In Re Leon G.
OPINION
McGREGOR, Vice Chief Justice.
¶ 1 These consolidated actions consider whether Arizona‘s Sexually Violent Persons (SVP) act, Arizona Revised Statutes (A.R.S.) sections 36-3701 to 36-3717 (Supp.2002), comports with the substantive due process principles the United States Supreme Court outlined in Kansas v. Hendricks, 521 U.S. 346, 117 S.Ct. 2072, 138 L.Ed.2d 501 (1997), and Kansas v. Crane, 534 U.S. 407, 122 S.Ct. 867, 151 L.Ed.2d 856 (2002). We hold that the Arizona SVP act imposes proper procedures and evidentiary standards and sufficiently narrows the class of persons subject to commitment to assure compliance with constitutional requirements.
I.
¶ 2 A jury found beyond a reasonable doubt that Leon G. is a sexually violent person as defined in A.R.S. section 36-3701.7. Based on this finding, the trial judge ordered his commitment to the Arizona State Hospital, pursuant to A.R.S. section 36-3707.B.1.1
¶ 3 In In re Leon G., 200 Ariz. 298, 26 P.3d 481 (2001) vacated by Glick v. Arizona, 535 U.S. 982, 122 S.Ct. 1535, 152 L.Ed.2d 461 (2002), we held that Kansas v. Hendricks, 521 U.S. 346, 117 S.Ct. 2072, 138 L.Ed.2d 501 (1997), did not “impose ‘volitional impairment’ as a separate requirement for civil commitment statutes.” In re Leon G., 200 Ariz. at 301, ¶ 10, 26 P.3d at 484. We explained that the state satisfies its burden to show lack of control if the state establishes beyond a reasonable doubt not only that a person is dangerous, but also that a mental illness or disorder caused the dangerousness, making it highly probable that the person will engage in future acts of sexual violence. Id. at 302, 306, ¶¶ 12, 13, and 32, 26 P.3d at 485, 489.
¶ 4 Subsequent to our decision, the United States Supreme Court revisited Hendricks in Kansas v. Crane, 534 U.S. 407, 122 S.Ct. 867, 151 L.Ed.2d 856 (2002). After deciding Crane, the Court vacated our Leon G. opinion and remanded the case to this court “for further consideration in light of Kansas v. Crane.” Glick v. Arizona, 535 U.S. 982, 122 S.Ct. 1535, 152 L.Ed.2d 461 (2002).
II.
¶ 5 In Kansas v. Hendricks, the United States Supreme Court considered the constitutionality of the Kansas Sexually Violent Predator Act (Kansas act) that governs the civil commitment of sexually violent predators.2 Recognizing that an individual‘s “liberty interest is not absolute,” the Court explained that “[s]tates have in certain narrow circumstances provided for the forcible civil detainment of people who are unable to control their behavior and who thereby pose a danger to the public health and safety.” Hendricks, 521 U.S. at 356-57, 117 S.Ct. at 2079.
¶ 6 Hendricks describes the “narrow circumstances” in which states may involuntarily confine individuals. First, “the confinement [must] take[ ] place pursuant to proper procedures and evidentiary standards.” Id. at 357, 117 S.Ct. at 2080. Next, the state
¶ 7 The United States Supreme Court revisited Hendricks and the Kansas act in Kansas v. Crane, addressing mainly the requisite proof of lack of control needed to satisfy substantive due process. The Kansas Supreme Court had interpreted Hendricks as mandating “a finding that the defendant cannot control his dangerous behavior” and reversed the trial court‘s order committing Crane.3 In re Crane, 269 Kan. 578, 7 P.3d 285, 290, 294 (2000). The Supreme Court held that although Hendricks does not require total or complete lack of control “there must be proof of serious difficulty in controlling behavior” in civil commitment proceedings. Crane, 534 U.S. at ___, 122 S.Ct. at 870. This requisite lack of control, as well as “the nature of the psychiatric diagnosis, and the severity of the mental abnormality itself, must be sufficient to distinguish the dangerous sexual offender whose serious mental illness, abnormality, or disorder subjects him to civil commitment from the dangerous but typical recidivist convicted in an ordinary criminal case.” Id.
¶ 8 Accordingly, to comport with substantive due process as articulated in Hendricks and Crane, Arizona‘s SVP act must impose proper procedures and evidentiary standards. Additionally, it must narrow the class of persons subject to commitment to only those who have “serious difficulty in controlling” their behavior to ensure the act sufficiently distinguishes those subject to civil commitment from the dangerous but typical recidivist.
¶ 9 We review the validity of a statute de novo and, if possible, construe it so as to uphold its constitutionality. Stewart v. Robertson, 45 Ariz. 143, 150-51, 40 P.2d 979, 983 (1935). We will not overturn an act of the legislature unless we are “satisfied beyond a reasonable doubt” that the statute fails to comply with the Constitution. State v. Gastelum, 75 Ariz. 271, 273, 255 P.2d 203, 204 (1953).
A.
¶ 10 We first examine the procedures and evidentiary standards of Arizona‘s SVP act.4 The statute defines an SVP as any person who “[h]as ever been convicted of or found guilty but insane of a sexually violent offense or was charged with a sexually violent offense and was determined incompetent to stand trial” and who “[h]as a mental disorder that makes the person likely to engage in acts of sexual violence.”
¶ 11 An agency with jurisdiction over a person whom it believes to be an SVP must notify the attorney general or county attorney of the person‘s expected release from custody between thirty and one hundred eighty days before release.
¶ 12 Upon receipt of such petition, the superior court judge determines whether probable cause exists to believe that the person is an SVP.
¶ 13 Within one hundred twenty days of the petition, the court conducts a trial to determine if the person named in the petition is an SVP.5
¶ 14 The state has the burden of proving beyond a reasonable doubt that the person meets the statutory definition of an SVP.
¶ 15 We conclude that Arizona‘s SVP act imposes proper procedures and evidentiary standards in compliance with the Constitution. See Vitek v. Jones, 445 U.S. 480, 500, 100 S.Ct. 1254, 1268, 63 L.Ed.2d 552 (1980)(Powell, J., concurring)(stating due process requires the state to provide “qualified and independent assistance” to an inmate whom the state seeks to involuntarily transfer to a mental hospital); Addington v. Texas, 441 U.S. 418, 433, 99 S.Ct. 1804, 1813, 60 L.Ed.2d 323 (1979)(holding states must prove by at least clear and convincing evidence that an individual should be involuntarily committed); O‘Connor v. Donaldson, 422 U.S. 563, 574-75, 95 S.Ct. 2486, 2493, 45 L.Ed.2d 396 (1975)(explaining that even if an initial confinement “was founded upon a constitutionally adequate basis,” a state cannot continue to confine that individual “after that basis no longer exist[s]“); Jackson v. Indiana, 406 U.S. 715, 738, 92 S.Ct. 1845, 1858, 32 L.Ed.2d 435 (1972) (explaining “due process requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed“).
B.
¶ 16 Leon and Walker argue that Arizona‘s SVP act lacks any requirement that the state prove an alleged SVP‘s mental disorder causes him or her to have “serious difficulty in controlling behavior.” Focusing on the absence of words such as “capacity” or “control” in Arizona‘s definitions of SVP and
¶ 17 When the legislature originally enacted the SVP act, it used the term mental abnormality rather than mental disorder. The definition of mental abnormality included the clause “a congenital or acquired condition that affects the emotional or volitional capacity of a person.”6 1995 Ariz. Sess. Laws ch. 257 § 7. The legislature, however, has since amended the act, and the definition of mental disorder no longer includes this clause. This deletion, argue Leon and Walker, indicates that the legislature did not intend “serious difficulty in controlling behavior” to be one of the elements of an involuntary commitment, and, therefore, the act does not comply with the requirements articulated in Crane. The State responds that Crane does not demand that an SVP statute use particular words, so long as the statute narrows commitment to those who lack control over their behavior.
¶ 18 Leon and Walker correctly note that Arizona‘s SVP act does not include an express statutory provision requiring the state to prove an individual has “serious difficulty in controlling” his or her behavior. We do not agree, however, that due process, under Hendricks and Crane, mandates explicit references to words such as “control” or “capacity” in civil commitment statutes for several reasons.
¶ 19 First, Leon and Walker‘s interpretation of Crane seems to contradict the Court‘s warning that the constitutionality of a commitment statute does not depend upon the particular language that a legislature chooses to narrow the class of persons eligible for commitment. Hendricks, 521 U.S. at 359, 117 S.Ct. at 2081 (“[W]e have never required state legislatures to adopt any particular nomenclature in drafting civil commitment statutes.“). In Crane, the Court specifically declined the parties’ invitation to impose a “bright-line rule[ ]” and reiterated that “[s]tates retain considerable leeway in defining the mental abnormalities and personality disorders that make an individual eligible for commitment.” Crane, 534 U.S. at 413, 122 S.Ct. at 871. The Court‘s reluctance to require particular statutory language reflects its concern that “courts should pay particular deference to reasonable legislative judgments” in the area of mental health regulations. Jones v. United States, 463 U.S. 354, 365, n. 13, 103 S.Ct. 3043, 3050, 77 L.Ed.2d 694 (1983); see also Addington, 441 U.S. at 431, 99 S.Ct. at 1812 (explaining “states must be free to develop a variety of solutions to problems and not be forced into a common, uniform mold” and “[a]s the substantive standards for civil commitment may vary from state to state, procedures must be allowed to vary so long as they meet the constitutional minimum“).
¶ 20 More importantly, the Court upheld the Kansas SVP statute, which imposes no express “difficulty in controlling behavior” requirement. In Hendricks, the Court did not focus on the Kansas legislature‘s use of the word “capacity” in defining mental abnormality. Rather the Court concentrated on the statutorily-required link between “a finding of future dangerousness” and a “finding... of a ‘mental abnormality’ or ‘personality disorder.‘” Hendricks, 521 U.S. at 358, 117 S.Ct. at 2080. The Kansas act‘s coupling of “proof of dangerousness with the proof ... of a ‘mental abnormality,‘” rather than the act‘s use of the term “capacity,” is what “serve[d] to limit involuntary civil confinement to those who suffer from a volitional impairment.” Id. The Crane opinion further explained that the Court “did not give to the phrase ‘lack of control’ a particularly narrow or technical meaning.” 534 U.S. at 413, 122 S.Ct. at 870.
III.
¶ 22 The question, then, is whether Arizona‘s SVP statute sufficiently narrows the class of persons subject to civil commitment as SVPs. We conclude the statute meets that standard. Although the statute does not mimic Crane‘s “serious difficulty in controlling behavior” language, the statute necessarily requires the state to prove that an alleged SVP‘s dangerousness results from a mental impairment rather than from voluntary behavior.
A.
¶ 23 To civilly commit an individual under the SVP act, the state must prove, beyond a reasonable doubt, that the individual is an SVP.
¶ 24 Although the SVP act applies only to those persons whose mental disorder makes them likely to engage in future acts of sexual violence, the statute does not define “likely.” Because the meaning attached to the term affects the scope of the class of persons subject to civil confinement under the act, we cannot compare Arizona‘s statute with the standard set forth in Hendricks and Crane without first defining this central term.
¶ 25 “Likely” is not a legal term with a fixed meaning. The dictionary defines “likely” as meaning “having a high probability of occurring or being true; very probable.” Merriam-Webster‘s Collegiate Dictionary 674 (10th ed.1999). Courts have attached various meanings to the term, depending to a large extent upon the context within which it is used. E.g., United States v. Powell, 761 F.2d 1227, 1233 (8th Cir.1985) (likely means more likely than not; more probable than not); In re Foster, 426 N.W.2d 374, 377 (Iowa 1988)(likely means “probable or reasonably to be expected“); Holden v. Missouri R. Co., 108 Mo.App. 665, 84 S.W. 133, 136 (1904) (likely means “reasonably certain to accrue in the future“). The Arizona Court of Appeals has interpreted a criminal statute referring to “circumstances likely to produce death or serious physical injury,”
¶ 26 As those decisions demonstrate, defining “likely” as meaning “probable” raises no due process concerns. The question for us, however, is not which definition of “likely” would satisfy constitutional requirements, but which definition the legislature intended to attach to the term.
B.
¶ 28 The Arizona SVP statute thus permits civil commitment of a person as an SVP only if the state proves, beyond a reasonable doubt, that (1) the person has a mental disorder, as defined in A.R.S. section 36-3701, that predisposes the person to commit sexual acts to such a degree that he or she is dangerous to others and (2) the mental disorder makes it highly probable that the person will engage in acts of sexual violence. The dictionary defines “make” as meaning “to cause to act in a certain way” or to “compel.” Merriam-Webster‘s Collegiate Dictionary 702 (10th ed.1999). Recently, the Arizona Court of Appeals interpreted “makes,” as used in the SVP act, as meaning “impair[ing] or tend[ing] to overpower the person‘s ability to control his or her behavior.” In re Wilber W., 203 Ariz. 301, ¶ 18, 53 P.3d 1145, 1149 (App.2002). We agree with and adopt this interpretation of the statutory language. As thus construed, the statute requires that the state prove that a person has “serious difficulty in controlling” his or her dangerous behavior. That is, if the state establishes the required nexus between a person‘s mental disorder and the person‘s dangerousness and proves that the disorder, rather than a voluntary decision, makes the person act in a certain manner, the state has shown that the person has “serious difficulty in controlling” his or her behavior.
¶ 29 Accordingly, the Arizona SVP act requires much more than a finding of dangerousness. The statute permits confinement only if the state demonstrates the cause and effect relationship between the alleged SVP‘s mental disorder and a high probability the individual will commit future acts of violence. Typical recidivists who choose to commit acts of sexual violence do not fall within the purview of Arizona‘s SVP act. The state may commit only those persons who lack control because a mental disorder, not a voluntary choice, makes them likely to commit sexually violent acts. Hence, although the statute does not expressly refer to “serious difficulty in controlling behavior,” the statutory language does embody the functional equivalent of that phrase. Therefore, Arizona‘s SVP act distinguishes “the
¶ 30 Other jurisdictions confronted with challenges to SVP statutes after Crane have concluded that a jury necessarily finds a defendant lacks the requisite control when the state links the individual‘s mental disorder and dangerousness. See In re Luckabaugh, 351 S.C. 122, 568 S.E.2d 338, 349 (2002) (“Inherent within the mental abnormality prong of the Act is a lack of control determination.“); In re Laxton, 254 Wis.2d 185, 647 N.W.2d 784, 793 (2002) (concluding proof of the nexus between the individual‘s mental disorder and dangerousness “necessarily and implicitly involves proof that the person‘s mental disorder requires serious difficulty for such person in controlling his or her behavior“). The reasoning of these courts further supports our interpretation of the Arizona SVP act.
C.
¶ 31 Some jurisdictions, after holding that the state, by establishing a nexus between the individual‘s mental disorder and dangerousness, necessarily proves that an alleged SVP has difficulty in controlling his behavior, have declined to require a specific instruction including the Crane “serious difficulty in controlling behavior” language. See Illinois v. Hancock, 329 Ill.App.3d 367, 264 Ill.Dec. 755, 771 N.E.2d 459, 463-66 (2002); Laxton, 647 N.W.2d at 795. But see In re Thomas, 74 S.W.3d 789, 792 (Mo.2002). We agree with these courts that due process requirements, as set forth in Hendricks and Crane, do not mandate a specific jury instruction.
¶ 32 As a matter of practice in Arizona, however, trial judges provide jury instructions explaining the applicable law in terms the jury can readily understand. Noland v. Wootan, 102 Ariz. 192, 194, 427 P.2d, 143, 145 (1967); Barrett v. Samaritan Health Servs., 153 Ariz. 138, 143, 735 P.2d 460, 465 (App.1987). We find the reasoning of the dissent in Laxton persuasive:
Although the words of [Wisconsin‘s SVP statute] might be interpreted by lawyers and judges to include a link between the mental disorder and a serious difficulty in controlling behavior, the jury instructions based directly on the language of [Wisconsin‘s SVP statute] do not set forth this link for non-lawyers.
Laxton, 647 N.W.2d at 798 (Abrahamson, C.J., dissenting). Given the important interests involved in SVP proceedings for both the state and the individual, no question should arise as to whether the jury understands the importance of finding that a mental disorder, rather than a voluntary decision to engage in repetitive criminal behavior, renders a person dangerous within the meaning of the SVP statute. To assure that jurors understand this requirement, we direct trial judges to instruct juries as follows in future SVP proceedings:
The State must prove, beyond a reasonable doubt, that the person has a mental disorder that makes it highly probable that the person will engage in future acts of sexual violence. A finding of dangerousness, standing alone, is not a sufficient ground to determine an individual is a sexually violent person. An individual‘s dangerousness must be caused by a mental disorder which, in turn, causes the person to have serious difficulty in controlling his or her behavior.
¶ 33 In Leon‘s commitment proceedings, the trial judge instructed the jury using language similar to the instruction stated above.9 The judge, however, instructed that
IV.
¶ 34 For the foregoing reasons, we hold Arizona‘s SVP act complies with the substantive due process principles enunciated in Hendricks and Crane. Accordingly, we vacate the Court of Appeals’ decision in In re Leon G., 199 Ariz. 375, 18 P.3d 169 (App. 2001), and affirm the trial court‘s decision.
¶ 35 Because Walker appears before us in a special action, we cannot determine from the limited record available whether Walker‘s jury received appropriate instructions, the extent of the evidence presented to establish Walker as an SVP, whether Walker contested the evidence presented, or which, if any, issues remain available for Walker to raise at this point. We also cannot determine whether, if Walker has preserved issues for appeal and can timely raise those issues, any error asserted would constitute harmless error. Therefore, we reverse the trial court‘s order releasing Walker from the Arizona State Hospital and remand for further proceedings consistent with this opinion.
CONCURRING: CHARLES E. JONES, Chief Justice, STANLEY G. FELDMAN, Justice, REBECCA WHITE BERCH and MICHAEL D. RYAN, Justices.
Notes
“Likely” means of such nature or so circumstantial as to make something probable and having a better chance of existing or occurring than not. A finding of dangerousness, standing alone, is not a sufficient ground to convict respondent of being a sexually violent person. Proof of dangerousness must be caused by an existence of a mental disorder which makes it difficult, if not impossible, for the respondent to control his dangerous behavior either immediately or over time.
Leon requested the instruction defining “likely” in this manner and did not raise its appropriateness as an issue on appeal. He therefore waived review on this issue. See State v. Miranda, 200 Ariz. 67, 68, ¶ 1, 22 P.3d 506, 507 (2001). The record in Walker‘s case does not include the jury instructions from his commitment proceeding. Walker, like Leon, did not chall