In re Estate of Adkins
Case No. 16CA22
IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT LAWRENCE COUNTY
RELEASED: 8/24/16
2016-Ohio-5602
Harsha, A.J.; McFarland, J. & Hoover, J.: Concur.
In the Matter of: The Estate of: Barry Michael Adkins
DECISION AND JUDGMENT ENTRY
APPEARANCES:
Craig A. Allen, Ironton, Ohio, for Appellant Robert Payne, Administrator of the Estate of Barry Michael Adkins.
Kevin J. Waldo, Ironton, Ohio, for Appellee Frederick Craft, Jr.
Harsha, A.J.
{¶1} Appellant Robert Payne, Administrator of the Estate of Barry Michael Adkins (the Administrator) filed a notice of appeal from the Lawrence County Common Pleas Court, Probate-Juvenile Division‘s judgment entry granting a motion to quash the subpoena issued to Appellee Frederick Craft, Jr. Upon review of the notice of appeal, this Court issued a Magistrate‘s Order directing the parties to file memoranda addressing whether the challenged entry is a final appealable order. Both parties have complied with the order. Upon consideration, the Court finds that the appealed entry is not a final appealable order and DISMISSES this appeal.
I.
{¶2} In this probate matter the Administrator served a subpoena on a non-party - Mr. Craft - demanding that he appear at counsel‘s office and bring with him “any and all personal bank account record and/or any other personal financial records for which [Mr. Craft] claim[ed] any deposits or expenditures concerning Tri-State Realty & Rental, Inc. and/or The Estate of Margret Adkins and/or The Estate of Barry Adkins.” Following a hearing and the filing of memorandum of law, the trial court found no evidence that Mr. Craft had in his possession, custody or control any records in which Mr. Craft claims to have made any deposit or expenditure concerning The Estate of Barry Adkins (“the Estate“). The court also noted that the Estate had not brought a civil action against Mr. Craft and that Tri-State Realty & Rental, Inc. is a corporation in which the Estate may claim ownership of certain shares of stock, but the Estate and the corporation are separate legal entities.
{¶3} The trial court further noted that Mr. Craft‘s personal records are not relevant to the pending case involving the Estate and that financial matters related to Tri-State Realty & Rental, Inc. could be pursued in a court with jurisdiction over corporate matters. And, any financial matters related to The Estate of Margaret Adkins must be raised in that probate court case. Based on these findings, the Court granted the motion to quash the subpoena.
II.
{¶5} Moreover, appellate courts are not bound by a trial court‘s determination or statement that a judgment constitutes a final appealable order. See Ft. Frye Teachers Assn. v. Ft. Frye Local School Dist. Bd. of Edn., 87 Ohio App.3d 840 (4th Dist. 1993). Therefore, the trial court‘s statement that the entry is a “final appealable order” is not binding on us.
A.
{¶6}
An order is a final order that may be reviewed, affirmed, modified, or reversed, with or without retrial, when it is one of the following:
(1) An order that affects a substantial right in an action that in effect determines the action and prevents a judgment;
* * *
(4) An order that grants or denies a provisional remedy and to which both of the following apply:
(a) The order in effect determines the action with respect to the provisional remedy and prevents a
judgment in the action in favor of the appealing party with respect to the provisional remedy. (b) The appealing party would not be afforded a meaningful or effective remedy by an appeal following final judgment as to all proceedings, issues, claims, and parties in the action.
B.
{¶7} The Administrator argues that the trial court‘s entry is a final appealable order under
{¶8} The Administrator has not demonstrated that it would be foreclosed from appropriate relief in the future to enforce
{¶9} Further, the Administrator has not shown that the trial court‘s entry determines the action and prevents a judgment. “For an order to determine the action and prevent a judgment for the party appealing, it must dispose of the whole merits of the cause or some separate and distinct branch thereof and leave nothing for the determination of the court.” Hamilton Cty. Bd. of Mental Retardation & Developmental Disabilities v. Professionals Guild of Ohio, 46 Ohio St.3d 147, 545 N.E.2d 1260 (1989). The trial court‘s entry does not resolve the merits of the case or a distinct branch of the case; rather, it resolves a discovery dispute. Therefore, it does not determine the probate action or prevent a judgment in the case.
{¶10} Accordingly, the trial court‘s entry does is not a final appealable order under
C.
{¶11} Although the Administrator does not address
{¶12} The Fifth, Eighth and Tenth Districts have all held that an order denying a motion to quash a subpoena served on a non-party is a final appealable order. See Scott Process Systems, Inc. v. Mitchell, 5th Dist. Stark No. 2012CA00021, 2012-Ohio-5971, at ¶¶ 23-24; Tisco Trading USA, Inc. v. Cleveland Metal Exchange, Ltd., 8th Dist. Cuyahoga No. 97114, 2012-Ohio-493; and Foor v. Huntington Natl. Bank, 27 Ohio App.3d 76, 499 N.E.2d 11297 (10th Dist. 1986). In reaching this conclusion, the 10th District Court of Appeals noted that a nonparty witness has no recourse from a motion overruling the motion to quash a subpoena duces tecum other than an appeal from the order. Foor at 77-78. However, this same reasoning would not apply when a nonparty‘s motion to quash a subpoena is granted.
{¶13} We conclude that the Administrator can be afforded a meaningful and effective remedy at the conclusion of the probate case in this instance. If the Administrator can establish that the motion to quash should have been overruled, this Court can remand the matter for further discovery proceedings. See, also, In
{¶14} For these reasons, we find that the entry being appealed is not a final appealable order and DISMISS this appeal. The clerk shall serve a copy of this entry on all counsel of record and unrepresented parties at their last known addresses by ordinary mail. SO ORDERED.
APPEAL DISMISSED. COSTS TO APPELLANT. ANY PENDING MOTIONS ARE DENIED AS MOOT. SO ORDERED.
McFarland, J. & Hoover, J.: Concur.
FOR THE COURT
________________________
William H. Harsha
Administrative Judge
