In re S.B., a Minor (The People of the State of Illinois, Appellant, v. S.B., Appellee).
No. 112204
Supreme Court of Illinois
October 4, 2012
2012 IL 112204
Decision Under Review Appeal from the Appellate Court for the Third District; heard in that court on appeal from the Circuit Court of Peoria County, the Hon. Chris L. Fredericksen, Judge, presiding.
Judgment Reversed and remanded.
Carrie B. Stevens, of Grand Junction, Colorado, for appellee.
Justices JUSTICE BURKE delivered the judgment of the court, with opinion. Chief Justice Kilbride and Justices Freeman, Thomas, Karmeier, and Theis concurred in the judgment and opinion. Justice Garman dissented, with opinion.
OPINION
¶ 1 At issue in this case is whether a juvenile who has been found “not not guilty” of aggravated criminal sexual abuse following a discharge hearing pursuant to section 104-25(a) of the Code of Criminal Procedure of 1963 (
¶ 2 Background
¶ 3 On July 7, 2006, the State filed a two-count juvenile petition in the circuit court of Peoria County alleging that S.B., a minor, was delinquent. Count I alleged that in June or July of 2005, S.B. placed his finger in the vagina of a girl under the age of nine, thereby committing aggravated criminal sexual assault (
¶ 4 The circuit court ordered that S.B. be evaluated for his fitness to stand trial. Dr. Jane Velez examined S.B. under the fitness procedures of the Code of Criminal Procedure (Code) (
¶ 5 At the conclusion of the fitness hearing, the circuit court found that S.B. was unfit to stand trial and there was no substantial likelihood he would attain fitness within one year. See
¶ 6 At the discharge hearing, the victim, M.J., testified for the State. M.J., who was seven years old on the date of the hearing and four years old at the time of the incident, stated that S.B. was her neighbor. On the day of the incident, M.J. was playing in a cornfield with S.B. and his brother when they found a ball. According to M.J., S.B. came up with a game where one person threw the ball, the other two persons looked for it, and the person who did not find it had to “get naked.” S.B. threw the ball, his brother found it, and as a result, M.J. took off her clothes. While M.J. was standing naked, S.B. approached her, got on his knees, and touched her “private part.” At some point, S.B.‘s brother threw the ball a second time, and S.B. failed to find it. S.B. undressed and asked M.J. to touch his penis. M.J. then touched S.B.‘s penis with her finger. After getting dressed, S.B., his brother, and M.J. left the cornfield.
¶ 7 M.J. did not tell anyone about what happened in the cornfield because she was afraid she would get in trouble. Approximately a year later, however, M.J.‘s grandmother learned about the incident from M.J.‘s brother and contacted the police.
¶ 8 Detective David Doubet from the Peoria County sheriff‘s department testified about statements M.J. made to him during his investigation of the incident. See
¶ 9 At the close of evidence, the State conceded there was insufficient evidence to establish that S.B. had penetrated the victim‘s vagina. The circuit court agreed and, accordingly, entered a judgment of acquittal on count I. With respect to count II, the circuit court found that M.J.‘s testimony was credible and that her touching of S.B.‘s penis at his request was sufficient to establish the element of sexual arousal. The court therefore found that the State had proven beyond a reasonable doubt that S.B. committed aggravated criminal sexual abuse. Accordingly, the court entered a finding of no acquittal or “not not guilty” on count II.
¶ 10 For the next 15 months, S.B. was evaluated on an outpatient basis by the Illinois Department of Human Services pursuant to section 104-25(d)(1) of the Code (
¶ 11 At the conclusion of the 15-month period, the circuit court found that S.B. remained unfit to stand trial. The State then moved to compel further fitness treatment for S.B. pursuant to section 104-25(g)(2) of the Code (
¶ 12 The State also moved to compel S.B.‘s registration as a sex offender pursuant to section 2(A)(1)(d) of the Sex Offender Registration Act (SORA) (
¶ 13 On appeal, defendant did not contest his conviction but, instead, challenged only the circuit court‘s order requiring him to register as a sex offender. With one justice dissenting, the appellate court concluded that registration was not required and reversed the judgment of the circuit court. 408 Ill. App. 3d 516.
¶ 14 In so holding, the appellate court noted that the only reference to juveniles in SORA‘s definitions of a sex offender is found in section 2(A)(5) (
¶ 15 The appellate court further noted that section 3-5 of SORA (
¶ 16 We allowed the State‘s petition for leave to appeal.
¶ 17 Analysis
¶ 18 Section 2 of SORA sets forth the definitions of a sex offender and provides, in relevant part:
“(A) As used in this Article, ‘sex offender’ means any person who is:
(1) charged pursuant to Illinois law, or any substantially similar federal, Uniform Code of Military Justice, sister state, or foreign country law, with a sex offense set forth in subsection (B) of this Section or the attempt to commit an included sex offense, and: * * *
(d) is the subject of a finding not resulting in an acquittal at a hearing conducted pursuant to Section 104-25(a) of the Code of Criminal Procedure of 1963 for the alleged commission or attempted commission of such offense; or
* * *
(5) adjudicated a juvenile delinquent as the result of committing or attempting to commit an act which, if committed by an adult, would constitute any of the offenses specified in item (B), (C), or (C-5) of this Section * * * .”
730 ILCS 150/2(A)(1)(d) ,(A)(5) (West 2008).
¶ 19 As it did in the courts below, the State maintains that S.B. falls within the plain meaning of section 2(A)(1)(d) because he was a person charged with a sex offense under Illinois law and was found “not not guilty” following a discharge hearing. Thus, according to the State, S.B. is a sex offender under SORA and is required to register.
¶ 20 S.B., in response, initially contends that section 2(A)(1)(d) is inapplicable in this case because “no specific statute” allows for discharge hearings under the Juvenile Court Act of 1987 (
¶ 21 Whether discharge hearings under section 104-25(a) are applicable in juvenile proceedings is a matter of first impression in this court. The Juvenile Court Act does not contain its own provisions addressing a minor‘s fitness or procedures to follow in the event a minor is found unfit to stand trial. However, section 5-101(3) of the Juvenile Court Act states that, “[i]n all procedures under this Article, minors shall have all the procedural rights of adults in criminal proceedings, unless specifically precluded by laws that enhance the protection of such minors.”
¶ 22 S.B. further maintains, however, that even if the discharge hearing provision applies, the appellate court was nevertheless correct in holding that S.B. is not a sex offender within the meaning of SORA. According to S.B., because section 2(A)(5) references juveniles who have been adjudicated delinquent, the General Assembly intended to exclude other juveniles
¶ 23 To meet the definition of a sex offender under section 2(A)(1)(d), a person must be charged pursuant to Illinois law with a sex offense set forth in subsection (B) of section 2 (which includes aggravated criminal sexual abuse) and must be subject to a finding not resulting in an acquittal following a discharge hearing under section 104-25(a) of the Code. S.B. meets these conditions and, therefore, is a sex offender as defined by SORA.
¶ 24 The appellate court also found, however, that defining juveniles found “not not guilty” as sex offenders would lead to “absurd and unjust results” in light of section 3-5 of SORA (
“(c) For a minor adjudicated delinquent for an offense which, if charged as an adult, would be a felony, no less than 5 years after registration ordered pursuant to subsection (a) of this Section, the minor may petition for the termination of the term of registration. For a minor adjudicated delinquent for an offense which, if charged as an adult, would be a misdemeanor, no less than 2 years after registration ordered pursuant to subsection (a) of this Section, the minor may petition for termination of the term of registration.
(d) The court may upon a hearing on the petition for termination of registration, terminate registration if the court finds that the registrant poses no risk to the community by a preponderance of the evidence based upon the factors set forth in subsection (e).”
730 ILCS 150/3-5(c) ,(d) (West 2008).
¶ 25 According to the appellate court, including juveniles found “not not guilty” as sex offenders under section 2(A)(1)(d) would be absurd because the provisions of section 3-5 allowing termination of registration apply only to juveniles adjudicated delinquent. Thus, a nondelinquent juvenile would end up “having fewer rights than a juvenile who was actually adjudicated delinquent in that the former has no ability to petition the circuit court to have his sex offender registration terminated pursuant to section 3-5(c).” 408 Ill. App. 3d at 520.
¶ 26 We agree. Indeed, the absurdity noted by the appellate court is particularly evident in this case, where S.B. has been found, after extensive evaluation, not to pose a threat to the safety of the public. We can think of no reason why a juvenile whom the circuit court has determined poses no danger to the community may not petition for removal from the sex offender registry, while a juvenile who has been adjudicated delinquent may. We hold, therefore, that despite the fact that section 3-5 mentions only juveniles adjudicated delinquent, the legislature cannot have intended to exclude juveniles found “not not guilty” from its reach. See, e.g., People v. Hanna, 207 Ill. 2d 486 (2003) (the literal reading of a statute must yield where such a reading leads to an absurd result).
¶ 27 However, as the State correctly points out, the appellate court erred in relying on the absurd-result principle to hold that juveniles found “not not guilty” do not fall under section 2(A)(1)(d) and, therefore, are not required to register as sex offenders. The illogic in the statutory scheme is not in requiring registration for juveniles found “not not guilty,” as such juveniles have been found to have committed a sexual offense beyond a reasonable doubt.
¶ 28 “We have authority to read into statutes language omitted by oversight.” Carey v. Elrod, 49 Ill. 2d 464, 470 (1971) (citing People v. Hudson, 46 Ill. 2d 177, 181 (1970), and People ex rel. Cason v. Ring, 41 Ill. 2d 305, 310-16 (1968)). “[W]hile courts are and should be cautious about adding words, as such, to a statute generally, they will not hesitate to read into the sense of some section or provision a qualifying or expanding expression plainly implied by the general context of the act, which has been palpably omitted and which is necessary to prevent the legislative purpose from failing in one of its material aspects.” People ex rel. Barrett v. Anderson, 398 Ill. 480, 485 (1947). Further, words may be supplied in a statute where omission of the words makes the statute absurd. See generally 2A Norman J. Singer & J.D. Shambie Singer, Sutherland on Statutory Construction § 47:38, at 522-24 (7th ed. 2007).
¶ 29 In enacting the termination provisions of section 3-5, the General Assembly recognized that, in many instances, juveniles who engage in sexually inappropriate behavior do so because of immaturity rather than predatory inclinations. The purpose of the termination provisions of section 3-5 is to afford juveniles the opportunity to demonstrate this is true in an individual case, and to prove that they do not pose a safety risk to the community. To read section 3-5 as denying juveniles found “not not guilty” the opportunity to proceed under the termination provisions would—in addition to creating the absurdity noted by the appellate court—defeat the very purpose of the statute.
¶ 30 Moreover, it is evident why, in enacting section 3-5, the General Assembly overlooked juveniles found “not not guilty” following a discharge hearing. Discharge hearings are not explicitly mentioned in the Juvenile Court Act. As noted above, this is the first decision from this court to expressly hold that discharge hearings under section 104-25 of the Code are incorporated into the Juvenile Court Act. See 408 Ill. App. 3d at 525 (Schmidt, J., dissenting) (“My best guess is that the failure to include [juveniles found ‘not not guilty‘] in the group who can petition for early termination of the registration requirement is simply a legislative oversight.“).
¶ 31 In order to avoid an absurd result, and to give effect to the purpose of section 3-5 of SORA, we hold that section 3-5 should be read to include juveniles for whom a finding of “not not guilty” has been entered following a discharge hearing. S.B. may therefore petition for removal from the sex offender registry pursuant to the terms of section 3-5.
¶ 32 At oral argument, the State pointed out that the same inconsistency noted by the appellate court with respect to section 3-5 of SORA also appears in section 121 of the Sex Offender Community Notification Act (
¶ 33 Finally, we note that S.B. argues that denying him the opportunity to petition for termination of registration violates his right to equal protection and due process. Because we have concluded, as a matter of statutory interpretation, that S.B. may petition to be removed from the sex offender registry under the terms set forth in section 3-5, we need not address these contentions.
¶ 34 Conclusion
¶ 35 For the foregoing reasons, the judgment of the appellate court is reversed. The cause is remanded to the circuit court for further proceedings consistent with this opinion.
¶ 36 Reversed and remanded.
¶ 37 JUSTICE GARMAN, dissenting:
¶ 38 I agree with my colleagues that the trial court properly conducted a discharge hearing in the present case. However, I do not join that portion of the opinion that imposes upon a juvenile the same consequences that a finding of “not not guilty” would impose on an adult offender.
¶ 39 The term “discharge hearing” does not appear anywhere in the Juvenile Court Act. However, the Act does contain a speedy-trial provision, which states, in part:
“The period in which a trial shall be held * * * is tolled by: (i) delay occasioned by the minor; (ii) a continuance allowed pursuant to Section 114-4 of the Code of Criminal Procedure of 1963 after the court‘s determination of the minor‘s incapacity for trial; (iii) an interlocutory appeal; (iv) an examination of fitness ordered pursuant to Section 104-13 of the Code of Criminal Procedure of 1963; (v) a fitness hearing; or (vi) an adjudication of unfitness for trial.”
705 ILCS 405/5-601(8) (West 2008).
¶ 40 Clearly, the Juvenile Court Act anticipates fitness hearings for juveniles and the possibility that a juvenile will be found unfit to proceed with a trial or adjudication. The Act also directs the trial court to conduct the fitness evaluation pursuant to section 104-13 of the Code of Criminal Procedure. The Juvenile Court Act, however, does not provide direction to the courts as to how to proceed when a minor is found unfit to proceed.
¶ 41 Article 104 of the Code of Criminal Procedure is titled “Fitness for trial, to plead or to be sentenced.” It contains over 20 separate provisions, only one of which, section 104-13, is expressly incorporated by reference into the Juvenile Court Act. The legislature‘s choice to expressly incorporate only this one provision may reflect its intention that the other sections of Article 104 not apply in juvenile proceedings; or, the failure to specifically provide a procedure to be followed if a juvenile is found unfit to proceed may be an oversight.
¶ 42 When faced with a finding of unfitness and the absence of guidance in the statute, the trial court is faced with two alternatives. First, the finding of unfitness could require
¶ 43 Second, the court could proceed as it did in the present case, by “importing” section 104-25(a) of the Code of Criminal Procedure and conducting a discharge hearing. Section 104-25(a) provides, in toto:
“(a) As provided for in paragraph (a) of Section 104-23 and subparagraph (1) of paragraph (b) of Section 104-23 a hearing to determine the sufficiency of the evidence shall be held. Such hearing shall be conducted by the court without a jury. The State and the defendant may introduce evidence relevant to the question of defendant‘s guilt of the crime charged.
The court may admit hearsay or affidavit evidence on secondary matters such as testimony to establish the chain of possession of physical evidence, laboratory reports, authentication of transcripts taken by official reporters, court and business records, and public documents.”
725 ILCS 5/104-25(a) (West 2008).
¶ 44 The majority holds that “section 104-25(a) is incorporated into the Juvenile Court Act and that the circuit court‘s finding of ‘not not guilty’ was not void.” Supra ¶ 20.
¶ 45 A finding of “not not guilty” is authorized by section 104-25(d), not section 104-25(a). In addition, a finding that the evidence does not prove the defendant guilty beyond a reasonable doubt results in a judgment of acquittal under section 105-25(b); a finding that the defendant is not guilty by reason of insanity and the resulting acquittal is governed by section 105-25(c).
¶ 46 And if the mere mention in the Juvenile Court Act of a fitness examination under section 104-13 of the Code of Criminal Procedure “incorporates” additional sections of Article 104 of the Code, what of the other sections in that Article?
- 104-10 Presumption of Fitness; Fitness Standard
- 104-11 Raising Issue; Burden; Fitness Motions
- 104-12 Right to Jury
- 104-14 Use of Statements Made During Examination or Treatment
- 104-15 Report
- 104-16 Fitness Hearing
- 104-17 Commitment for Treatment; Treatment Plan
- 104-18 Progress Reports
- 104-19 Records
- 104-20 Ninety-Day Hearings; Continuing Treatment
- 104-21 Medication
- 104-22 Trial with Special Provisions and Assistance
104-23 Unfit Defendants - 104-26 Disposition of Defendants Suffering Disabilities
¶ 47 These questions aside, I agree that holding a discharge hearing after a minor has been found unfit to proceed with adjudication is in keeping with section 5-101(3) of the Juvenile Court Act, which states that minors shall have all of the procedural rights of adults in criminal proceedings “unless specifically precluded by laws that enhance the protection of such minors.”
¶ 48 I, therefore, agree with the majority that a trial court may conduct a discharge hearing, along the lines of the hearings governed by section 104-25 of the Code of Criminal Procedure, when a juvenile has been found unfit to proceed with adjudication. I stop short of finding that the legislature intended to “incorporate” any part of Article 104 of the Code, aside from section 104-13, into the Juvenile Court Act. I also question the holding that incorporates only section 104-25(a) of the Code, but not sections 104-25(b), (c), and (d), and does not offer a guide to the lower courts for determining which other sections of Article 104 of the Code are also deemed incorporated.
¶ 49 In the present case, the trial court concluded after a discharge hearing that there was sufficient evidence to adjudicate the minor delinquent, had he been fit to proceed, in effect, finding him “not not guilty.”
¶ 50 If an adult is found “not not guilty,” several consequences flow. The adult may be held for treatment for up to two years, or for up to five years on a charge of first degree murder.
¶ 51 In addition, the adult found “not not guilty” of specified crimes is required to register as a sex offender pursuant to section 2(A)(1)(d) of the Sex Offender Registration Act (SORA).
¶ 52 Section 2(A) of SORA lists five separate categories of sex offenders. A sex offender is “any person” who falls into one of the five enumerated categories.
¶ 53 Only category (5) expressly applies to juveniles. Under this provision, a minor is required to register as a sex offender if “adjudicated a juvenile delinquent as the result of committing or attempting to commit an act which, if committed by an adult, would constitute any of the offenses specified.”
¶ 54 As I read section 2 of SORA, there is only one circumstance under which a minor could come within any of the other categories of sex offender. Under the plain language of section 2(A)(1), “any person” who “is convicted of” one of the enumerated crimes or of “an attempt to commit such offense” is a sex offender and required to register.
¶ 55 Nevertheless, the majority finds an inconsistency in SORA because, as a result of its incorporating section 104-25(a) of the Code of Criminal Procedure into the Juvenile Court Act, a minor may be determined to be “not not guilty” of one of the enumerated crimes. If such a finding were made with respect to an adult, or to a minor over the age of 15 who was prosecuted as an adult, he would be defined as a sex offender under section 2(A)(1)(d). Thus, the majority concludes, a 14-year-old who was not fit for adjudication because of his developmental disability and who was not charged with a crime that would have allowed him to be prosecuted as an adult even if he were 15 must register as a sex offender.
¶ 56 This apparent inconsistency was created by the majority‘s incorporation of section 104-25(a) of the Code of Criminal Procedure into the Juvenile Court Act. As a result, this court—not the language of SORA—would make sections 2(A)(1)(c), (d), and (e) of SORA applicable to unfit juveniles who have been given a discharge hearing.
¶ 57 I find no inconsistency in SORA. The meaning of section 2 is plain. A minor is not required to register unless he is adjudicated delinquent or unless he comes within the definition of “sex offender” by virtue of having been prosecuted as an adult.
¶ 58 The majority‘s approach, aside from ignoring the plain language of section 2(A) of SORA, renders paragraph (5) mere surplusage. If a minor is a “sex offender” by virtue of “conviction” of one of the enumerated offenses and if, as section 2(A) states, ” ‘convicted’ shall have the same meaning as ‘adjudicated,’ ” (
¶ 59 The legislature‘s intent that minors be required to register as sex offenders only if convicted as adults or if adjudicated delinquent is also reflected in section 3 of SORA, which is titled “Application of Act to adjudicated juvenile delinquents.”
¶ 60 Thus, a minor who is tried as an adult, convicted, and ordered to register as a sex offender does not come within the scope of this section and would not be eligible to petition for termination of registration. A minor, as in the present case, who is defined as a sex offender because of a finding of “not not guilty” does not come within this section either, despite the lack of an adjudication of delinquency. The majority finds this result absurd and solves an inconsistency of its own creation by holding that section 3-5(d) applies to a minor found “not not guilty” as well.
¶ 62 For me, this is a bridge too far. While it is clear that the legislature did not intend for a minor who is unfit as a result of developmental disability or mental illness to be subject to an adjudication hearing, the Juvenile Court Act gives the courts no direction as to the next step. As a matter of statutory interpretation, I agree that section 5-601(8) of the Juvenile Court Act, by providing for a fitness examination and fitness hearing pursuant to section 104-13 of the Code of Criminal Procedure, creates a gap in the law which this court must fill as a matter of due process, judicial efficiency, and practicality.
¶ 63 I also agree that once a minor is found unfit to proceed with adjudication, holding a discharge hearing along the lines of a section 104-25 hearing is a reasonable way to proceed. That said, I am unwilling to reach so far as to extend the scope of the Sex Offender Registration Act and the Sex Offender Community Notification Law to minors who have been found unfit for adjudication. These are issues for the legislature.
¶ 64 For these reasons, I respectfully dissent.
