In re LARRY BAILEY, On Habeas Corpus.
C092799
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Sacramento)
Filed 3/28/22
CERTIFIED FOR PUBLICATION; (Super. Ct. Nos. 19HC00233, 18HC00188)
Rob Bonta and Matthew Rodriquez, Attorneys General, Phillip J. Lindsay, Senior Assistant Attorney General, Sara J. Romano and Amanda J. Murray, Supervising Deputy Attorneys General, Michael G. Lagrama and Linnea D. Piazza, Deputy Attorneys General, for Appellant.
Byron C. Lichstein, under appointment by the Court of Appeal, for Respondent.
In 2014, a jury found petitioner Larry Bailey guilty of assault with a deadly weapon and leaving the scene of an accident and found true various enhancements. Petitioner was sentenced to 28 years in prison.
In 2016, voters approved Proposition 57, the Public Safety and Rehabilitation Act of 2016. Proposition 57 amended the California Constitution to grant early parole consideration to persons convicted of a nonviolent felony offense. (
In 2017 and 2018, the Board of Parole Hearings (Board) considered petitioner for Proposition 57 parole. In each of the parole consideration proceedings, the Board allowed petitioner to submit a written statement explaining why he should be granted parole. The Board explained, “[t]his is a ‘paper review’ process” and “[t]here will not be a hearing for you or others to attend.” (Bolding omitted.) The Board, through written decisions by a deputy commissioner, both times denied petitioner parole. Petitioner requested administrative review of each of the parole decisions; both decisions were upheld.
Petitioner thereafter filed two petitions for writ of habeas corpus in the trial court. The trial court consolidated the petitions and issued an order to show cause. The trial court denied petitioner‘s claims challenging the evidentiary sufficiency of the parole denials, but granted petitioner habeas relief after finding he was entitled to “a live parole hearing at which [he] could attend.” The trial court interpreted
The trial court further ordered the Department to, within 60 days of the finality of the decision, promulgate new parole regulations to reflect the right to an in-person hearing under Proposition 57. The trial court explained “it is not necessary for the Department to promulgate regulations that provide for a live hearing in every single case. Rather, the Department could choose to provide for live hearings only for those inmates
The question before us is whether determinately sentenced nonviolent prisoners eligible for parole consideration under Proposition 57 are constitutionally entitled to an in-person hearing. The answer is, “no.” We conclude Proposition 57 neither requires nor impliedly incorporates an in-person hearing requirement, and the Department acted within its delegated authority under section 32, subdivision (b) when it adopted the parole regulations at issue in this appeal. We further conclude the absence of an in-person hearing does not violate equal protection principles, nor does it violate a prisoner‘s right to procedural due process. We accordingly reverse.
FACTUAL AND PROCEDURAL BACKGROUND
The facts underlying petitioner‘s conviction are not material to the disposition of this appeal. We thus do not recite them here. We further do not recite the particulars as to the trial court‘s decision because our standard of review is de novo. (California Grocers Assn. v. City of Los Angeles (2011) 52 Cal.4th 177, 208 [equal protection claims are reviewed de novo]; Kwan Software Engineering, Inc. v. Hennings (2020) 58 Cal.App.5th 57, 82 [procedural due process claims are reviewed de novo]; Wang v. City of Sacramento Police Dept. (2021) 68 Cal.App.5th 372, 378-379 [statutory construction/interpretation claims are reviewed de novo].) We recite only the background relevant to the pertinent parole regulations, the validity of which is the subject of this appeal.
I
Proposition 57
“In 2009, a three-judge federal district court panel ordered the Department ‘to reduce the prisoner population to 137.5% of the adult institutions’ total design capacity.’ [Citations.] The California Legislature and electorate subsequently enacted several measures aimed to reduce the prison population, including Assembly Bill No. 109 ((2011-2012 Reg. Sess.);
“Against this backdrop, in November 2016 the electorate approved Proposition 57. [Citation.] As relevant here, the initiative added section 32 to
“Article I, section 32(a) identifies the purposes behind the constitutional provision, stating that it was ‘enacted to enhance public safety, improve rehabilitation, and avoid the release of prisoners by federal court order, notwithstanding anything in this article or any other provision of law.’ Uncodified portions of Proposition 57 further identify the initiative‘s purpose and intent. Those purposes, in relevant part, are: ‘1. Protect and enhance public safety. [¶] 2. Save money by reducing wasteful spending on prisons. [¶] 3. Prevent federal courts from indiscriminately releasing prisoners. [¶] 4. Stop the revolving door of crime by emphasizing rehabilitation, especially for juveniles.’ [Citation.] The initiative also states that the ‘act shall be liberally construed to effectuate its purposes.‘” (In re Gadlin (2020) 10 Cal.5th 915, 922-923, fn. omitted.)
II
The Pertinent Parole Regulations
“Under the parole regulations, a person sentenced to a determinate term for a nonviolent felony is generally eligible for early parole consideration when he or she has served the full term of his or her primary offense. [Citations.] [The Department] conducts the parole eligibility reviews and refers eligible prisoners to the Board for parole consideration on the merits. [Citations.] Eligibility reviews are conducted annually ‘until the inmate is released from custody or is no longer eligible for parole consideration . . . .’ [Citations.]
“If a prisoner is found eligible for parole consideration and referred to the Board, the Board must provide notification about the pending parole review to the prisoner, the prosecuting agency, and the victim(s) who were harmed by the prisoner‘s crime(s). [Citations.] The Board must also afford the prisoner, the prosecuting agency, and the victim(s) an opportunity to submit a written statement to the Board. [Citations.]
“A hearing officer -- defined by regulation as a Board commissioner, a deputy commissioner, an associate chief deputy commissioner, or the chief hearing officer [citation] -- must then review the ‘case on the merits and determine whether to approve the inmate‘s release,’ [citation]. When conducting the merits review, the hearing officer must ‘review and consider all relevant and reliable information’ including but not limited to the prisoner‘s central file, the prisoner‘s documented criminal history, and any written statements submitted by the prisoner, the prosecuting agency, and/or the victim(s). [Citation.] The hearing officer must weigh various aggravating and mitigating factors pertaining to the prisoner‘s current conviction(s), prior criminal conviction(s) and behavior, and institutional behavior, work history, and rehabilitative programming, as well as the written statements received by the Board. [Citation.] The factors are ‘general guidelines’ and ‘the importance attached to any factor or combination of factors in a particular case is left to the judgment of the hearing officer.’ [Citation.]
“The hearing officer must then issue a written decision, supported by a statement of reasons, determining whether the prisoner poses a current, unreasonable risk of violence or a current, unreasonable risk of significant criminal activity. [Citation.] If the hearing officer finds the prisoner poses such a risk, the hearing officer must deny parole release. [Citation.] If the hearing officer finds the prisoner does not pose such a risk, the hearing officer must grant parole release. [Citation.] But, if the parole release decision will result in the prisoner‘s release two or more years prior to his or her earliest possible release date, the parole release decision must be reviewed by an associate chief deputy commissioner or the chief hearing officer, who may concur with the decision or issue a new decision approving or denying the parole release. [Citation.]
“Within 30 days of being served with the hearing officer‘s parole release decision, the prisoner may request review of the decision. [Citations.] The request for review must ‘include a description of why the inmate believes the previous decision was not correct and may include additional information not available to the hearing officer at the time the previous decision was issued.’ [Citation.] A hearing officer not involved in the original decision must then, within 30 days of the Board‘s receipt of the request for review, ‘consider all relevant and reliable information and issue a decision either concurring with the previous decision or overturning the previous decision with a statement of reasons supporting the new decision.‘” (In re Kavanaugh, supra, 61 Cal.App.5th at pp. 336-337, fn. omitted.)
DISCUSSION2
I
The Case Is Not Moot
In a footnote in its reply brief, the Department asserts the trial court‘s order should be vacated because the order is moot following petitioner‘s subsequent release to parole. We fail to see how petitioner‘s release to parole moots the trial court‘s order directing the Department to promulgate regulations and we agree with Kavanaugh that a prisoner‘s “release from prison does not moot the appeal of the trial court order [that] invalidate[s] the parole regulations.” (In re Kavanaugh, supra, 61 Cal.App.5th at p. 340, fn. 8.)
“‘A case becomes moot when a court ruling can have no practical impact or cannot provide the parties with effective relief.‘” (In re Stephon L. (2010) 181 Cal.App.4th 1227, 1231.) In this case, our review can have a practical impact on the trial court‘s directive to the Department and can provide relief in that regard if we determine (as we do) the trial court erred. We thus consider the merits of the appeal.
II
Proposition 57 Does Not Mandate In-Person Parole Consideration Hearings
Petitioner argues the constitutional term “parole consideration” in section 32, subdivision (a)(1) incorporates the preexisting procedures specified in statutes and regulations pertaining to parole consideration for other categories of prisoners and thus mandates “a live parole hearing before at least one parole commissioner, not a paper review by a single deputy commissioner” (bolding and underlining omitted). (Citing
The Department does not address the foregoing argument directly in its reply brief. In its opening and reply briefs, the Department instead argues determinately sentenced nonviolent prisoners subject to Proposition 57 are not entitled to an in-person hearing under
We conclude Proposition 57 neither requires nor impliedly incorporates an in-person hearing requirement, and the Department acted within its delegated authority under section 32, subdivision (b) when it adopted the parole regulations, which do not provide for an in-person hearing.
A
Standard Of Review And Principles Of Statutory Interpretation
“To determine whether the regulation here is consistent with the constitutional provisions enacted by Proposition 57, we must interpret the constitutional provisions themselves. Our ‘primary concern’ in construing a constitutional provision enacted through voter initiative is ‘giving effect to the intended purpose of the provisions at issue.’ [Citation.] And, ‘[i]n interpreting a voter initiative . . ., we apply the same principles that govern statutory construction.’ [Citation.] In doing so, we look to the text of the constitutional provision at issue and, as appropriate, extrinsic sources such as an
“In undertaking this analysis, we ask whether the regulation is ‘“consistent and not in conflict with“’ the constitutional provision that authorizes it [citation] and whether the regulation is reasonably necessary to effectuate the purpose of the authorizing law [citations]. Our task ‘“is to decide whether the [agency] reasonably interpreted the legislative mandate.“’ [Citation.] In doing so, we presume the validity of the regulation [citation]; the burden lies with the party challenging the regulation to show its invalidity [citation].” (In re Mohammad (2022) 12 Cal.5th 518, 529.)
B
Proposition 57 Did Not Incorporate An In-Person Hearing Requirement
1
The Ordinary Meaning Of “Parole Consideration” Is To Give Careful Thought And Deliberation To A Prisoner‘s Parole Suitability
We agree with the Kavanaugh court‘s interpretation of “parole consideration” in section 32, subdivision (a)(1).3 As in Kavanaugh, “[t]he parties have not directed us to any constitutional or statutory definitions for the term ‘parole consideration,’ and we are aware of none based on our own research.” (In re Kavanaugh, supra, 61 Cal.App.5th at p. 345.) “In the absence of such definitions, we presume the words were intended to be understood ‘in [their] ordinary sense and, consequently, we may refer to [those words‘] dictionary definition[s] to ascertain [their] ordinary, usual meaning.‘” [Citations.]
“Webster‘s dictionary defines the term ‘consideration,’ as relevant here, to mean ‘the act regarding or weighing carefully.’ [Citation.] Similarly, the online Oxford
