In re OBIE STEVEN ANTHONY III on Habeas Corpus
No. B256949
Second Dist., Div. Seven
Apr. 27, 2015
Rehearing Denied May 16, 2015
Review Denied July 20, 2015, S227027
204
COUNSEL
Northern California Innocence Project, Linda Starr and Paige Kaneb for Respondent Obie Steven Anthony III.
OPINION
ZELON, J.—Obie Steven Anthony III filed a petition for writ of habeas corpus challenging his 1995 murder conviction. Following a 10-day evidentiary hearing, the trial court granted the petition and Anthony‘s criminal charges were dismissed. Anthony subsequently filed a claim pursuant to
The district attorney appeals, arguing that (1) applying
FACTUAL BACKGROUND
A. Summary of Anthony‘s Habeas Corpus Proceedings
In 1995, a jury found Obie Anthony guilty of murder and other crimes. He was sentenced to life in prison without the possibility of parole. On April 7, 2010, Anthony filed a petition for writ of habeas corpus based on (1) ineffective assistance of counsel; (2) prosecutorial misconduct; (3) the presentation at trial of materially false evidence; and (4) actual innocence. After issuing an order to show cause, the trial court held a 10-day evidentiary hearing. Anthony and 12 other witnesses testified at the hearing, including the lead detective on his criminal investigation and an individual who had provided eyewitness testimony against him at trial.
On September 30, 2011, the trial court issued a 24-page order granting Anthony‘s habeas corpus petition. The trial court found that Anthony had established “his conviction was based on material false testimony,” explaining that the evidence showed the prosecution‘s “key witness” had “specifically lied to the jury” and subsequently recanted his identification of Anthony. The court also found Anthony had established “there was prosecutorial misconduct at . . . trial because the deputy district attorney did not correct false testimony and . . . suppress[ed] . . . favorable evidence.” The court found the district attorney had, among other things, failed to correct the “key witness‘s” statement that he had not received special treatment in exchange for his testimony; withheld from the defense statements from additional persons who had allegedly witnessed the crime; and failed to inform the defense that a trial witness had “incorrectly picked a ‘filler’ ” the first time he was shown a photographic lineup of suspects.
On the issue of ineffective assistance of counsel, the court concluded that Anthony‘s attorney committed multiple “errors of omission [that]—taken together—constitute a deficiency of performance that theoretically deprived petitioner of competent representation.” The court declined, however, to
The court concluded: “[T]he petitioner has met his burden in establishing that there were several errors which occurred at his trial in 1994. The combined effect of those errors cannot be ignored. . . . This court firmly believes that had the jury heard the evidence that was omitted or excluded . . . , it likely would have affected the outcome of the trial. For all of these reasons, this Court finds that the petitioner was denied due process of law and was denied a fair trial. Therefore, the petition is granted and the petitioner‘s conviction is set aside.” The court ordered Anthony released and set the matter for a pretrial hearing. The prosecution did not appeal the order. (See
At the ensuing pretrial hearing, held November 11, 2011, the district attorney informed the court the People were unable to proceed. The court dismissed the criminal proceedings pursuant to
B. Anthony‘s Section 4900 Claim and the Intervening Change in Law
In 2013, Anthony filed a section 4900 claim with the Victim Compensation and Government Claims Board (the board) seeking compensation for his erroneous conviction and imprisonment. (See Tennison v. California Victim Comp. & Government Claims Bd. (2007) 152 Cal.App.4th 1164, 1179 [62 Cal.Rptr.3d 88] (Tennison) [
If the board found the claimant had proved his or her claim by a preponderance of the evidence, it was required to issue a report to the Legislature recommending that an appropriation be made for the purpose of indemnifying the claimant in the sum of $100 per day of incarceration. (See former
While Anthony‘s claim was pending before the board, the Legislature adopted a bill to amend the procedures governing section 4900 claims. (See Stats. 2013, ch. 800.) The bill added
Subdivision (b) of section 1485.55 provides that if a court grants a writ of habeas corpus on grounds other than actual innocence, “the petitioner may move for a finding of innocence by a preponderance of the evidence that the crime with which he or she was charged was either not committed at all or, if committed, was not committed by him or her.” If the court makes such a finding, “the board shall, without a hearing, recommend to the Legislature that an appropriation be made and the claim paid . . . .” (
The newly adopted bill also amended portions of
C. Anthony‘s Section 1485.55 Motion
On February 4, 2014, Anthony filed a motion for finding of factual innocence pursuant to
The trial court rejected both arguments. The court found that retroactivity was “not an issue” because Anthony‘s section 4900 claim was pending before the Board when section 1485.55 became effective. On the question of factual innocence, the court explained that the preponderance of the evidence standard set forth in
On May 30, 2014, the court entered an order granting Anthony‘s motion for finding of factual innocence. The district attorney appealed the order.
DISCUSSION
The district attorney raises two arguments on appeal. First, contending the trial court erred in concluding that ”
“The prosecution‘s right to appeal in a criminal case is strictly limited by statute. [Citation.] Long-standing authority requires adherence to these limits even though ‘the People may thereby suffer a wrong without a remedy.’ [Citation.] The circumstances allowing a People‘s appeal are enumerated in section 1238.” (People v. Chacon (2007) 40 Cal.4th 558, 564 [53 Cal.Rptr.3d 876, 150 P.3d 755]; see People v. Drake (1977) 19 Cal.3d 749, 754 [139 Cal.Rptr. 720, 566 P.2d 622] [” ‘The Legislature has determined that except under certain limited circumstances the People shall have no right of appeal in criminal cases.’ [Citation.] Those circumstances are enumerated in section 1238.“]). ” ‘[C]ourts are precluded from so interpreting section 1238 as to expand the People‘s right of appeal into areas other than those clearly specified by the Legislature.’ [Citation.]” (People v. McGuire (1993) 14 Cal.App.4th 687, 700-701 [18 Cal.Rptr.2d 12] (McGuire).)
The statement of appealability set forth in the district attorney‘s opening appellate brief2 asserts that the order is appealable under
Applying this standard, our courts have generally held that section 1238, subdivision (a)(5) authorizes the People to appeal orders that affect the
The subdivision is inapplicable to orders that “relate[] to a matter collateral to the underlying criminal case.” (Leonard, supra, 97 Cal.App.4th at p. 1300.) For example, in Leonard, supra, 97 Cal.App.4th 1297, the People appealed the denial of a postconviction motion seeking to bar the defendant from contacting jurors “without first obtaining court approval and establishing good cause.” (Id. at p. 1299.) The defendant asserted that the order was “not appealable because it d[id] not affect the enforcement of the judgment or prevent further prosecution of the case against respondent.” (Id. at p. 1300.) The appellate court agreed, explaining: “The order denying the People‘s request for a no-contact order does not affect their substantial rights. Such an order relates to a matter collateral to the underlying criminal case . . . . While the legal issue raised by the People may be of great theoretical importance to them, the order issued by the trial court . . . in no way affects the judgment, its enforcement, nor does it hamper further prosecution. Accordingly, we find the order nonappealable.” (Ibid., citation omitted; see Benavides, supra, 99 Cal.App.4th 100 [agreeing with Leonard‘s conclusion that a postconviction order denying the People‘s request for a no-contact order is not appealable under
In Garcia, supra, 120 Cal.App. Supp. 767, the appellate department of the superior court ruled that an order entered after an acquittal requiring the police department to return the defendant‘s property was not appealable under
In this case, the district attorney effectively concedes that the challenged order has had no impact on Anthony‘s underlying criminal judgment. In 2011, the trial court issued a writ of habeas corpus that “vacated and set aside” his conviction. The People did not appeal that order (see
Nor has the district attorney identified any way in which the section 1485.55 order might hamper its ability to prosecute this or any other criminal matter in the future. In her reply brief, the district attorney states that while the section 1485.55 order “may (potentially) affect further prosecution,” that issue is “not addressed by this appeal and is therefore not explored further.” We treat this statement as a concession that the district attorney has elected to forgo any argument related to the order‘s potential effects on a future prosecution.
Although the court‘s order has had no identifiable effect on Anthony‘s now vacated judgment or his future prosecution, the district attorney argues that the order is appealable under section 1238, subdivision (a)(5) because it “eliminates the People‘s right to a contested hearing pursuant to
Contrary to the district attorney‘s suggestion, the trial court‘s order did not eliminate the People‘s right to a hearing on the question of Anthony‘s factual innocence. The People litigated that issue at length during the habeas corpus proceedings. They had a second opportunity to address the issue under the preponderance of the evidence standard at Anthony‘s section 1485.55 motion hearing. During that hearing, Anthony was required to prove his claim of factual innocence under the same burden of persuasion that would have been applicable at a hearing before the board. (See
As in Leonard and Garcia, the order at issue here relates solely “to a matter collateral to the underlying criminal case.” (Leonard, supra, 97 Cal.App.4th at p. 1300.) Specifically, the order makes a factual finding that facilitates Anthony‘s ability to obtain compensation for his erroneous judgment of conviction, which was set aside years ago. Because the order neither affects the underlying judgment nor has any effect on the prosecution‘s ability to carry out its functions, it is not appealable under section 1238, subdivision (
Our conclusion that a section 1485.55 order is not appealable by the People is underlined by
The district attorney alternatively contends that even if the order is not appealable under any provision of section 1238, we may nonetheless review portions of the trial court‘s order pursuant to
This argument misconstrues the meaning of section 1235. The statute does not purport to describe the types of judgments or orders that parties to a criminal proceeding may appeal. It merely serves to clarify that “[a]ppeals . . . in criminal cases do not lie from the verdict of a jury or from the
Because the district attorney has failed to identify any statute that authorizes an appeal of the trial court‘s order, we dismiss the appeal for lack of jurisdiction.6
DISPOSITION
The appeal is dismissed.
Perluss, P. J., and Feuer, J.,* concurred.
A petition for a rehearing was denied May 16, 2015, and appellant‘s petition for review by the Supreme Court was denied July 20, 2015, S227027.
*Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
