In Re: Judge Johnell M. Matthews Baton Rouge City Court East Baton Rouge Parish State of Louisiana
FROM: CLERK OF SUPREME COURT OF LOUISIANA
The Opinions handed down on the 28th day of January, 2022 are as follows:
BY Griffin, J.:
2021-O-01078 IN RE: JUDGE JOHNELL M. MATTHEWS BATON ROUGE CITY COURT EAST BATON ROUGE PARISH STATE OF LOUISIANA
JUDICIARY COMMISSION‘S RECOMMENDATION REJECTED. NO DISCIPLINE IMPOSED. SEE OPINION.
Weimer, C.J., dissents and assigns reasons.
Crain, J., dissents and assigns reasons.
McCallum, J., dissents and assigns reasons.
SUPREME COURT OF LOUISIANA
No. 2021-O-01078
IN RE: JUDGE JOHNELL M. MATTHEWS BATON ROUGE CITY COURT EAST BATON ROUGE PARISH STATE OF LOUISIANA
Judiciary Commission of Louisiana
GRIFFIN, J.
This mаtter arises from the recommendation of the Judiciary Commission of Louisiana (“the Commission“) that Judge Johnell M. Matthews of Baton Rouge City Court be removed from office because she is constitutionally barred from remaining in judicial office having reached the mandatory retirement age of seventy prior to the commencement of her term.1 After considering the facts, circumstances, and applicable law, we reject the recommendation of the Commission and impose no discipline.
FACTS AND PROCEDURAL HISTORY
On January 8, 2020, Judge Matthews qualified for the special election to fill the vacancy of Division “C” of the Baton Rouge City Court. The primary election was scheduled for April 4, 2020 with a runoff election on May 9, 2020, if necessary. Due to the unprecedented COVID-19 global pandemic and the rising cases within the State of Louisiana, the governor declared a State of Emergency and issued two proclamations that postponed the special election twice.2 The initial proclamation
On June 7, 2020, Judge Matthews turned seventy years old. In the primary election, Whitney Higgenbotham Greene received 32% of the vote and Judge Matthews received 29% of the vоte. Prior to the runoff election, a suit was filed against the Louisiana Secretary of State, the Louisiana Attorney General, and Judge Matthews, requesting that Judge Matthews’ name be removed from the ballot because she had attained the age of seventy before the primary election. The district court dismissed this suit on procedural grounds. The court of appeal and this Court denied writs. Luther v. Ardoin, 20-0726 (La.App. 1 Cir. 8/13/20) (unpublished), writ denied, 20-1007 (La. 8/14/20), 300 So.3d 877.
Judge Matthews won the runoff election, having received 63% of the vote. Her opponent filed suit challenging the results of the election due to Judge Matthews’ age. The district court dismissed the suit. During the pendency of the appeal, Judge Matthews received her commission from the governor and took her oath of office. The court of appeal affirmed. Greene v. Ardoine, 20-0810 (La.App. 1 Cir. 9/11/20), 313 So.3d 298. This Court declined to consider Ms. Greene‘s writ application on timeliness grounds. Greene v. Ardoin, 20-1110 (La. 9/23/20), 301 So. 3d 1184.
DISCUSSION
The sole issue before us is whether this Court should accept the recommendation of the Commission and remove Judge Matthews from office. Article V, § 25(C) of the Louisiana Constitution vests this court with exclusive and
The Commission argues that Judge Matthews is constitutionally barred from remaining in office pursuant to the plain and unambiguous language of
Judge Matthews counters that she was under the age of seventy at the time of her qualification for candidacy. See
We need not create a judicial exception or force a strained interpretation of the Louisiana Constitution. Although the plain language of
This Court has supervisory and plenary authority over all other courts and original jurisdiction in all disciplinary matters related to the bench and bar. See
DECREE
For the foregoing reasons, the Commission‘s recommendation is rejected and no discipline is imposed. We emphasize that this decision is limited to the individualized circumstances surrounding this case and election.
RECOMMENDATION REJECTED; NO DISCIPLINE IMPOSED
This matter presents a challenging issue brought on by a worldwide pandemic that caused a judicial election date to be delayed. If the election had been held when originally scheduled, Johnell Matthews would likely have been elected to serve as a judge, and this matter would not be before the court. However, the election had to be postponed for public health reasons related to the ongoing pandemic.
By clear and unambiguous language, the Louisiana Constitution prohibits anyone over the age of 70 to serve as a judge unless that individual began serving a term of office as a judge prior to turning 70.
The word “may” in Article V, § 25(C) affords the court the necessary discretion to not impose discipline for any number of reasons, such as a failure to meet the burden of proof of charges or finding no legal grounds for the charges. If the constitution used the word “shall” instead of “may” in Article V, § 25(C), it would have compelled this court to discipline every judge against whom the Judiciary Commission brings charges—an absurd result. Furthermore, it is wholly inappropriate to expand the word “may” in this context to justify ignoring the plain language of Article V, § 23(B). Section 23(B) clearly provides, in mandatory language, that a person beyond 70 years of age shall nоt serve as a judge unless elected to a term commencing prior to the age of 70. See Rathborne Lumber & Supply Co. v. Falgout, 218 La. 629, 635, 50 So.2d 295, 297 (La. 1950) (“It is well recognized, however, that although words of a statute are permissive, ... sometimes they may require an interpretation giving them mandatory effect, this occurring where the context or subject matter compels such construction or where it is necessary to carry out the clear policy and intention of the Legislature.“). Accordingly, Judge Matthews is legally prohibited, in mandatory language, from remaining in office based on the Louisiana Constitution, and her refusal to resign from judicial office must, therefore, be deemed to constitute grounds for disciрline. By declining to impose discipline in the form of removal/involuntarily retirement, the majority opinion is enabling Judge Matthews to retain her seat on the Baton Rouge City Court in violation of
There is no dispute regarding the relevant facts. The primary purpose of the Code of Judicial Conduct is to protect the public, rather than to discipline a judge. In re Marullo, 96-2222, p. 6 (La. 4/8/97), 692 So.2d 1019, 1023. Although this matter arises in a disciplinary setting, I do not view this as a lapse in Judge Matthews’ character or an issue of misdeeds; rather, this is an instance in which the constitution dictates Judge Matthews shall not serve. Louisiana‘s laws have always drawn lines related to age, which in certain circumstances may seem arbitrary. However, once a line is drawn, particularly in the constitution, that line must be acknowledged and enforced. During her service, Judge Matthews has undoubtedly encountered situations wherein she felt a law was inequitable, but she applied the law because that is the obligation of a judge. I am compelled by the law to do so in this matter.
By all accounts, Judge Matthews has served well and is a respected jurist. The Judiciary Commission indicated in brief to this court, and I agree, that her character and her right to initially qualify to seek judicial office are not in question. The fаcts of this case dictate an unfortunate result. I have devoted significant time and effort to evaluating the law to determine if there was a legal path to enable Judge Matthews to continue to serve.3 This nation prides itself on being a nation of laws, and not of men or women.4 The constitution emanates from the people. The people expect
I join Chief Justice Weimer‘s well-written dissent entirely, and write separately only for emphasis.
Except as otherwise provided in this Section, a judge shall not remain in office beyond his seventieth birthday. A judge who attains seventy years of age while serving a term of office shall be allowed to complete that term of office.
This constitutional mandate is clear: “a judge shall not remain in office beyond his seventieth birthday.” The directive is subject to one--and only one--exception: “A judge who attains seventy years of age while serving a term of office shall be allowed to complete that term of office.” The section does not allow for exceptions found in other parts of the constitution. Judge Matthews was seventy years-old when she took office. The Louisiana Constitution clearly provides she “shall not remain in office” unless she “attain[ed] seventy years of age while serving a term of office.” Judge Matthews did not turn seventy while serving her term; she turned seventy before her term began.1
Section 23(B) does not contain an exception for a pandemic or for an executive proclamation that delays an election. It is the only constitutional provision that sets the age after which a judge cannot serve. The Commission erroneously
The constitutional validity of Section 23(B) is not in doubt. See Clark v. State, 20-00914 (La. 7/21/20), ___ So. 3d ___ (2020WL4251388 p. 1); Giepert v. Wingerter, 531 So. 2d 754, 755 (La. 1988); see also Gregory v. Ashcroft, 501 U.S. 452, 471, 111 S. Ct. 2395, 2407, 115 L. Ed. 2d 410 (1991). Forced application of this mandate is not a pleasant exercise. As recognized in Clark, inequities are inevitable when the law “draws a line at a certain age” to compel a judge to retire. Clark, 2020WL4251388 p. 1. There, we noted that “depending on when a judge‘s birthday falls in his term, this provision permits some judges to serve years longer than a colleague who may only be weeks or days older.” Id. We are again confronted with difficult inequities caused by the application of Section 23(B). A person duly-elected to serve as judge is now constitutiоnally barred from serving. However, “despite these inequities, the provision has a rational basis in a legitimate state interest,” has been repeatedly upheld by this court, and must be applied as mandated by the electorate. See Clark, 2020WL4251388 p. 2.
Judge Matthews will now serve because the majority has embraced as “discretion” the choice not tо enforce an express provision of the Louisiana Constitution. They justify this by relying on the word “may” to suggest this court has unfettered discretion to reject a recommendation of the Commission. Chief Justice Weimer‘s dissent clearly articulates why the word “may” does not always permit discretion. I agree with his conclusion–our action here is mandatory. Equitable considerations cannot prevail when in conflict with the positive written law. See
Until now, this court has always enforced the age requirements for judges. See In re Wingerter, 621 So.2d 1098, 1101 (La. 1993); In re Levy, 427 So.2d 844, 847 (La. 1983); Small v. Guste, 383 So.2d 1011, 1014 (La. 1980) (“A judge‘s willful retention of office beyond his mandatory retirement age is grounds for removal by this Court.“). There is no legal authority for ignoring the clear and unеquivocal law that constitutionally bars Judge Matthews from serving. I wish that was not so. But, for these reasons and those articulated by Chief Justice Weimer, I believe Judge Matthews must be removed from office.
I respectfully dissent. This case presents yet another example of an unfortunate consequence of the pandemic and the government‘s reaction to it; namely, the decision to change the date of the election. Through no fault of her own, Judge Matthews became a casualty of this decision. Although empathetic to Judge Matthews’ situation, I do not find any circumstance by which this Court may ignore the express and unambiguous terms of the Louisiana Cоnstitution and, in my view, her age at the time of the election prevents her from remaining on the bench.
The facts are not in dispute. Judge Matthews was 69 years old and not a judge when she qualified to run for a judicial vacancy on the Baton Rouge City Court. Had the Governor not rescheduled the original special primary and general election dates in April and May 2020 because of the unprecedented COVID-19 pandemic, Judge Matthews could have assumed judicial office before her seventieth birthday on June 7, 2020, without any issue. However, this is not the case.
To arrive at the conclusion that a person over seventy and not previously a judge can serve one and only one term in office, Judge Matthews is interpreting the verb “remain” to mean “stay in office after the expiration of a term in office” (or something similar thereto). However, that interpretation not only contorts the generally understood meaning of “remain,”1 it makes the second sentence of
Alternatively, Judge Matthews may be asserting that the verb “remain” somehow simultaneously holds two different meanings depending upon whether the judge in question was newly elected or had previously served a term of office. Again, that is not what the plain language of
The Court has twice removed/involuntarily retired judges for continuing to occupy judicial office after reaching the mandatory retirement ages applicable to them. See In re: Wingerter, 621 So. 2d 1098, 1101 (La. 1993); In re: Levy, 427 So. 2d 844 (La. 1983). Because the Judiciary Commission found that Judge Matthews is constitutiоnally barred from remaining in office, having reached the mandatory retirement age of seventy prior to the commencement of her term, it recommended that she be removed/involuntarily retired from office.
Our state constitution divides governmental power into separate legislative, executive and judicial branches and provides that no one branch shall exercise powers belonging to the others.
La. Const. Art. II, §§ 1, 2 (1974) . This trichotomous branching of authority furnishes the basis for the existence of an inherent judicial power which the legislative and executive branches cannot abridge. Singer, Hutner, Levine, etc. v. LSBA, 378 So.2d 423 (La.1979); Saucier v. Hayes Dairy Products, 373 So.2d 102, 109, 114 n.3 (La.1979) (Calogero, J., On Rehearing) (Dennis, J., dissenting from the opinion on original hearing); Hargrave, The Judiciary Article of the Louisiana Constitution of 1974, 37 La.L.Rev. 765, 786 (1977). As the Supreme Court is the head of the judicial system, it is the final arbiter of the exercise of those inherent judicial powers.La. Const.1974, Art. V, §§ 1, 5(A), 6 ; see Imbornone v. Early, 401 So.2d 953, 957, 961 (La.1981) (Per Curiam On Rehearing) (Dennis, J., dissenting from the opinion on original hearing). Although the Supreme Court‘s inherent judicial powers are not explicitly defined, they include powers of administration, the power of judicial review, power over officers of court, and the contempt power. Hargrave, supra at 787. Moreover,La. Const. Art. V., § 5(A) grants the Supreme Court “general supervisory jurisdiction over all other courts,” providing another basis for the court‘s administrative control over lower courts, see Hargrave, supra at 787, and provides that the Supreme Court “may establish procedural and administrative rules not in conflict with law. . . .” The scope of the Supreme Court‘s power to make administrative and procedural rules is not limited, except that they cannot conflict with law. Id. These constitutional provisions explicitly and implicitly establish in the Supreme Court a centralized authority to supervise the judicial system, not only in legal interpretаtion and adjudication, but also in the manner the lower courts conduct their affairs procedurally and administratively. Id.
If I were to agree with the majority of this Court to exercise its inherent judicial power to allow Judge Matthews to retain her seat on the Baton Rouge City Court, I would be ruling in direct conflict with
The removal of a judge elected to office by the citizens of this state is a grave responsibility, and onе I take seriously and prefer not to exercise, particularly in a case such as this one. Given that the record demonstrates that the OSC presented clear and convincing evidence3 that Judge Matthews is constitutionally barred by
Notes
An independent and honorable judiciary is indispensable to justice in our society. A judge should participate in establishing, maintaining, and enforcing, and shall personally observe, high standards of conduct so that the integrity and independence of the judiciary may be preserved. The provisions of this Code are to be construed and applied to further that objective. As a necessary corollary, the judge must be protected in the exercise of judicial independence.
In my opinion, this matter should have been resolved earlier this year because the salient facts are not at issue and the law is clear. See In re: Confidential Party, 20-1492 (La. 1/14/21), 309 So.3d 727 (Weimer, C.J., dissenting, noting all of the relevant facts are undisputed, the issue is purely one of law, and the matter should have been expeditiously resolved). The charges against a judge must be proved by clear and convincing evidence before this Court can impose discipline. In re Hughes, 2003-3408, p. 12 (La. 4/22/04), 874 So. 2d 746, 760.A judge shall respect and comply with the law and shall act at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary.
As used in this Code, “impartiality” or “impartial” denotes absence of bias or prejudice in favor of, or against, particular parties or classes of parties, as well as maintaining an open mind in considering issues that may come before the judge.
John Adams said, “We are a nation of laws, not of men.” This means the laws apply to everyone equally and that no one is above the law. Dura lex, sed lex.Except as otherwise provided in this Section, a judge shall not remain in office beyond his seventieth birthday. A judge who attains seventy years of age while serving a term of office shall be allowed to complete that term of office.
On recommendation of the judiciary commission, the supreme court may censure, suspend with or without salary, remove from office, or retire involuntarily a judge for willful misconduct relating to his official duty, willful and persistent failure to perform his duty, persistent and public conduct prejudicial to the administration of justice that brings the judicial office into disrepute, conduct while in office which would constitute a felony, or conviction of a felony. On recommendation of the judiciary commission, the supreme court may disquаlify a judge from exercising any judicial function, without loss of salary, during pendency of proceedings in the supreme court. On recommendation of the judiciary commission, the supreme court may retire involuntarily a judge for disability that seriously interferes with the performance of his duties and that is or is likely to become permanent. The supreme court shall make rules implementing this Section and providing for confidentiality and privilege of commission proceedings.