Island Creek Coal Co. v. Larry YoungIsland Creek Coal Co. v. Larry Young
COUNSEL
ARGUED: Jeffrey R. Soukup, JACKSON KELLY PLLC, Lexington, Kentucky, for Petitioner. Brent Yonts, YONTS, SHERMAN & DRISKILL, PSC, Greenville, Kentucky, for Respondent Young. Cynthia Liao, UNITED STATES DEPARTMENT OF LABOR, Washington, D.C., for Federal Respondent. ON BRIEF: Jeffrey R. Soukup, William S. Mattingly, JACKSON KELLY PLLC, Lexington, Kentucky, for Petitioner. Brent Yonts, YONTS, SHERMAN & DRISKILL, PSC, Greenville, Kentucky, for Respondent Young. Gary K. Stearman, Rita A. Roppolo, UNITED STATES DEPARTMENT OF LABOR, Washington, D.C., for Federal Respondent.
OPINION
CHAD A. READLER, Circuit Judge. For roughly two decades, Larry Young worked in coal mines, his final years in the employ of Island Creek Coal Company. Following his retirement from mining, Young filed for benefits under the Black Lung Benefits Act. The Act presumes that a miner with a lung impairment who, like Young, worked for more than fifteen years in an underground coal mine, has pneumoconiosis, more commonly known as black lung disease, and, in addition, that pneumoconiosis caused the miner’s total disability. Finding that this collective presumption was not overcome by Island Creek, an Administrative Law Judge (or “ALJ”) granted Young benefits under the Act, and the Benefits Review Board affirmed the award. Because those proceedings were conducted under the proper standards of review and substantial evidence supports the decision below, we DENY Island Creek’s petition for review.
I. BACKGROUND
Larry Young was diagnosed with emphysema in 2002. What gave root to Young’s lung disease was deeply disputed by the parties in the administrative proceedings below.
One possible cause or contributing factor was exposure to coal dust. Young worked in coal mines for over nineteen years, retiring from Island Creek Coal Company in 1999. Over his career, Young’s work regularly exposed him to coal dust. The dust was so pervasive that, at times, it would limit Young’s vision to a few feet. And both during and after work, Young would often cough up coal dust.
Another possible cause or contributing factor was cigarette smoking. Young was a habitual smoker. For over thirty-five years, he smoked at least a pack of cigarettes a day, sometimes more.
Believing that coal dust was at least a contributing factor to his lung disease, Young filed an application for benefits under the Act. That federal regulatory scheme provides compensation to miners disabled by pneumoconiosis, “a chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.”
If Young was entitled to benefits under the Act, Island Creek, Young’s last coal-mine employer, would be obligated to provide them. Island Creek contested Young’s claim and requested a hearing. After reviewing several medical reports, the ALJ presiding at the hearing concluded that Island Creek did not rebut the statutory presumption and accordingly awarded benefits to Young. The Benefits Review Board affirmed that award. In so doing, the Board noted that if there was any error in the ALJ’s recitation of the standard, that error was harmless. Island Creek then filed a petition for review in this Court.
II. ANALYSIS
A. Island Creek Forfeited Its Appointments Clause Argument.
Island Creek starts with a potentially dispositive threshold challenge. Citing the United States Supreme Court’s recent decision in Lucia v. SEC, 138 S. Ct. 2044 (2018), Island Creek contends the appointment of the ALJ who awarded Young benefits violated the Appointments Clause. In Lucia, the Supreme Court held that ALJs of the Securities and Exchange Commission are officers of the United States. Id. at 2055. As such, the Supreme Court explained, those ALJs must be appointed in a manner consistent with the Appointments Clause of the U.S. Constitution,
ALJs of the Department of Labor, including the ALJ who decided Young’s case, had been appointed by Department staff members, rather than the Department head, the Secretary of Labor. See Island Creek Coal Co. v. Bryan, 937 F.3d 738, 744 (6th Cir. 2019). Noting the tension between that practice and the holding in Lucia, Island Creek raised the issue with the Board. Although the Secretary of Labor later ratified the appointments of ALJs in the Department, this was too little, too late, said Island Creek, as it occurred after Young had been awarded benefits. In view of this purported constitutional flaw in the proceedings below, Island Creek says this matter should be remanded for a new hearing before a properly appointed ALJ.
Island Creek may have a point, but it is a point the company raised too late in the day. Island Creek first presented the issue to the Benefits Review Board in a motion for supplemental briefing filed four months after the merits briefing period had closed. But by Board rule, Island Creek was required to raise the issue in a timelier fashion. Like many tribunals, the Board requires that substantive challenges to an ALJ’s determination be raised in a party’s opening brief filed with the Board.
Bryan thus dictates today’s outcome. To its credit, Island Creek ultimately concedes that this case and Bryan present “identical procedural scenarios,” meaning that the company’s challenge is forfeited. (Reply Br. at 1.) Accordingly, we deny Island Creek’s request for remand on the basis of its Appointments Clause challenge.
B. The ALJ’s Findings Were Supported By Substantial Evidence.
Turning to the merits of the petition for review, Island Creek challenges the basis for the Board’s award of black lung benefits to Young. With “fresh eyes,” we examine the Board’s legal conclusions de novo. Island Creek Coal Co. v. Wilkerson, 910 F.3d 254, 257 (6th Cir. 2018) (citing Greene v. King James Coal Mining, Inc., 575 F.3d 628, 633 (6th Cir. 2009)). With respect to those conclusions, we ask whether the Board properly applied the statutory “substantial evidence” test to the ALJ’s findings of fact. Bryan, 937 F.3d at 754–55 (citing Wilkerson, 910 F.3d at 257;
To be eligible for benefits under the Act, a miner must establish four facts:
- that the miner has pneumoconiosis;
- that the miner’s disease arose “out of coal mine employment;”
- that the miner is “totally disabled;” and
- that the miner’s “pneumoconiosis contributes to the total disability.”
Wilkerson, 910 F.3d at 257 (citing
It is this latter issue that divides the parties. As a threshold matter, the parties agree that Young is entitled to the rebuttable presumption of pneumoconiosis. He worked as a coal miner for over fifteen years, and both pulmonary-function studies as well as medical-opinion evidence supported the ALJ’s finding that Young is totally disabled. But the sides part ways over the ALJ’s determination that Island Creek did not rebut that presumption. Island Creek says that conclusion was flawed in two respects. One, that the ALJ applied the wrong standard for rebuttal. And two, that the ALJ improperly discounted medical-opinion evidence from Drs. Selby, Tuteur, and Culbertson. We address each argument in turn.
The “In Part” Standard Recognized In Arch On The Green Applies In Assessing Whether Island Creek Rebutted The Presumption Of Legal Pneumoconiosis.
1. To rebut the presumption that Young is totally disabled due to pneumoconiosis, Island Creek sought to show that Young had neither clinical nor legal pneumoconiosis, one of two ways to overcome the presumption (the other is by showing that, if Young has clinical or legal pneumoconiosis,
Regulations issued by the Department define legal pneumoconiosis as any lasting lung impairment that is “significantly related to, or substantially aggravated by” exposure to coal dust.
As support for employing the “in part” standard (rather than the arguably more stringent “significantly related to” standard), the ALJ cited our decision in Arch on the Green v. Groves, 761 F.3d 594 (6th Cir. 2014). Much of the dispute here, then, turns on the proper understanding of Arch on the Green. At issue there was the appropriate test to apply in assessing whether a miner has legal pneumoconiosis for purposes of seeking benefits under
In Arch on the Green, it bears noting, we were not writing on a clean slate. Rather, we acknowledged there that both this Circuit and our sister circuits had used the two standards (“in part” and “significantly related to”) “interchangeably” when assessing whether a miner has legal pneumoconiosis. Id. at 598 (citing Harman Mining Co. v. Dir., Office of Workers’ Comp. Programs, 678 F.3d 305, 309 (4th Cir. 2012); Cornett v. Benham Coal, Inc., 227 F.3d 569, 576 (6th Cir. 2000); Freeman United Coal Mining Co. v. Office of Workers’ Comp. Programs, 957 F.2d 302, 303 (7th Cir. 1992); Lollar v. Ala. By-Prods. Corp., 893 F.2d 1258, 1264–65 n.9 (11th Cir. 1990)). Arch on the Green followed that lead, holding that satisfying the “in part” standard is sufficient to establish that a miner suffers from legal pneumoconiosis for purposes of the Act. Id. at 598–99. And we have followed Arch on the Green’s lead from there. See, e.g., Island Creek Coal Co. v. Marcum, 657 F. App’x 370, 377 (6th Cir. 2016) (explaining that “significantly related to” and “in part” are interchangeable standards for assessing whether a miner has
Island Creek is correct to note that, unlike Young, the miner in Arch on the Green did not benefit from the fifteen-years-of-underground-mining-inspired rebuttable presumption set out in
2. While the circuits are largely aligned on how to harmonize the respective definitions of pneumoconiosis in
Another paradox of sorts is found in the standard we apply to an employer attempting to invoke
According to Island Creek, practical considerations also support this reading of the regulation. Consider, says Island Creek, the unique features of legal and clinical pneumoconiosis, respectively. Legal pneumoconiosis is the product of statutory and regulatory design and is tied as much to general workplace conditions as it is to
As already explained, our precedent forecloses a disparate reading of the standards for disproving clinical and legal pneumoconiosis. Any other conclusion, moreover, would seem to be at odds with the long-established understanding of the term “pneumoconiosis” in
Consider further the Act’s broader statutory scheme. See, e.g., Star Athletica, L.L.C. v. Varsity Brands, Inc., 137 S. Ct. 1002, 1010 (2017) (“Interpretation of a phrase [of a statute] of uncertain reach is not confined to a single sentence when the text of the whole statute gives instruction as to its meaning. We thus look to the provisions of the whole law to determine . . . meaning.” (internal citations and quotations omitted)). Compare the miner in Young’s circumstance with a miner who has not met the presumption in favor of a benefits award. Compare
For today’s purposes, it is enough to say that Arch on the Green controls the outcome. The ALJ thus did not err by applying an “in part” standard in determining whether Island Creek rebutted the presumption that Young has legal pneumoconiosis.
To Rebut The “In Part” Standard, An Employer Must Show That Coal-Mine Exposure Had No More Than A De Minimis Impact On A Miner’s Lung Impairment.
An employer rebuts the presumption of legal pneumoconiosis by showing that a miner’s coal-mine employment did
Here too, Arch on the Green is instructive. Albeit in resolving an issue different than the one before us today, in Arch on the Green we defined “in part” to mean “more than a de minimis contribution” and instead “a contributing cause of some discernible consequence.” 761 F.3d at 599–601 (citing Calloway, 460 F. App’x. at 512–13); see also Marcum, 657 F. App’x at 377 n.3. Utilizing that same standard today, it follows that Island Creek may rebut the presumption of legal pneumoconiosis by showing that coal-mine exposure had at most only a de minimis effect on Young’s lung impairment. See Arch on the Green, 761 F.3d at 600.
Island Creek worries that application of the “in part” standard in the rebuttable presumption context could be read to impose a “rule out” standard on coal-mine employers seeking to rebut that presumption. By way of background,
Island Creek can rest assured, for neither we nor the ALJ conflate the two. In analyzing the evidence Island Creek put forth to refute each prong of
* * * * *
While Arch on the Green admirably reconciles competing standards within the Act’s regulations, the Department may consider amending its regulations to clarify matters. If the Department intended to apply
The ALJ Properly Evaluated The Opinions Of Drs. Selby, Tuteur, and Culbertson.
Island Creek also disputes the ALJ’s substantive finding that Island
At issue here are the ALJ’s credibility determinations. Island Creek challenges the weight the ALJ gave to particular medical opinions, an analysis that typically turns on credibility evaluations. But generally speaking, we leave those determinations to the ALJ’s expertise. We will not disturb those determinations so long as the ALJ acts reasonably. Big Branch Res., Inc. v. Ogle, 737 F.3d 1063, 1072 (6th Cir. 2013).
Island Creek takes issue with the ALJ’s reasons for discounting Drs. Selby, Tuteur, and Culbertson. Start with Dr. Selby. By our count, the ALJ gave at least seven reasons for rejecting Dr. Selby’s opinion that Young’s emphysema was not caused by coal-dust exposure. Chief among those criticisms was Dr. Selby’s conflicting opinions. Dr. Selby testified both that (1) pneumoconiosis can be a latent and progressive disease and (2) that Young’s impairment could not be due to coal dust because symptoms for pneumoconiosis will not “suddenly ‘jump in’ several years after cessation of exposure.” But the latter opinion conflicts with the former. Equally troubling, it also conflicts with regulations recognizing pneumoconiosis as a latent disease that may develop after coal-dust exposure ends.
Dr. Culbertson, Young’s treating pulmonologist, had similar inconsistencies in his report. For instance, he diagnosed Young with COPD, a respiratory impairment, attributable solely to smoking. Yet while Dr. Culbertson ruled out coal-mine-dust exposure as the cause of Young’s COPD, he acknowledged that such exposure could be an aggravating factor to Young’s respiratory impairment. And the latter is highly relevant to what constitutes “legal pneumoconiosis,” something the ALJ found that Dr. Culbertson “made it clear he did not understand.” As such, the ALJ acted well within his purview in deciding that Dr. Culbertson’s inconsistent statements undermined his findings. The ALJ was equally justified in ultimately discrediting Dr. Culbertson’s opinion. See Wilkerson, 910 F.3d at 259.
The ALJ likewise rejected Dr. Tuteur’s testimony. That testimony centered on statistical data and analysis. Dr. Tuteur concluded that Young likely did not suffer from legal pneumoconiosis because only a small percentage of coal miners are so afflicted. The ALJ rejected this analysis on the basis that Dr. Tuteur did not provide an individualized explanation as to why Young himself was not one of the small percentage of miners with legal pneumoconiosis. This concern, it appears, is not a new one for Dr. Tuteur. Indeed, several of our sister circuits have previously warned mine operators, and Dr. Tuteur specifically, that an appellate court will not disturb an ALJ’s reasonable rejection of Dr. Tuteur’s statistical methods for failing to apply them to the individual claimant. See, e.g., Energy W. Mining Co. v. Estate of Blackburn, 857 F.3d 817, 829–30 (10th Cir. 2017); Consolidation Coal Co. v. Dir., Office of Workers’ Comp. Programs, 521 F.3d 723, 726 (7th Cir. 2008). Against this factual and legal backdrop, the ALJ’s criticisms of Dr. Tuteur’s opinion were well within the ALJ’s discretion. The decision to discredit his findings was thus supported by substantial evidence.
All told, because the ALJ reasonably weighed the medical opinions presented and provided thorough explanations for his credibility determinations, Island Creek has failed to rebut the statutory presumption of pneumoconiosis. The Board pointed to substantial evidence in the record to support that determination, meaning that Young is entitled to benefits.
III. CONCLUSION
For these reasons, the petition for review is DENIED.