INTERNATIONAL POSTAL SUPPLY COMPANY υ. BRUCE
No. 215
Supreme Court of the United States
Argued April 13, 14, 1904. --Decided May 31, 1904.
194 U. S. 601
CERTIFICATE FROM THE CIRCUIT COURT OF APPEALS FOR THE SECOND CIRCUIT.
Held, that the suit was virtually one against the United States and the Circuit Court of the United States has not the power to grant an in- junction against the defendant restraining the use of the machines pend- ing the leased period.
Belknap v. Schild, 161 U. S. 10, followed.
THIS case came before the court on the following certificate for instructions:
“The complainant as the owner of letters patent of the United States for new and useful improvements in stamp cancelling and postmarking machines, brought a bill in equity against the defendant, who is postmaster of the United States post office at Syracuse, New York, complaining of the use in said post office of two machines, which infringe the complain- ant‘s letters patent, and praying for an injunction against the further use of said machines. The defendant never personally used any stamp cancelling and postmarking machines; but the use of said two machines in said post office at Syracuse is by some of defendant‘s subordinates, who are employés of the United States government, such use being in the service of the United States.
“The machines so used were hired by the United States Post Office Department for a term, which is as yet unexpired,
“And the said United States Circuit Court of Appeals for the Second Circuit, further certifies, that to the end that it may properly decide the questions in such cause, and presented in the assignments of error therein filed, it requires the in- structions of the Supreme Court of the United States, on the following question, to wit:
“Upon the foregoing facts, has the United States Circuit Court the power to grant an injunction against the defendant, restraining the use of the machines?”
Mr. Louis Marshall, with whom Mr. George W. Hey was on the brief, for appellant:
The government of the United States, by granting the letters patent on which the complainant bases its claim for relief, conferred upon it an exclusive property therein which cannot be appropriated or used by the government itself or by any of its officials without the complainant‘s consent. Walker on Patents, § 167; 3 Robinson on Patents, § 897; United States v. Burns, 12 Wall. 246; James v. Campbell, 104 U. S. 356; Hollister v. Mfg. Co., 113 U. S. 59; Solomons v. United States, 137 U. S. 342; Head v. Porter, 48 Fed. Rep. 481; Belknap v. Schild, 161 U. S. 15, 16.
The defendant having used an infringing device against the complainant‘s protest, his tortious act cannot be made the basis of a suit against the United States in the Court of Claims, or in any other court. Gibbons v. United States, 8 Wall. 269; Morgan v. United States, 14 Wall. 531; Langford v. United States, 101 U. S. 341; United States v. Jones, 131 U. S. 1, 16, 18; German Bank v. United States, 148 U. S. 573, 579; Hill v. United States, 149 U. S. 593.
The United States is not liable to a suit for an infringement of a patent, since such a suit is one sounding in tort.
The complainant would thus be remediless with respect to a conceded infringement of its rights, unless relief by injunc- tion is granted against the defendant for his continuing tres- passes against the complainant‘s property right, and it is believed that such remedy is available, notwithstanding the defendant‘s official position.
The exemption of the United States and of the several States from judicial process does not protect their officers and agents, civil or military, in time of peace, from being personally liable to an action by a private person whose rights of property they have wrongfully invaded or injured, even by authority of the government which they represent. Little v. Barreme, 2 Cranch, 170; Osborn v. Bank, 9 Wheat. 738; Bates v. Clark, 95 U. S. 204; Pennoyer v. McConnaughy, 140 U. S. 1; Kilbourn v. Thompson, 103 U. S. 168.
Actions of ejectment have been maintained against govern- ment officers in possession of land under government authority. United States v. Lee, 106 U. S. 196; Tindal v. Wesley, 167 U. S. 204. See also Poindexter v. Greenhow, 114 U. S. 270; Cunningham v. Railroad Co., 109 U. S. 446; Stanley v. Schwalby, 147 U. S. 508, 518; McGahey v. Virginia, 135 U. S. 662, 684; Smyth v. Ames, 169 U. S. 518; Am. School & v. McAnnulty, 187 U. S. 94.
As to suits against government officials on patents, see Cammeyer v. Newton, 94 U. S. 225, 234; James v. Campbell, 104 U. S. 356; Hollister v. Manufacturing Co., 113 U. S. 59; Head v. Porter, 48 Fed. Rep. 481. And see also Vavasseur v. Krupp, 9 Ch. Div. 351, 358.
The government does not aver payment of rent in advance so an injunction against using the machines would not be a source of pecuniary loss. Even if the rental had been paid in advance of an injunction issued based on the establish- ment of an infringement, the government could recover any rental paid in advance, on the theory of a failure of con-
Since Belknap v. Schild, 161 U. S. 10, see Dashiell v. Grosvenor, 162 U. S. 425; Scott v. Donald, 165 U. S. 108; In re Tyler, 149 U. S. 164. These and other cases relied on by appellee are not applicable and can be distinguished.
Mr. W. K. Richardson, with whom Mr. J. C. McReynolds, Assistant Attorney General, was on the brief, for appellee:
Appellee relies on Belknap v. Schild, 161 U. S. 10, and appellants have failed to distinguish that case.
As to the rights of the lessee, who is practically for the time the owner, see United States v. Shea, 152 U. S. 178; The Jersey City, 51 Fed. Rep. 529; Smith v. Plomer, 15 East, 607; Muggridge v. Eveleth, 9 Met. 233; Fairbank v. Phelps, 22 Pick. 535; Wade v. Mason, 12 Gray, 335.
The Federal courts have always recognized the hardships arising from an injunction against the use of the alleged in- fringing machines and it would be an interference with the government‘s prerogative. Barnard v. Gibson, 7 How. 650, 658; Morris v. Lowell Mfg. Co., 3 Fish. Pat. Cas. 67; Bliss v. Brooklyn, 4 Fish. Pat. Cas. 596; Ballard v. City of Pittsburg, 12 Fed. Rep. 783, 786; Westinghouse Air-Brake Co. v. Burton Stock-Car Co., 70 Fed. Rep. 619; and on appeal 77 Fed. Rep. 301; Huntingdon Dry Pulverizer Co. v. Alpha Portland Cement Co., 91 Fed. Rep. 534. See also The Davis, 10 Wall. 15, as to possession of the government.
Besides Belknap v. Schild, see Thompson v. Sheldon, 98 Fed. Rep. 621; Head v. Porter, 48 Fed. Rep. 481; Heaton v. Quintard, 7 Blatch. 73; James v. Campbell, 104 U. S. 356; Cammeyer v. Newton, 94 U. S. 225, 234; Dashiell v. Grosvenor, 62 Fed. Rep. 584. Cases on appellant‘s brief can be distinguished.
MR. JUSTICE HOLMES, after making the foregoing state- ment, delivered the opinion of the court.
This case is governed by Belknap v. Schild, 161 U. S. 10. There an injunction was sought against the Commandant of the United States Navy Yard at Mare Island, California, and some of his subordinates, to prevent the use of a caisson gate in the dry dock at that place, contrary to the rights of the plaintiff as patentee. The case was heard on pleas setting up that the caisson gate was made and used by the United States for public purposes, and, as they were construed, that it was the property of the United States. The pleas were held bad as answers to the whole bill, because the bill also sought dam- ages and the defendants might be personally liable, but it was held that an injunction could not be granted, and the bill was dismissed without prejudice to an action at law. Vavasseur v. Krupp, 9 Ch. D. 351, was cited for the proposition which was made the turning point of the case, that the court could not interfere with an object of property unless it had before it the person entitled to the thing, and this proposition was held to extend to an injunction against the use of the thing as well as to a destruction of it or to a removal of the part which infringed. It was pointed out that the defendants had no personal interest in the continuance of the use, and that, so far as the injunction was concerned, the suit really was against the United States. Of course, if those defendants were enjoined other persons attempting to use the caisson gate would be; and thus the injunction practically would work a prohibition against its use by the United States.
Belknap v. Schild differed from United States v. Lee, 106 U. S. 196; and Tindal v. Wesley, 167 U. S. 204, and also from
The question is answered in the negative, and it will be so certified.
MR. JUSTICE HARLAN, with whom concurred MR. JUSTICE PECKHAM, dissenting.
It is to be assumed upon this record that the plaintiff, the International Postal Supply Company, is the owner of letters patent granted by the United States for new and useful im- provements in stamp cancelling and postmarking machines; and that the defendant Bruce, against the will of the patentee and without paying any royalty to him, is using and, unless enjoined, will continue to use, machines that infringe the plaintiff‘s letters patent.
Can the defendant be prevented from thus violating rights of the plaintiff in respect of his patent, the validity of which is not here disputed? In answering this question it is neces- sary to bring together the observations of this court in some cases heretofore decided. That being done but little addi- tional need be said.
In the previous case of United States v. Lee, 106 U. S. 196, which was a suit to recover certain lands to which the plain- tiffs claimed title, but which were in the possession of the de- fendants, (officers of the Army,) who asserted title to the United States, it was contended that the suit was, in legal effect, one against the United States, and therefore not main- tainable. But the contrary was adjudged in that case. The court, upon an extended review of the authorities, held that the suit was not to be deemed one against the Government within the recognized rule that the United States cannot be sued without its consent, and that it was competent for the
In Pennoyer v. McConnaughy, 140 U. S. 1, 10, the court, speaking by Mr. Justice Lamar, after referring to the class of suits in which the defendants, claiming to act as officers of the State, and under color of an unconstitutional statute commit acts of wrong and injury to the rights and property of the plaintiff, said: “Such suit, whether brought to recover money or property in the hands of such defendants, unlaw- fully taken by them in behalf of the State, or for compensation in damages, or, in a proper case, where the remedy at law is inadequate, for an injunction to prevent such wrong and injury, or for a mandamus, in a like case, to enforce upon the defend- ant the performance of a plain, legal duty, purely ministerial --is not, within the meaning of the
In Tindal v. Wesley, 167 U. S. 204, by an unanimous judg- ment, the court held that a suit against an individual to recover possession of certain real estate was not one against
I cannot agree that the present decision is in harmony with the principles announced in the above cases. The United States is not here sued, although, as in United States v. Lee, it may be incidentally affected by the result. No decree is asked against it. The suit is against Dwight H. Bruce, who is proceeding in violation of the plaintiff‘s right of property, and denies the power of any court to interfere with him solely upon the ground that what he is doing is under the order and sanction of the Post Office Department. He is, so to speak, in the possession of and wrongfully using the plaintiff‘s pat- ented invention, and denies the right of any court, by its mandatory order, to prevent him from continuing in his lawless
If Congress, by statute; and in the exercise of its power of eminent domain, had chosen to take the plaintiff‘s patent right for public use, at the same time opening the way, by some appropriate proceeding, through which the patentee could secure compensation from the Government for his property so taken, different considerations would arise. But no such action has been taken by Congress. The case before us is one in which it is held that the court cannot, by any direct process against the defendant, stop him from doing that which con- fessedly he has no legal right to do, namely, to use an inven- tion against the will of the patentee. It was supposed that this court announced an incontrovertible proposition when, in United States v. Lee, it said that “no man in this country is so high that he is above the law,” and that “all the officers of the Government, from the highest to the lowest, are creatures of the law, and are bound to obey it.” But it seems that some officers are above the law and may trample upon the rights of private property--Heads of Departments who may upon their own motion seize the property of a patentee and use it in the public business, and then close the doors of the courts
Suppose Congress, under its power to regulate commerce, should enact a statute regulating rates for freight and passen- gers on interstate carriers, and that such statute, by reason of some provisions in it, was unconstitutional or incapable of execution without destroying the legal rights of such carriers. Could it be doubted that the courts might, at the instance of an interstate carrier directly affected by the act, enjoin the public officers charged with the execution of the act from enforcing its provisions? Would their hands be stayed by the suggestion that as the United States, in its corporate capacity, could not be made a party defendant of record, no relief could be granted against the persons who sought, under the cover of official station, to enforce an unconstitutional statute de- structive of private rights?
Or, suppose Congress should, by statute, expressly direct the Postmaster General to use a particular patented inven- tion, paying nothing for such use, and at the same time withhold from the courts jurisdiction of any suit against the Government by the patentee to obtain compensation for his property so taken for public use? Ought it to be doubted that such an act would be declared unconstitutional and void, and that the courts would, at the suit of the patentee, although
Let me give another illustration. Suppose Congress should, by statute, in a time of peace, direct the Secretary of War to take possession of the private residence of a citizen and use it for a quartermaster‘s office, and at the same time exclude from the jurisdiction of any court a suit against the United States to recover compensation for the property so taken for public use. Would the court refuse to stay the hands of the Secretary of War in executing the provisions of such a statute, simply because the United States could not be made a party of record to the suit? Surely not.
The court regards Belknap v. Schild as decisive of this case. I cannot assent to that view. That case was exceptional in its facts, and its doctrines ought not to be extended so as to embrace the present one: If there are expressions in the opinion in that case which seem to sustain the present decision, they should be withdrawn, or so modified as not to impair the force of previous decisions. The relief asked in that case was not only an injunction against the defendants from using the caisson gate which had been constructed, as was alleged, in violation of the plaintiff‘s right as patentee for an improve- ment in caisson gates, but an order for the destruction or delivery to the plaintiff of the particular gate in question, which had been built for the United States, according to plans furnished by its officers, and had been placed in such position that it had become a part, physically, of the docks at the Government Navy Yard. The destruction or displacement
I am of opinion that every officer of the Government, how- ever high his position, may be prevented by injunction, operat- ing directly upon him, from illegally injuring or destroying the property rights of the citizen; and this relief should more readily be given when the Government itself cannot be made a party of record.
The courts may, by mandamus, compel a public officer to perform a plain, ministerial duty prescribed by law; and that may be done, although the Government itself cannot be made a party of record. Can it be possible that the court is without authority to enjoin the same officer from doing a direct, affirmative wrong to the property rights of the citizen, upon the ground that the Government whom he represents and in whose interest he is acting is not and cannot be made a party of record? The present decision--erroneously, I take leave to say--answers this question favorably to the defendant.
MR. JUSTICE PECKHAM concurs in this dissent.
