OPINION BY
John Scott Jacobs (Jacobs) petitions for review of the determination of the Pennsylvania Board of Probation and Parole (Board) mailed on August 27, 2009, in which the Board determined, on remand from this Court, that Jacobs’ May 9, 2007 parole revocation hearing was timely pursuant to the Board’s regulation at 37 Pa. Code § 71.4. As a result of the May 9, 2007 hearing, the Board issued an Order revoking Jacobs’ parole and recommitting him as a convicted parole violator. Jacobs argues that the Board’s determination that this revocation hearing was timely is not supported by substantial competent evidence.
In
Jacobs v. Pennsylvania Board, of Probation and Parole,
On December 15, 2003, Jacobs was paroled from his original 12 to 27-year sentence. At that time, Jacobs’ maximum sentence date was November 20, 2017.
On January 12, 2005, Jacobs was arrested and charged with attempted burglary, criminal trespass, and possession of an instrument of crime. As a result, the Board lodged a warrant to commit and detain Jacobs for violating the terms of his parole. By decision dated February 23, 2005, the Board directed that Jacobs be detained pending the disposition of his criminal charges. Thereafter, by decision dated May 19, 2005, the Board recommitted Jacobs as a technical parole violator to serve nine months backtime, when available.
On July 6, 2005, Jacobs was found guilty of attempted burglary and possession of an instrument of crime. Jacobs was confined in a state correctional institution beginning on July 15, 2005. Jacobs was later granted a new trial [and his July 6, 2005 conviction was vacated]; however, on February 9, 2006, Jacobs was again found guilty of attempted burglary and possession of an instrument of crime.
On May 9, 2007, the Board held a parole revocation hearing during which Jacobs, who was unrepresented by counsel, did not object to the timeliness of the hearing. By decision dated July 18, 2007, the Board recommitted Jacobs as a convicted parole violator to serve a total of 15 months backtime, and the Board recalculated Jacobs’ maximum sentence date as June 20, 2019.
Jacobs, after obtaining counsel, subsequently filed an administrative appeal inwhich he asserted, for the first time, that the Board did not hold his parole revocation hearing within 120 days of the official verification date of his conviction. By decision dated January 28, 2008, the Board affirmed Jacobs’ recom-mitment as a convicted parole violator.
Jacobs I,
we disagree that the docket sheet entered into the record by the prosecuting agent establishes that Jacobs’ parole revocation hearing was untimely. Before a parolee who is confined within the jurisdiction of the Department of Corrections is recommitted as a convicted parole violator, the Board must hold “a revocation hearing ... within 120 days from the date the Board received official verification of the plea of guilty or nolo contendere or of the guilty verdict at the highest court level.” 37 Pa.Code § 71.4(1). “Official verification” is defined as “[ajctual receipt by a parolee’s supervising parole agent of a direct written communication from a court in which a parolee was convicted of a new criminal charge attesting that the parolee was so convicted.” 37 Pa.Code § 61.1. Here, as the Board correctly asserts, the docket sheet entered into the record by the prosecuting agent does not establish when the parolee’s supervising agent actually received a direct written communication from the Court of Common Pleas of Fayette County attesting to Jacobs’ new conviction.
Id. at 1117 (alteration in original) (omission in original) (emphasis in original). Therefore, this Court remanded the matter to the Board to hold an evidentiary hearing on the timeliness of Jacobs’ revocation hearing. Id.
On December 9, 2008, the Board issued a Notice of Charges and Hearing setting a hearing date for December 17, 2008 to determine the timeliness of Jacobs’ revocation hearing. Jacobs’ public defender requested a continuance, to which Jacobs consented, and the hearing was rescheduled for January 7, 2009. (Letter from Jacobs’ counsel to Institutional Parole Supervisor of S.C.I. Greene (December 15, 2008), R. at 177.) Jacobs requested a second continuance for the purpose of obtaining witnesses and other documents and the hearing was continued until July 29, 2009. (Request for Continuation of Hearing, January 7, 2009, R. at 180.) On June 29, 2009, a District Director for the Board, on behalf of the Board, issued a subpoena to the Board’s Secretary, or her designee:
To testify in [Jacobs’] case and remain until excused; and to bring with you this subpoena, personal identification and the following: (Bring all correspondence to and from the Board of Probation/Parole, its supervisors, agents and employees and the Clerk of Courts of Fayette County, the Court of Common Pleas of Fayette County, and/or the Honorable Judges of Said court pertaining to John S. Jacobs ... and memos, correspondence, notes, logs or other communications between the Office of the Board Secretary and any supervising agent of John S. Jacobs, and all policies and procedures related thereto.)
(Subpoena, June 29, 2009, R. at 387 (emphasis in original).) A hearing was held at S.C.I. Greene on July 29, 2009 before a hearing examiner.
The Board adduced the testimony of Brian Wittik (Agent Wittik), who had handled papeiwork related to Jacobs’ case when he worked for the Board in the position of an institutional Parole Agent II at S.C.I. Greene. Agent Wittik testified that, on April 12, 2007, he became aware, through questions from other Board staff, in particular a technician in the Board’s central office, that there was confusion regarding Jacobs’ sentence in that two different sentence lengths were showing up in the Board’s records for Jacobs due to the fact that his original sentence had been vacated and he had been re-convicted. (Hr’g Tr. at 10-12, July 29, 2009, R. at 201-03.) On cross-examination, Agent Wittik admitted that there was likely some record that had prompted the confusion and brought the sentencing disparity to the Board technician’s attention. (Hr’g Tr. at 13-14, R. at 204-05.) The Board also adduced the testimony of Mark Jenkins, a parole agent (Agent Jenkins), who testified that he became aware of Jacobs’ new conviction on April 16, 2007. (Hr’g Tr. at 15, R. at 206.) On April 30, 2007, he “went to the Fayette County Clerk of Courts and obtained a certified copy of [Jacobs’ new] conviction.” (Hr’g Tr. at 15, R. at 206.) On cross-examination, Agent Jenkins stated that he did not have a copy of the certified conviction, but that it was introduced into evidence in the May 9, 2007 revocation hearing. (Hr’g Tr. at 17, R. at 208.) Agent Jenkins also testified on cross-examination that he documented verification of Jacobs’ new sentence on the Board’s arrest report, which was also introduced in the May 9, 2007 revocation hearing. (Hr’g Tr. at 18, R. at 209.) Agent Jenkins admitted that he had to consult the arrest report jbrior to the hearing to refresh his memory as to the fact that he received verification of Jacobs’ new conviction on April 30, 2007. (Hr’g Tr. at 20, R. at 211.)
Jacobs adduced the testimony of Sharon Thomas, the Chief Deputy Clerk of Courts for the Fayette County Clerk of Courts (FCCC) office. Ms. Thomas authenticated a certified copy of the docket entries for Jacobs’ criminal case and testified that these docket entries reflected that the FCCC office sent a copy of sentence proceeding in Jacobs’ case to the Board on May 22, 2006. (Hr’g Tr. at 22-25, R. at 213-16.) Ms. Thomas testified that this information would have been sent in response to a request for information by the Board and that it would have been sent to the Board’s office in Harrisburg. (Hr’g Tr. at 26, R. at 217.) She also testified that the sentence proceeding was sent to the Board return receipt requested and was not returned as undeliverable. (Hr’g Tr. at 29, R. at 220.) On cross-examination, Ms. Thomas admitted that she did not have direct knowledge of any correspondence between the Board and the Fayette County Court of Common Pleas (trial court) or any record of such correspondence. (Hr’g Tr. at 30-31, R. at 221-22.) Jacobs also called as a witness Patrick Collins, a parole supervisor for the S.C.I. Greene Parole Office, as a designee of the Board’s secretary, Cynthia Daub. Mr. Collins testified that, despite the subpoena, he was unaware what files might be in the Board’s records in Harrisburg, aside from the record of the prior proceedings involving Jacobs’ case in this matter. (Hr’g Tr. at 38^44, R. at 229-35.)
The Hearing Examiner found that the revocation hearing had been timely held.
On August 27, 2009, the Board mailed a Notice of Board Decision determining that Jacobs’ revocation hearing was timely held. Jacobs filed an administrative appeal to the Board on September 8, 2009. By letter mailed January 4, 2010, the Board affirmed its determination and denied Jacobs’ administrative appeal. Jacobs now petitions this Court for review. 1
On appeal to this Court, Jacobs argues that: (1) written notice sent to the Board’s office in Harrisburg should be considered notice sufficient to start the 120-day time period within which Jacobs’ revocation hearing had to be held pursuant to 37 Pa.Code § 71.4; and (2) no other substantial evidence exists to support the Board’s finding that Jacobs’ revocation hearing was timely held because the official verification upon which the Board relies postdates Jacobs’ original revocation hearing. In addition, the Board asserts, for the first time in this proceeding, that Section 71.4 is not applicable to Jacobs’ revocation hearing in this case.
We preliminarily address the Board’s argument that Section 71.4 does not apply to the revocation of Jacobs’ parole as a convicted parole violator because Jacobs’ parole had already been revoked for technical violations and Jacobs was not, therefore, a parolee for purposes of Section 71.4. Section 71.4 of the Board’s regulations provides that before a parolee may be recommitted as a convicted parole violator:
(1) A revocation hearing shall be held within 120 days from the date the Board received official verification of the plea of guilty or nolo contendere or of the guilty verdict at the highest trial court level except as follows:
(i) If a parolee is confined outside the jurisdiction of the Department of Corrections, such as confinement out-of-State, confinement in a Federal correctional institution or confinement in a county correctional institution where the parolee has not waived the right to a revocation hearing by a panel in accordance with Commonwealth ex rel. Rambeau v. Rundle,455 Pa. 8 ,314 A.2d 842 (1973), the revocation hearing shall be held within 120 days of the official verification of the return of the parolee to a State correctional facility.
(ii) A parolee who is confined in a county correctional institution and who has waived the right to a revocation hearing by a panel in accordance with the Rambeau decision shall be deemed to be within the jurisdiction of the Department of Corrections as of the date of the waiver.
37 Pa.Code § 71.4(1) (emphasis added). The Board argues that because Section
Just as Section 71.4 speaks in terms of parolees, so does Section 6138 of the Act commonly referred to as the Parole Act, which provides for the revocation of parole of convicted violators:
(a) Convicted violators.—
(1) A parolee under the jurisdiction of the board released from a correctional facility who, during the period of parole or while delinquent on parole, commits a crime punishable by imprisonment, for which the parolee is convicted or found guilty by a judge or jury or to which the parolee pleads guilty or nolo contendere at any time thereafter in a court of record, may at the discretion of the board be recommitted as a parole violator.
61 Pa.C.S. § 6138(a) (emphasis added). Therefore, if the Board believes it had the authority to revoke Jacobs’ parole as a convicted parole violator pursuant to Section 6138, it must also agree that he was a parolee when he was convicted. Conversely, if the Board argues that Jacobs was not a parolee for purposes of Section 71.4, then it must agree that it lacked the authority to revoke his parole as a convicted parole violator pursuant to Section 6138. We do not believe that the Board’s current arguments correctly interpret Section 71.4 and we, therefore, do not accept the Board’s arguments on this issue.
We next address Jacobs’ argument that the written notice sent to the Board in Harrisburg should be considered notice sufficient to start the 120-day time period within which Jacobs’ revocation hearing had to be held pursuant to Section 71.4. In considering this argument, it is helpful to reflect upon the history of case law relating to official verification of convictions for the purposes of Section 71.4 and the Board’s duty to hold timely revocation hearings.
In
Morrissey v. Brewer,
In interpreting these regulations, this Court has attémpted to strike a balance, adhering to the letter of the regulations while remaining cognizant of the due process concerns that drove the promulgation of Section 71.4. For example, in
Williams v. Pennsylvania Board of Probation and Parole,
When the record contains no official verification, the 120-day period begins to run on the date that the Board could have obtained official verification.... Unreasonable and unjustifiable delays which are not attributable to the parolee or his counsel do not toll the running of the 120 days.
Id.
at 1371-72. In
Fitzhugh v. Pennsylvania Board of Probation and Parole,
the Board ha[d] instructed its parole agents that the time begins to run only when an agent of the Board goes to the courthouse and retrieves the records. He allege[d] that in many cases the revocation hearing is scheduled before the record is retrieved from the court, and an otherwise untimely hearing can be made to appear timely by the simple expedient of retrieving and date-stamping the record near the date of the hearing. He allege[d] that the Board’s practice is susceptible to abuse....
Id.
at 378 (emphasis omitted). On the basis of these allegations and the Board’s failure to address them at the revocation hearing, this Court remanded the case to the Board to “establish the facts relating to the 143-day period between the conviction and the receipt of the conviction records.”
Id.
at 379. However, as the Board points out, in
Lawson v. Pennsylvania Board of Probation and Parole,
However, this case is very similar to
Fitzhugh.
It is extremely troubling if the Board actually received notice of Jacobs’ new conviction, albeit not “official verification” as defined by the Board’s own regulations, but failed to act on that notice for nearly one year. In response to these allegations raised by Jacobs, this Court, in
Jacobs I,
remanded the case to the Board to establish facts regarding these allegations. While Jacobs introduced evidence
The Board argues that the sentence proceeding it received from the FCCC in May 2006 would not have necessarily notified the Board of Jacobs’ new conviction. However, the wording of the sentence order read into the record by the trial court in the sentence proceeding is identical to the language of the sentence order entered into evidence at Jacobs’ revocation hearing, which Agent Jenkins pointed to at the timeliness hearing as the official verification of Jacobs’ new conviction. The sentence order states:
AND NOW, February 10, 2006, the sentence of the Court is that the defendant, JOHN SCOTT JACOBS, pay the costs of prosecution; pay the sum of Seventy Dollars ($70.00) to the State Treasurer for the Crime Victims Compensation Fund/Domestic Violence Fund and the Victim Witness Service Fund; pay the sum of Five Hundred Dollars ($500.00) to the County of Fayette for use of the Law Library and undergo imprisonment at a state correctional institution for a period of not less than thirty-six (36) months nor more than one hundred twenty (120) months. This sentence shall aggregate with and run consecutive to the defendant’s current sentences .... The defendant is given credit for time served on this offense from January 12, 2005 through July 14, 2005, as the defendant’s parole was revoked on July 17, 2005.
(Sentence Order, No. 420 of 2005, February 10, 2006, R. at 99.) In comparison, the trial court stated on the record in the sentence proceeding:
AND NOW, February 10, 2006, the sentence of the Court is that the defendant, JOHN SCOTT JACOBS, pay the costs of prosecution; pay the sum of Seventy Dollars ($70.00) to the State Treasurer for the Crime Victims Compensation Fund/Domestic Violence Fund and the Victim Witness Service Fund; pay the sum of Five Hundred Dollars ($500.00) to the County of Fayette for use of the Law Library and undergo imprisonment at a state correctional institution for a period of not less than thirty-six (36) months nor more than one hundred twenty (120) months. This sentence shall aggregate with and run consecutive to the defendant’s current sentences .... The defendant is given credit for time served on this offense from January 12, 2005 through July 14, 2005, as the defendant’s parole was revoked on July 17, 2005.
(Sentence Proceeding, February 10, 2006, at 8, R. at 277.) Given the identical language, the sentence proceeding should have made the Board as aware of Jacobs’ new conviction as the Board argues the sentence order did. We, therefore, reject the Board’s argument on this point.
The Board also argues that it cannot be charged with receipt of the sentence proceeding because Jacobs did not adduce sufficient proof of its proper mailing. It is true that the mailbox rule is triggered by evidence of actual mailing of a document, not by testimony of general business practice relating to the regular mailing of documents.
Department of Transportation, Bureau of Driver Licensing v. Whitney,
Finally, the Board makes what is, in essence, a separation of powers argument, arguing that if a Board
member
received the sentence proceeding, the Board member could not provide the supervising parole agent with that information while still remaining neutral and detached. ■ It is true that an agency with both prosecutorial and adjudicatory functions must maintain a wall between those functions to prevent an impermissible co-mingling of its executive and judicial powers.
Lyness v. State Board of Medicine,
In some ways, the Board’s allegation that sentence proceedings are automatically received by the Board, but are summarily warehoused without inspection, are similar to those of the parolee in
Fitzhugh,
who argued that “the Board has employees in the court system, known as Parole Board Liaisons ..., whose sole function is to retrieve conviction records.”
Fitzhugh,
ORDER
NOW, May 9, 2011, the Order of the Pennsylvania Board of Probation and Parole in the above-captioned matter is hereby REVERSED.
Notes
. "Our scope of review is limited to determining whether constitutional rights have been violated, whether an error of law has been committed or whether the necessary findings of fact are supported by substantial evidence."
Gibson v. Pennsylvania Board of Probation and Parole,
. Due to our holding on this issue, we do not reach Jacobs' final issue.
