IN RE GREG ABBOTT, IN HIS OFFICIAL CAPACITY AS GOVERNOR OF THE STATE OF TEXAS; MATTHEW MCDADE PHELAN, IN HIS OFFICIAL CAPACITY AS SPEAKER OF THE TEXAS HOUSE OF REPRESENTATIVES; AND THE STATE OF TEXAS, RELATORS
No. 21-0667
IN THE SUPREME COURT OF TEXAS
August 17, 2021
JUSTICE BLACKLOCK
ON PETITION FOR WRIT OF MANDAMUS
Two-thirds of each House shall constitute a quorum to do business, but a smaller number may adjourn from day to day, and compel the attendance of absent members, in such manner and under such penalties as each House may provide.
Plaintiffs in the underlying suit1 are members of the Texas House of Representatives who denied the House a quorum by fleeing the state on July 12, 2021. They broke quorum to prevent the legislature, in special session, from enacting voting legislation they oppose. They fled the state to escape the jurisdiction of the House, whose internal rules provide that absent members may be “arrested” and their attendance “secured and retained.”
Without soliciting a response from the defendants or conducting an adversarial hearing, the district court on August 8
The question now before this Court is not whether it is a good idea for the Texas House of Representatives to arrest absent members to compel a quorum. Nor is the question whether the proposed voting legislation giving rise to this dispute is desirable. Those are political questions far outside the scope of the judicial function. The legal question before this Court concerns only whether the Texas Constitution gives the House of Representatives the authority to physically compel the attendance of absent members. We conclude that it does, and we therefore direct the district court to withdraw the TRO.
“[I]f the record establishes that an applicant cannot show a probable right to the relief sought, then the applicant is not entitled to a temporary restraining order.” In re Turner, 558 S.W.3d 796, 799 (Tex. App.—Houston [14th Dist.] 2018, orig. proceeding). The district court concluded that Plaintiffs cleared this hurdle. It premised its TRO, in part, on the following legal conclusion:
The Court finds that it clearly appears from the facts set forth in Plaintiffs’ Original Petition and the affidavits and evidence attached thereto that Defendants have erroneously interpreted Texas law and legislative rules to permit the detention, confinement, or other restriction of members of the Texas House of Representatives within the State of Texas in response to a call for a quorum . . . .
TRO at ¶ 1.
We disagree. After examining the text and history of article III, section 10, together with the relevant judicial precedent, we conclude that the disputed provision means just what it says. The Texas Constitution empowers the House to “compel the attendance of absent members”
As explained below, the record conclusively establishes that Plaintiffs lack a “probable right to the relief sought.” In re Turner, 558 S.W.3d at 799. As a result, the district court abused its discretion by granting the TRO, which we now direct that court to dissolve.
I.
A.
Article III, section 10 provides that two-thirds of the members of a legislative chamber “constitute a quorum to do business.”
Article III, section 10 imposes no restrictions on the means by which compulsion of the attendance of absent members may be achieved. Instead, it commits that question to the discretion of the chamber by authorizing the present members to “compel the attendance of absent members, in such manner and under such penalties as each House may provide.” The Texas House of Representatives has established the “manner” and “penalties” under which it will exercise its constitutional authority to compel the attendance of absent members by instituting House Rule 5, section 8. This internal House rule authorizes the physical “arrest” of absent members in order to compel their attendance: “All absentees for whom no sufficient excuse is made may, by order of a majority of those present, be sent for and arrested, wherever they may be found, by the sergeant-at-arms or an officer appointed by the sergeant-at-arms for that purpose, and their attendance shall be secured and retained.”
Although this Court has never had occasion to address the matter, the prevailing historical understanding in Texas has been that physical restraint of absent members
Our goal when interpreting the Texas Constitution is to give effect to the plain meaning of the text as it was understood by those who ratified it. Sears v. Bayoud, 786 S.W.2d 248, 251 (Tex. 1990); Degan v. Bd. of Trustees of Dallas Police & Fire Pension Sys., 594 S.W.3d 309, 313 (Tex. 2020). Thus, “[l]egislative construction and contemporaneous exposition of a constitutional provision is of substantial value in constitutional interpretation.” Am. Indem. Co. v. City of Austin, 246 S.W. 1019, 1023 (Tex. 1922). Article III, section 10 dates in its current form to 1845. See
The view that article III, section 10 gives the legislature the power to physically compel members’ attendance is no mere artifact of history. Well-known modern commentaries on the Texas Constitution reinforce this longstanding interpretation.
That assumption was not mere speculation. The historical understanding of article III, section 10 flows naturally from the provision‘s uncomplicated text, which authorizes the present members to “compel the attendance of absent members” in the manner of the chamber‘s choosing. Plaintiffs do not explain—and we are unable to imagine—how the present members could truly compel the attendance of absent members without the power to physically restrain them. Plaintiffs suggest the House can compel a quorum by “making insistent requests and engaging in meaningful debate.” Such “compulsive discourse,” as they put it, is allowed, but “forcible arrest” is not. The constitution, however, does not authorize suggestion, persuasion, or even coercion to achieve a quorum. It authorizes compulsion of attendance. Attendance in the House chamber is a physical state of being. We are aware of no method of compelling an unwilling person to be physically in attendance at a particular place without the power of physical restraint. Although arrest of absent members may seem an extreme step to some observers, the fact remains that if the absent members are sufficiently motivated to resist, the quorum-forcing authority given by the constitution to the present members can only be effectuated by physical compulsion. Article III, section 10 has long been understood to contemplate the possibility that it may become necessary to use physical compulsion to force a quorum, and the provision‘s text fully supports that understanding.
In addition to vesting each chamber with the power to “compel the attendance of absent members,” the constitutional text gives each chamber the authority to achieve this compulsion ”in such manner and under such penalties as each House may provide.” Article III, section 10 thereby leaves it to each chamber to decide for itself the “manner” by which it will compel attendance and the “penalties” it will impose in so doing. Thus, even if arrest were only one of many potential ways of compelling a quorum, the decision whether to employ arrest—or any other potential method of compelling attendance—is textually committed to the discretion of each legislative chamber, not to the courts.8
B.
Even if the text and history of article III, section 10 were not determinative, the available judicial precedent is also at odds with Plaintiffs’ position.9 The United States Supreme Court long ago addressed the meaning of the federal constitution‘s textually indistinguishable quorum-forcing clause. See Kilbourn v. Thompson, 103 U.S. 168, 190 (1880). Under the federal constitution‘s quorum provision, “a Majority of each [House of Congress] shall constitute a Quorum to do Business; but a smaller Number may adjourn from day to day, and may be authorized to compel the Attendance of absent Members, in such Manner, and under such Penalties as each House may provide.”
As a federal decision, Kilbourn is not binding precedent on the meaning of the Texas Constitution. For two reasons,
Kilbourn is instructive for an additional reason. Plaintiffs’ primary contention is that the House‘s constitutional authority to arrest absent members is constrained by Texas statutory law governing arrest procedures and by various federal constitutional provisions limiting the government‘s power to arrest or imprison. Yet Kilbourn rejects just such an equivalence. The Court held that the House of Representatives lacked the power to arrest a private citizen for contempt, but in so holding the Court distinguished the implied constitutional power to arrest private citizens claimed by Congress from the explicit constitutional power granted to Congress to “punish[] its own members” in order to, among other things, “compel the[ir] attendance.” Id. at 189-90. “The power to punish a citizen for contempt is not in express terms or by implication conferred by the Constitution of the United States upon either House of Congress,” the Court observed. Id. at **5. The Court stated that allowing Congress such a power would be “in direct contravention of the Fourth and Fifth Amendments.” Id. Yet after noting that the Fourth and Fifth Amendments constrained any implied power Congress might claim over private citizens, the Court affirmed Congress‘s express constitutional power to punish its members using means such as “imprisonment,” including when necessary to force a quorum:
As we have already said, the Constitution expressly empowers each House to punish its own members for disorderly behavior. We see no reason to doubt that this punishment may in a proper case be imprisonment, and that it may be for refusal to obey some rule on that subject made by the House for the preservation of order. So, also, the penalty which each House is authorized to inflict in order to compel the attendance of absent members may be imprisonment, and this may be for a violation of some order or standing rule on that subject.
All of Plaintiffs’ arguments premised on the federal constitution are foreclosed by the U.S. Supreme Court‘s interpretation of Congress‘s quorum-forcing authority. Plaintiffs acknowledge that federal case law upholds Congress‘s authority to physically compel members’ attendance. Response at 29. They nevertheless argue that various provisions of the federal constitution prohibit the Texas Legislature from doing the same. But if the federal constitution permits Congress to use physical compulsion
Plaintiffs’ ex parte presentation to the district court did not mention Kilbourn. In this Court, Plaintiffs contend only that we should ignore altogether any federal case about Congress‘s textually indistinguishable quorum-forcing power. They contend that because Congress‘s quorum rule is one-half and the Texas Legislature‘s is two-thirds, the U.S. Supreme Court‘s statements about Congress‘s power to force a quorum are irrelevant. We are not convinced. As a textual matter, Plaintiffs do not explain why the size of the fraction contained in the first half of the provision would change the meaning of the second half of the provision regarding the power to compel attendance. Instead, Plaintiffs contend that federal precedent is irrelevant because article III, section 10 serves a different purpose than its federal counterpart. As Plaintiffs see it, article III, section 10 is a “supermajority” requirement designed to empower a minority faction greater than one-third of the body to shut down business to avoid passage of legislation it opposes. They contend, without citation, that “the architects of the Texas government fully expected, and even encouraged, the power of a cohesive minority of members to ‘bust the quorum’ as a means of participation in the decision-making process.”
Plaintiffs cite no authority for their view of article III, section 10‘s role in the law-making process. We are aware of none. If the provision contained only a bare quorum requirement, it might indeed operate as the kind of supermajority provision Plaintiffs would like it to be. But it is quite obviously much more than a bare quorum rule. While it does enable quorum breaking by a minority faction, it also enables the remaining members to “compel the attendance of absent members.” The two-thirds quorum rule protects against legislative action taken by a smaller fraction of the body. But in the very same sentence, article III, section 10 also protects against efforts by quorum-breakers to shut down legislative business. Rather than impose an absolute supermajoritarian check on the legislature‘s ability to pass legislation opposed by a minority faction, the provision ensures that the legislature can continue to do business despite efforts by a minority faction to shut it down by breaking quorum.
C.
None of Plaintiffs’ other arguments successfully undermine the well-settled understanding of article III, section 10. Plaintiffs argue that the House cannot arrest them because the mechanism for doing so would not afford them all the statutory and constitutional protections governing civil or criminal arrests. In other words, Plaintiffs ask us to radically reinterpret article III, section 10 because the arrest power it has historically been understood to provide is not perfectly analogous to any of the more commonly exercised arrest powers with which modern courts and law enforcement are more familiar. Our task, however, is to determine the meaning of article III, section 10 within its historical context. Our task is not to determine whether the House‘s constitutional authority to physically compel the attendance of absent members fits neatly within all the lines drawn by modern laws governing the arrest of private citizens.11
Article III of our constitution has become a lengthy document over the years. Its opening sections, however, date to the advent of Texas statehood or before. They establish the foundational pillars of the legislature‘s constitutional authority, of which section 10 is a structural component. Section 10 represents a conscious decision by those who framed our constitution to counter-balance the minority‘s quorum-breaking ability with a quorum-forcing authority vested in the present members. They patterned this quorum-forcing authority on the federal constitution, which has long been interpreted to authorize arrest and imprisonment to force a quorum. We are provided with no reason to doubt that the framers of our constitution understood article III, section 10 to operate just as it has been understood to operate in the many decades since its ratification—to authorize each chamber to compel the attendance of absent members, by physical compulsion if necessary. We decline Plaintiffs’ invitation to undermine this foundational authority, which has long been embedded in the very structure of our government.
II.
According to the temporary restraining order, it appeared to the district court that the prevailing historical understanding of article III, section 10 has been “erroneous[]” all along. See TRO at ¶ 1. The district court reached this conclusion based on an ex parte presentation from Plaintiffs, not based on the adversarial process on which our legal system depends for the resolution of such questions. Curiously, Plaintiffs’ ex parte presentation to the district court did not include any mention of Kilbourn v. Thompson. Defendants, had they been given the chance, would have cited Kilbourn and made various other arguments that cast conclusive doubt on Plaintiffs’ position, as they have done in this Court. But the district court never
“[E]x parte hearings are disfavored in this State as a rule.” Feldman v. Marks, 960 S.W.2d 613, 615 (Tex. 1996). The reason for this rule is obvious, and this case provides a stark example of the rule‘s wisdom. It should be obvious from what we have already said that Plaintiffs’ ex parte presentation of the constitutional issues raised by this case was an inadequate basis for the district court‘s stated view of the law. “This court only allows [ex parte] communications in limited, extraordinary emergency situations.” Barnes v. Whittington, 751 S.W.2d 493, 495 n.1 (Tex. 1988). Consistent with these principles, Texas Rule of Civil Procedure 680 permits issuance of a TRO “without notice to the adverse party” only when “it clearly appears from specific facts shown by affidavit or by verified complaint that immediate and irreparable injury, loss, or damage will result to the applicant before notice can be served and a hearing had thereon.” No such showing was made here. The threat of arrest of which the plaintiffs complain has existed since July 13. The plaintiffs nevertheless waited twenty-seven days to file this suit, so any “emergency” that may have existed on August 8 was of their own making. Even assuming some immediate need for relief existed on August 8, Plaintiffs offer no compelling reason why they could not have presented their petition to the district court days or weeks earlier, which would have afforded the defendants ample time to respond. We are provided with no information regarding the circumstances that existed on August 8 and beforehand that could have justified the district court‘s resort to the disfavored remedy of ex parte relief.
The TRO suffers an additional deficiency as well. Even assuming that immediate and irreparable injury was imminent on August 8, it remained the responsibility of the TRO applicant and the court to notify and hear from the opposing party if at all possible. Because an adversarial process is always preferable when it is possible, even in emergencies, the rules of procedure require the district court to explain, in the TRO, “why the order was granted without notice” to the opposing party.
III.
Mandamus relief is authorized if the relator establishes a clear abuse of discretion for which there is no adequate appellate remedy. In re AutoNation, Inc., 228 S.W.3d 663, 667 (Tex. 2007, orig. proceeding). For the foregoing reasons, we conclude that issuing the ex parte temporary restraining order despite Plaintiffs’ clear lack of a probable right to relief was a clear abuse of discretion by the district court. As for the second element of mandamus relief, the normal appellate process would not have been adequate to address the harm caused by an erroneous order. The current special session expires on September 6. The district court set a hearing on Plaintiffs’ application for a temporary injunction on August 20, with no indication that it intended to rule on the application before the special session expired. Absent mandamus relief, a district court, through an ex parte TRO, would have essentially eliminated for the duration of the second special session the House‘s explicit constitutional authority to “compel the attendance of absent members” in the manner of its choosing. Whatever one‘s view of the politics of the situation, it should be clear that an ex parte proceeding where one side is totally shut out of the process was an improper way to resolve matters of such significance.
The district court very clearly abused its discretion by issuing the TRO. The defendants have no adequate appellate remedy. The petition for writ of mandamus is conditionally granted, and the district court is directed to immediately rescind the TRO. We are confident the district court will comply, and the writ will issue only if it does not.
OPINION DELIVERED: August 17, 2021
James D. Blacklock
Justice
Notes
- Detaining, confining, or otherwise restricting a Texas House Democrat‘s movement without his or her consent so as to interfere substantially with his or her liberty within the State of Texas under the alleged authority of Article III, Section 10 of the Texas Constitution, House Rule 5, Section 8, or a Call to the House passed on or after July 13, 2021;
- Issuing any warrants or other instruments commanding the detention, confinement, or other restriction of a Texas House Democrat‘s movement without his or her consent so as to interfere substantially with his or her liberty within the State of Texas under the alleged authority of Article III, Section 10 of the Texas Constitution, House Rule 5, Section 8, or a Call to the House passed on or after July 13, 2021; and
- Commanding the Texas House sergeant-at-arms, officers appointed by the Texas House sergeant-at-arms, Department of Public Safety, Texas Rangers, Texas Highway Patrol Officers, Capitol Police Officers, or other law enforcement officials to detain, confine, or otherwise restrict a Texas House Representative‘s movement without his or her consent so as to interfere substantially with his or her liberty within the State of Texas under the alleged authority of Article III, Section 10 of the Texas Constitution, House Rule 5, Section 8, or a Call to the House passed on or after July 13, 2021.
