Case Information
*1 ******************************************************
The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date.
All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ******************************************************
BARBARA A. IZZARELLI v . R.J. REYNOLDS TOBACCO COMPANY (SC 19232) Zarella, Eveleigh, McDonald, Espinosa, Robinson and Vertefeuille, Js.
Argued April 22, 2015—officially released May 3, 2016 David S. Golub , with whom were Jonathan M. Levine and, on the brief, Marilyn J . Ramos , for the appel- lant (plaintiff).
Theodore M. Grossman , pro hac vice, with whom were Jeffrey J . White, and, on the brief, Frank F. Cou- lom, Jr ., and Kathleen E. Dion , for the appellee (defendant).
George Jepsen , attorney general, Gregory T. D’Auria , solicitor general, and Phillip Rosario , Jonathan J. Blake and Thomas J. Saadi , assistant attorneys general, filed a brief for the state of Connecticut et al. as amici curiae.
Edward L. Sweda, Jr ., pro hac vice, and Michael *3 J. Walsh filed a brief for the Public Health Advocacy Institute as amicus curiae.
Kathleen L. Nastri and Jeffrey R. White , pro hac vice, filed a brief for the American Association for Justice as amicus curiae.
Opinion
McDONALD, J. We have been asked by the United
States Court of Appeals for the Second Circuit to con-
sider whether the ‘‘[g]ood tobacco’’ exception to strict
products liability contained in comment (i) to § 402A
of the Restatement (Second) of Torts
[1]
precludes an
action in this state against a cigarette manufacturer for
including additives and manipulating the nicotine in its
cigarettes in a manner that ultimately increases the
user’s risk of cancer. See 2 Restatement (Second), Torts
§ 402A, comment (i), pp. 352–53 (1965). The defendant,
R.J. Reynolds Tobacco Company, appealed to that court
from the judgment of the United States District Court
for the District of Connecticut in favor of the plaintiff,
Barbara A. Izzarelli, a former smoker and cancer survi-
vor, on an action brought pursuant to Connecticut’s
Product Liability Act (liability act), General Statutes
§ 52-572m et seq. Pursuant to General Statutes § 51-
199b (d), we accepted certification with respect to the
following question from the Second Circuit: ‘‘Does
[comment (i) to § 402A] preclude a suit premised on
strict products liability against a cigarette manufacturer
based on evidence that the defendant purposefully man-
ufactured cigarettes to increase daily consumption
without regard to the resultant increase in exposure to
carcinogens, but in the absence of evidence of adultera-
tion or contamination?’’ See
Izzarelli R.J. Reynolds
Tobacco Co
.,
This case requires us to revisit our seminal strict
product liability precedent,
Chicago Pneu-
matic Tool Co.
,
The District Court’s ruling on the defendant’s motion
for a new trial and its renewed motion for judgment as
a matter of law sets forth the following facts that the
jury reasonably could have found, which we supple-
ment with relevant procedural history.
Izzarelli R.J.
Reynolds Tobacco Co
.,
The defendant’s internal research had disclosed two important factors concerning nicotine, a naturally occurring but addictive component of tobacco. First, the form of the nicotine affects the rate at which it is absorbed and delivers its ‘‘ ‘kick’ ’’ to the smoker. Id. Of nicotine’s two principal forms, bound and free, free nicotine (also known as freebase nicotine) moves through the body’s blood/brain barrier faster and pro- vides the smoker with a higher and more immediate kick. Addiction liability increases in relation to the amount and speed of the delivery of free nicotine. [3] Sec- ond, there is an effective dose range of nicotine neces- sary to maintain addiction. Id. The lowest nicotine yield (nicotine actually delivered to the smoker) that would maintain addiction requires the smoker to receive between five and eight milligrams of nicotine daily. Id., 523.
The defendant modified its Salem cigarettes in a man- ner that took both of these factors into account. The defendant had identified seven methods for manipulat- ing the nicotine kick of its cigarettes, which it incorpo- rated into its product. Id., 522. Among those methods was adding ammonia compounds to turn the nicotine into its more potent freebase form. Adding acetalde- hyde, one of scores of chemicals added to Salem ciga- rettes, would cut the harshness of the nicotine while reinforcing its effects. Id., 523. Lowering nicotine levels below those naturally occurring could be achieved through various processes whereby the nicotine is extracted from the tobacco leaf and added back at the desired level. The defendant understood that increasing the free nicotine would enhance the addictive proper- ties of Salem cigarettes, while decreasing the nicotine yield of the cigarettes would increase the number of cigarettes needed to meet the smoker’s addiction demand. Id.
The fact that the smoker would need to smoke more cigarettes to satisfy his or her addiction had two obvious consequences. First, the smoker would purchase more cigarettes. Second, the smoker would be exposed to more carcinogens, specifically, ‘‘tar.’’ Id. ‘‘ ‘Tar’ ’’ is the tobacco industry term for all byproducts of smoking other than water and nicotine. Id. Tar yield is affected by numerous factors, including the type of filter, the type of paper, how the paper is ventilated, the length and composition of the cigarette, and the blend of the tobacco. Id.
By the early 1970s, the defendant had lowered the nicotine yield in Salem cigarettes from its 1956 level of *6 3.1 milligrams to 1.3 milligrams—a level determined to be optimal to maintain addiction. Id. At that time, Salem cigarettes contained fifteen to nineteen milligrams of tar, an amount that exceeded the level in its main com- petitor for menthol cigarettes, Kool. Id. The defendant had the capability of reducing the level of tar in its cigarettes to one milligram or less; in fact, two of its brands had two milligrams of tar in 1973. Id. Thus, the defendant manipulated the natural effect of nicotine through the use of additives, tobacco formulation, and other methods. In so doing, the defendant enhanced the addictive nature of the product, increased the num- ber of cigarettes smoked by its consumer, and ulti- mately delivered a higher level of carcinogens to the consumer as compared to other cigarettes. Because the causal relationship between smoking and cancer is dose related, increasing the Salem smoker’s exposure to car- cinogens increased the likelihood of cancer. Id., 523–24.
The plaintiff began smoking in the early 1970s, when she was approximately twelve years old. She quickly became severely addicted, eventually smoking two to three packs of Salem cigarettes daily. Id., 524. Through- out the period when the plaintiff smoked, a warning from the Surgeon General of the United States that smoking is dangerous to one’s health appeared on the packaging of Salem cigarettes. See id., 527 n.4.
In 1996, at age thirty-six and after smoking for twenty- five years, the plaintiff was diagnosed with cancer of the larynx. Id., 524. A person with the plaintiff’s smoking history has between a 6.9 and 20 times greater chance of developing laryngeal cancer than a nonsmoker. Id. To treat her cancer, the plaintiff’s larynx was removed and she received radiation. In 1997, the plaintiff quit smoking. She is cancer free, but continues to have vari- ous disabilities and problems related to her laryngec- tomy. Id.
After the plaintiff’s cancer diagnosis and treatment, she commenced the present product liability action in federal court under theories of strict liability and negli- gent design. At trial, the crux of the factual dispute was whether the defendant had designed and manufac- tured a tobacco product with heightened addictive properties that delivered more carcinogens than neces- sary. Id., 520. In addition to denying that allegation, the defendant also argued that the product ‘‘defect’’ identified by the plaintiff was merely the inherent risk common to all tobacco products insofar as all cigarettes contain nicotine and carcinogens. Id. As such, the defen- dant characterized the plaintiff’s action as impermissi- bly claiming that cigarettes generally are unreasonably dangerous, in contravention to the proviso in comment (i) to § 402A of the Restatement (Second) that ‘‘[g]ood tobacco’’ (i.e., an ordinary, unadulterated cigarette) is not unreasonably dangerous. The defendant made a related claim that the determination whether Salem *7 cigarettes are unreasonably dangerous is exclusively governed by the ordinary consumer expectation test, as defined by comment (i) to § 402A, not the modified consumer expectation test that the plaintiff sought to apply. Id., 527. The defendant argued that application of the modified consumer expectation test would be improper because that test (a) only applies to products based on complex designs, which it claimed cigarettes are not, and (b) is conflict preempted by federal law because it could yield a result that in effect would require cigarette manufacturers to cease production to avoid liability, in contravention of Congress’ decision to permit the sale of tobacco products. Id., 537.
The District Court rejected these claims in prejudg- ment and postjudgment motions. With respect to the plaintiff’s theory of the case, the court concluded that the plaintiff’s claim alleged, and the evidence demon- strated, that Salem cigarettes are uniquely designed and manufactured in such a way to make that product differ- ent from other cigarettes. Id., 526 n.3. With respect to the governing law, the court concluded that, although Connecticut derives an essential definition for product liability actions from comment (i) to § 402A of the Restatement (Second), there is no evidence that Con- necticut has adopted the limitations in comment (i), including ‘‘[g]ood tobacco.’’ Id., 536. The court further concluded that the jury properly could be instructed on the modified consumer expectation test. The court reasoned that this test was appropriate because the evidence demonstrated the complex design of ciga- rettes and the potential inability of the ordinary con- sumer (a beginner smoker, often a youth or minor) to form proper safety expectations. Id., 537. Finally, the court concluded that a verdict for the plaintiff on that test under the plaintiff’s theory of the case would not amount to a ban on all cigarettes given the evidence of the unique design of Salem cigarettes. Id.
Ultimately, the court decided to instruct the jury on both the ordinary and modified consumer expectation tests as alternative bases for liability. Id., 527, 535–36. In its instructions applicable to both tests, the District Court cautioned: ‘‘For [the] plaintiff to meet her burden of proving . . . that Salem . . . cigarettes are defec- tive, she must show that the Salem . . . cigarettes were ‘unreasonably dangerous’ to her, the user. . . . With respect to cigarettes in general, I instruct you that ciga- rettes are not defective merely because nicotine and/or carcinogenic substances may be inherent in the tobacco from which such cigarettes are manufactured.’’ Id., 535. The jury returned a verdict in favor of the plaintiff, finding the defendant liable for both strict liability and negligent design. The verdict form did not indicate whether the jury’s strict liability verdict was premised on the ordinary consumer expectation test or the modi- fied consumer expectation test.
In accordance with the defendant’s request, the jury assessed comparative responsibility for the plaintiff’s injuries, attributing 42 percent to the plaintiff and 58 percent to the defendant. After reducing the damages in accordance with the verdict, the District Court rendered judgment in the plaintiff’s favor in the amount of $7,982,250 in compensatory damages, as well as puni- tive damages and offer of judgment interest. [7]
The defendant appealed to the Second Circuit, renewing, inter alia, its claim that the plaintiff’s product liability cause of action is foreclosed by comment (i) to § 402A of the Restatement (Second) because com- ment (i) precludes liability of a seller of good tobacco. Because the Second Circuit deemed Connecticut law to be unsettled regarding this matter, it certified a ques- tion of law to this court regarding the preclusive effect of comment (i) on a strict product liability claim.
Before this court, the plaintiff argues: (1) the ordinary consumer expectation test, on which both comment (i) to § 402A and its good tobacco example are predicated, has been superseded as a matter of Connecticut law in favor of the modified consumer expectation test, under which consumer expectations are but one factor in assessing liability; (2) even under the ordinary con- sumer expectation test, the good tobacco exception in comment (i) to § 402A is limited to raw tobacco and does not require proof of ‘‘adulteration’’ or ‘‘contamina- tion’’ of the cigarettes; and (3) public policy considera- tions militate against applying comment (i) to § 402A in a manner that would immunize cigarette manufacturers from strict liability for design defects. In response, the defendant contends that, because the only question before this court is whether comment (i) to § 402A precludes an action against a cigarette manufacturer premised on an unadulterated cigarette, a question that arises in connection with the ordinary consumer expec- tation test, the plaintiff’s argument relating to the modi- fied consumer expectation test is outside the scope of the certified question and should not be addressed. Moreover, it contends that the modified test is an improper test for unadulterated, generic cigarettes. As to the ordinary consumer expectation test that it claims should govern, the defendant contends that, because the addictive and cancer causing properties of ciga- rettes have been well-known since at least the 1960s, jurisdictions espousing the standard in comment (i) to § 402A have routinely dismissed claims predicted on such alleged defects and this court should conclude likewise.
I
To resolve these competing contentions, it is neces-
sary to provide some background on the development
of Connecticut’s strict product liability law. In 1965,
Connecticut became one of the first jurisdictions to
*9
adopt, as a matter of state common law, § 402A of
the Restatement (Second) of Torts, which had been
adopted the previous year by the American Law Insti-
tute. See
Potter
v.
Chicago Pneumatic Tool Co.
, supra,
This court derived our definition of unreasonably
dangerous, the second element of our strict liability
test, from comment (i) to § 402A of the Restatement
(Second): ‘‘To be considered unreasonably dangerous,
the article sold must be dangerous to an extent beyond
that which would be contemplated by the ordinary con-
sumer who purchases it, with the ordinary knowledge
common to the community as to its characteristics.’’
(Internal quotation marks omitted.)
Slepski Williams
Ford, Inc.
,
Although our courts repeatedly have applied this defi- nition, they have never referred to the related explana- tion or illustrations in comment (i) to § 402A. Comment (i) to § 402A of the Restatement (Second) of Torts pro- vides in full: ‘‘The rule stated in this [s]ection applies only where the defective condition of the product makes it unreasonably dangerous to the user or con- sumer. Many products cannot possibly be made entirely safe for all consumption, and any food or drug necessar- ily involves some risk of harm, if only from over-con- sumption. Ordinary sugar is a deadly poison to diabetics, and castor oil found use under Mussolini as an instrument of torture. This is not what is meant by ‘unreasonably dangerous’ in this [s]ection. The article sold must be dangerous to an extent beyond that which *10 would be contemplated by the ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics. Good whiskey is not unreasonably dangerous merely because it will make people drunk, and is especially dangerous to alco- holics; but bad whiskey, containing a dangerous amount of fusel oil, is unreasonably dangerous. Good tobacco is not unreasonably dangerous merely because the effects of smoking may be harmful; but tobacco con- taining something like marijuana may be unreason- ably dangerous . Good butter is not unreasonably dangerous merely because, if such be the case, it depos- its cholesterol in the arteries and leads to heart attacks; but bad butter, contaminated with poisonous fish oil, is unreasonably dangerous.’’ (Emphasis added.)
To place comment (i) in its proper context, it is
important to recognize that § 402A was adopted at a
time when products liability historically had focused
on manufacturing defects, particularly with respect to
food safety issues, before design defects and inadequate
safety warnings had become well established theories
of strict product liability. See
Blue Environmental
Engineering, Inc.
,
In 1979, our legislature adopted our product liability
act. See Public Acts 1979, No. 79-483. That liability act
required all common-law theories of product liability
to be brought as a statutory cause of action. See General
Statutes § 52-572n. However, the liability act neither
expressly codified our common-law definition of defec-
tive product under § 402A and comment (i) nor sup-
planted it with its own definition. But see General
Statutes § 52-572q (providing elements for failure to
warn defect). A significant change under the liability
act was the adoption of comparative responsibility in
lieu of contributory fault, so that a plaintiff’s recovery
could be reduced in proportion to his or her responsibil-
ity for the injury but not barred, no matter how high
the degree of fault. See General Statutes §§ 52-572
l
and
52-572o, legislatively overruling
Hoelter Mohawk Ser-
vice, Inc.
,
As product liability jurisprudence began to develop
beyond its historical focus to include design defects
and failure to warn defects, many jurisdictions found
the ordinary consumer expectation test to be an inade-
quate tool. See Restatement (Third), supra, § 1, com-
ment (a), pp. 6–7 (‘‘it soon became evident that § 402A,
created to deal with liability for manufacturing defects,
could not appropriately be applied to cases of design
defects or defects based on inadequate instructions or
warnings’’). Most obviously, one could not simply com-
pare the defective product to others in the product line
to make an objective assessment of the consumer’s
expectations of the product. See id., § 2, comment (a),
pp. 15–16 (‘‘In contrast to manufacturing defects, design
defects and defects based on inadequate instructions
or warnings are predicated on a different concept of
responsibility.
.
.
. [S]uch defects cannot be deter-
mined by reference to the manufacturer’s own design
or marketing standards because those standards are
the very ones that plaintiffs attack as unreasonable.
Some sort of independent assessment of advantages
and disadvantages, to which some attach the label ‘risk-
utility balancing,’ is necessary.’’);
Ford Motor Co.
v.
Pool
,
For this and other reasons principally related to prob-
lems of proof, many jurisdictions adopted a multifactor
‘‘risk-utility’’ balancing test for design defect cases in
lieu of, or in addition, to the consumer expectation test.
See, e.g.,
Caterpillar Tractor Co.
v.
Beck
,
In 1997, in
Potter
, this court considered the viability
of our ordinary consumer expectation test for design
defect cases. See
Potter
v
. Chicago Pneumatic Tool
Co.
, supra,
Although the court in maintained its allegiance to § 402A, it acknowledged criticisms of the ordinary consumer expectation test and decided that some change in our law was necessary because that test also could preclude relief for valid claims. Id., 219–20. In particular, the court pointed to the problem of complex products for which a consumer might not have informed safety expectations. Id., 219. The court was concerned, however, with shifting the focus to the conduct of the manufacturer and in turn abandoning strict liability. Id., 221–22. Accordingly, the court decided to adopt a test that would incorporate risk-utility factors into the ordi- nary consumer framework. Id., 220–21. Under the ‘‘mod- ified’’ consumer expectation test, the jury would weigh the product’s risks and utility and then inquire, in light of those factors, whether a ‘‘reasonable consumer would consider the product design unreasonably dangerous.’’ Id., 221. The court’s sample jury instruction incorpo- rated the definition of unreasonably dangerous from comment (i) to § 402A of the Restatement (Second) and then provided a nonexclusive list of factors that could be used to determine what an ordinary consumer would expect. Id., 221 n.15. ‘‘The availability of a feasible alternative design is a factor that a plaintiff may, rather than must, prove in order to establish that a product’s risks outweigh its utility.’’ Id., 221.
The court in Potter emphasized that it would ‘‘not require a plaintiff to present evidence relating to the product’s risks and utility in every case. . . . There are certain kinds of accidents—even where fairly complex machinery is involved—[that] are so bizarre that the average juror, upon hearing the particulars, might rea- sonably think: Whatever the user may have expected from that contraption, it certainly wasn’t that. . . . Accordingly, the ordinary consumer expectation test [would be] appropriate when the everyday experience of the particular product’s users permits the inference that the product did not meet minimum safety expecta- tions.’’ (Citation omitted; internal quotation marks omit- ted.) Id., 222. In other words, the ordinary consumer expectation test would be appropriate when the inci- dent causing injury is so bizarre or unusual that the jury would not need expert testimony to conclude that the product failed to meet the consumer’s expectations. The court also indicated that instructions regarding both tests could be given to the jury, if supported by the evidence. Id., 223.
Potter
was decided at a point in time when Connecti-
cut design defect jurisprudence was not well developed.
Indeed, as the present case illustrates, because actions
under our liability act often have been brought in federal
court, this court has had limited opportunities to do
so. Subsequent case law and commentary has indicated
that
Potter
was not clear as to when resort to each test
would be appropriate and under what circumstances
both tests properly could be submitted to a jury. See
generally D. Fisher, ‘‘Connecticut’s Jury Instruction on
Design Defect Is Defective: A Second Look at
Potter
v.
Chicago Pneumatic Tool
,’’ 84 Conn. B.J. 325 (2010)
(complaining that left uncertainties); J. Farley
et al., ‘‘Recent Developments in Connecticut Products
Liability Law: Breaking New Ground in Design Defect
Cases,’’ 73 Conn. B.J. 41, 41–44 (1999) (same); compare
Savage Scripto-Tokai Corp.
,
II
At the outset, we address the defendant’s contention
that our analysis must be limited to the ordinary con-
sumer expectation test because the modified consumer
expectation test falls outside of the scope of the certi-
fied question. Simply put, we disagree. The certified
question asks: ‘‘Does [comment (i) to § 402A] preclude
a suit premised on strict products liability against a
cigarette manufacturer based on evidence that the
defendant [designed] cigarettes to increase daily con-
sumption without regard to the resultant increase in
exposure to carcinogens, but in the absence of evidence
of adulteration or contamination?’’ As we have
explained in part I of this opinion, § 402A of the
Restatement (Second) is the governing standard for
both tests and the definition in comment (i) of unreason-
ably dangerous plays a role in each test. See
D’Ascanio
Toyota Industries Corp.
,
For the reasons set forth subsequently, we reach the following conclusions regarding the standards for a strict product liability action based on defective design generally and in the present case. Under Potter , the modified consumer expectation test is our primary test. The ordinary consumer expectation test is reserved for cases in which the product failed to meet the ordinary consumer’s minimum safety expectations, such as res ipsa type cases. A jury could not reasonably conclude that cigarettes that cause cancer fail to meet the con- sumer’s minimum safety expectations. Therefore, the *15 plaintiff was required to proceed under the modified consumer expectation test. Comment (i) to § 402A of the Restatement (Second) does not present a per se bar to recovery under the modified consumer expecta- tion test. Accordingly, the answer to the certified ques- tion is ‘‘no.’’
To begin, we acknowledge that there is language in Potter , as well as in subsequent Connecticut case law, that could support each of the following interpretations of our strict liability standards for design defects: (1) the ordinary consumer expectation test is the primary test, with the modified consumer expectation test reserved exclusively for complex product designs for which an ordinary consumer could not form safety expectations (simple/complex divide); (2) the modified consumer expectation test is the default test, with the ordinary consumer expectation test reserved for prod- ucts that fail to meet minimum safety expectations; and (3) a plaintiff may elect to proceed under either test or both tests, such that, even if the claim fails under the ordinary consumer expectation test, the plaintiff may prevail under the modified consumer expectation test with the assistance of expert testimony. [12]
We are not persuaded that
Potter
intended to draw
a simple/complex divide. The court in
Potter
pointed
to the problem in proving consumers’ safety expecta-
tions for complex products because that concern was
implicated in the case before the court and was the
most obvious misfit for the ordinary consumer expecta-
tion test.
Potter
involved pneumatic hand tools alleged
to be defective because they exposed users to excessive
vibration, which in turn caused permanent vascular and
neurological damage to the users’ hands.
Chi-
cago Pneumatic Tool Co.
, supra,
Moreover, a simple/complex divide would not be
ideal because the line between these categories is not
always clear. See id., 269 n.2
(Berdon, J.
, concurring)
(criticizing majority for failure to provide such guid-
ance); D. Fisher, supra, 84 Conn. B.J. 333 (‘‘it would be
helpful to provide guidance as to
how
the court decides
whether a case is ‘complex’ or ‘simple’ ’’ [emphasis in
original]). Indeed, one could readily categorize the
defendant’s Salem cigarettes as a complex product
because of the hundreds of ingredients incorporated
into Salem cigarettes, as well as the myriad physical,
chemical and biochemical variables that were consid-
ered in designing that product. Cf.
Evans
v.
Lorillard
Tobacco Co.
,
We observe that other jurisdictions that apply both
a consumer expectation test and a risk-utility test have
rejected the simple/complex divide. See, e.g.,
Mikolajc-
zyk Ford Motor Co.
,
Although some of the shortcomings of the ordinary consumer expectation test have been best illustrated in relation to complex designs, the concerns with this test have never been limited to such designs. See, e.g., J. Beasley, Products Liability and the Unreasonably Dangerous Requirement (1981) p. 88 (asserting that consumer expectation test has ‘‘little logical application to new products, where no expectation of safety may have developed, or to obscure products with a limited market, where the number of consumers is not condu- cive to a clear consensus,’’ and also noting opposite problem, that ‘‘if an entire industry rejects a safe design and uses an unsafe one, the unsafe one may have become expected’’); see also S. Birnbaum, ‘‘Unmasking the Test for Design Defect: From Negligence [to War- ranty] to Strict Liability to Negligence,’’ 33 Vanderbilt L. Rev. 593, 613–15 (1980) (discussing generally applicable concerns with ordinary consumer expectation test). One significant concern has been that the ordinary con- sumer expectation test, which deems unreasonable only those dangers that would not be anticipated by an ordinary consumer, could preclude recovery whenever a product’s dangers were open and obvious. W. Keeton et al., Prosser and Keeton on the Law of Torts (5th Ed. 1984) § 99, pp. 698–99; A. Weinstein et al., Products Liability and the Reasonably Safe Product (1978) pp. 45–46 (‘‘The difficulty with [the ordinary consumer expectation] test is that it suggests that a manufacturer has fulfilled all his duties to the consumer if the prod- uct’s dangers are open and obvious. In many instances manufacturers have been absolved from liability when an obvious danger caused serious injury, even though that injury could have been averted by a design modifi- cation that would not have added significantly to the cost of the product or impaired its usefulness.’’).
The court in had no occasion to address this
concern. Nonetheless, it is evident that limiting the mod-
ified test to complex products for which the consumer
could not form safety expectations would be antitheti-
cal to the public policies informing our product liability
law. A consequence of such a limitation would be to
immunize manufacturers even when they readily could
have reduced or eliminated the product’s danger. It
could also immunize manufacturers for design deci-
sions that increase the risk of known dangers, as in
the present case. Our legislature’s express rejection
of comparative or contributory negligence as a bar to
recovery in a strict liability action would be in tension
with a sweeping immunity based solely on the consum-
er’s knowledge. Cf.
Calles Scripto-Tokai Corp.
, supra,
More fundamentally, providing such immunity would
remove an important incentive to improving product
safety. For this reason, there has been a clear and over-
whelming trend in other jurisdictions to allow consum-
ers to pursue defective product design claims despite
open and obvious dangers, usually under a multifactor
risk-utility test. See Restatement (Third), supra, § 2,
reporters’ note, comment (d) (IV) (C), pp. 84–87; see,
e.g.,
Barker Lull Engineering Co.
, supra, 20 Cal. 3d
425 (‘‘we flatly rejected the suggestion that recovery in
a products liability action should be permitted
only
if
a product is more dangerous than contemplated by the
average consumer, refusing to permit the low esteem
in which the public might hold a dangerous product to
diminish the manufacturer’s responsibility for injuries
caused by that product’’ [emphasis in original]);
Ogletree Navistar International Transportation
Corp.
,
Making the modified consumer expectation test our default test for design defect claims, and reserving the ordinary consumer expectation test for those products that fail to meet legitimate, commonly accepted mini- mum safety expectations, provides a safety incentive that is consonant with our state’s public policies. More- over, such a framework is the only one that can be reconciled with this court’s direction in that the jury could be instructed on both tests if supported by the evidence. Allowing the jury to consider both tests is only logical if the standard, and not merely the nature of proof, differs under each test. If the two tests were merely alternative methods of proving the same stan- dard—the product failed to meet the ordinary consum- er’s expectations—then a jury’s verdict that this standard was not met under one test could not logically be reconciled with a verdict that this standard was met under the other test. Either the product met the ordinary consumer’s expectations, or it did not. If, however, one test sets the floor for recovery—a product that meets minimum safety expectations—then a verdict for the defendant on that test logically could be reconciled with a plaintiff’s verdict on a test that sets a higher standard. Cf. Barker Lull Engineering Co. , supra, 20 Cal. 3d 426 n.7 (‘‘The flaw in the . . . analysis [of the Restatement (Second)] . . . is that it treats such con- sumer expectations as a ‘ceiling’ on a manufacturer’s responsibility under strict liability principles, rather than as a ‘floor.’ . . . [P]ast . . . decisions establish that at a minimum a product must meet ordinary con- sumer expectations as to safety to avoid being found defective.’’ [Emphasis omitted.]). In other words, a product might meet the consumer’s minimum safety expectations because the product’s dangers are known or obvious but nonetheless be defective because it could have been designed to be less dangerous without unreasonably compromising cost or utility (e.g., a table saw lacking a safety guard). See id., 430 (‘‘a product may be found defective in design, even if it satisfies ordinary consumer expectations, if through hindsight the jury determines that the product’s design embodies ‘excessive preventable danger,’ or, in other words, if the jury finds that the risk of danger inherent in the challenged design outweighs the benefits of such design’’). [15]
Accordingly, we hold that, under our product liability
law, the ordinary consumer expectation test is reserved
for those limited cases in which a product fails to meet
a consumer’s legitimate, commonly accepted minimum
safety expectations. Expert testimony on product
design is not needed to prove the product’s defect, nor
is the utility of the product’s design an excuse for the
undisclosed defect. See
Soule General Motors Corp.
,
supra,
With this clarification of our law, it is evident that
the plaintiff in the present case properly could proceed
only under the modified consumer expectation test. A
cigarette that exposes the user to carcinogens and the
attendant risk of cancer cannot be said to fail to meet
an ordinary consumer’s legitimate, commonly accepted
minimum safety expectations.
[16]
To establish the defect,
the plaintiff’s case required expert testimony on ciga-
rette design and manufacture, as well as the feasibility
of an alternative design. The defendant contends, how-
ever, that applying the modified consumer expectation
test to cigarettes would be improper because it would
effectively result in a de facto ban on cigarettes, in
violation of our legislature’s ‘‘ratifi[cation]’’ of this
court’s adoption of comment (i) to § 402A in our prod-
uct liability act and Congress’ declaration that cigarettes
are a legal product. See
Food & Drug Administration
Brown & Williamson Tobacco Corp.
,
Our legislature did not ratify this court’s previous adoption of comment (i) to § 402A when it enacted the liability act. Neither § 402A nor comment (i) is expressly or implicitly referenced in the liability act. Cf. S.C. Code Ann. § 15-73-30 (2005) (‘‘[c]omments to § 402A of the Restatement of Torts, Second, are incorporated herein by reference thereto as the legislative intent of this chapter’’); Wn. Rev. Code Ann. § 7.72.030 (3) (West 2007) (‘‘[i]n determining whether a product was not reasonably safe under this section, the trier of fact shall consider whether the product was unsafe to an extent beyond that which would be contemplated by the ordi- nary consumer’’). plainly reflects this court’s understanding that, except where preempted by the liability act, the legislature left the development of prod- uct liability standards to the common law. The court would have been required to reject the defendant’s *21 request in to adopt the Restatement (Third) stan- dard had the legislature effectively codified comment (i) to § 402A of the Restatement (Second). Instead, the court rejected the Restatement (Third) standard after considering its merits.
With regard to the defendant’s preemption argument,
we have two responses. Insofar as this argument impli-
cates federal preemption and evidentiary issues, we
believe such matters should be resolved by the Second
Circuit. Insofar as the defendant contends that applica-
tion of the modified consumer expectation test to cir-
cumstances like the present case could effectively allow
a jury to ban commonly used and useful products, thus
usurping our legislature’s authority over such matters,
we find such concerns too speculative to warrant a
contrary rule. We have every confidence that the possi-
bility of such outlier verdicts could be addressed
through a motion for judgment notwithstanding the ver-
dict. Cf.
Calles
v.
Scripto-Tokai Corp.
, 358 Ill. App. 3d
975, 982,
Finally, we note that other jurisdictions applying
some form of risk-utility test to design defect claims
against cigarette manufacturers have found no impedi-
ment to the application of that test if the plaintiff identi-
fies some defect specific to the cigarette brand(s) at
issue and/or a reasonably safer alternative. See
Philip
Morris USA, Inc. Arnitz
,
Finally, we turn to the question of whether comment (i) to § 402A of the Restatement (Second) is a per se bar to the plaintiff’s recovery under the modified consumer expectation test. We conclude that it is not.
Comment (i) to § 402A serves a limited role under
the modified consumer expectation test. Although the
modified test asks the jury to weigh various factors
through the ultimate lens of the consumer’s expecta-
tions, as a functional and practical matter that weighing
process supplants the definition in comment (i) of
unreasonably dangerous. Cf.
Wright
v.
Brooke Group
Ltd.
,
To allow the ordinary consumer’s awareness of the
product’s potential danger to preclude recovery as a
matter of law, however, would make Connecticut an
outlier and defeat our intention in relegating the ordi-
nary consumer expectation test to a more limited role.
[20]
Indeed, irrespective of the incorporation of the defini-
tion of unreasonably dangerous from comment (i) to
§ 402A into the modified test, it would be contrary to
the public policy of this state to incorporate the excep-
tions in comment (i) insofar as they would immunize
a manufacturer from liability for manipulating the inher-
ently dangerous properties of its product to pose a
greater risk of danger to the consumer. See
With-
erspoon Philip Morris, Inc.
,
We answer the certified question ‘‘no.’’ No costs shall be taxed in this court to either party. In this opinion EVELEIGH, ROBINSON and VERTE- FEUILLE, Js., concurred.
[1] Comment (i) to § 402A of the Restatement (Second) of Torts provides
in relevant part: ‘‘The rule stated in this [s]ection applies only where the
defective condition of the product makes it unreasonably dangerous to the
user or consumer. . . . Good tobacco is not unreasonably dangerous merely
because the effects of smoking may be harmful; but tobacco containing
something like marijuana may be unreasonably dangerous. . . .’’
Although not essential to our analysis, we note our interpretation of
two phrases in the certified question: ‘‘purposefully manufactured’’ and
‘‘adulteration or contamination.’’ First, we assume that the Second Circuit
used ‘‘purposefully manufactured’’ to mean designed, thus distinguishing a
design defect from a manufacturing defect. A manufacturing defect cannot
be purposeful, and the plaintiff only proceeded under the theory of a design
defect. A design defect occurs when the product is manufactured in confor-
mity with the intended design but the design itself poses unreasonable
dangers to consumers. Second, we assume that ‘‘adulteration or contamina-
tion’’ was intended to mean the inclusion of ingredients that are not found in
other cigarette brands or that create a different danger than those commonly
known to arise from use of that product. See, e.g., The American Heritage
Dictionary of the English Language (5th Ed. 2011) (defining adulterate as
‘‘[t]o make impure by adding extraneous, improper, or inferior ingredients,’’
and defining contaminate as ‘‘[t]o make impure or unclean; corrupt by
contact or mixture’’); Merriam-Webster’s Collegiate Dictionary (11th Ed.
2003) (defining adulterate as ‘‘to corrupt, debase, or make impure by the
addition of a foreign or inferior substance,’’ and defining contaminate as
*25
‘‘to soil, stain, corrupt, or infect by contact or association . . . to make
inferior or impure by admixture . . . to make unfit for use by the introduc-
tion of unwholesome or undesirable elements’’). Although some courts have
determined that chemical additives can render a cigarette ‘‘adulterated’’;
see, e.g.,
Naegele R.J. Reynolds Tobacco Co.
,
[16] We recognize that a different conclusion might be warranted in cases
in which the plaintiff (or decedent) began smoking before warning labels
were mandated by federal law. See
Guilbeault
v.
R.J. Reynolds Tobacco
Co.
,
