Lead Opinion
¶1 Pаtrick L. Morris filed this timely personal restraint petition, alleging a violation of his right to a public trial when the trial court conducted part of voir dire in chambers. Further, he claims his appellate counsel was ineffective for failing to raise the violation on direct review. In In re Personal Restraint of Orange,
FACTS
¶2 In 2004, Morris was convicted of two counts of first degree sexual molestation and one count of first degree rape of his daughter, A.W., who was five years old when she disclosed the abuse. Morris’s defense was that the allegations were false and part of an effort by A.W.’s mother to terminate his parental rights. The jury disagreed and he was sentenced to 189 months in prison.
¶3 The record indicates that jury selection began in open court. After conducting some of the voir dire proceedings in the courtroom, the trial court announced, “Well, Ladies and Gentlemen, we have some interviews to do of those people who indicated they wanted to talk privately. We have quite a few of those to do, actually.” Pers. Restraint Pet. with Legal Arg. & Auths. (PRP), App. A at 45.
¶4 The record does not contain any reference to the factors a court must consider when closing proceedings to the public under State v. Bone-Club,
¶6 During trial, as part of his defense, Morris proposed to call Lawrence Daly, a former police investigator with experience interviewing child victims of sexual abuse, to testify about several subject matters relating to the State’s investigation of the case. The State challenged Daly’s testimony. After hearing testimony from Daly and the parties’ arguments about the admissibility of his testimony, the trial court limited Daly’s testimony to certain subject matters. The trial court ruled that Daly could testify about the differences between his interview of A.W. and the interview of A.W. conducted by the State’s investigator, Candy Ash-brook, inсluding differences in interview techniques. However, the trial court ruled that Daly could not testify about the suggestibility or potential coaching of A.W. The trial court ruled that testimony about scientific studies about the suggestibility of children was inadmissible under this court’s holdings in State v. Swan,
¶7 The trial judge additionally ruled that Daly could not testify about the “standard of care” of law enforcement officers as it compared to Detective Kathleen Ryan’s investigation of this case. Detective Ryan acknowledged during cross-examination that she did not personally interview anyone for this case, that she did not carefully read the medical reports, and that the Anacortes Police Department does not have any policies or procedures for the investigation of sexual abuse allegations. With regard to admitting Daly’s proposed testimony about a standard police investigation of sexual abuse allegations of a child and how it compares to Detective Ryan’s investigation, the trial judge reasoned that “[t]he jury isn’t going to be asked to evaluate Detective Ryan’s standard of care. [They] may think she’s a lousy Detective, but that doesn’t really matter in terms of what they have to decide, does it?” Verbatim Report of Proceedings (VRP) (June 14, 2004) at 76.
¶8 Morris’s defense ultimately did not call Daly as a witness. While both Daly and the defense expressed timing concerns regarding Daly’s availability, the reason for not calling him is unclear because on the same day that he was present and the trial court approved his testimony in part, the defense called Morris, not Daly, to the stand. The defense also rested its case without showing the videotape of Daly’s interview of A.W. after which the State called a rebuttal witness and sought to play the videotape of Daly’s interview of A.W. for the jury. Defense counsel indicated some concerns about playing the videotape but ultimately did not object:
THE COURT: You want the whole [tape]?
[DEFENSE COUNSEL]: Yes, if it’s going to be played at all.
THE COURT: All right. What do you mean “if it’s going to be plаyed at all”?
[DEFENSE COUNSEL]: Well, apparently it’s going to be played.
THE COURT: No objection then to playing the whole thing from beginning to end?
VHP (June 15, 2004, afternoon) at 3-4. There was no objection. The defense did not object to the foundation of the videotape or to identifying the interviewer as a “defense child interview expert.” VRP (June 16, 2004) at 2-3. The defense did not call Daly to the stand to explain anything about the interview.
¶9 On direct appeal, Morris challenged several evidentiary decisions of the trial court, particularly the admission of testimony by four State witnesses. He also claimed ineffective assistance of counsel for his counsel’s failure to object to the witnesses’ testimony. The appeal did not include a claim regarding the right to a public trial. The
ISSUES
¶10 1. Did the trial court violate Morris’s right to a public trial by conducting voir dire in chambers?
¶11 2. Did the trial court err in refusing to admit portions of proposed expert testimony?
¶12 3. Did Morris receive ineffective assistance of counsel at trial for the handling of the expert witness’s testimony?
¶13 4. Did these errors, if not individually redressible, result in cumulative error?
ANALYSIS
1. Closure of the Courtroom during Voir Dire
¶14 Morris claims that the trial judge violated his right to a public trial by privately questioning 14 potential jurors in chambers. We hold that an appеllate counsel’s failure to raise a public trial right violation under such facts constitutes ineffective assistance of appellate counsel.
¶15 When we initially accepted review of this case it was to address how Momah and Strode impacted Orange and the courtroom closure issue. Since accepting review, we have decided two more cases, State v. Wise,
¶16 To establish ineffective assistance of appellate counsel, a petitioner must establish that (1) counsel’s performance was deficient and (2) the deficient performance actually prejudiced the defendant. Orange,
¶17 The State, in claiming otherwise, attempts to circumvent the underlying public trial right violation by claiming that Morris implicitly waived his right to a public trial when he waived his right to be present. Waiver of the right to be present, however, should not be conflated with waiver of the right to a public trial. See State v. Duckett,
¶18 Having established prejudice, the remaining question is deficiency. “[Performance is deficient if it falls ‘below an objective standard of reasonableness.’ ” State v. Grier,
¶19 In this case, proving deficient performance necessarily requires proving that counsel should have known to raise the public trial right issue on appeal. Here, Morris’s appellate counsel should have known to raise the public trial right issue even though we had yet to decide Strode. Morris filed his appeal in March 2005. Orange had been decided at that time and clarified, without qualification, both that Bone-Club applied to jury selection and that closure of voir dire to the public without the requisite analysis was a presumptively prejudicial error on direct appeal. Orange,
¶20 Morris’s appellate counsel had but to look at this court’s public trial jurisprudence to recognize the significance of closing a courtroom without first conducting a Bone-Club analysis. This case is no different from the situation in Orange where the appellate counsel failed to raise the public trial right issue. In Orange, “[t]he failure to raise thе courtroom closure issue was not the product of ‘strategic’ or ‘tactical’ thinking, and it deprived Orange of the opportunity to have the constitutional error deemed per se prejudicial on direct appeal.” Id. at 814. The Orange rule derived from the clear rule in Bone-Club. Id. at 812. The court reasoned that “had Orange’s appellate counsel raised the constitutional violation on appeal, the remedy for the presumptively prejudicial error would have been, as in Bone-Club, remand for a new trial.” Id. at 814. We accordingly remanded for a new trial in Orange. Id. We do the same here.
2. Trial Court’s Exclusion of Expert Testimony
¶21 Morris challenges two of the trial court’s decisions to preclude specific testimony of his proposed expert witness, Daly. The trial court ruled that Daly could not testify about the “standard of care” of police investigations involving allegations of sexual abuse or about studies regarding the suggestibility of young children. “We review a trial court’s decision to exclude expert testimony for abuse of discretion.” Willis,
¶22 ER 702 allows for the admission of expert testimony. Such testimony is admissible if “(1) the witness qualifies as an
¶23 On the two topics at issue, the trial court found that the information would not be helpful to the jury. “Under ER 702, expert testimony will be deemed helpful to the trier of fact only if its relevance can be established.” State v. Greene,
¶24 However, we review the ruling under an abuse of discretion standard; a trial court’s evidentiary ruling is an abuse of discretion only if it is “manifestly unreasonable or based upon untenable grounds or reasons.” State v. Powell,
¶25 He cannot meet this burden. Detective Ryan admitted that she did little investigatory work, including that she did not interview any witnesses for this case. She also admitted that the Anacortes Police Department does not have any procedures or policies regarding the investigation of sex abuse cases. The defense was able to clearly establish that little police investigation occurred without the admission of expert testimony highlighting what should have been done. As a result, there was not a complete miscarriage of justice.
¶26 On the issue of testimony about the suggestibility of young child witnesses, the trial judge ruled, “That is the one thing Swan and Willis say; it’s not admissible under this expert’s testimony, the suggestibility of young children and how their memory could be affected by adult manipulation. This is not coming in.” VRP (June 14, 2004) at 84. The trial court treated Swan and Willis as creating a categorical rule excluding expert testimony about the suggestibility of young children, but we clarified in Willis that this is not the case. Willis,
¶28 We hold that Morris cannot meet his burden to show that any evidentiary errors made by the trial court regarding the inadmissibility of certain subjects of proposed expert testimony resulted in a complete miscarriage of justice.
3. Ineffectiveness of Trial Counsel
¶29 To prove ineffective assistance of counsel at trial, Morris would have to show that his trial “attorney’s performance was deficient and not a matter of [reasonable] trial strategy or tactics” and that he was prejudiced. State v. Mannering,
¶30 “Generally the decision whether to call a particular witness is a matter for differences of opinion and therefore presumed to be a matter of legitimate trial tactics.” In re Pers. Restraint of Davis,
¶31 Morris also fails to rebut the presumption that his trial counsel’s failure to оbject to the admission of the videotape was strategic or tactical. The certified record does not include the videotape or a transcript of it. However, defense counsel described the videotaped interview of A.W. as “[a]lmost a complete recantation” of statements A.W. made in the interview with Ashbrook. Id. at 75. Defense counsel also stated that A.W.’s statements “to Mr. Daly [were] virtually identical to what she testified to on the stand.” Id. Admission of the interview, therefore, could be strategic. Even if it was not, Morris cannot show prejudice from the failure to object since the videotape, according to counsel, was redundant of testimonial evidence that was already admitted. We hold that Morris cannot meet his burden to show that any of trial counsel’s actions were deficient.
4. Cumulative Error
¶32 Finally, Morris argues that the alleged errors resulted in reversible cumulative error. The cumulative error doctrine applies “when there have been several trial errors that standing alone may not be sufficient to justify reversal but when combined may deny a defendant a fair trial.” State v. Greiff,
CONCLUSION
¶33 We hold that the trial court erred by conducting part of voir dire in chambers
Notes
We rely on the additional Verbatim Report of Proceedings (VRP) that appears in “Appendix A” of the PRP because the transcripts that were certified to this court exclude the voir dire portion of trial proceedings. VRP (June 8, 2004) at 3.
“1. The proponent of closure or sealing must make some showing [of a compelling interest], and where that need is based on a right other than an accused’s right to a fair trial, the proponent must show a ‘serious and imminent threat’ to that right.
“2. Anyone present when the closure motion is made must be given an opportunity to object to the closure.
“3. The proposed method for curtailing open access must be the least restrictive means available for protecting the threatened interests.
“4. The court must weigh the competing interеsts of the proponent of closure and the public.
“5. The order must be no broader in its application or duration than necessary to serve its purpose.”
Bone-Club,
Here we apply the nonconstitutional error standard for collateral review. Morris argues that his evidentiary claims rise to the level of constitutional error because he was allegedly prevented from presenting a defense. Cf. State v. Maupin,
We decline to address the State’s argument, raised for the first time on review, that Daly was unqualified as an expert and that his proposed testimony was not based on theories that are generally accepted. Further, there is sufficient evidence in the record regarding Daly’s experience and the bases for his proposed testimony.
Concurrence Opinion
¶34 (concurring) — I agree with the lead opinion that this case is analytically indistinguishable from our decision in In re Personal Restraint of Orange,
¶35 This court’s jurisprudence regarding public trials under article I, sections 10 and 22 is still developing. As a threshold question in public trial rights cases, we should always decide first whether a closure of the courtroom has occurred. If there is no closure, then the analysis ends there.
¶36 We have just set forth a new test for determining whether an event constitutes a courtroom closure. In State v. Sublett, we adopted an “experience and logic” test from the United States Supreme Court.
¶37 It will not always be necessary to use this new test. For example, it is “well settled that the right to a public trial.. . extends to jury selection.” State v. Brightman,
¶38 In this case, the question boils down to whether the defendant’s counsel on appellate review should have known to raise the public trial issue. As the lead opinion makes clear, Orange had been decided at the time Morris filed his appeal. Lead opinion at 167. Orange stated without qualification that a. Bone-Club
State v. Bone-Club,
Dissenting Opinion
¶39 (dissenting) — There are several cases presently before the court involving a criminal defendant’s right to a public trial, including State v. Sublett,
¶40 The present case, like Wise and Paumier, involves limited, private questioning of
¶41 Under Bone-Club, inquiry must be made into whether the interest that the proponent of closure contends justifies closure is a compelling interest that overrides the defendant’s right to a public trial and whether the proposed closure is essential to preserve that interest. The closure, if approved, must be the least restrictive form of available closure that will protect the threatened interest. An opportunity must be made for objections to closure. Bone-Club,
¶42 We do not know, in these three voir dire cases presently before the court, whether the trial courts would have ordered the same closures in these cases following proper Bone-Club inquiries because none were made. Nonetheless, the majorities in these cases, as in other cases that have come before the court, conclude that reversal of the defendants’ cоnvictions and new trials are required because no Bone-Club inquiry occurred.
¶43 But with these holdings, the inquiry into whether closure was justified has been turned into the issue of whether the right to a public trial has been violated. Even when a closure would be fully justified under the Bone-Club inquiry and accordingly would be a fully constitutional closure and not a violation of the right to a public trial, nevertheless reversal and a new trial are required because the Bone-Club inquiry was not made.
¶44 This approach makes little sense when a posttrial Bone-Club inquiry could be made and could establish whether or not the closure met constitutional standards. As I show in my Sublett concurrence, many courts in other jurisdictions make such posttrial inquiries, either on the appellate record or on remand from an appellate court for entry of factual findings, or by way of a hearing and findings where the record is inadequate to resolve the issue.
¶45 Our state courts should do the same. There is no precedent or compelling constitutional principle that prevents a posttrial assessment. I do not say that the failure to conduct the Bone-Club analysis is not error. It is a serious error. But I believe it is senseless to turn the failure to conduct the inquiry, alone, into the most serious form of constitutional error that can occur, when a posttrial evaluation might show that no closure without adequate justification actually occurred. I have addressed this problem more extensively in my concurrence in Sublett, as well as in my dissents in Wise and Paumier.
¶46 Morris presents the issue in a different context than Wise and Paumier. Morris is here on collateral review. One would ordinarily think this means that the standards for review of personal restraint petitions would apply. But a majority of the court does not agree. Just as decisions of this court have taken the public trial right out of the normal realm of constitutional review, so has this decision turned its back on our directly applicable rules for collateral review.
¶47 I cannot agree with this approach. There is nothing about this issue that requires that we provide relief when Mr. Morris can show no actual and substantial prejudice, as he is required to show for clаimed constitutional error raised for the first time on collateral review. In re Pers. Restraint of Cook,
¶48 A majority of the court, however, concludes that this case is controlled by
¶49 Here, in contrast, all that the record shows is that no Bone-Club inquiry was made. But this does not equate to a violation of the right to a public trial. Moreover, the record shows that there was a valid reason for the limited voir dire in chambers on sensitive topics and this would indicate to reasonable appellate counsel that no constitutional violation occurred. The record also shows that the defendant affirmatively approved of the procedure, even going so far as waiving his right to be present so that jurors were encouraged to be more forthcoming in their responses to sensitive questioning than they might have been if he had been present.
¶50 Appellate counsel reviewing this record could reasonably conclude that the closure was justified on grounds of the jurors’ interests in privacy plus the defendant’s interest in a fair trial decided by unbiased jurors. Closure for the purpose of obtaining full answers to sensitive questioning served both of these purposes. At the same time, appellate counsel could well conclude that this closure for purposes of obtaining full disclosure did not contravene any of the purposes served by the right to a public trial. The proceedings were recorded and transcribed as part of the public record of this case. Thus, at all times counsel and the court were contemporaneously and continuously reminded of their responsibilities in the criminal justice system and of the need to carry out these responsibilities fully and fairly. Because no witnesses were involved at this stage, there were no questions pertaining to witnesses, encouraging their testimony, or avoiding perjury.
¶51 Accordingly, there was no deficient performance that is apparent on the appellate record as there was in Orange. Rather, what is obvious is a sound trial choice to close the proceedings in aid of selecting unbiased jurors, and very little likelihood that the closure was unjustified.
¶52 But even if an issue remains about the ultimate questions, whether the right to a public trial was violated or whether appellate counsel should have acted differently, there is an existing procedure for finding answers to these questions. RAP 16.11 provides that a personal restraint petition can be sent to superior court for a reference hearing to determine disрuted facts. If the Bone-Club inquiry conducted as part of a reference hearing leads to the conclusion that the closure was justifiable, then appellate counsel could not have been ineffective in failing to pursue the matter. Certainly no prejudice would have existed.
¶53 Like courts in other jurisdictions have done, this court can remand for a reference hearing to determine whether the closure of the proceedings for a limited time for limited questioning of a few of the potential jurors on sensitive topics was a constitutionally permitted closure of the proceedings. This is a far better course to take in this case than a summary decision that reversal and a new trial are required. I address this more fully in my concurrence in Sublett.
¶54 In short, I disagree with the treatment of this case as if it presents the same circumstances as in Orange. This is not true because in Orange the record showed that objection had been made to the closure. Here, both defense counsеl and the defendant engaged in conduct that shows they agreed to the closure so that potential jurors would be more forthcoming in their answers regarding sensitive matters. These circumstances make this a far different case from Orange. Moreover, the closure here was of plainly apparent benefit to Mr. Morris. That was not true in Orange.
¶55 Moreover, to the extent there is a question whether the closure of the proceedings violated the right to a public trial, the
There is considerable irony in the fact that a process that benefited the defendant because it promoted more forthcoming disclosure by potential jurors and so aided in jury selection is now challenged because it was not conducted in public where this benefit would not have accrued to the defendant.
Dissenting Opinion
¶56 (dissenting) — Eight years ago, Patrick Morris was convicted of two counts of first degree sexual molestation and one count of first degree rape of his daughter, A.W. A.W. was five years old when she disclosed the abuse to her mother and stepfather. At trial, Morris never objected to the trial court’s decision to conduct partial voir dire of 14 venirepersons in chambers instead of in open court. On appeal, Morris never raised the partial voir dire in chambers as an error. Neither Morris nor the lead opinion can articulate any prejudice that resulted from this brief chambers voir dire. And yet, eight years later, the lead opinion overturns Morris’s conviction and orders a new trial, subjecting this now-older but still-young girl to endure again the ordeal of testifying about this intensely private and hurtful experience.
¶57 We must never shrink from ordering a new trial when a defendant has been prejudiced by the violation of fundamental constitutional rights. Conversely, if a defendant cannot show prejudice from the violation of a constitutional right, we should not order a new trial. This is such a case, and I therefore dissent.
¶58 In State v. Wise,
¶59 The lead opinion would discard this burden entirely for public trial errors, ignoring the unique procedural situation of a PRP and treating the public trial right as a trump card annulling the principles of finality long enshrined in оur PRP procedures. Indeed, the lead opinion’s extension of In re Personal Restraint Petition of Orange,
I. A new trial should not be automatic when a public trial violation is raised for the first time on collateral review
¶60 Ordinarily, when a personal restraint petitioner alleges a constitutional violation, the petitioner must “satisfy [the] threshold burden of demonstrating actual and substantial prejudice.” In re Pers. Restraint of Cook,
¶61 This reflects the fact that collateral review is not a substitute for direct appeal. An error that justifies reversal on direct review will not necessarily justify reversal on collateral attack. In re Pers. Restraint of Hagler,
¶62 We reaffirmed these necessary limits in St. Pierre.
¶63 But the same is not true of in-chambers voir dire of 14 potential jurors. The purpose of the public trial right is to ensure a fair trial, to remind the officers of the court of the importance of their functions, to encourage witnesses to come forward, and to discourage perjury. State v. Bright-man,
¶64 Like every other personal restraint petitioner, Morris is required to make a threshold showing of actual and substantial prejudice. Since he has not done so, we should deny relief.
II. This case is factually different from Orange and the result in that case does not require a new trial here
¶65 By extending Orange beyond its facts, the lead opinion equates direct and collateral review for аny petitioner claiming a public trial violation as long as they remember to say “ineffective assistance of appellate counsel.” This is not only overly simplistic, it is wrong under the law and virtually guarantees a flood of public trial PRPs.
¶66 Instead, we should recognize the reality of the situation, which is that this case is factually different from Orange and not controlled by that case. In Orange, we found that appellate counsel’s failure to raise a public trial issue was ineffective assistance of appellate counsel. In that case, ineffective assistance of counsel was clear from the facts. Here it is not. To show ineffective assistance of appellate counsel, under the test set forth in Strickland v. Washington, the defendant has the burden to show (1) that counsel’s performance was deficient, meaning it “fell below an objective standard of reasonableness” based on consideration of all the circumstances, and (2) resulting prejudice, meaning that “there is a reasonable рrobability that, except for counsel’s unprofessional errors, the result of the proceeding would have been different.”
¶67 In Orange, counsel’s performance was deficient because it fell below an objective standard of reasonableness. Counsel failed to raise a public trial issue that was conspicuous in the record and that was developed at trial. The trial judge in that case closed the courtroom for between two and four days of voir dire over the objection of the defendant’s family, who wished to observe the entire trial. Orange,
¶68 Morris’s cаse is different. First, the public trial violation was not conspicuous in the record. There was no objection at trial to in-chambers voir dire, unlike the contemporaneous objection in Orange, and the issue was in no way developed below. In fact, the opposite is true: the conduct of Morris and his attorney suggests that both approved of
III. Conclusion
¶69 The right to a public trial is not a magic wand granting new trials to all who would wield it. Openness is a crucially important value in our criminal justice system, but so is finality. It does not serve the interests of justice to reopen this long-decided case, requiring a young girl to relive old traumas and granting a windfall new trial to a man convicted of sexually molesting his daughter. We require personal restraint petitioners to show actual and substantial prejudice because we value finality and seek to avoid outcomes of this nature. Morris should be required to meet that burden just like every other personal restraint petitioner.
