In the Matter of New Jersey Department of Education Complaint Investigation Report
Before Judges Currier, Berdote Byrne, and Jablonski.
On appeal from the New Jersey Commissioner of Education, Docket No. C2024-6877.
Elizabeth Athos argued the cause for appellant Education Law Center (Education Law Center, attorneys; Rebecca K. Spar, Cindy Fine, and Elizabeth Athos, on the briefs).
Colin Klika, Deputy Attorney General, argued the cause for respondent New Jersey Department of Education (Jennifer Davenport, Attorney General, attorney; Donna Arons, Assistant Attorney General, of counsel; Kevin Milton, Deputy Attorney General, on the brief).
PER CURIAM
ELC challenges the OSE‘s findings and legal conclusions, arguing the final agency decision violates IDEA and New Jersey regulations. ELC also claims the CAP adopted by OSE was arbitrary and capricious. After careful review, we find no reason to disturb the findings of the OSE and affirm.
I.
On December 23, 2023, ELC filed a complaint with OSE seeking an investigation. ELC‘s complaint raised nine issues. In support of the allegations in its complaint, ELC cited approximately twenty Office of Administrative Law (OAL) decisions pertaining to the specific removal of special education students.
- Issue one alleged the DOE (1) violated its supervisory responsibility pursuant to the IDEA by permitting schools to unilaterally remove students from their current placements without first obtaining orders from an Administrative Law Judge (ALJ), and (2), failed to ensure that changes in the child‘s placement were limited to forty-five calendar days, as required by
20 U.S.C. § 1415(k)(3) . - Issue two alleged the DOE violated IDEA and state regulations by failing to require school districts to file petitions for an expedited hearing when seeking removal of a student from the student‘s stay-put placement based on claims of substantial likelihood of injury to the student or others.
- Issue three alleged the DOE violated IDEA by failing to permit a parent or adult student to engage in mediation prior to transmitting
the district‘s application to change a student‘s placement based on claims of substantial likelihood of injury to the student or others. - Issue four alleged the DOE violated its own special education regulations by transmitting a district‘s emergent relief (ER) application to OAL without affidavits, failing to ensure ALJ findings were supported by evidence, and failing to ensure expert opinions included the expert‘s qualifications.
- Issue five alleged the DOE violated
20 U.S.C. § 1415(k)(3) and New Jersey regulations by failing to ensure that a school district met its burden of proof by clear and convincing evidence when seeking ER. Also, the DOE allegedly violated20 U.S.C. § 1415(k)(3) by permitting ALJ decisions regarding ER to rely on an improper interpretation of the factors enumerated in Crowe v. De Gioia, 90 N.J. 126, 132-34 (1982) (the Crowe factors). In addition, the DOE allegedly permitted home instruction as an interim alternative educational setting (IAES), which in some cases violatedN.J.A.C. 6A:14-4.8 , which provides that home instruction should be ordered only when “all other less restrictive program options have been considered and have been determined inappropriate.” Issue six alleged the DOE violated 20 U.S.C. § 1415(j) and Third Circuit precedent by improperly utilizing the Crowe factors to determine a child‘s educational placement.- Issue seven alleged the DOE failed to ensure determinations of a child‘s current educational or stay-put placement were made in accordance with IDEA. In particular, the DOE allegedly failed to ensure an IEP in which the district proposed a different placement did not become the student‘s stay-put placement after a period of time. Also, the DOE allegedly failed to ensure a child‘s new placement did not become the stay-put placement until the placement was “operative” and “functioning.”
- Issue eight alleged the DOE failed to develop a dispute resolution procedure where oral arguments were conducted at a time and place reasonably convenient to parents; to give parents the option to appear by telephone; to give parents notice of when testimony would be taken; to provide parents with written findings of fact and decisions; and, when parents did not appear for oral argument, to add provisions to the order in compliance with
N.J.A.C. 1:6A-12.1(d) . Issue nine alleged DOE violated IDEA in its oversight responsibility of expedited hearings.
ELC made multiple proposals for revisions to the DOE standards to address the concerns raised in its complaint. For example, ELC proposed changes to the dispute resolution manual and changes to procedures for expedited due process hearings; new written procedures for ER; and revised procedures for determining a student‘s status during the pendency of a special education due process hearing.
In response to ELC‘s complaint, OSE investigated and submitted a report of its findings on February 26, 2024. The OSE addressed each of the nine issues raised by ELC in its investigative report. The investigation involved a review of all district filings for fiscal years 2023 and 2024 where a district sought removal of a student with a disability to an IAES. It contained eighty-one findings of fact.
OSE agreed with ELC there were several instances where a district applied for ER without first requesting an expedited due process hearing and OSE was non-compliant in this regard; a CAP with a notice to school districts was the chosen remedy.
Although there were a few occurrences where children had been removed for more than forty-five days, the OSE did not believe this was a systemic problem. It explained when the forty-five-day period ended there are three options: either the student is returned to his or her current placement; the parties agree to another placement; or an ALJ may extend the removal for an additional forty-five days due to the danger the alternative would pose to the student or others.
The OSE further found there were instances where a student was removed for more than forty-five days, and, at the conclusion of the forty-five-day period, OSE did not follow up on final decisions regarding ER. Also, it agreed ALJ orders had to specify the date on which the forty-five days expires. Thus, OSE agreed with ELC it was non-compliant and corrective action was required. However, it also found the instances cited by ELC represented individual errors,
With respect to whether ALJs had properly applied the Crowe standards, the OSE again stated it was not appropriate for OSE to review individual decisions because each ALJ decision was subject to appeal. However, it concurred training related to use of the Crowe factors would be beneficial.
Regarding the stay-put rules, OSE again stated the investigative complaint process was not designed to review individual cases so long as the problem was not systemic. Nevertheless, it agreed to reissue guidance related to the stay-put rules applicable during the pendency of the administrative hearings.
In the section of the investigative report entitled “Corrective Action Plan,” OSE agreed to train staff from the dispute resolution unit to ensure all requests for ER are accompanied by an affidavit certifying the affiant has personal knowledge of the facts. In addition, OSE agreed to direct OAL to issue a memorandum to staff regarding orders related to removal of a student to an IAES for forty-five days. Those orders should include (a) the requirement the student can be removed for a maximum of forty-five days; (b) the language required by
The report concluded the issues raised were largely individualized and could have been appealed. However, it acknowledged certain areas of noncompliance and adopted a CAP to address those findings.
ELC requested OSE reconsider the findings made in its report, which was denied. Instead, OSE stated the report was a final agency decision. This appeal followed.
II.
To provide context to ELC‘s allegations, we begin our analysis with a review of the applicable federal statutory provisions and New Jersey regulations. The IDEA governs the provision of special education services to students with disabilities. See
The DOE established OSE to effectuate the regulations, promulgated as
The OAL is subject to New Jersey‘s regulations implementing the IDEA, as well as the Uniform Administrative Procedure Rules.
If a parent or school district disagrees with the current special educational services or placement of a student, or if there is reason to believe that maintaining the student‘s current educational placement presents a danger to the student or others, the party filing a due process petition may request an expedited hearing.
A district may also remove a student with a disability from the current educational placement to an IAES for up to ten consecutive or cumulative school days in a school year for disciplinary reasons.
In addition, New Jersey is unique among the states in permitting a party to apply for ER, in addition and distinct from a request for a due process hearing.
In addition to the process and procedures above, the IDEA also requires a state, specifically the DOE and OSE here, to adopt a complaint procedure.
New Jersey‘s regulations governing complaint investigation procedures follow the federal regulations. See
III.
“An administrative agency‘s final quasi-judicial decision will be sustained unless there is a clear showing that it is arbitrary, capricious, or unreasonable, or that it lacks fair support in the record.” Russo v. Bd. of Trs., Police & Firemen‘s Ret. Sys., 206 N.J. 14, 27 (2011) (quoting In re Herrmann, 192 N.J. 19, 27-28 (2007)). Our review of an agency‘s decision considers:
(1) whether the agency‘s action violates express or implied legislative policies, that is, did the agency follow the law; (2) whether the record contains substantial evidence to support the findings on which the agency based its action; and (3) whether in applying the legislative policies to the facts, the agency clearly erred in reaching a conclusion that could not reasonably have been made on a showing of the relevant factors.
[In re Proposed Quest Acad. Charter Sch. of Montclair Founders Grp., 216 N.J. 370, 385 (2013) (quoting Mazza v. Bd. of Trs., Police & Firemen‘s Ret. Sys., 143 N.J. 22, 25 (1995)).]
We must affirm an agency‘s findings of fact if “supported by adequate, substantial[,] and credible evidence.” In re Taylor, 158 N.J. 644, 656 (1999) (quoting Rova Farms Resort, Inc. v. Invs. Ins. Co. of Am., 65 N.J. 474, 484 (1974)). Moreover, if we are “satisfied after [our] review that the evidence and the inferences to be drawn therefrom support the agency head‘s decision, then
The burden of demonstrating arbitrary, capricious, or unreasonable action rests upon the party challenging it. McGowan v. N.J. State Parole Bd., 347 N.J. Super. 544, 563 (App. Div. 2002). We are not bound, however, by an agency‘s “determination of a strictly legal issue.” Russo, 206 N.J. at 27 (quoting Mayflower Sec. Co. v. Bureau of Sec., 64 N.J. 85, 93 (1973)). We review its purely legal conclusions de novo. In re Ridgefield Park Bd. of Educ., 244 N.J. 1, 17 (2020). Moreover, “we are not bound by, nor need we defer to, a state agency‘s interpretation of federal law.” G.C. v. Div. of Med. Assistance & Health Servs., 249 N.J. 20, 45 (2021).
With this statutory and regulatory backdrop in mind, we turn to ELC‘s contentions. On appeal, ELC‘s claims: (1) OSE failed to properly supervise its dispute resolution system; (2) removed students in violation of federal law; (3) denied students protections afforded by the IDEA and New Jersey regulations; (4) improperly failed to find that it had not complied with stay-put issues; and (5) adopted an arbitrary capricious and unreasonable CAP.
1. OSE‘s Supervisory Function
First, ELC claims neither federal nor state regulations limit OSE‘s oversight responsibility to only systemic violations of federal law. It contends noncompliance must be addressed even if the DOE complies the majority of the time. Although we agree DOE must address every instance of non-compliance, a solitary instance of non-compliance is adequately addressed by the due process scheme DOE has put in place through OSE, including the ability to appeal an ALJ‘s individual determination directly to us and, if necessary, the Supreme Court.
OSE is correct the individual determinations made in due process hearings may not be relitigated by way of the complaint resolution process. See
However, the record does not support ELC‘s contention that OSE failed to comply with its supervisory responsibility. Here, the OSE promptly investigated ELC‘s complaint, found compliance in many of the claims raised, and adopted a CAP to address instances of noncompliance. We conclude OSE properly exercised its oversight responsibilities with respect to ELC‘s complaint.
2. The ER process
ELC takes issue with the ER process, claiming it contradicts the stay-put injunction created by the IDEA. We note this is not the first time a claim has been made alleging the ER process, unique to New Jersey, is at odds with federal
[e]mergency relief is an entirely separate category from the expedited-hearing procedures contained in the regulations. Emergency relief may be requested by either party in addition to a request for an expedited hearing. Moreover, the emergent decision is a temporary decision until the matter is fully addressed at the expedited due process hearing.
N.J.A.C. 6A:14-2.7(l) . The emergency relief process is not redundant to the expedited hearing process, nor does it impermissibly slow the expediated hearing process.[Id. at 211.]
ELC alleged ALJs were (1) granting relief without a showing of irreparable harm; and (2) placing students in an IAES without first determining whether the IAES was appropriate. In support of these allegations, ELC referred to eight emergent applications brought by school districts in which students were removed to home instruction. OSE declined to address these allegations, reasoning, “[i]t is not appropriate for the OSE to review individual decisions through [the complaint] process, or to make findings that an ALJ misapplied the burden of proof or evidentiary standard.”
However, with respect to the merits of ELC‘s claims regarding deficiencies in the emergent application process, we conclude its complaint
ELC alleges that in several cases students were removed merely for exhibiting disruptive behavior although there was no threat of bodily harm.2 But in each of the matters cited by ELC, there was proof of a threat of bodily harm. For example, in Haddonfield I, slip op. at 10, the ALJ found a substantial risk of harm to the student or others when the twelve-year-old student was found leaving school and “[r]running into traffic, throwing furniture, and attempting to hit staff.” In Middletown, slip op. at 4-5, the student exhibited disruptive behavior but also grabbed a peer by the neck and hit a peer in the groin. In Jackson, slip op. at 2, the three-year-old child exhibited self-injurious behaviors (SIB) that could cause brain damage to himself, and others were injured when trying to help him. In Holland, slip op. at 3, the ALJ found the child was a risk
Second, ELC claims that in deciding emergent applications, ALJs have been removing students to home instruction without deciding whether home instruction is “appropriate” as required by
By its own terms,
ELC argued it is a violation of IDEA to force a parent to establish the four Crowe factors when a parent utilizes ER to enforce the child‘s stay-put rights. In support, ELC cites D.V. ex rel. J.V. v. Fair Lawn Public Schools Board of Education, No. EDS 01320-23 (Mar. 31, 2023) (slip op. at 5-6), and K.Q. ex rel. N.Q. v. Deptford Township Board of Education, No. EDS 02364-23 (Mar. 23, 2023), slip op. at 7-10, where the ALJs there used the Crowe factors in deciding the parents’ request for ER to determine whether the child should not be removed. ELC argues the use of the Crowe factors in those situations conflicted with federal law.
We agree the parent of a disabled child does not have to demonstrate the Crowe factors when filing an ER application to enforce a stay-put placement. The stay-put provision of the IDEA is itself an automatic preliminary injunction, and there is no need for parents to prove their entitlement to preliminary injunctive relief. See Drinker v. Colonial Sch. Dist., 78 F.3d 859, 864 (3d Cir. 1996) (“[IDEA] substitutes an absolute rule in favor of the status quo for the court‘s discretionary consideration of the factors of irreparable harm and either
ELC pointed to two cases in its complaint where the ALJ required the parents to meet the Crowe factors when seeking to enforce stay-put placements.
In sum, ELC failed to provide evidence of violations of the IDEA in OSE‘s adjudication of due process complaints. In the cases cited in its complaint, the ALJs properly applied the standards for ER consistent with New Jersey law and the IDEA. Where they did not, the OSE properly found non-compliance and determined appropriate corrective action. OSE agreed to provide training related to use of the Crowe factors and to re-issue guidance related to the stay-put rules during the pendency of administrative hearings. In short, where the proofs established mistakes were made, OSE agreed to correct them.
3. The CAP
Finally, ELC argues OSE‘s CAP is arbitrary and capricious. We disagree. The CAP reasonably met the requirements of
In the section of the investigative report entitled “Corrective Action Plan,” OSE agreed to issue a broadcast memorandum to districts and other relevant personnel regarding the procedures for making a request to remove a student to an IAES for forty-five days and to train staff from the dispute resolution unit
Additionally, in the body of the investigative report, OSE noted it would be beneficial to have training regarding “the application of the Crowe factors related to expedited due process hearings seeking removal from a current placement based on a substantial likelihood of injury to self or others.” Moreover, the body of the investigative report provided additional information about each area of non-compliance and the activity required to correct it.
To the extent we have not addressed a specific contention, we conclude it is without sufficient merit to warrant discussion in a written opinion.
Affirmed.
I hereby certify that the foregoing is a true copy of the original on file in my office.
M.C. Hanley
Clerk of the Appellate Division