Lead Opinion
¶1 In this case we must decide what standard on review is applicable in a personal restraint petition asserting a violation of the right to a public trial under article I, section 22 of the Washington State Constitution.
Facts and Procedural History
¶2 On August 23, 2004, William Coggin went to a home in Whatcom County, where he tried to solicit yard work and attempted to sell key chains. Two young sisters were home at the time, and one sister refused both of his offers after opening the door. At the refusal, Coggin pulled out a gun, entered the home, and raped the two sisters. A third sister and the parents arrived home later. Coggin ordered them upstairs at gunpoint, and then he left.
¶3 Coggin was charged with first degree burglary, first degree rape, second degree assault, first degree robbery, and first degree unlawful possession of a firearm, with 11 firearm enhancements. During jury selection, defense counsel expressed a desire for individual juror questioning due to the publicity and sensitive nature of the case. The prosecutor drafted a juror questionnaire, and defense counsel approved the final version. The questionnaire advised the potential jurors that if they preferred to discuss their answers in private, the court would give them an opportunity to explain their answers in a “closed hearing.” Resp. to Pers. Restraint Pet., App. C at 1. The court and the parties questioned 12 prospective jurors in chambers. Before doing so, the court did not engage in the analysis required by Bone-Club. Six prospective jurors were dismissed for cause.
¶4 The jury convicted Coggin. Counsel raised no public trial issue on direct appeal, and in an unpublished opinion, the Court of Appeals affirmed all convictions but the assault conviction.
Analysis
1. Public Trial Right
¶5 We must first decide whether the trial court’s private questioning of jurors constituted a closure, thereby violating Coggin’s public trial rights. A criminal defendant has a right to a public trial as guaranteed by our state and federal constitutions. U.S. Const, amend. VI; Wash. Const. art. I, § 22 (providing “the accused shall have the right. . . to have a speedy public trial”); State v. Paumier,
¶6 Here, the trial court erroneously closed the courtroom when it privately questioned potential jurors during voir dire without first conducting a Bone-Club analysis. The State argues that this case is like State v. Momah,
¶7 The State also argues that Coggin invited any violation of his right to a public trial. “The basic premise of the invited error doctrine is that a party who sets up an error at trial cannot claim that very action as error on appeal and receive a new trial.” Momah,
2. Actual and Substantial Prejudice
¶8 The general rule is when a personal restraint petitioner alleges a constitutional violation, the petitioner must establish by a preponderance of the evidence that the constitutional error worked to his actual and
¶9 As we explained in In re Personal Restraint of Stockwell,
¶10 We have recognized that the principles of finality of litigation generally require that a higher standard be met before a presumption of prejudice attaches on collateral review. The petitioner’s burden to establish actual and substantial prejudice in a personal restraint petition is generally relaxed only where the error gives rise to a conclusive presumption of prejudice. St. Pierre,
¶11 Here, the record reflects Coggin cannot establish prejudice by any violation of his public trial right. We have stated, “The public trial right serves to ensure a fair trial, to remind the officers of the court of the importance of their functions, to encourage witnesses to come forward, and to discourage perjury.” State v. Brightman,
¶12 The interests of finality and the process underlying appellate review require us to draw a line at some point. “Although some errors which result in per se prejudice on direct review will also be per se prejudicial on collateral attack, the interests of finality of litigation demand that a higher standard be satisfied in a collateral proceeding.” St. Pierre,
¶13 Also, as stated above, significant policy reasons support why it is appropriate to presume prejudice stemming from a public trial right violation on direct review but not on collateral review. Collateral review is fundamentally different from a direct appeal, and different rules apply on direct review as compared to collateral review. Primarily, the appellate process exists to remedy trial errors even when constitutionally based. But after a conviction becomes final and a defendant raises a public trial right violation on collateral review, the social costs from reopening the case and retrying it are much greater. The appellate process also exists to develop the body of law governing all cases; collateral review focuses on the facts of the individual defendant, and its purpose is to correct the most egregious errors that cause actual harm. The principles of finality outweigh any public trial rights when the petitioner raises the public trial right issue for the first time on collateral review.
¶14 Here, Coggin does not argue or establish that he was actually and substantially prejudiced, nor do the facts support that conclusion. As a result of the individual questioning of jurors, Coggin’s goal was to benefit from a more fair trial, as jurors were presumably more forthcoming about their relative experiences and their abilities to serve impartially on the jury. While it is difficult to show that a public trial right violation was prejudicial, it is not impossible in every case. Under our established rules, it is the petitioner’s burden on collateral review, which Coggin has not established.
Conclusion
¶15 The petition is denied.
Notes
This ease was certified to this court by Division One of the Court of Appeals with In re Personal Restraint of Speight,
See State v. Coggin, noted at
In his opening brief, Coggin asserts that his article I, section 22 rights to a public trial and the public and press’s article I, section 10 rights to a public trial were violated. Wash. Const. art. I, §§ 10, 22. However, Coggin does not further analyze whether the public’s right was violated when the trial court questioned jurors individually. Therefore, we will analyze only the public trial right issue under article I, section 22.
Concurrence Opinion
¶16 (concurring) — The lead opinion holds that petitioners must show actual and substantial prejudice when raising a public trial right violation for the first time on collateral review. Lead opinion at 116. I agree with the lead opinion’s decision to deny William Coggin’s personal restraint petition. However, I would instead hold that Coggin invited the courtroom closure during voir dire and accordingly is precluded from raising the issue on collateral review. Thus, we need not reach the question of actual and substantial prejudice.
¶17 Nevertheless, because guidance is needed I would agree with the majority that the error here, failure to engage in the analysis outlined in State v. Bone-Club,
¶18 We engage in a three step inquiry to analyze public trial right violations, considering whether the public trial right is implicated, whether there was a closure, and whether any such closure was justified. State v. Smith, 181 Wn.2d 508, 513,
¶19 The goal of the invited error doctrine is to prevent a party from “ ‘setting up an error at trial and then complaining of it on appeal.’ ” City of Seattle v. Patu,
¶20 In the voir dire context, the key inquiry with invited error is whether the defendant “actively participated” in the closure. Wise,
¶21 The facts of Coggin’s case are similar to those of Momah and dissimilar from Wise. In Wise, 10 jurors were questioned privately in the judge’s chambers during voir dire, compared to the 12 who were questioned privately during Coggin’s trial. Id. at 7. However, the factors motivating the decision to privately question the jurors were quite different. In Wise, the trial judge suggested questioning jurors in chambers, communicated directly with the jurors about that proposal, and orchestrated the entire process. Id. Defense counsel may have ultimately acquiesced to the private questioning but played no part in generating or executing the process. In contrast, in Coggin’s case it was defense counsel who expressed concern that pretrial publicity may have impacted certain venire members, that some may have trouble answering questions about the sensitive topic of rape, and that some may taint the remaining venire members with their testimony. The prosecutor then drafted a questionnaire that addressed these concerns by giving jurors the option to answer questions privately in a “closed hearing.” After suggesting one change, defense counsel approved this questionnaire. Defense counsel then actively participated in the questioning process in chambers and never voiced any objection to the procedure.
¶23 Accordingly, I would hold that Coggin invited the voir dire error by advocating for private questioning, engaging in the drafting of the questionnaire that promised private questioning, and actively participating in the in-chambers questioning that occurred. For this reason, I concur in the lead opinion’s decision to deny Coggin’s petition.
¶24 Stephens, J. (dissenting) — “One of the demands of a democratic society is that the public should know what goes on in courts ... to the end that the public may judge whether our system of criminal justice is fair and right.” Maryland v. Balt. Radio Show, Inc.,
¶25 The lead opinion misapprehends the. nature of the public trial right by applying a harmless error analysis to this structural error. Structural errors such as public trial violations defy harmless error analysis because their impact may be impossible to gauge in a particular case, yet they intangibly harm the framework in which trials operate. This fact is no less true on collateral review than on direct appeal. Because the lead opinion requires personal restraint petitioners to prove the impossible, and because its holding erodes the promise of open justice in our courts, I respectfully dissent.
¶26 The lead opinion begins with the unremarkable proposition that a personal restraint petitioner must prove substantial and actual prejudice by a preponderance of the evidence in order to obtain relief. Lead opinion at 119 (citing In re Pers. Restraint of St. Pierre,
Here, there is little question that the second prong of this test [prejudice] is met. In [State v.] Wise[,176 Wn.2d 1 ,288 P.3d 1113 (2012)] and [State v.] Paumier, [176 Wn.2d 29 ,288 P.3d 1126 (2012),] we clearly state that a trial court’s in-chambers questioning of potential jurors is structural error. Had Morris’s appellate counsel raised this issue on direct appeal, Morris would have received a new trial. See [In re Pers. Restraint of] Orange, 152 Wn.2d [795,] 814[,100 P.3d 291 (2004)] (finding prejudice where appellate counsel failed to raise a courtroom closure issue that would have been presumptively prejudicial error on direct appeal). No clearer prejudice could be established.
Id. (emphasis added). Our holding in Morris followed the steady progression of precedent since State v. Bone-Club, in which we stated that “[prejudice is presumed where a violation of the public trial right occurs.”
¶27 In our first case to consider a public trial violation on collateral review, we recognized that a showing of prejudice was met — not excused — by the structural nature of the error. Orange,
¶28 Public trial violations are structural for two main reasons. First, an unjustified closure taints the entire framework in which the trial operates. Wise,
¶29 The structural nature of public trial error establishes the inextricable link between proof of the error and proof of prejudice. Consistent with our precedent, the United States Supreme Court recognized in United States v. Gonzalez-Lopez that where a person suffers a structural constitutional error, “[n]o additional showing of prejudice is required to make the violation ‘complete.’ ”
¶30 Having recognized that violation of a criminal defendant’s public trial right constitutes structural error, the lead opinion should recognize this error, like all structural errors, warrants reversal of the conviction. Instead, it seeks out reasons why the procedural posture of this case makes all the difference to the outcome. First, it looks to the greater interest in finality upon collateral review to justify requiring a showing of prejudice here. Lead opinion at 120, 121-22. It asserts, without any analysis, that “[t]he principles of finality outweigh any public trial rights when the petitioner raises the public trial right issue for the first time on collateral review.” Id. at 122. Why? What value does a final judgment hold when it follows a proceeding we must recognize as unconstitutional? How is society’s interest in knowing that its punishments are meted out justly less important in this context? Moreover, how do the relative interests weigh differently simply because a personal restraint petitioner alleges ineffective assistance of appellate counsel for failing to raise a public trial violation (as in Orange and Morris) as opposed to a direct public trial violation?
¶31 The lead opinion acknowledges that the interest in finality must be weighed against the countervailing interest in securing the “essential purpose of the constitutional right at issue.” Lead opinion at 120. Though the public trial right serves many purposes, its essential purpose is
to ensure a fair trial, to remind the prosecutor and judge of their responsibility tothe accused and the importance of their functions, to encourage witnesses to come forward, and to discourage perjury.
State v. Sublett,
¶32 More importantly, the premise that closed voir dire generally ensures fairer trials flatly contradicts United States Supreme Court authority. In Press-Enterprise Co. v. Superior Court,
No right ranks higher than the right of the accused to a fair trial. But the primacy of the accused’s right is difficult to separate from the right of everyone in the community to attend the voir dire which promotes fairness.
. . . The value of openness lies in the fact that people not actually attending trials can have confidence that standards of fairness are being observed; the sure knowledge that anyone is free to attend gives assurance that established procedures are being followed and that deviations will become known. Openness thus enhances both the basic fairness of the criminal trial and the appearance of fairness so essential to public confidence in the system.
Id. at 508. By speculating that closed voir dire likely benefitted Coggin and Speight, the lead opinion fundamentally misunderstands the right at issue. It is not for this court to determine whether openness or closure best ensures juror candor — the framers of the Sixth Amendment and article I, section 22 of the state constitution have already done so. The constitutional choice is in favor of openness: Tolerating any public trial right “deprivations would erode our open, public system of justice and could ultimately result in unjust and secret trial proceedings.” Wise,
¶33 The lead opinion says that “a limited trial closure, in and of itself, does not require reversal where the trial court considers and justifies the closure after applying the Bone-Club factors.” Lead opinion at 121. Thus, it concludes, “[w]e cannot therefore say that a defendant will be prejudiced every time there is a closure.” Id. This misses the point. A justified closure does not constitute a public trial violation. State v. Smith,
¶34 This court has previously given relief to personal restraint petitioners who alleged
¶35 Importantly, recognizing the per se prejudice of public trial right violations alleged on collateral review does not open the floodgates to personal restraint petitions. Collateral relief remains available to only a finite number of petitioners. The one-year time bar stands as a formidable obstacle to many late-recognized claims. RCW 10.73.090. To my knowledge, the public trial right has never been used to grant a personal restraint petition under any of the exceptions in RCW 10.73.100. Thus, the “problem” the lead opinion imagines will result from granting relief on collateral review is overstated, while the cost of its “solution” cannot be. Its holding disregards the essential purpose of the public trial right and departs from the steady path of our precedent since Bone-Club.
¶36 For these reasons, I respectfully dissent.
Though the court in Bone-Club described prejudice as “presumed,” the thread of its analysis makes clear the point that actual prejudice inheres in a public trial violation. Marsh adopted the reasoning in a case from the Supreme Court of Michigan, according to which both the defendant and “ ‘ “the whole body politic suffers an actual injury when a constitutional safeguard erected to protect the rights of citizens has been violated.” ’ ”
For the interests to weigh differently in this collateral review than in Orange and Morris, the lead opinion must believe that the right to effective assistance of counsel deserves greater protection than the right to a public trial. But, there is no authority for this proposition, especially given that deprivation of the public trial right falls within the “ ‘very limited class of cases’ ” constituting structural error. Neder v. United States,
The additional prejudice inquiry the lead opinion would require is nothing other than a post-hoc Bone-Club analysis. Notwithstanding our consistent refusal to engage in such analysis, the lead opinion would require courts to make an after-the-fact determination whether a closure “perhaps worked to benefit” the personal restraint petitioner, lead opinion at 121, or gave him “a more fair trial, as jurors were presumably more forthcoming.” Id. at 122. We made clear in Wise that such inquiry is flatly inconsistent with the structural nature of public trial error:
[W]e cannot know what the jurors might have said differently if questioned in the courtroom; what members of the public might have contributed to either the State’s or defense’s jury selection strategy; or, if the judge had properly closed the court under a Bone-Club analysis, what objections, considerations, or alternatives might have resulted and yielded. Cf. United States v. Curbelo,343 F.3d 273 , 281 (4th Cir. 2003) (“Like other structural errors, the error here has repercussions that are ‘necessarily unquantifiable and indeterminate.’ Sullivan [v. Louisiana,508 U.S. 275 , 282,113 S. Ct. 2078 ,124 L. Ed. 2d 182 (1993)]. We simply cannot know what [e]ffect a twelfth juror might have had on jury deliberations. Attempting to determine this would involve pure speculation.”).
Wise,
