maj. Op. 156-57 n. 4.) Even at a comparatively small facility, permitting inmates to congregate and having to monitor materials passed between them, all while maintaining the safety of other inmates and prison personnel, would be no small feat. And, of course, that says nothing of the impact our decision will have on not-so-small institutions.
The transitory nature of the prisoner population is another factor identified by the District Court as prоblematic for multi-prisoner case administration. Repeated questions about standing and mootness will arise from an ever-changing list of plaintiffs, and ordinary logistics will be troublesome. Even in this case, with a moderate number of plaintiffs, the shifting prison population has proven a challenge. By the time the case was argued to us, only five of the fourteen plaintiffs were still in the Adult Diagnostic and Treatment Center, while eight others were no longer in the New Jersey correctional system at all. While keeping tabs on those outside the prison system may be easier in this case because formerly incarcerated plaintiffs are required to register as sex offenders, there is no guarantee that released plaintiffs will be locatable under other circumstances. As our own docket reflects, hunting for plaintiffs imposes administrative burdens. See Docket 12/24/08 and 1/09/2009 letters from the Clerk of the Third Circuit to the ADTC (seeking forwarding information for released and deceased inmates for purposes of notificatiоn of oral argument).
Perhaps of greatest concern is the addition of a new subject for intimidation and coercion within the prison setting. Even well-run prisons can present a dangerous environment, in which freedom of choice is constrained not just by official means. Inmates may be compelled through threats, physical force, or more subtle forms of duress to join lawsuits in which they would otherwise have no interest. Climbing on-board a complaint about prison conditions may seem like an excellent idea when the alternative is presented by a fellow inmate with a record for assault.
The concerns behind the District Court’s decision are not a fanciful parade of horribles. They reflect a seasoned judge’s view of predictable outcomes and an understanding that treating incarcerated criminals as if they had nothing to gain by gaming the litigation system is systemically bad both for the courts and the prisons. Thus, I am not inclined, as the Majority is, to say that a general statement of opposition tо
. Because this action was initiated as a single claim, the issue of the appropriate fee arose for the first time when the parties jointly sought to pursue this appeal in forma pauper-is. While that motion was initially granted, the Clerk later vacated the order on the basis that "the issue of how to assess filing fees in multi-plaintiff cases is an open question in this circuit.” (App. at 143.) We then direсted the parties to address the manner in which fees are to be assessed for an appeal involving multiple prisoner-appellants. The effect of any holding on the issue of fees, however, is not limited to fees on appeal but also applies to the fees due on initiation of a multi-prisoner civil action.
. In addition to agreeing with the majority that there is no irreconcilable conflict between the PLRA and
. My colleagues also express the view that there is no conflict between
. Viewing
. It is noteworthy that the statutory construction problems posed by applying
. The District Court did say, "Plaintiffs here have asserted claims that require individualized screening.... The adequacy of the claim alleged by each Plaintiff is dependent upon
Concurrence Opinion
Concurring in Part and Dissenting In Part:
Judge Rendell correctly holds that we have jurisdiction over this case and that prisoners may join cases under
Judge Rendell’s holding is incorrect because it violates
In the case before us, the fourteen prisoners cannot each pay $450 (yielding a $6300 intake) because “parties filing a joint notice of appeal ... are required to pay only one [$450] fee.” See Judicial Conference Schedule of Fees, Court of Appeals Miscellaneous Fee Schedule ¶ 1
Judge Rendell’s holding violates
The holding in the case that Judge Rendell relies on also violated
The Sixth Circuit Court of Appeals, by contrast, supports assessing an apportioned amount of filing fees in joint-prisoner actions. The Sixth Circuit addressed the issue of how to assess fees and costs in a two-prisoner suit. See Talley-Bey v. Knebl,
I would assess an apportioned fee among the fourteen prisoners to satisfy the $450 appellate-docketing fee. This would satisfy both
. Moreover, I submit that there is no judgment by the Court on this issue because only one eligible judge has voted to require each prisoner-plaintiff in a joint action to pay the full filing fee. As the motions panel noted, resolution of the fee issue requires the resolution of permitting joinder in this case. (See J.A. at 152.) Because Judge Jordan would not permit joinder in this case, he should not be able to vote on the fee required in a