In re J.P.
Joseph T. Tavano, under appointment by the Court of Appeal, for Defendant and Appellant.
Office of the County Counsel, Mary C. Wickham, County Counsel, R. Keith Davis, Assistant County Counsel, and David Michael Miller, Deputy County Counsel, for Plaintiff and Respondent.
FACTUAL AND PROCEDURAL BACKGROUND
J.P. is the youngest of nine children. All his siblings were involved in dependency proceedings at one time or another, and two found adoptive homes several years before J.P. was born. J.P. was born in 2006 and has been in the juvenile dependency system almost his entire life. From 2007 to May 2011, he remained with C.P. (mother) under a family maintenance plan. He was removed from mother’s home in May 2011 after she was arrested for assaulting her boyfriend with a deadly weapon. The court appointed counsel to represent mother at the detention hearing. After a contested jurisdiction and disposition hearing in March 2012, the court sustained the petition’s allegations, denied mother reunification services, issued a three-year restraining order limiting mother’s contact with J.P. to monitored visits, and directed the Department of Children and Family Services (DCFS)
Adoption was originally identified as the permanent plan for J.P., but his mental and emotional health never stabilized to the point where a long-term foster home, let alone a prospective adoptive home, could be identified. Between November 2011 and July 2014, J.P. attempted suicide and had numerous involuntary psychiatric hospitalizations. He suffered from enuresis and encopresis, was quick to anger and tantrum, and was prescribed a regimen of psychotropic medications.
Legal guardianship was the next identified permanent plan, and the court appointed J.P.’s foster parent as his legal guardian in November 2013. After J.P. made another suicide attempt, the guardian—believing she could not provide a safe home for J.P.—requested termination of the guardianship. The most recent permanent plan called for long-term foster care with a nonrelative. J.P. has resided in a group home for more than three years, since his removal from the legal guardian’s care in May 2014. In J.P.’s more than six years in out-of-home placements, mother’s visits with him have remained monitored.
On May 7, 2014, the juvenile court conducted a detention hearing on the
Mother still attended most of J.P.’s juvenile court hearings after counsel was relieved. She consistently visited J.P. in his group home.
On November 3, 2016, mother filed a
A review hearing had previously been scheduled for November 8, 2016. On that date, a “Last Minute Information” report was filed, summarizing interviews by J.P.’s Court Appointed Special Advocate (CASA) with the child’s group home therapist and family specialist. Both individuals noted mother had been visiting every other week for the past six months. Group home staff felt it would benefit the child to see mother more; they relied on mother “to help console [J.P.] when he is having an outburst;” they noted mother’s “influence on [J.P. was] supportive and in alignment with his treatment plan” and she presented “a calming influence” on him. The CASA noted every
The juvenile court began the November 8, 2016 hearing by asking counsel for DCFS if he wished to be heard concerning mother’s petition. DCFS’s counsel, who acknowledged he had not seen the
“[Minor’s Counsel]: Would the court be inclined to appoint counsel for mother based on her having a 388 hearing.
“[DCFS’s Counsel]: The court’s been denying that.
“The Court: I’m not going to appoint counsel. [¶] We’ll set it over for a hearing.”
The
The juvenile court initially acknowledged to mother and J.P. the progress it saw in the current report was “very exciting.”
It is not necessary to recite the arguments made by DCFS’s counsel, but by the time he asserted mother needed a psychiatric evaluation to determine whether she should be on medication, minor’s counsel appropriately interrupted and asked the juvenile court to “please make a ruling to appoint mother a lawyer.” The juvenile court responded, “I’m thinking about it as we’re talking,” but did not appoint counsel for mother, did not continue the hearing, and did not order unmonitored visits on the group home premises. Instead, the juvenile court advised, “we’ll have an attorney who represented you in the past get in touch with you. She’s not here now.”4 When mother asked the juvenile court commissioner to repeat the attorney’s name, he replied, “You’re an experienced litigant in my courtroom.”
Minor’s counsel also objected on mother’s behalf to the “plethora of services” the juvenile court ordered for mother and asked “that if the court is going to order her into all these services [I request] that we put it over, allow her to have counsel to represent her.” Before the juvenile court could address this request, DCFS’s counsel interrupted to argue “these are the
J.P.’s CASA then advised that the child wished to address the court. When J.P. was brought back into the courtroom, the court told him, “Your mom filed papers today. I want more time. I want her to ultimately get more involved in your life and look to a future possibly of getting back with your mom. I told her that I’m going to allow that to happen and she’s going to start to have more contact with you and do some things and hopefully we’ll come back and see how things are progressing. . . .” The juvenile court then said to J.P.: “Now I want to hear from you. What do you want to say?” J.P.’s response: “I want to go home.”
Mother timely appealed, challenging the juvenile court’s denial of her requests to reappoint counsel before the
During the pendency of this appeal, we asked counsel to advise this court, “Whether, and if so to what extent, the juvenile court has made any further orders respecting [mother’s] visitation with J.P. following the order made at the December 8, 2016 hearing. Appellate counsel for mother and DCFS responded. DCFS’s counsel provided copies of orders for the following dates, and we take judicial notice of them: January 24, 2017, April 25, 2017, and June 8, 2017.
The January 24, 2017 minutes reflect that appointed counsel advised she may have a conflict and a
DISCUSSION
I. The Juvenile Court Erred in Failing to Reappoint Counsel Before the Section 388 Hearing
The juvenile court is statutorily required to appoint counsel for the parent of a child who is in an out-of-home placement (or as to whom the petitioning children and family services agency is recommending an out-of-home placement) if the parent “is presently financially unable to afford and cannot for that reason employ counsel . . . unless the court finds that the parent . . . has made a knowing and intelligent waiver of counsel as provided in this section.” (
Once appointed, counsel “shall represent the parent . . . at the detention hearing and at all subsequent proceedings before the juvenile court. Counsel shall continue to represent the parent . . . unless relieved by the court upon the substitution of other counsel or for cause. . . .” (
As our colleagues in Division One observed 24 years ago, “There is nothing vague or ambiguous about the legislative command—in the absence of a waiver, the juvenile court must appoint an attorney to represent an indigent parent at the detention hearing and at all subsequent proceedings, and the attorney shall continue to represent the parent unless relieved by the court upon the substitution of other counsel or for cause.” (In re Tanya H. (1993) 17 Cal.App.4th 825, 829; see also In re Kristin H. (1996) 46 Cal.App.4th 1635, 1659 (Kristin H.); In re Malcolm D. (1996) 42 Cal.App.4th 904, 914.)
Nothing in the record suggests mother’s counsel ever should have been relieved; but as soon as mother asked for the reappointment of counsel in her
Nonetheless, at the hearing on November 8, 2016, when minor’s counsel reminded the court of mother’s request for an attorney, the immediate response by DCFS’s counsel on the record was, “The court’s been denying that.”7 And the court did.
Although mother had the support of minor’s counsel and J.P.’s CASA at the December 8, 2016 hearing on her
II. The Error Resulted in a Miscarriage of Justice
A. Standard of Review
The harmless error standard has long applied to an appellate court’s review of the denial of a parent’s statutory right to counsel. (Kristin H., supra, 46 Cal.App.4th at pp. 1667-1668.) Citing People v. Watson (1956) 46 Cal.2d 818, 836, the Kristin H. court held a parent who is denied the statutory right to counsel must demonstrate a reasonable probability that a more favorable result “‘would have been reached in the absence of the error.‘” (Kristin H., supra, 46 Cal.App.4th at p. 1668; see also In re Malcolm D., supra, 42 Cal.App.4th at p. 919; In re Nalani C. (1988) 199 Cal.App.3d 1017, 1028; In re Justin L. (1987) 188 Cal.App.3d 1068, 1078.)8
The Supreme Court’s analyses in In re Celine R. (2003) 31 Cal.4th 45 (Celine R.) and In re James F. (2008) 42 Cal.4th 901
In James F., the Supreme Court discussed whether to apply structural error and reverse a juvenile court decision without a finding of harm or to reverse only if the harmless error analysis demonstrated the ruling resulted in a miscarriage of justice. In choosing the latter approach, the Supreme Court suggested reviewing courts miss the mark when they first conclude an error is structural and then decide for that reason not to engage in a harmless error analysis. Instead, an error should be found to be structural only when it “‘def[ies] analysis by “harmless-error” standards‘” and cannot “‘be quantitatively assessed in the context of other evidence presented in order to determine whether [they were] harmless . . . .‘” (James F., supra, 42 Cal.4th at p. 917.)9
The harmless error analysis applies in juvenile dependency proceedings even where the error is of constitutional dimension.10 (See, e.g., In re Brenda M. (2008) 160 Cal.App.4th 772, 777 (Brenda M.); In re Mark A. (2007) 156 Cal.App.4th 1124, 1146 [citing cases] (Mark A.).) In both Mark A. and Brenda M., the juvenile court erred by ordering the fathers to testify after they invoked their Fifth Amendment privilege against self-incrimination. When each father refused to obey the order, the juvenile court levied evidentiary sanctions, striking testimony in Mark A. and precluding the father in Brenda M. from presenting any evidence or cross-examining witnesses.
The Court of Appeal in each matter engaged in a harmless error analysis and affirmed the order in Mark A., but reversed in Brenda M.11 The Brenda M. court explained why the harmless error analysis yielded different results: “In Mark A. . . . the
The harmless error analysis is by definition a case-by-case analysis. Particularized analysis is critical. In juvenile dependency proceedings, no error—even one of constitutional dimension—can be examined based solely on legal principles (no matter how venerable) or only from the parent’s perspective. The reviewing court also must evaluate the effect of the error on the best interests of the child. This is so even though “[a] parent’s interest in the companionship, care, custody and management of his children is . . . ranked among the most basic of civil rights.” (In re Marilyn H. (1993) 5 Cal.4th 295, 306 (Marilyn H.).)
A balancing of interests is required because “[c]hildren . . . have fundamental interests of their own that may diverge from the interests of the parent. [Citation.] [¶] Our task is to interpret the statutory scheme as a whole in a manner that balances the interest of parents and children in each other’s care and companionship, with the interest of abandoned and neglected children in finding a secure and stable home.” (In re Jasmon O. (1994) 8 Cal.4th 398, 419; see also In re Justice P., supra, 123
As our Supreme Court noted in James F., “We cannot agree . . . that prejudice is irrelevant in a dependency proceeding when the welfare of the child is at issue and delay in resolution of the proceeding is inherently prejudicial to the child.” (James F., supra, 42 Cal.4th at p. 917.) Accordingly, because we conclude the juvenile court’s error here is “amenable to harmless error analysis rather than a structural defect requiring reversal of the juvenile court’s orders without regard to prejudice” (id. at p. 915), we proceed with the harmless error analysis.
B. Harmless Error Analysis
To analyze the prejudicial effect of the juvenile court’s refusal to appoint counsel for mother in advance of the
The juvenile court properly found mother made a prima facie showing of changed circumstances under
The failure to appoint counsel for mother deprived her of her due process right and prejudicially affected the manner in which the
Had the court appointed counsel to represent mother, that attorney could have kept the hearing focused on the matters at issue in a
The social worker’s report for the December 8, 2016 hearing and the Last Minute Information filed November 8, 2016 were received into evidence, and they supported mother’s request—echoed by J.P.’s counsel—for unmonitored visits on the premises of the child’s group home. DCFS presented no current evidence addressing the best interests of the child to rebut that evidence. “[I]t seems manifest that, had [mother] been represented by counsel . . . [the orders would] have been challenged . . . . Thus, the juvenile court’s failure to ensure [mother] was represented by appointed counsel in this case deprived her of opportunities she should have had to challenge the court’s orders and findings . . . and created fundamental unfairness that violated minimum due process requirements.” (In re Katheryn S. v. Superior Court (2000) 82 Cal.App.4th 958, 972-973 (Katheryn S.).)
III. Directions on Remand
“[T]he purpose of child dependency proceedings is not to punish persons who have committed acts of abuse; it is to serve the child’s best interests.” (In re Kiesha E. (1993) 6 Cal.4th 68, 81; see also Katheryn S., supra, 82 Cal.App.4th at p. 974 [“were we merely concerned with the propriety of [mother’s] conduct, we would have no compunction about denying her any relief. But we are not primarily concerned with [mother’s] conduct in this proceeding. Rather, our paramount concern is for her [child]“].)
Given the passage of time and perhaps additional changed circumstances, this court is not in a position to make new orders in the first instance. Rather, we remand to the juvenile court with directions to appoint counsel for mother immediately, permit appointed counsel to file a new
Pending the hearing on a new
DISPOSITION
The order of the juvenile court is reversed, and the matter is remanded to the juvenile court as indicated above in section III.
CERTIFIED FOR PUBLICATION
DUNNING, J.*
I concur:
KRIEGLER, Acting P. J.
* Judge of the Orange Superior Court, assigned by the Chief Justice pursuant to
BAKER, J., Concurring
I concur in the result, and in what I understand to be the core of the majority’s holding: The juvenile court’s considered decision to deprive C.P. (Mother) of counsel to prepare and argue her
I
The majority cites In re Kristin H. (1996) 46 Cal.App.4th 1635 for the proposition that “[t]he harmless error standard has long applied to an appellate court’s review of the denial of a parent’s statutory right to counsel.” I have my doubts that In re Kristin H. is a reliable guide in this case—in that case, unlike this one, the mother was not deprived of counsel; instead, her claim was that her appointed attorney provided ineffective assistance. (In re Kristin H., supra, at pp. 1658, 1667-1668.) But regardless, the majority holds the error here is of both statutory and constitutional (due process) dimension, whereas the courts in In re Kristin H. and the other deprivation of counsel cases the majority cites were concerned only with a violation of the
I agree there can be cases at the margins where the consequences of error are so apparent as to permit a fairly reliable counterfactual assessment whether harm results from the wrongful absence of appointed counsel. If an unrepresented parent, for instance, files a
But I believe there is a grey area between the margins where the difference appointed counsel might have made during a dependency proceeding will be more difficult to reliably assess. (See Gonzalez-Lopez, supra, 548 U.S. at p. 150 [erroneous deprivation of counsel has “‘consequences that are necessarily unquantifiable and indeterminate‘” and “[h]armless-error analysis in such a context would be a speculative inquiry into what might have occurred in an alternate universe“]; cf. In re James F. (2008) 42 Cal.4th 901, 914-915 [concluding an “error in the procedure used to appoint a guardian ad litem for a parent in a dependency proceeding . . . . does not necessarily require ‘a speculative inquiry into what might have occurred in an alternate universe‘“], emphasis added.)13 Indeed, the majority opinion tends to bear this out, as it cannot avoid fairly speculative language to describe the consequences of even the clear error in this case: appointed counsel “could have kept the hearing focused,” “would have a better ability” to make arguments, and “would . . . be better equipped” to communicate with the parties.
II
The majority’s directions on remand are to immediately appoint counsel for mother, to permit appointed counsel to file a new
The new petition that today’s decision permits Mother to file can appropriately address both the facts as they existed at the time the uncounseled petition was heard in December 2016, as well as any intervening developments since that time that bear on Mother’s visitation with J.P. and his best interests. If it is the case, for instance, that Mother’s attorney believes the juvenile court’s failure to grant her unmonitored visitation at the
BAKER, J.