IN THE MATTER OF THE ESTATE OF MICHAEL D. FISHER, II.
DOCKET NO. A-0878-14T2
SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION
December 11, 2015
NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION. APPROVED FOR PUBLICATION December 11, 2015.
Argued November 18, 2015 - Decided December 11, 2015
Before Judges Ostrer, Haas and Manahan.
On appeal from Superior Court of New Jersey, Chancery Division, Cape May County, Docket No. P-20-14.
Michael A.
I. Dominic Simeone argued the cause for respondent Justina M. Nees, individually and as administratrix (Simeone & Raynor, LLC, attorneys; Mr. Simeone, of counsel and on the brief; Bryan T. Eggert and Kenneth E. Raynor, on the brief).
The opinion of the court was delivered by
HAAS, J.A.D.
I.
We derive the following facts from the parties’ pleadings and certifications. The parties were married in 1994 and had one child, Michael, born in February 1995.
The parties separated in April 2001.1 One month later, Nees obtained a Final Restraining Order (FRO) against Fisher after he attempted to remove Michael from school without first notifying her. Under the terms of the FRO, Fisher was permitted to have supervised parenting time with Michael at Fisher‘s psychologist‘s office. The FRO also ordered Fisher to submit to a risk assessment and to “receive professional domestic violence counseling[.]” Fisher did not attend all of his supervised parenting time sessions with his son. He also did not appear for the risk assessment or counseling.
In November 2001, Fisher filed a motion, seeking permission to have unsupervised parenting time with Michael. In response, Nees filed a cross-motion, requesting that all of Fisher‘s parenting time be supervised until he completed the anger management program and the risk assessment.
On January 29, 2002, the court temporarily suspended Fisher‘s parenting time pending his enrollment in an anger management program and completion of an assessment by the “Family Court Assessment Team.” In his decision, the judge remarked “that [Fisher] ha[d] not exerted himself to take the basic steps” set forth in the FRO concerning the required risk assessment and counseling and stated that Fisher‘s “contumacious disregard of the court‘s explicit requirements” supported the denial of Fisher‘s request for unsupervised parenting time.
On March 7, 2002, the court entered a Final Judgment of Divorce (FJOD), which incorporated the terms of the parties’ agreement as to the terms of the dissolution. The FJOD granted sole custody of Michael to Nees, with Fisher‘s parenting time remaining suspended until he complied with the January 29, 2002 order. Fisher agreed to pay Nees $85 per week2 in child support for Michael, with the payments to be made through the County Probation Department by way of wage garnishment.
In Fisher‘s certification, he stated:
During our divorce litigation, [Nees] made an offer to me, through our attorneys, that she would not ask for any child support if I were to agree to give up my parental rights to Michael. I emphatically said that I would absolutely never agree to that. Although I was
having financial difficulties, I was never going to give up my parental rights to Michael in consideration for no child support. I wanted to have a relationship with Michael.
Nees did not contradict Fisher‘s statement in her pleadings.
Fisher did not “present[] himself for the” Family Court Assessment Team evaluation required by the January 29, 2002 order. Therefore, on May 8, 2002, the trial court sent the parties a letter stating that “the suspension of [Fisher‘s] visitation with Michael . . . continues in full force and effect.”
From January 2002 until Michael‘s death at the age of fifteen on September 24, 2010, Fisher “never had any legal visitation with his son.” Fisher spoke to Michael during “some” telephone conversations in 2001 and 2002. Fisher stated he “would occasionally see Michael in public places.” One summer, he saw Michael on a beach, approached him, and began talking to his son. At that point, Nees appeared, reminded Fisher of the FRO, and told him she would call the police if he did not leave. Fisher complied.
In 2006, Fisher moved to Florida. Fisher certified that he was going “through some difficult times including having significant health issues.” He fell behind in his child support obligations and, by 2010, was over $10,000 in arrears.
In May 2010, Fisher filed a motion to decrease or terminate his child support obligation. Fisher stated that he was diagnosed with a serious health condition in February 2008 and could no longer work as a painter. Nees opposed the motion and attached a photograph of Fisher working on a ladder in 2009 to her pleadings.3 On July 6, 2010, the trial judge granted Fisher‘s motion and terminated his child support obligation as of May 13, 2010, the date he filed his motion. The judge explained his ruling as follows:
[Fisher] has demonstrated that his circumstances have changed so that the current child support order is no longer feasible. [Fisher] is seriously ill and unable to work. There is no indication that he will recover and be able to resume work. Although [Nees] has provided a picture of [Fisher] working, this does not, in the court‘s view, outweigh the medical information [Fisher] has provided and his statements that he is unable to work. Even if [Fisher] did work for a day or two in October, that does not mean he can work now or has been able to work consistently for the past two years. It is pointless and impractical to maintain a child support order which [Fisher] cannot now and may never be able to pay.4
Fisher stated that, about two months before Michael‘s death, Fisher “located” his son on Facebook and sent him some messages. Michael responded to the messages. However, Fisher then discovered he “was blocked” from Michael‘s account. Fisher certified that he did not “know who orchestrated that or why.”
In August 2010, Nees filed a motion to reinstate Fisher‘s child support obligation or, in the alternative, to require Fisher to apply for Social Security Disability benefits. Fisher did not file any opposition to the motion. On September 24, 2010, the
Fisher learned of his son‘s death from a relative and returned to New Jersey to attend the funeral. Nees stated that she asked Fisher “to pay for half of the funeral costs and he would not do so.”
Michael died intestate and, with Fisher‘s consent, Nees was appointed on June 1, 2012 as the administratrix and administratrix ad prosequendum of Michael‘s estate.
Because Michael had no spouse or children, his parents would each share equally in his intestate estate.
b. A parent of a decedent shall lose all right to intestate succession in any part of the decedent‘s estate . . . if:
(1) The parent refused to acknowledge the decedent or abandoned the decedent when the decedent was a minor by willfully forsaking the decedent, failing to care for and keep the control and custody of the decedent so that the decedent was exposed to physical or moral risk without proper and sufficient protection, or failing to care for and keep the control and custody of the decedent so that the decedent was in the care, custody and control of the State at the time of death . . . .
[(emphasis added)].6
On March 21, 2014, Nees filed a verified complaint seeking to bar Fisher from receiving a share of Michael‘s estate under
Following oral argument on the return date of the order to show cause,7 the trial judge granted Nees‘s request to bar Fisher from receiving a share of Michael‘s intestate estate. In his written opinion, the judge found that ”
In conducting this analysis, the judge did not refer to any of the case law interpreting the terms “abandoned” and “willfully forsaking” in other contexts.8 Instead, the judge referred to a dictionary definition of the word “willful,” which defined the term as “‘[p]roceeding from a conscious motion of the will; voluntary; [i]ntending the result which actually comes to pass; designed; intentional; not accidental or involuntary.‘”
The judge noted that Fisher had no contact with his son after 2002, and moved to Florida in 2006. The judge also found that Fisher “failed to voluntarily comply with his child support obligations, which resulted in a wage garnishment and substantial arrears as of the date of his son‘s death.” Thus, the judge concluded:
Previously, [Fisher], as a result of his own actions, was subject to severe limitations of his parental rights. [Fisher] failed to complete any of the court[-]mandated prerequisites to continue visitations with his son or regain his full parental rights. [Fisher] failed to provide his son with any voluntary financial support over the remainder of his life. Although his rights with respect to his son had been limited by [the] court, the facts here demonstrate that [Fisher] abandoned what relationship remained.
At the same time, however, the judge stated that “[t]he court does not question that [Fisher] cared for his son or mean to imply that it was his purpose or specific intent to abandon him.” The judge observed:
The paradigm case of abandonment by willfully forsaking [a child] would be where a parent, with uninhibited rights of custody and visitation, chooses to leave the familial unit, has no further involvement with the child, and provides no voluntary support for the child. This is not such a case.
Finally, the judge stated, “[a]dmittedly, it may not have been [Fisher‘s] specific intent or purpose to abandon his son.”
In spite of these findings, the judge granted Nees‘s application, stating that Fisher‘s
acts were unequivocally intentional rather than accidental or involuntary. His choice not to attend his supervised visits with his son and court[-]mandated anger management therapy was not accidental or involuntary. His failure to voluntarily fulfill his child support obligations was not accidental or involuntary. And ultimately, the absence of his presence from the remainder of his son‘s regrettably short life was not accidental or involuntary.
This appeal followed.9
II.
Whether Fisher “abandoned” Michael turns upon an interpretation of
“It is well settled that the goal of statutory interpretation is to ascertain and effectuate the Legislature‘s intent.” State v. Olivero, 221 N.J. 632, 639 (2015) (citing Murray v. Plainfield Rescue Squad, 210 N.J. 581, 592 (2012)). Our analysis of a statute begins with its plain language, giving the words their ordinary meaning and significance. Ibid. “It is a basic rule of statutory construction to ascribe to plain language its ordinary meaning.” Bridgewater-Raritan Educ. Ass‘n v. Bd. of Educ., 221 N.J. 349, 361 (2015) (citing D‘Annunzio v. Prudential Ins. Co. of Am., 192 N.J. 110, 119-20 (2007)). “When that language ‘clearly reveals the meaning of the statute, the court‘s sole function is to enforce the statute in accordance with those terms.‘” Olivero, supra, 221 N.J. at 639 (quoting McCann v. Clerk of Jersey City, 167 N.J. 311, 320 (2001)).
However, if there is any ambiguity in the statutory language, a court may look at extrinsic evidence “such as ‘the statute‘s purpose, legislative history, and statutory context.‘” State v. Fortin, 178 N.J. 540, 607 (2004) (quoting Twp. of Pennsauken v. Schad, 160 N.J. 156, 170 (1999)). A court may also consider “extrinsic evidence if a plain reading of the statute leads to an absurd result or if the overall statutory scheme is at odds with the plain language.” DiProspero v. Penn, 183 N.J. 477, 493 (2005).
As noted above,
b. A parent of a decedent shall lose all right to intestate succession in any part of the decedent‘s estate . . . if:
(1) The parent refused to acknowledge the decedent or abandoned the decedent when the decedent was a minor by willfully forsaking the decedent, failing to care for and keep the control and custody of the decedent so that the decedent was exposed to physical or moral risk without proper and sufficient protection, or failing to care for and keep the control and custody of the decedent so that the decedent was in the care, custody and control of the State at the time of death . . . .
Fisher contends that the trial judge erred in only considering the first phrase of
As noted above, the plain language of a statute “is typically the best indicator of intent.” In re Plan for the Abolition of the Council on Affordable Hous., 214 N.J. 444, 467 (2013).
“When[, as here,] items in a list are joined by a comma or semicolon, with an ‘or’ preceding the last item, the items are disjunctive.” State v. Smith, 262 N.J. Super. 487, 506 (App. Div. 1993). Thus, purely as a matter of grammar, the three clauses in
Based on this well-established rule of statutory construction and the plain language of the statute, we conclude that a parent may lose his or her right to intestate succession if the parent abandoned the decedent when he or she was a minor by: (1) “willfully forsaking the decedent“; (2) “failing to care for and keep the control and custody of the decedent so that the decedent was exposed to physical or moral risk without proper and sufficient protection“; or (3) “failing to care for and keep the control and custody of the decedent so that the decedent was in the care, custody and control of the State at the time of death . . . .”
“When the Legislature‘s chosen words lead to one clear and unambiguous result, the interpretative process comes to a close, without the need to consider extrinsic aids.” State v. Buckley, 216 N.J. 249, 263 (2013) (quoting State v. Shelley, 205 N.J. 320, 323 (2011)). Therefore, we need proceed no further in considering Fisher‘s argument on this point. Nevertheless, the legislative history of
As originally introduced on May 12, 2008, Assembly Bill 2681, (the bill that was eventually enacted as
Abandonment of a child shall consist of any of the following acts by anyone having the custody or control of the child: (a) willfully forsaking a child; (b) failing to care for and keep the control and custody of a child so that the child shall be exposed to physical or moral risk without proper and sufficient protection; (c) failing to care for and keep control and custody of a child so that the child shall be liable to be supported and maintained at the expense of the public, or by child caring societies or private persons not legally chargeable with its care or their care, custody and control.
As is readily apparent from an examination of the language it used in the final version of
Fisher makes a final argument in support of his contention that a parent may only lose his or her right to a child‘s intestate estate if the abandonment exposes the child to the risk of physical harm. The sponsor of Senate Bill 1640, which was the Senate‘s version of Assembly Bill 2681, appended a statement to the bill when it was introduced. In pertinent part, the statement provided:
This bill is in response to a recent decision of the Superior Court of New Jersey, Appellate Division, which held that the mother of an abused, abandoned, and neglected child was not entitled to inherit the $1 million the State paid to her son‘s estate to settle a lawsuit. The court concluded, using its equitable powers, that allowing the woman whose abuse and neglect led to the child‘s death to collect that child‘s inheritance would be “cruel, ironic, and inequitable.” This bill seeks to fill the gap in the statutory law on this issue.
[Sponsor‘s Statement to S. 1640, at 4 (May 5, 2008).]
The sponsor‘s statement refers to our decision in New Jersey Division of Youth and Family Services v. M.W., 398 N.J. Super. 266 (App. Div.), certif. denied, 196 N.J. 347 (2008). In that case, the mother abused her three children and then left them in the care of a cousin who burned, beat, restrained, starved, and confined the children in a basement without access to a bathroom. Id. at 271-279. Two of the children were eventually rescued, but the third child was found dead in the basement. Id. at 274. The Division was supposed to be supervising and providing services to the children, but it failed to do so. Id. at 277-82.
While she was still in jail, the mother brought an action against the Division on behalf of the two surviving children, “alleging that the Division had negligently failed to protect her children from abuse while they were in the care of” the cousin. Id. at 282-83. The Division settled the case and, as part of the settlement, agreed to pay $1 million to the deceased child‘s estate. Id. at 283.
Because
In our ruling, we noted that New Jersey had not “adopted a statutory exception to the mandatory succession by intestacy statutes applicable to children to extinguish the inheritance rights of ‘bad parents.‘” Id. at 292. In the present case, Fisher argues that, based on the sponsor‘s statement that Senate Bill 1640 would address the horrific situation involved in M.W.,
As demonstrated above, however, the Legislature did not limit
III.
We now turn to the question of whether Fisher “abandoned” Michael when he was a minor by “willfully forsaking him” within the intendment of
Here, the terms “abandoned” and “willfully forsaking” have been construed in several of our prior decisions concerning
The leading case construing the terms of
On these facts, the Court found “that the actions of the [parents] constitute[d] an abandonment of their child under”
The statutory notion of abandonment does not necessarily, we think, imply that the parent has deserted the child, or even ceased to feel any concern for its interests. It fairly may, and in our judgment does, import any conduct on the part of the parent which evinces a settled purpose to forego all parental duties and relinquish all parental claims to the child.
[Ibid. (quoting Winans v. Luppie, 47 N.J. Eq. 302, 304 (E. & A. 1890)).]
The Court also emphasized that the parent‘s “purpose” to abandon the child must be “clearly manifested[.]” Ibid. (quoting Winans, supra, 47 N.J. Eq. at 304). In that same vein, we defined the term “forsaking” as used in
After carefully reviewing these precedents and distilling them to their essence, we hold that, in order for a court to conclude that a parent has “abandoned” his or her child “by willfully forsaking” him or her under
The Legislature did not specify what standard of proof should apply under
Fisher argues that a clear and convincing evidence standard should have been used because that is the standard applied
In a termination of parental rights case, “[t]he burden rests on the party seeking to terminate parental rights ‘to demonstrate by clear and convincing evidence’ that risk of ‘serious and lasting [future] harm to the child’ is sufficiently great as to require severance of parental ties.” In re Adoption of a Child by W.P. & M.P., 308 N.J. Super. 376, 383 (App. Div. 1998) (alteration in original) (quoting In re Guardianship of J.C., 129 N.J. 1, 10 (1992)). The question for the court “focuses upon what course serves the ‘best interests’ of the child.” W.P. & M.P., supra, 308 N.J. Super. at 383.
On the other hand, in a proceeding under
In so ruling, we recognize that the clear and convincing evidence standard is often used to determine issues involving will contests. Thus, for example, the burden of establishing lack of testamentary capacity is on the one who contests the will being offered for probate. This “burden must be sustained by clear and convincing evidence.” In re Estate of Hoover, 21 N.J. Super. 323, 325 (App. Div. 1952), certif. denied, 11 N.J. 211 (1953). We also note that a provision in the Uniform Probate Code, that has not been adopted by our Legislature, bars a parent from inheriting from their child if
the child dies before reaching [18] years of age and there is clear and convincing evidence that immediately before the child‘s death the parental rights of the parent could have been terminated under law of this state other than this [code] on the basis of nonsupport, abandonment, abuse, neglect, or other actions or inactions of the parent toward the child.
[Unif. Probate Code § 2-114 (amended 2010), 1 U.L.A. 118 (2013).]
However, we presume that the Legislature was aware of these precedents when it enacted
Moreover, we have determined that the Legislature intended to import the standard for determining “abandonment” that applies in cases arising under
IV.
Applying these standards to the facts of this case, we conclude that the
The judge in this case focused almost solely on these actions in determining that Fisher “abandoned” his son. The judge found that Fisher‘s actions “were unequivocally intentional rather than accidental or involuntary.” However, that is only part of the test under
As the judge specifically stated, “[t]he court does not question that [Fisher] cared for his son” and did not “mean to imply that it was his purpose or specific intent to abandon him.” The judge subsequently observed that “it may not have been [Fisher‘s] specific intent or purpose to abandon his son.” However, without that settled “purpose” or “specific intent,” there can be no abandonment or willful forsaking of a child. Lavigne, supra, 11 N.J. at 480.
The judge ignored facts in the record which demonstrated that, in spite of his repeated failure to take steps to restore parenting time with his son, Fisher never acted with the settled purpose to permanently forego all of his parental duties or relinquish all parental claims to Michael. For example, Fisher certified, without contradiction, that during the divorce proceedings, he was presented with an offer that, if he agreed to give up his rights to the child, Nees would not seek child support. Fisher rejected this offer out of hand.
The record also demonstrates that Fisher paid child support for Michael throughout the child‘s life. At oral argument before us, the parties estimated that Fisher‘s total child support obligation for the period between the parties’ March 2002 divorce and the court‘s July 2010 order terminating the support obligation due to Fisher‘s extremely poor health was approximately $37,000. Although Fisher was approximately $10,000 in arrears at the time of the July 2010 order, he had still paid more than two-thirds of the total amount due.
We do not view Fisher‘s May 2010 motion to reduce or terminate his child support obligation as evidence of a settled purpose on his part to permanently forego all parental duties and claims to his child. Child “support orders define only the present obligations of the former spouses. Those duties are always subject to review and modification on a showing of ‘changed circumstances.‘” Lepis v. Lepis, 83 N.J. 139, 146 (1980).
In his motion, Fisher stated that his “support would never have stopped if not for [his] illness” and, based upon the proofs submitted, the motion judge determined that Fisher‘s “circumstances have changed so that the current child support order is no longer feasible.” Nevertheless, Fisher remained obligated to pay the existing arrears, and he continued to do so even after Michael‘s death. Fisher also did not oppose Nees’ motion to reinstate child support if Fisher were able to obtain Social Security Disability benefits. Under these circumstances, we are unable to conclude that Fisher intended to permanently
The trial judge was critical of Fisher because the child support payments were made by way of wage garnishment. The judge therefore concluded that Fisher “failed to voluntarily comply with his child support obligations . . . .” However, the preferred method of paying child support is by way of wage garnishment.
Although Fisher did not have parenting time with Michael after 2002, he did see and speak to the child on one occasion in violation of the FRO. Fisher also made contact with his son on Facebook a few months before his death. He returned to New Jersey to attend Michael‘s funeral. These actions are not consistent with those of a parent whose “settled purpose” was to permanently forego all parental duties and relinquish all parental claims to his child.
Under these circumstances, we conclude that Nees did not demonstrate by a preponderance of the evidence that Fisher “abandoned” his son “by willfully forsaking” him. Therefore, the exception to intestate succession set forth in
Reversed.
I hereby certify that the foregoing is a true copy of the original on file in my office.
CLERK OF THE APPELLATE DIVISION
