In re JAMALL BROWN on Habeas Corpus.
No. B245677
Second Dist., Div. Seven.
Aug. 14, 2013.
Lindа L. Gordon, under appointment by the Court of Appeal, for Petitioner Jamall Brown.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Lance E. Winters, Assistant Attorney General, James William Bilderback II and Kathy S. Pomerantz, Deputy Attorneys General, for Respondent the People.
OPINION
ZELON, J.—
INTRODUCTION
Defendant Jamall Brown was charged with assault with a deadly weapon and vandalism. The information contained a prior strike allegation asserting that Brown had previously suffered a juvenile adjudication for robbery in violation of
Following his conviction, Brown‘s appellate counsel obtained the record of the juvenile proceedings and discovered that defendant‘s sustained adjudication did not qualify as a strike. Brown filed a petition for a writ of habeas
FACTUAL AND PROCEDURAL BACKGROUND
A. Trial Court Proceedings
On June 7, 2011, the District Attorney of the County of Lоs Angeles filed an information charging Jamall Brown with one count of assault with a deadly weapon (
On November 9, 2011, the jury acquitted Brown of assault with a deadly weapon and found him guilty of vandalism. After discussing the prior strike allegation with his client, defense counsel informed the court that Brown intended to admit the strike. The prosecutor proсeeded to take the admission, stating: “You have one prior conviction for a robbery. It‘s a sustained adjudication, for robbery in the meaning of
Prior to sentencing, Brown filed a “Romero motion” to dismiss the prior juvenile adjudication strike. (See People v. Superior Court (Romero) (1996) 13 Cal.4th 497 [53 Cal.Rptr.2d 789, 917 P.2d 628].) The court denied the motion and sentenced Brown to two years in prison for vandalism, which it doubled to four years based on the strike admission. Brown filed a timely appeal.
B. Postconviction Investigation and Petition for Habeas Corpus
Following the entry of judgment, Brown‘s appellate counsel, Linda Gordon, began researching the juvenile adjudication underlying the strike
Two weeks later, Gordon obtained the case file of the juvenile proceeding, which contained a copy of the original petition and two minute orders. The original petition, dated February 6, 2006, alleged a single count against Brown for robbery (
Gordon attempted to obtain a transcript of the March 13 and March 24 hearings to confirm that the sustained adjudication had been for grand theft only. After receiving an affidavit stating there were no notes available to transcribe for either of the hearing dates, Gordon filed an application in this court requesting permission to seek a settled statement regarding the juvenile court adjudication. We granted the request and directed the superior court to hold a hearing for the purpose of settling the juvenile record. During that hearing, the district attorney conceded that the March 24, 2006 minute order showed Brown had admitted to grand theft in violation of
Gordon thereafter sent Brown‘s trial counsel correspondence requesting that he (1) summarize his investigation of the prior strike allegation and (2) explain why he had advised his client to admit the prior strike allegation. Based on trial counsel‘s responses to her inquiry, Gordon drafted a declaration and asked counsel to review and sign the document. After further discussions with trial counsel, Gordon revised the declaration and again requested that he review and sign it. Trial counsel, however, declined to sign either of the draft declarations and provided a letter stating the following: “Rather than making changes to the proposed statements you mailed to me, I think it makes better sense to write my own, so that you have an accurate understanding of my position with regard to the handling of the alleged prior in Jamall Brown‘s case. I reviewed the portion of the hearing transcript for the date [on which Brown admitted the prior strike] . . . and believe it aсcurately reflects the fact that I spent quite some time discussing the issue of
On December 13, 2012, Brown filed a petition for habeas corpus arguing that his trial counsel provided ineffective assistance by failing to conduct an adequate investigation of the prior strike allegation and advising him to admit a strike he did not suffer. The petition requested, among other things, that this court strike the sentence enhancement predicated on the erroneous strike admission.
In support of the petition, Brown provided a declaration stating that, in March of 2006, he was charged with robbery and agreed to admit an allegation in the juvenile court upon the advice of his public defender. Brown‘s declaration further stated that, at the time he admitted the prior strike allegation in this matter, he was unaware of the true nature of his juvenile adjudication. He agreed, however, to follow trial counsel‘s recommendation to admit that the sustained juvenile petition was for robbery. According to Brown, he would not have made the admission if he had known his juvenile adjudication did not qualify as a prior strike conviction.
The habeas corpus petition was also accompanied by a declaration from Linda Gordon summarizing her investigation of the prior juvenile аdjudication. The declaration was accompanied by several exhibits, which included her correspondence with Brown‘s trial counsel and the draft declarations trial counsel had elected not to sign. On March 15, 2013, we issued an order to show cause.4
DISCUSSION
“Under both the
Brown argues that his trial counsel provided ineffective assistance by failing to adequately investigate the validity of the strike allegation and allowing him to admit a strike he did not suffer. The Attorney General concedes that Brown‘s juvenile adjudication was for grand theft (
A. Defense Counsel‘s Duty to Investigate Prior Conviction Allegations
“Criminal defense counsel has the duty to investigate carefully all defenses of fact and of law that may be available to the defendant.” (In re Hill (2011) 198 Cal.App.4th 1008, 1016 [129 Cal.Rptr.3d 856]; see Ledesma, supra, 43 Cal.3d at p. 222 [“[c]ounsel‘s first duty is to investigate the facts of his client‘s case аnd to research the law applicable to those facts“].) “Before entering his plea, [a defendant is] ‘entitled to rely upon his counsel to make an independent examination of the facts, circumstances, pleadings and laws involved and then to offer his informed opinion as to what plea should be entered.’ [Citation.] The attorney‘s role in investigating the facts and researching the applicable law prior to advising the petitioner to plead becomes particularly important because of the serious consequences of a guilty plea[,which] ’ . . . is itself a conviction. . . .’ ” (In re Williams (1969) 1 Cal.3d 168, 175 [81 Cal.Rptr. 784, 460 P.2d 984], fn. omitted.) “If counsel‘s ‘failure [to undertake such careful inquiries and investigations] results in withdrawing a crucial defense from the case, the defendant has not had the assistance to which he is entitled.’ [Citations.]” (In re Saunders (1970) 2 Cal.3d 1033, 1042 [88 Cal.Rptr. 633, 472 P.2d 921]; see People v. Pope (1979) 23 Cal.3d 412, 422 [152 Cal.Rptr. 732, 590 P.2d 859].) The adequacy of a counsel‘s investigation is “assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counsel‘s judgments.” (Strickland v. Washington (1984) 466 U.S. 668, 691 [80 L.Ed.2d 674, 104 S.Ct. 2052] (Strickland); see In re Thomas (2006) 37 Cal.4th 1249, 1257-1258 [39 Cal.Rptr.3d 845, 129 P.3d 49].)
Defense counsel‘s duty to investigate extends to prior conviction allegations that, if proven, may increase the defendant‘s sentence. Thus, “[w]henever a sentence is enhanced . . . due to a prior conviction, it is counsel‘s obligation to examine the validity of the prior or underlying conviction.” (People v. Cotton (1991) 230 Cal.App.3d 1072, 1084 [284 Cal.Rptr. 757].) In Plager, supra, 196 Cal.App.3d 1537, the court applied these principles in holding that defense counsel provided ineffective assistance by failing to advise his client that the prosecution would be unable to establish two prior strike allegations for “residential burglary.” (Id. at p. 1542.) The defendant had agreed to admit both strike allegations after “consulting with his counsel” (ibid.), which resulted in a 10-year sentence enhancement. The records of the prior convictions, howevеr, demonstrated that both offenses were actually for “second degree burglary,” which did not qualify as a strike. At the time the attorney advised the defendant to admit the strike allegations, the law was clear that a conviction for second degree burglary was insufficient to prove residential burglary (which would qualify as a strike) “even if the pleadings included superfluous allegations to that effect.” (Ibid.)
Federal courts applying the
The appellate court held that defense counsel had provided ineffective assistance, characterizing his representation as ” ‘shockingly inferior.’ ” (Lewis, supra, 832 F.2d at p. 1458.) The court explained that rather than insisting on “actual proof of those convictions in the form of certified copies,” defense counsel had improperly “relied on [defendant‘s] uninformed
Similarly, in Banyard v. Duncan (C.D.Cal. 2004) 342 F.Supp.2d 865 (Banyard), an information contained a prior strike allegation asserting that the defendant had previously pleaded guilty to assault with a firearm in violation of
The district court concluded that, under such circumstances, defense counsel had provided ineffective assistance by “fail[ing] to investigate whether [defendant‘s] prior felonies constituted strikes and to advise [defendant], without having conducted such an investigation, to admit to those prior strikes.” (Banyard, supra, 342 F.Supp.2d at p. 886.)
B. Trial Counsel Failed to Conduct a Proper Investigation of Brown‘s Prior Conviction
In this case, trial counsel provided a letter explaining that he permitted Brown to admit the prior strike allegation based on (1) а packet of materials the prosecution had provided to him at trial and (2) information that Brown provided to him during their discussion of the juvenile adjudication. Under the circumstances of this case, counsel‘s reliance on these two forms
First, neither trial counsel nor the Attorney General has identified what documents the prosecutor intended to rely on in proving the strike allegation. In fact, no party has produced or alleged the existence of any document that would have established (or been admissible to establish) Brown‘s prior juvenile adjudication was for robbery, rather than grand theft. Generally, the truth of a prior conviction allegation may be established only by documents within the record of the prior conviction that reliably reflect the facts of the prior offense. (People v. Trujillo (2006) 40 Cal.4th 165, 177–180 [51 Cal.Rptr.3d 718, 146 P.3d 1259] (Trujillo); People v. Roberts (2011) 195 Cal.App.4th 1106, 1126 [125 Cal.Rptr.3d 810].) The only relevant documents within Brown‘s prior juvenile adjudication consist of (1) the original petition, which charged Brown with a single count of robbery;6 (2) a minute order amending the original juvenile petition to add a single count of grand theft in violation of
The Attorney General, however, contends that Brown‘s defense counsel might have reasonably relied on two other documents in concluding that the prior adjudication was for robbery: the information filed against Brown in this case and his preconviction probation report, each of which contain an erroneous allegation that Brown‘s juvenile adjudication was for robbery. We fail to see how defense counsel could have reasonably relied on either of these documents in concluding that the strike allegation was valid. The information merely contains allegations regarding the nature of Brown‘s juvenile adjudication. Defense counsel has a duty to investigate allegations made against his client, not merely assume their truth. The probation report, on thе other hand, contains multiple layers of hearsay and was not a part of the “record of conviction” in the juvenile proceeding. As a result, it could not have been admitted to prove the prior conviction. (See Trujillo, supra, 40 Cal.4th at p. 177 [“in determining the truth of a prior conviction allegation, the trier of fact may ‘look to the entire record of the conviction’ [citation]
The only remaining information available to trial counsel regarding the nature of the prior conviction was Brown‘s “acknowledgment that he had a juvenile sustained petition for robbery.”7 The Attorney General contends that defense counsel was entitled to rely on this information in advising his client to admit the prior strike allegation. In support, she cites the general proposition that ” ‘[t]he reasonableness of counsel‘s actions may be determined or substantially influenced by . . . information supplied by the defendant. . . . [W]hat investigation decisions are rеasonable depends critically on such information.’ [Citation.] Thus, a defendant can hinder counsel‘s investigation not only through affirmative statements, but also by remaining silent or failing to disclose pertinent information to counsel.” (In re Crew (2011) 52 Cal.4th 126, 148 [127 Cal.Rptr.3d 285, 254 P.3d 320] (Crew).) Courts have generally utilized these principles to deny ineffective assistance claims predicated on inadequate investigation in cases where defendants have affirmatively misrepresented or failed to disclose facts that they would reasonably be expected to know. (See People v. Burnett (2003) 110 Cal.App.4th 868, 884 [2 Cal.Rptr.3d 120] [“It is not defense counsel‘s fault that defendant lied to him” rеgarding the manner in which the victim was injured]; Crew, supra, 52 Cal.4th at pp. 148-149 [failure to investigate childhood sexual abuse did not constitute ineffective assistance where defendant repeatedly informed counsel that his childhood had been normal and that he had not experienced any problems].)
Our Supreme Court has clarified that “[w]hether a defendant‘s statements have hindered trial counsel‘s investigation depends upon the circumstances of each case. [Citation.]” (Crew, supra, 52 Cal.4th at p. 148.) Under the circumstances here, we conclude defense counsel could not reasonably rely solely on Brown‘s characterization of his juvenile adjudication in investigating the prior strike allegation. There are several reasons for our conclusion.
First, given the complexities of the Penal Code and the Three Strikes law, it was not reasonable for trial counsel to assume that his nonlawyer client had the specialized knowledge to understand the specific crime or section of the
Second, even if trial counsel had a reasonable basis for believing Brown could accurately recall the specific offense underlying his prior adjudication, counsel had a duty to ensure that the prosecution possessed evidence that would be sufficient to prove the prior strike allegation. In this case, defense counsel could have fulfilled this duty by simply asking the prosecution to provide documentation establishing the truth of the prior strike allegation. As explained above, no party has identifiеd or alleged that any such evidence existed. Had trial counsel requested a copy of Brown‘s record of conviction—as Brown‘s appellate counsel did—he would have determined that his client did not suffer a prior strike conviction.
Finally, as in Plager, it is apparent from the record that Brown‘s erroneous admission was not part of a plea bargain or other sentencing agreement that might have benefitted Brown; instead the admission served only to double his prison term. Thus, there could have been no possible valid reason, tactical or otherwise, for trial counsel to permit his сlient to admit a strike he did not suffer. If trial counsel was actually shown the record from the juvenile proceeding—which demonstrates that Brown‘s prior adjudication was for grand theft—there can be no satisfactory explanation as to why counsel would have advised or permitted Brown to admit that he was previously convicted of robbery. If, as the record suggests, counsel relied solely on uncorroborated statements in documents that would have been inadmissible to prove the prior conviction and Brown‘s own description of the offense, he breached his duty to investigate all defenses of fact and law available to his client.
The Attorney General has not identified any authority suggesting that, in the absence of documentary proof establishing a prior strike allegation, defense counsel may properly advise his client to admit the strike based solely on the client‘s own recollections as to what occurred at the prior proceeding. We reject that argument. Indeed, we agree with the Seventh Circuit‘s holding in Lewis, which involved essentially identical facts, that
DISPOSITION
The petition for writ of habeas corpus is granted. The trial court is directed to strike petitioner‘s admission of the prior strike allegation, and to proceed to resentence petitioner. The clerk of this court is to forward a copy of this opinion to the State Bar of California. (
Perluss, P. J., and Segal, J.,* concurred.
*Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of thе California Constitution.
