JERRY JACKSON, Plaintiff, v. COMMISSIONER OF SOCIAL SECURITY, Defendant.
No. 3:18-cv-1494-J-PDB
United States District Court Middle District of Florida Jacksonville Division
March 23, 2020
PATRICIA D. BARKSDALE, United States Magistrate Judge
Order
Jerry Jackson brings this action under
Background
Jackson applied for disability insurance benefits in October 2015. Tr. 171–79. He claimed an onset date of August 15, 2014. Tr. 171. He has past relevant work as a “working” supervisor in a book depository, which required him to lift and carry up to 50 pounds. Tr. 39–40. He testified he was laid off on the claimed onset date for financial reasons and was still doing his job at that time. Tr. 41–42.
The ALJ issued a partially favorable decision, finding Jackson disabled beginning on November 1, 2017, but not before then. Tr. 19–26. She found he has severe impairments of left shoulder tendinopathy and diabetes mellitus with neuropathy and non-severe impairments of hypertension, gastroesophageal reflux
The ALJ found that, before November 1, 2017, Jackson had possessed the residual functional capacity (“RFC“) to perform medium work with additional limitations: no more than frequent reaching, handling, or fingering with the left upper extremity; no crawling or climbing of ropes, ladders, or scaffolds; no more than frequent balancing, bending, stooping, kneeling, crouching, or climbing ramps/stairs; and only occasional exposure to work hazards. Tr. 19. She found his past relevant work was medium work and he could perform that work as actually and generally performed. Tr. 25. She thus found him not disabled before November 1, 2017. Tr. 26.
The ALJ found that, since November 1, 2017, Jackson possessed the RFC to perform light work with the same additional limitations.1 Tr. 24. She found that, since November 1, 2017, he has been unable to perform his past relevant work. Tr. 25. She thus considered whether a significant number of jobs he can perform exists in the national economy. Tr. 26. She found that, even if he has the RFC to perform a full range of light work, Medical-Vocational Rule 202.06 requires a finding of disability as of November 1, 2017.2 Tr. 26. She thus found him disabled as of November 1, 2017. Tr. 26.
Standard of Review
A court reviews the Commissioner‘s factual findings for substantial evidence.
“[T]he burden of showing that an error is harmful normally falls upon the party attacking the agency‘s determination.” Shinseki v. Sanders, 556 U.S. 396, 409 (2009). If “remand would be an idle and useless formality,” a reviewing court need not “convert judicial review of agency action into a ping-pong game.” N.L.R.B. v. Wyman-Gordon Co., 394 U.S. 759, 766 n.6 (1969).
Arguments and Analyses
Jackson challenges the ALJ‘s finding he could perform medium work between August 15, 2014 (the alleged onset date), and October 31, 2017 (the day before the ALJ found him disabled). Had the ALJ limited him to light work, she would have found he could not return to his past relevant work, and Medical-Vocational Rule 202.06 would have required a finding of disability.
Jackson argues the ALJ erred in discounting opinions of state-agency reviewing physician Jack Rothman, M.D., and consultative examiner Ciceron Lazo, M.D., both of whom limited Jackson to less-than-medium work before November 1, 2017. Doc. 16 at 8–16.
To obtain disability insurance benefits, a claimant must demonstrate he is disabled.
The Social Security Administration (“SSA“) evaluates every medical opinion it receives.
In assessing the weight to give a medical opinion, an ALJ considers the examining relationship, the treatment relationship, the length of the treatment relationship and the frequency of examination, the nature and extent of the treatment relationship, supportability, consistency, specialization, and any other factor that supports or contradicts the opinion.
An opinion of a treating specialist is entitled to the most weight, while an opinion of a non-examining, reviewing physician is entitled to the least weight. See
An ALJ must consider all relevant record evidence.
The ALJ gave “little weight” to Dr. Rothman‘s medical opinion for the period before November 2017.4 Tr. 23. She adopted many of Dr. Rothman‘s proposed functional limitations (frequent handling and fingering on the left, balancing, stooping, kneeling, crouching, and climbing ramps/stairs). Tr. 19. She assigned some limitations greater than those found by Dr. Rothman (limiting Jackson to frequent reaching on the left; no crawling or climbing of ropes, ladders, or scaffolds; and occasional exposure to work hazards) and some limitations less than those found by Dr. Rothman (limiting Jackson to frequent, as opposed to occasional, climbing of
Here, the undersigned finds Dr. Rothman‘s medical assessment somewhat accurate. However, his conclusion that the claimant is limited to a reduced range of ‘light’ exertional work prior to the established onset date [November 1, 2017] appears unsupported by the totality of the objective medical evidence, which consistently shows largely normal medical examinations and disorders that improve with appropriate conventional treatment during this time frame.
Tr. 23 (single quotation marks in original).
The ALJ did not err in evaluating Dr. Rothman‘s opinions. As required, she stated the weight she was giving Dr. Rothman‘s opinions for the period before November 1, 2017 (“little weight“) and explained why (the totality of the objective medical evidence consistently shows largely normal medical examinations and disorders that improve with appropriate conventional treatment).
Substantial evidence, discussed in the decision, supports the reasoning. See, e.g., Tr. 420–22 (treatment note from September 30, 2014, appointment with Audrey Wooten, M.D., noting normal review of systems and normal physical examination, including normal ambulation; no tenderness in joints, bones, or muscles; normal tone and motor strength; normal movement of all extremities; and normal gait and station); 466, 467, 473, 474, 482 (treatment records from December 30, 2015, to January 1, 2016, emergency room visit and hospital admission for chest pain, which resolved during admission; noting elevated blood sugars at admission that improved with medications and noting Jackson reported only intermittent compliance with his diabetes regimen; noting largely normal physical examination, including normal range of motion and muscle tone; noting Jackson denied back pain and admitted to “[strenuous] activity such as lifting refrigerators prior to the start of this pain a month ago“); 568–72 (report from January 4, 2016, consultative examination by Dr. Lazo noting Jackson was in no obvious distress and had no difficulty getting on and off the exam table and in and out of a chair; his cervical spine had full range of motion
Jackson argues the ALJ erred because she “never even discussed or analyzed Mr. Jackson‘s degenerative disc disease or the 2008 lumbar spine MRI findings,” she “glossed over Mr. Jackson‘s spinal impairment,” she “did not even find it was limiting,” and “Dr. Rothman disagreed and instead reviewed all the impairments.” Doc. 16 at 12.5
This argument is unpersuasive. The ALJ did not have to mention every piece of evidence, so long as it is obvious she considered Jackson‘s condition as a whole. Dyer, 395 F.3d at 1211. That the ALJ considered Jackson‘s condition as a whole, including back limitations, is obvious. She summarized Dr. Lazo‘s January 2016
To the extent Jackson faults the ALJ for failing to mention that Dr. Rothman used the degenerative-disc-disease diagnosis as evidence to support his proposed exertional limitations, any such error is harmless. The ALJ considered the exertional limitations Dr. Rothman imposed, Tr. 23, and her reason for rejecting Dr. Rothman‘s exertional limitations—lack of support in the objective medical evidence—holds true regardless of whether Dr. Rothman attributed those limitations to a back condition or some other condition.
Remand to reconsider Dr. Rothman‘s opinions is not warranted.
Dr. Lazo performed a consultative examination in February 2018. Tr. 801–06. Before Dr. Lazo examined Jackson in February 2018, he completed a consultative examination of Jackson in January 2016 at the state agency‘s direction. Tr. 568–72. The report from the 2016 examination reflects a largely normal physical examination, with Dr. Lazo noting Jackson presented in no obvious distress and had no difficulty getting on or off the exam table; full range of motion in his cervical spine without pain; 5/5 grip and arm strength on the right; good range of motion of his shoulders and hands; good range of motion of the lower extremities, with 5/5 strength of the bilateral legs and feet; full range of motion of the thoracolumbar spine; negative straight leg raise tests; good range of motion in his hips, knees, ankles, and feet; and
In February 2018, Dr. Lazo completed another consultative examination at the request of Jackson‘s administrative attorney. See Doc. 16 at 11. At the examination, Jackson reported his condition was aggravated after a motor vehicle accident in December 2017. Tr. 801. He was using a walker for support. Tr. 801. On examination, Jackson appeared to be in some physical distress and seemed confused during most of the interview when giving details. Tr. 802. He had moderate difficulty getting on and off the exam room table and in and out of a chair. Tr. 802. Compared to the 2016 examination, this physical examination revealed more abnormal findings, including diminished range of motion of the thoracolumbar spine due to dizziness and some discomfort doing forward flexion; 3/5 grip and arm strength bilaterally; marked stiffness of both shoulders with decreased range of motion; moderate impairment of fine and gross dexterities bilaterally; inability to heel, toe, tandem walk, and squat due to poor balance and lower back pain; and mild dragging of both feet while ambulating with a walker. Tr. 803. Dr. Lazo stated that Jackson needed an assistive device to walk due to poor balance. Tr. 803. Dr. Lazo‘s assessment was type II diabetes mellitus (insulin dependent under inadequate control, compromised by peripheral neuropathy and perivascular disease in the legs with moderate weakness in upper and lower extremities); possible cerebral small vessel disorder due to
Dr. Lazo completed a “Physical Residual Functional Capacity Questionnaire,” with many of his responses delivered as check marks or circled answers to pre-printed options. Tr. 809–13. Asked to give a prognosis for Jackson, he wrote “poor.” Tr. 809. Asked to identify conditions causing Jackson‘s pain, he wrote “peripheral diabetic neuropathy[,] vascular disease[,] muscular deconditioning.” Tr. 809. He opined Jackson‘s impairments had lasted or could be expected to last at least 12 months. Tr. 810. He opined Jackson is not a malingerer and emotional factors do not contribute to the severity of Jackson‘s symptoms and functional limitations. Tr. 810. He opined Jackson‘s impairments are reasonably consistent with the symptoms and functional limitations described in the evaluation. Tr. 810. He opined Jackson would be off-task 25 percent or more of a typical 8-hour workday. Tr. 810. He opined Jackson was incapable of even “low stress” jobs. Tr. 810. Asked how many city blocks Jackson could walk without rest or severe pain, he wrote, “half a block but will take him a long time.” Tr. 810. He opined Jackson can sit 30 minutes at a time and stand 5 minutes at a time. Tr. 810–11. He opined Jackson can sit less than 2 hours total in an 8-hour workday and stand/walk less than 2 hours total in an 8-hour workday. Tr. 811. He opined Jackson needs to include periods of walking around during an 8-hour workday, stating Jackson must walk every 5 minutes for 5 minutes at a time. Tr. 811. He opined Jackson needs a job that permits shifting positions at will from sitting, standing, or walking. Tr. 811. He opined Jackson would need an unscheduled break “every 30 min[utes] to one hour” during an 8-hour workday and would need to rest 30 minutes each time before returning to work. Tr. 811. He opined Jackson must use an assistive device when engaging in occasional standing/walking. Tr. 811.
The ALJ set forth evidence supporting her finding that, from August 15, 2014, until October 31, 2017, Jackson had been able to perform medium work with additional limitations, including Jackson‘s testimony he performed his work duties as a working warehouse supervisor until he was laid off for economic reasons on August 15, 2014; medical records showing generally conservative treatment and generally normal medical examinations; and the report from Dr. Lazo‘s 2016 consultative examination. Tr. 21–24. She did not discuss Dr. Lazo‘s 2018 RFC assessment in the section of the opinion addressing the period from August 15, 2014, to October 31, 2017. Tr. 20–24.
The ALJ found Jackson‘s physical limitations increased starting on November 1, 2017, and cited medical records to support that conclusion, including the findings of Dr. Lazo‘s 2018 consultative examination. Tr. 24–25. In addressing Dr. Lazo‘s 2018 RFC assessment, the ALJ stated, “Here, the undersigned finds Dr. Lazo[‘s] 2018
Jackson argues the ALJ failed to adequately explain why she was discounting Dr. Lazo‘s 2018 RFC assessment and failed to mention that Dr. Lazo opined that the limitations expressed in the 2018 RFC assessment applied as of August 15, 2014. Doc. 16 at 13–14. He argues that accepting Dr. Lazo‘s opinions “to the extent consistent with” the rest of the ALJ‘s decision is “circular argument without substance.” Doc. 16 at 15. He claims harm because Dr. Lazo assessed him with limitations beginning in August 2014 far more limiting than the ALJ‘s functional capacity assessment for the period from August 2014 to October 2017. Doc. 16 at 15.
This argument is unpersuasive. Dr. Lazo was not a treating physician,6 so the ALJ owed his opinions no particular deference. She could have discussed Dr. Lazo‘s 2018 opinions more thoroughly, but Jackson shows no reversible error. Reading the ALJ‘s detailed decision as a whole, it is clear she implicitly rejected Dr. Lazo‘s 2018 opinions to the extent they conflicted with her conclusions that Jackson could perform medium work with additional limitations from August 15, 2014, until October 31, 2017, and that his condition significantly deteriorated after that date. As explained, substantial evidence supports the finding about the pre-November 2017 ability to work, including Jackson‘s testimony he was laid off from his job on August 15, 2014, for reasons unrelated to his physical limitations and Dr. Lazo‘s 2016 report, which included a largely normal physical examination and stated that Jackson did not need an assistive device to walk, in direct contradiction to his 2018 assessment. Remand
Remand to reconsider Dr. Lazo‘s 2018 opinions is not warranted.
Without citation, Jackson asserts “[m]edium work is intense for someone with shoulder and back problems” and “[m]edium work is intense work for an individual with Mr. Jackson‘s medical conditions.” Doc. 16 at 11, 13. To the extent these assertions are intended as arguments, they are unpersuasive. As explained, the mere existence of an impairment does not reveal its effect on a claimant‘s ability to work or undermine RFC findings. Moore, 405 F.3d at 1213 n.6.
Without citation, Jackson asserts “[n]othing in the medical records establishes that he could lift 50 pounds for about three hours a day and 25 pounds for the rest. His daily activities do not support this, the medical opinions contradict this, and the testimony contradicts this. The ALJ‘s finding that Mr. Jackson retained the RFC to perform medium work is not supported by any concrete evidence.” Doc. 16 at 13. Likewise, he asserts, “There is simply no evidence in the disability reports, hearing testimony, or medical records that would support the ALJ‘s finding that Mr. Jackson could perform medium work. No records indicate that he was lifting 50 pounds on an occasional basis and the record does not contain any medical opinions from any physicians during the time period in question indicating that Mr. Jackson could lift and carry 50 pounds up to 1/3 of the workday and lift 25 pounds for 2/3 of an eight hour workday.” Doc. 16 at 10 (emphasis in original).
To the extent Jackson argues the ALJ had to base her RFC analysis on a medical opinion or the absence of a medical opinion corresponding to the RFC undermines it, the argument is unpersuasive. The ALJ partially discredited Dr. Rothman‘s and Dr. Lazo‘s opinions. And, as explained, after those opinions were discredited, the ALJ was left with testimony and medical records supporting her finding that Jackson could perform medium work before November 1, 2017. No
To the extent Jackson argues the record had to contain some other, explicit or “concrete” evidence he could lift 50 pounds occasionally and 25 pounds frequently before November 1, 2017, the argument is unpersuasive because it misapplies the burden. To decide whether a person is disabled, the SSA uses a five-step sequential process, asking whether (1) he is engaged in “substantial gainful activity,” (2) he has a severe impairment or combination of impairments, (3) the impairment meets or equals the severity of anything in the Listing of Impairments,
Jackson cites no authority holding the record must include explicit evidence establishing a claimant‘s ability to engage in every aspect of an RFC. Instead, the law requires only that substantial evidence support a finding. And, as explained, substantial evidence supports the ALJ‘s finding Jackson could perform medium work before November 1, 2017. The substantial evidence includes Jackson‘s testimony he was laid off for financial, not physical, reasons and medical records showing largely normal physical examinations before November 1, 2017 (including one after the
To the extent Jackson contends his own testimony contradicts the RFC, the ALJ found that his statements about the intensity, persistence, and limiting effects of his symptoms were not fully supported before November 1, 2017, Tr. 21, and he does not challenge that finding. See generally Doc. 16. Regardless, the question is not whether some evidence could support a finding that Jackson was limited to light work before November 1, 2017. The question is whether substantial evidence supports the ALJ‘s finding he could perform medium work in that time period. See Martin, 894 F.2d at 829. As explained, it does.
Remand to reconsider the RFC for the period before November 1, 2017, is not warranted.
The Court affirms the Commissioner‘s decision and directs the clerk to enter judgment for the Commissioner and against Jerry Jackson and close the file.
Ordered in Jacksonville, Florida, on March 23, 2020.
c: Counsel of Record
PATRICIA D. BARKSDALE
United States Magistrate Judge
