IN THE MATTER OF: D.L.A.D.
No. 123A20
IN THE SUPREME COURT OF NORTH CAROLINA
Filed 20 November 2020
NEWBY, Justice.
Appeal pursuant to
Surratt Thompson & Ceberio PLLC, by Christopher M. Watford, for petitioner-appellees.
Richard Croutharmel for respondent-appellant mother.
Respondent-mother appeals from the trial court‘s order terminating her parental rights to D.L.A.D.,1 a minor. We affirm the trial court‘s order.
Dillon was born to respondent-mother in October 2007 following her brief relationship with petitioner-father. Petitioner-father did not know that he was Dillon‘s father until 2013, when respondent-mother visited him at his place of employment and requested that he take a DNA test. Petitioner-father agreed, and the test confirmed his paternity. When petitioner-father learned he was Dillon‘s father, he went to the Guilford County child support agency and entered into a voluntary support agreement.
Petitioner-father met with Dillon for the first time in May 2015 and began visitation shortly thereafter. In August 2015, Dillon visited petitioner-father and arrived wearing clothing that was soiled, stained, torn, and did not fit properly. Additionally, on at least one visit, he was found to have an excessive amount of earwax in his ears. On 5 November 2015, after respondent-mother violated a court order and failed a drug test, petitioner-father was granted custody of Dillon in accordance with an emergency custody order. From then on, Dillon resided primarily with petitioner-father and his wife (petitioners) in Davidson County.
In early 2016, respondent-mother began conducting supervised visits with Dillon. But these visits eventually ceased, and respondent-mother indicated that she wanted her parental rights to Dillon to be terminated. On 8 March 2016, petitioner-father filed a petition in District Court, Surry County to terminate respondent-mother‘s parental rights to Dillon. On 16 December 2016, the trial court entered an order terminating respondent-mother‘s parental rights based on neglect. See
On 2 May 2019, petitioners filed a new petition to terminate respondent-mother‘s parental rights in Davidson County on the grounds of neglect and dependency. See
Respondent-mother argues that several of the trial court‘s findings of fact are not supported by the evidence and that the court erred by concluding that grounds existed to terminate her parental rights. A termination of parental rights proceeding consists of an adjudicatory stage and a dispositional stage.
In this case the trial court concluded that grounds existed to terminate respondent-mother‘s parental rights based on neglect. Section 7B-1111(a)(1) provides for termination based on a finding that “[t]he parent has . . . neglected the juvenile” within the meaning of
Here Dillon was not in respondent-mother‘s custody at the time of the termination hearing and had not been for close to four years. Additionally, because the Department of Social Services was never involved with the parties, no petition alleging neglect was ever filed, and Dillon was never adjudicated neglected. The trial court did, however, find that Dillon lived “in an environment injurious to his welfare when he was living with Respondent Mother.” Respondent-mother does not challenge this finding, and it is therefore binding on appeal. See In re T.N.H., 372 N.C. 403, 407, 831 S.E.2d 54, 58 (2019) (“Findings of fact not challenged by respondent are deemed supported by competent evidence and are binding on appeal.“). Thus, we conclude that the trial court‘s findings demonstrate that Dillon was previously neglected by respondent-mother.
We next consider whether the trial court‘s findings demonstrate that neglect would likely be repeated if Dillon were returned to respondent-mother‘s care. The trial court made the following relevant findings of fact:
- At the time [Dillon] came into the care of Petitioners [at age seven-and-a-half], he was able to demonstrate how to crush and snort pills. He did not know how to tie his shoes. There is conflicting testimony as to
whether he knew how to use any utensils to eat with but the [c]ourt finds that he was using his fingers to eat his food when he came into Petitioner[s]’ custody. - Sometime in early 2016, Respondent Mother was to have regular supervised visits that were to be supervised by her sister[.] Only a few of those visits occurred and then they stopped. There were [c]ourt hearings in Surry County, North Carolina regarding custody and visitation, and possibly child support. At one of those hearings, for an unknown subject matter, the Respondent Mother, during a court recess, approached the child‘s therapist . . . and did in fact grab her by the arm, according to [the therapist‘s] testimony. Respondent Mother denies having done this.
- During a hearing, Respondent Mother stated that she wanted her rights to be terminated and did not want to know anything further about the minor child, or words to this [e]ffect.
- Respondent Mother, under oath, denied that [Dillon] had ever[ ] witnessed her crushing pills and snorting them. She stated the last time she had done this was before she had children. She stated she has not used cocaine in the past five years, but she had used it before she had children. However, she was forced to admit on cross examination that she did test positive for cocaine in the fall of 2015.
- Respondent Mother lives with her boyfriend, [G.H.]. She started dating him sometime around December 2014. She testified that [G.H.] has a prescription for pain medication and instead of taking the medication in the prescribed manner he crushes the pills and snorts them. He has done this the entire time she has known him and he has in fact done this in front of the children.
- Respondent Mother, following the positive cocaine result from the hair follicle test, took a urine test on her own volition. The test was negative.
- Respondent mother told [petitioner-father] that she would surrender her parental rights in exchange for the sum of $25,000.00. She denies that she ever lowered that price.
- There was a period of time of more than twelve months that Respondent mother did not attempt to contact her sister to arrange supervised visits that she was awarded but did beg[i]n talking about visitation again sometime near July 2018.
- There was some communication to the Petitioners about visitation. Since early 2016, the Petitioners would respond to Respondent Mother‘s requests with something to the effect that they were busy or that the minor child did not want to see the Respondent Mother.
- There is evidence that some of the circumstances have changed since the fall of 2015. Respondent mother was awarded, and now receives disability as of May 2019. The minor child is in the primary care of Petitioners. There is no evidence that the condition of Respondent mother‘s home has changed. [G.H.] still resides in the home and he still snorts his pain medication.
- In evaluating the credibility of the testimony, the [c]ourt finds and believes Respondent Mother had a substance abuse problem. There is no evidence that she has received any treatment for that problem. . . .
- As to the grounds alleged in
N.C.G.S. Section 7B-1111(a)(1) , due to the lack of change in the Respondent mother‘s home, the Court finds that there is a high likelihood of repetition of neglect if the child was to return to her home.
We review only those findings necessary to support the trial court‘s conclusion that grounds existed to terminate parental rights. In re B.C.B., 374 N.C. 32, 38, 839 S.E.2d 748, 753 (2020). Again, unchallenged findings of fact “are deemed supported by competent evidence and are binding on appeal.” In re T.N.H., 372 N.C. at 407, 831 S.E.2d at 58.
Respondent-mother first challenges the portion of finding of fact 18 that states “[t]here is no evidence that the condition of Respondent mother‘s home has changed.” Respondent-mother contends that this finding “implicitly shift[ed] the burden to [her] to produce evidence showing that her parental rights should not be terminated.”
Respondent-mother also contends that finding of fact 18 is erroneous because petitioners presented no evidence that the conditions of her home which were present in 2015 and led to her loss of custody of Dillon continued in 2019. The portion of finding of fact 18 that is directly relevant to the conditions of respondent-mother‘s home is that concerning G.H. continuing to reside in her home and snorting his pain medication. Respondent-mother does not challenge the portion of the finding that her boyfriend resides in her home. Furthermore, at the termination hearing, respondent-mother testified that G.H. had a prescription for pain medication and had been snorting his medication for as long as she had known him. Accordingly, we find that clear, cogent, and convincing evidence supports this finding of fact.
Respondent-mother next challenges the portion of finding of fact 19 which stated that she “had a substance abuse problem.” Respondent-mother asserts that the only evidence that she ever used illegal substances was a single positive drug test in 2015. However, in addition to respondent-mother‘s positive test for “benzos and cocaine” in 2015, respondent-mother has a criminal record which includes convictions for possession of a Schedule IV controlled substance and misdemeanor possession of drug paraphernalia. Thus, the trial court could reasonably infer from this evidence that respondent-mother previously had a substance abuse problem.
Respondent-mother further challenges the final portion of finding of fact 19 because she claims no evidence in the record indicates that she never received treatment for substance abuse. Finding of fact 19, however, simply states that there is no evidence that respondent-mother did receive substance abuse treatment. Because the record does support a finding that respondent-mother had a substance abuse problem, and no evidence on the record indicates she received any treatment for this problem, this portion of the trial court‘s finding is supported by clear, cogent, and convincing evidence.
Respondent-mother next challenges both finding of fact 22, which states that there is a likelihood of repetition of neglect “due to the lack of change” in her home, and the trial court‘s conclusion that grounds existed to terminate her parental rights under
Respondent-mother asserts both that there was insufficient evidence and that the trial court made insufficient findings to support a conclusion that neglect would likely continue. The trial court‘s conclusion that there would be a repetition of neglect if Dillon were returned to respondent-mother‘s
The trial court‘s findings of fact that support its conclusion that future neglect is likely are: (1) that respondent-mother originally stated that she wished to have her parental rights terminated and offered to relinquish them for $25,000.00, and that she never lowered that price; (2) that respondent-mother did not attempt to visit with Dillon for a period of over a year; (3) that respondent-mother had substance abuse issues, and no evidence shows she was ever treated for those issues; and (4) that G.H. continued to live in her home and snort pain medication. Moreover, the trial court complied with State law and specifically considered evidence of changed circumstances; it noted that respondent-mother now receives disability payments.
Based on all of these findings, the trial court could reasonably conclude that Dillon would likely be neglected in the future if he were placed in respondent-mother‘s custody. In open court, she stated her desire to terminate her parental rights. In 2016 she apparently conditioned her willingness to give up her parental rights on being paid $25,000.00, and, after she was questioned on this point, the trial court concluded she never lowered that price. Both of these indicate a future propensity to be inattentive to the child. An extended period in which a parent does not attempt to visit the child could show the same.2 Next, a substance abuse problem that likely went untreated could inhibit a parent‘s capability or willingness to consistently provide adequate care to a child. In addition, although there was conflicting evidence regarding whether Dillon knew how to use eating utensils, the trial court ultimately found that he used his fingers to eat when he came into petitioners’ custody at age seven-and-a-half. Finally, respondent-mother‘s apparent indifference to Dillon‘s ability from a young age to consume drugs in a way that violates standard professional recommendations could show a lack of the judgment required to keep a child safe. That simple fact is not undermined just because the substances G.H. consumes may themselves be legal to possess. Therefore, the trial court‘s findings support not only the conclusion that Dillon was neglected in the past, but also that neglect would likely continue in the future.
Nor does the trial court‘s conclusion lose its footing simply because respondent-mother recently expressed a desire to visit Dillon, or because she now contests the termination of her parental rights. See, e.g., In re Williamson, 91 N.C. App. 668, 674, 373 S.E.2d 317, 320 (1988) (“Moreover, while the evidence also shows that respondent frequently inquired about [the child] and stated that he loved [the child] in his correspondence with his sister, this evidence does not necessarily negate the court‘s finding that the child has been neglected.“). Such expressions of minimally basic care matter, and the trial court was in fact aware of them in this case. But they need not outweigh the abundant evidence that, when viewed reasonably and as a whole, demonstrates a lack of capability or willingness on the part of respondent-mother to adequately care for Dillon.
We thus affirm the trial court‘s conclusion that grounds existed under
AFFIRMED.
Justice EARLS, dissenting.
In this case, the trial court failed to make findings of fact to support its conclusion that there was “a likelihood of future neglect by [respondent]” as required under
Respondent has not had custody of Dillon since November 2015. She does not dispute that her conduct around the time that she lost custody of Dillon was inconsistent with her responsibilities as a parent. She tested positive for “benzos and cocaine.” Most significantly, she failed to provide Dillon with clean clothing or maintain his personal hygiene. The record supports the trial court‘s finding of fact that Dillon “did live in an environment injurious to his welfare when he was living with respondent.” Respondent does not challenge this finding of fact, which supports by clear, cogent, and convincing evidence the conclusion that respondent previously neglected Dillon within the meaning of
However, finding that respondent previously neglected Dillon is only one half of the necessary inquiry. Proof that respondent previously neglected Dillon is insufficient to establish that her parental rights may be terminated. When, as in this case, “it cannot be shown that a parent is neglecting his or her child at the time of the termination hearing because the child has been separated from the parent for a long period of time, there must be a showing of past neglect and a likelihood of future neglect by the parent.” In re Z.V.A., 373 N.C. at 211-12. Although respondent‘s past conduct may be relevant in assessing the likelihood that she will neglect Dillon in the future, we have long held that the “determinative factors must be the best interests of the child and the fitness of the parent to care for the child at the time of the termination proceeding.” In re Ballard, 311 N.C. 708, 715 (1984). “[T]ermination of parental rights for neglect may not be based solely on conditions which existed in the distant past but no longer exist.” Id. at 714.
In termination proceedings, the burden is on the petitioners to prove by clear, cogent, and convincing evidence the existence of all the legal elements of an alleged ground for terminating parental rights, including a likelihood of future neglect by the parent. See, e.g., In re A.R.A., 373 N.C. 190, 194 (2019). It is readily apparent that, in this case, the petitioners have failed to carry their burden. The trial court‘s sole finding of fact directly addressing the likelihood of future neglect by respondent is that “due to the lack of change in the Respondent mother‘s home, the Court finds that there is a high likelihood of repetition of neglect if the child was to return to her home.” Even if the past conditions of respondent‘s home justified the conclusion that she previously neglected Dillon, the burden was still on the petitioners to affirmatively prove that (1) the conditions of respondent‘s home had not changed, and (2) those unchanged conditions currently indicate that respondent will likely neglect Dillon again in the future. The trial court‘s findings are plainly insufficient to support either conclusion.
In the absence of findings directly supporting the trial court‘s conclusion that respondent was likely to neglect Dillon in the future, the majority looks to the “the totality of the trial court‘s findings in determining whether its conclusion was supported.” Ultimately, the majority rests upon four other findings of fact which, in its view, “support [the trial court‘s] conclusion that future neglect is likely.” Yet these findings of fact are either not probative or not supported by the record.
First, respondent‘s statement to petitioner that she would relinquish her parental rights for $25,000 is not probative because it occurred in 2016 and has been repudiated by respondent‘s subsequent conduct. It is undoubtedly correct that respondent‘s extremely troubling comments were sufficient to “indicate a future propensity to be inattentive to the child” at the time the comments were made. But the trial court made no finding that respondent‘s desire to relinquish her parental rights extended beyond 2016. Indeed, such a finding would be inconsistent with her actions in this termination proceeding, as well as her consistent efforts to stay connected to Dillon and to exercise her visitation rights in 2018 and 2019. The fact that she has, by her actions, disavowed her previous statement—which occurred years ago is precisely the kind of “changed circumstance[] occurring between the period of past neglect and the time of the termination hearing” that the trial court must consider. In re Z.V.A., 373 N.C. at 212. Further, the connection between a statement uttered in 2016 and “the fitness of [respondent] to care for the child at the time of the termination proceeding” is highly attenuated, In re Ballard, 311 N.C. at 715, and respondent‘s vigorous assertion of her parental rights in the intervening years negates the probative value of her past comments. By relying upon a statement made in 2016 during an angry confrontation with petitioner to support its conclusion that respondent is likely to neglect Dillon in the future, the majority collapses the “past neglect” and “likelihood of future neglect” inquiries into a single-factor test, impermissibly rendering the latter superfluous.
Second, the trial court‘s finding of fact that “there was a period of more than twelve months that Respondent mother did not contact her sister to arrange supervised visits that she was awarded” is not clear, cogent, and convincing evidence that respondent is likely to neglect Dillon in the future. As the trial court also found, “[s]ince early 2016, the Petitioners would respond to Respondent Mother‘s requests [for visitation] with something to the effect that they were busy or that the minor child did not want to see the Respondent Mother.” This unchallenged finding of fact establishes that respondent‘s lack of visitation was not illustrative of her capacity or willingness to care for Dillon. Cf. In re E.B., 847 S.E.2d 666, 674 (N.C. 2020) (in willful abandonment context, “it is relevant that respondent ceased visitation . . . after a breakdown in his relationship with petitioners, in that there was another possible cause for respondent‘s inconsistent visitation apart from a willful intent to abandon his child“); In re Young, 346 N.C. 244, 252 (1997) (failure to consider “probable hostile relationship between respondent and petitioner‘s family members who cared for [juvenile] during [ ] period of time” in which respondent did not attend visits diminishes significance of finding that there was a lack of visitation). This finding also suggests that respondent made efforts to initiate and maintain visitation with Dillon stretching back to around the time she initially
Third, the majority‘s reliance on the trial court‘s finding that respondent “had substance abuse issues” also misses the mark. The majority claims that based on respondent‘s positive test for “benzos and cocaine” in 2015, and her “criminal record which includes convictions for possession of a Schedule IV controlled substance and misdemeanor possession of drug paraphernalia,” the trial court could “reasonably infer . . . that respondent-mother previously had a substance abuse problem.” I disagree. Although respondent tested positive for narcotics on a hair follicle test conducted in the fall of 2015, respondent tested negative on a urine test that she took “on her own volition” shortly thereafter. And while it is correct that respondent has previously been convicted for drug related offenses, none of these convictions establish that respondent herself personally abused illegal substances. Crucially, there is no indication in the record as to when those convictions occurred.2 The only other evidence of respondent‘s purported substance abuse is respondent‘s sister‘s testimony that she “had concerns” about respondent based on “just some kinds of behavior and, honestly, hearsay,” by which she meant her recollection that another sibling once told her that respondent was “snorting cocaine” at their mother‘s funeral. Respondent‘s sister also testified that she had never personally observed respondent abusing illegal substances.
Even if respondent previously had a substance abuse problem, evidence of her substance abuse in 2015 is of only extremely limited probative value in assessing the likelihood that she will neglect Dillon in the future. Respondent‘s past drug use is, standing alone and without further explanation, simply not enough to prove that her parental rights may be terminated pursuant to
The majority attempts to overcome this evidentiary deficit by noting the trial court‘s finding of fact that “[t]here is no evidence that [respondent] has received any treatment for [her substance abuse] problem.” As a threshold matter, the burden is on the petitioners to prove that respondent currently has a substance abuse problem that renders her likely to neglect Dillon in the future, not on respondent to prove that she is a constitutionally fit parent. In re Montgomery, 311 N.C. 101, 110 (1984). A lack of evidence of respondent receiving treatment for her alleged prior substance abuse problem is not proof of an ongoing substance abuse issue, especially given that there is no evidence indicating that respondent has abused illegal substances even a single time since 2015. The trial court made no finding of fact that respondent has a substance abuse problem currently. To reach the opposite conclusion, the majority not only “improperly finds facts in this case, which is a job reserved for the trial court,” it invents them out of whole cloth. In re E.B., 847 S.E.2d at 677 (Newby, J., concurring in the result only).
Regardless, assuming arguendo that there was sufficient evidence in the record to support the finding that respondent currently has a substance abuse problem, the majority still fails to explain how this problem will adversely impact Dillon. According to the majority, “a substance abuse problem that likely went untreated could inhibit a parent‘s capability or willingness to consistently provide adequate care to a child.” This generalized, conjectural inference is no substitute for an individualized analysis of how respondent‘s substance abuse problem implicates her own present and future “capability or willingness to provide adequate care to” Dillon. Just as a “respondent‘s incarceration, by itself, cannot serve as clear, cogent, and convincing evidence of neglect,” and can only be evidence supporting termination of parental rights “depend[ing] upon an analysis of the relevant facts and circumstances,” the mere existence of a substance abuse problem would be insufficient to prove a likelihood of future neglect by respondent. In re K.N., 373 N.C. 274, 282-83 (2020).3
Fourth, the majority does rely upon one finding of fact which is supported by evidence in the record and which establishes that conditions in respondent‘s home have not changed in at least one regard since she lost custody of Dillon—the fact that “[respondent‘s boyfriend] continued to live in her home and snort pain medication.” According to the majority, respondent‘s “indifference to Dillon‘s ability from a young age to consume drugs in a way that violates standard professional recommendations could show a lack of the judgment required to keep a child safe.”
Our task in examining adjudicatory orders terminating a parent‘s rights to his or her child is not to judge parents against our own view of what constitutes a good parent. Nor is it our task, at the adjudicatory stage, to identify and secure the custodial arrangement that we believe advances the best interests of the juvenile.4 Our only role is to examine the trial court‘s order and determine if it is based on evidence in the record establishing that the petitioners have met their burden of proving one of the statutorily enumerated grounds for terminating parental rights. In this case, the evidence in the record fails to support the trial court‘s conclusion that the petitioners have successfully carried their burden of proving by clear, cogent, and convincing evidence that there was “a likelihood of future neglect by the parent” as required under
