Ramona HUSSEY, M. Kaʻimila Nicholson, Natalia Anotonia Hussey-Burdick, Brent S. Dupuis, Marvin D. Heskett, And Joel L. Merchant Respondents/Petitioners-Appellants, v. Calvin K.Y. SAY, Respondent/Respondent-Appellee, and House of Representatives of the Hawai‘i State Legislature, Petitioner/Intervenor-Appellee.
Supreme Court of Hawai‘i.
NOVEMBER 17, 2016
384 P.3d 1282
Lance D. Collins, for appellants Hussey, et al.
Bert T. Kobayashi, Jr. and Maria Yun Yue Wang, for appellee Say.
RECKTENWALD, C.J., POLLACK, AND WILSON, JJ., CIRCUIT JUDGE BROWNING, IN PLACE OF NAKAYAMA, J., RECUSED, AND CIRCUIT JUDGE TRADER, IN PLACE OF MCKENNA, J., RECUSED.
OPINION OF THE COURT BY WILSON, J.
I. Introduction
This case concerns a petition for a writ of quo warranto challenging Representative Calvin K.Y. Say‘s (Say) authority to hold office as a representative of the Twentieth District of Hawai‘i. Quo warranto is “a common-law writ used to inquire into the authority by which a public office is held or a franchise is claimed.” Dejetley v. Kahoʻohalahala, 122 Hawai‘i 251, 265, 226 P.3d 421, 435 (2010) (quoting Black‘s Law Dictionary 1371 (6th ed. 1990)).
Petitioners-Appellants Ramona Hussey, M. Kaʻimila Nicholson, Natalia Antonia Hussey-Burdick, Brent S. Dupuis, Marvin D. Heskett, and Joel L. Merchant (collectively, Appellants) appeal from the Circuit Court of the First Circuit‘s (circuit court) “Conclusions of Law and Order Granting House of Representatives of the Twenty Seventh Legislature, State of Hawaii‘s Motion to Dismiss, and Respondent Calvin K.Y. Say‘s Motion to Dismiss Petition for Writ of Quo Warranto for Nonjusticiability Pursuant to the
We consider the following issues upon transfer of the case from the Intermediate Court of Appeals (ICA): (1) whether “the law of the case” doctrine operates to foreclose Say‘s arguments premised on
We resolve the issues as follows: (1) the “law of the case” doctrine does not foreclose Say‘s arguments, (2) the legitimacy of Say‘s qualifications to hold office presents a nonjusticiable political question, (3) the Attorney General was not prohibited from representing the House of Representatives, and (4) the grant of permissive intervention to the House of Representatives was proper.
II. Background
A. Trial Court Proceedings
Say has served as the representative for the Twentieth District of Hawai‘i since 1976. In December 2012, Appellants filed a petition for a writ of quo warranto in the circuit court alleging that Say lived and lives in the Twenty-Fifth District of Hawai‘i. Appellants challenged Say‘s authority to hold office as a representative of the Twentieth District because he was not a “qualified voter” of the Twentieth District as required by
Say filed a motion to dismiss the petition in the circuit court, arguing Appellants’ quo warranto petition challenged his voter registration, and was therefore subject to the exclusive jurisdiction of the Office of the City Clerk, City and County of Honolulu, pursuant to
The circuit court granted Say‘s motion to dismiss, ruling the petition was a challenge to Say‘s voter registration and that challenges to voter registration are exclusively within the province of the county clerk. The order stated in part:
- The Petition for Quo Warranto is, on its face, a challenge to Respondent‘s voter registration. Challenges to voter registration are exclusively within the province of the clerks of the respective counties pursuant to
Haw. Rev. Stat. § 11-25 . - The circuit courts can never have jurisdiction over challenges to voter registration. A person ruled against by the county clerk may appeal to the board of registration pursuant to
Haw. Rev. Stat. § 11-26 , and an appeal from a board of registration decision must be made to the intermediate court pursuant toHaw. Rev. Stat. § 11-51 .
B. Appeal to the Intermediate Court of Appeals
In April 2014, the ICA vacated the circuit court‘s dismissal, ruling that the circuit court did, in fact, have jurisdiction to hear petitions for quo warranto. Hussey v. Say, 133 Hawai‘i 229, 234, 325 P.3d 641, 646 (App. 2014), reconsideration denied, 133 Hawai‘i 452, 330 P.3d 390 (App. 2014) (Hussey I). The ICA concluded that Appellants’ actual challenge was to Say‘s qualification to remain seated as a house representative, and not to Say‘s voter registration. Id. at 233, 325 P.3d at 645. The ICA explained, “[o]ur courts have jurisdiction over the interpretation of constitutional provisions for the qualification of candidates for the house of representatives and of elected representatives to serve in that capacity” and “[c]ircuit courts have jurisdiction over ‘actions or proceedings in or in the nature of ... quo warranto.‘” Id. at 233-34, 325 P.3d at 645-46 (citing
Say moved for reconsideration before the ICA, arguing for the first time that
C. Remand to the Circuit Court
1. Proceedings on Remand
On remand, the circuit court issued a writ of quo warranto against Say “to show by what warrant and authority [he claimed] title to the office of member of the House of Representatives for the Twentieth Representative District.”
On July 18, 2014, the House of Representatives moved to intervene in the case. Appellants subsequently moved to disqualify the Attorney General from representing the House of Representatives. Appellants maintained the Attorney General‘s representation of the House of Representatives created a conflict of interest with the state interest Appellants assumed pursuant to their writ of quo warranto. Appellants argued that the Attorney General‘s client was the State of Hawai‘i, and therefore he could not represent one state interest against another without creating a conflict of interest. The circuit court denied the motion to disqualify the Attorney General. The court explained that the House of Representatives had its own distinct “[c]onstitutionally conferred interest in this proceeding” under
At the August 29, 2014 hearing, the circuit court rejected the House of Representatives’ claim for intervention as of right, ruling there was no evidence showing a possible impairment of its ability to protect its inter-ests.
2. Circuit Court‘s Rulings on Motions to Dismiss
Say filed two motions to dismiss Appellants’ petition for quo warranto on July 18, 2014. The first was premised on collateral estoppel because earlier challenges to his residency were rejected in other forums. In the second motion, Say made the argument that the House of Representatives, and not the court, was the proper authority to preside over the quo warranto petition per
The House of Representatives also filed a motion to dismiss Appellants’ quo warranto petition on August 29, 2014, arguing that
At its September 18, 2014 hearing, the circuit court orally denied Say‘s motion to dismiss based on collateral estoppel, concluding the current proceedings involved different issues and parties than those in the prior adjudications. Say‘s and the House of Representatives’ motions premised on nonjusticiability were heard together. On September 30, 2014, the circuit court granted Say‘s and the House of Representatives’ motions to dismiss the quo warranto petition. The court ruled that the legitimacy of Say‘s qualifications to hold office as a representative presented a nonjusticiable political question, and accordingly dismissed the quo warranto petition. Judgment was entered on October 31, 2014, and Appellants appealed to the ICA on November 28, 2014.
At the ICA, the parties filed applications for transfer which were subsequently granted by this court on June 9, 2015.
III. Standards of Review
A. The Law of the Case
The law of the case doctrine holds that “a determination of a question of law made by an appellate court in the course of an action becomes the law of the case and may not be disputed by a reopening of the question at a later stage of the litigation.” Fought & Co. v. Steel Eng‘g & Erection, Inc., 87 Hawai‘i 37, 48-49, 951 P.2d 487, 498-99 (1998) (citation omitted). “This doctrine applies to issues that have been decided either expressly or by necessary implication.” Id. In other words, “the usual practice of courts to refuse to disturb all prior rulings in a particular case” is referred to as the “law of the case” doctrine. Chun v. Bd. of Trs. of the Emps.’ Ret. Sys. of State of Hawaii, 92 Hawai‘i 432, 441, 992 P.2d 127, 136 (2000) (citations omitted). “Unless cogent reasons support the second court‘s action, any modification of a prior ruling of another court of equal and concurrent jurisdiction will be deemed an abuse of discretion.” Wong v. City & Cty. of Honolulu, 66 Haw. 389, 396, 665 P.2d 157, 162 (1983) (emphasis omitted). Consequently, the “law of the case” doctrine “does not preclude modification of a prior ruling in all instances.” Stender v. Vincent, 92 Hawai‘i 355, 361, 992 P.2d 50, 56 (2000).
B. Constitutional Questions
The appellate court reviews “questions of constitutional law de novo, under the right/wrong standard.” Jou v. Dai-Tokyo Royal State Ins. Co., 116 Hawai‘i 159, 165, 172 P.3d 471, 477 (2007) (citation omitted).
C. The Attorney General‘s Representation of the House of Representatives
Appellate courts apply the abuse of discretion standard for reviewing a judge‘s denial of a motion for disqualification. State v. Ortiz, 91 Hawai‘i 181, 188, 981 P.2d 1127, 1134 (1999). “Under the abuse of discretion standard, the trial court may not be reversed by an appellate court unless the trial court clearly exceeded the bounds of reason or disregarded rules or principles of law or practice to the substantial detriment of a
D. Permissive Intervention
Permissive intervention is subject to the discretion of the trial court under
IV. Discussion
A. The ICA‘s Order Denying Say‘s Motion for Reconsideration is Not the Law of the Case
In Hussey I, the ICA held the circuit court had jurisdiction to hear petitions for quo warranto, stating “[o]ur courts have jurisdiction over the interpretation of constitutional provisions for the qualification of candidates for the house of representatives and of elected representatives to serve in that capacity.” 133 Hawai‘i at 233, 325 P.3d at 645. Say subsequently filed a
On remand before the circuit court, Appellants contended the ICA‘s denial of Say‘s motion for reconsideration precluded him from raising the article III, section 12 argument again because the ICA‘s ruling on the issue was the “law of the case.” Appellants explained that the “law of the case” doctrine “posits that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages of the same case.” Christianson v. Colt Indus. Operating Corp., 486 U.S. 800, 816, 108 S.Ct. 2166, 100 L.Ed.2d 811 (1988) (citation omitted). In Appellants’ view, the ICA‘s holding that circuit courts have jurisdiction in quo warranto cases and its denial of Say‘s motion for reconsideration established that the circuit court, and not the House of Representatives, was the proper authority to investigate Say‘s qualifications to hold office. The circuit court rejected the argument that the ICA‘s denial of Say‘s motion for reconsideration was the “law of the case,” stating:
[T]he ICA‘s summary denial of Respondent Say‘s motion for reconsideration cannot be construed as a decision on the merits of the Article III, Section 12 jurisdictional argument. Such argument was newly raised in the reconsideration and was not a part of the trial and appellate record before the ICA in Hussey v. Say, supra.
According to Appellants, the circuit court wrongly interpreted the “law of the case” doctrine in concluding that the law of the case exists only when there is an express decision on the merits of a claim. Appellants maintain the circuit court was precluded from considering Say‘s article III, section 12 argument on remand where the ICA had formerly decided that courts have jurisdiction over quo warranto petitions.
The “law of the case” doctrine holds that “a determination of a question of law made by an appellate court in the course of an action becomes the law of the case and may not be disputed by a reopening of the question at a later stage of litigation.” Tabieros v. Clark Equip. Co., 85 Hawai‘i 336, 352 n.8, 944 P.2d 1279, 1295 n.8 (1997). Thus, as the United States Supreme Court held, the “law of the case” doctrine “merely expresses the practice of courts generally to refuse to reopen what has been decided.” Christianson, 486 U.S. at 802, 108 S.Ct. 2166. In Ditto v. McCurdy, 98 Hawai‘i 123, 128, 44 P.3d 274, 279 (2002), this court held “the law of the case concept applies to single proceedings, and operates to foreclose re-examination of decided issues either on remand or on a subsequent appeal but does not encompass issues presented for decision but left unanswered by the appellate court.” An appellate court may decide an issue “either expressly
Because Say‘s motion for reconsideration was denied without comment, the ICA did not explicitly decide the issue of whether
In Hussey I, the ICA considered the language of
Because the ICA neither expressly nor implicitly decided the issue of whether circuit courts have jurisdiction over petitions for quo warranto involving House representatives in light of
B. Representative Say‘s Residency Issue Presents a Nonjusticiable Political Question
On remand from Hussey I, the circuit court concluded that the issue of Say‘s qualification to hold office constitutes a political question and thus is nonjusticiable by the courts. The circuit court accordingly held that the legislature has exclusive jurisdiction to judge Say‘s qualifications pursuant to
“Justiciability” is a legal term of art relating to the court‘s position as one of the three coequal branches of government. It is a doctrine meant to assure that the courts “not intrude into areas committed to the other branches of government.” Trs. of Office of Hawaiian Affairs v. Yamasaki, 69 Haw. 154, 168, 737 P.2d 446, 455 (1987) (citing Flast v. Cohen, 392 U.S. 83, 95, 88 S.Ct. 1942, 20 L.Ed.2d 947 (1968)). See also
Generally, circuit courts have jurisdiction over quo warranto petitions.
Courts in other jurisdictions faced with interpreting language similar or identical to that of
Appellants cite Ford v. Leithead-Todd, No. CAAP-15-0000561, 139 Hawai‘i 129, 135-36, 384 P.3d 905, 911-12, 2016 WL 4705136 at *6 (Haw. Ct. App. Sept. 8, 2016), for the proposition that the Hawai‘i constitution cannot grant the House of Representatives exclusive authority to review its representatives’ qualifications. Appellants maintain that this policy would leave the House‘s discretion unchecked, thus violating the separation of powers doctrine.
In Leithead-Todd, the ICA held that the circuit court, and not the Mayor or County Council, had jurisdiction over quo warranto proceedings involving a challenge to the Director of the Department of Environmental Management‘s (Director) qualifications to hold office. Id. at 911-12, 384 P.3d at 912-13, 2016 WL 4705136, *7. The
Following this reasoning, Appellants maintain the House of Representatives should not have the authority to review Say‘s qualifications to be a representative because this policy would similarly grant the House unfettered review of the qualifications of its members. However, unlike the Director in Leithead-Todd, Say was not appointed by the same authority that would review his qualifications. He was elected by his constituents, while his qualifications will be reviewed by the House. Thus, the danger of “unreviewable discretion” present in Leithead-Todd does not exist here because Say‘s qualifications will not be reviewed by the same individuals who selected him for office.14
Accordingly, the House of Representatives has exclusive jurisdiction to decide whether Say satisfied the constitutional residency requirements of a sitting House member. On this basis, the ruling of the ICA in Hussey I, 133 Hawai‘i at 235, 325 P.3d at 647 granting quo warranto jurisdiction is overruled.
C. The Attorney General is Permitted to Represent the House of Representatives
Appellants argue the circuit court erred by denying Appellants’ motion to disqualify the office of the Attorney General and
First, Appellants maintain the Attorney General may represent the legislature as a whole, but is not statutorily authorized to represent only the House of Representatives. Citing
[I]n addition to those conferred on it by statute, the office [of the Attorney General] is clothed with all the powers and duties pertaining thereto at common law; and, as the chief law officer of the State, the Attorney General, in the absence of express legislative restriction to the contrary, may exercise all such power and authority as the public interests may from time to time require.
Chun v. Bd. of Trs.’ of Emps. Ret. Sys. of State of Hawaii, 87 Hawai‘i 152, 169, 952 P.2d 1215, 1233 (1998) (quoting Darling Apartment Co. v. Springer, 25 Del.Ch. 420, 22 A.2d 397, 403 (1941)). There is no statute or common law rule that expressly restricts the Attorney General to representing the legislature as a whole. Accordingly, the Attorney General‘s broad jurisdiction to represent the interests of the state includes representation of the House of Representatives in this case.
Appellants’ second argument is that the Attorney General‘s representation of the House of Representatives created a conflict of interest in violation of the Hawai‘i Rules of Professional Conduct (HRPC), thus precluding the Attorney General from representing the House of Representatives. Appellants maintain the Attorney General‘s representation of the House of Representatives results in a conflict because the Attorney General‘s “client” is the State of Hawai‘i, and therefore the Attorney General cannot represent the House of Representatives if in so doing the Attorney General‘s office takes a position adverse to the general state interest Appellants defend via their writ of quo warranto.
Appellants cite HRPC Rule 1.7 (b)(3)(1994) in support of the proposition that the Attorney General is barred from representing one state interest against another. HRPC Rule 1.7 (b)(3) provides in relevant part that “a lawyer may represent a client if ... the representation does not involve the assertion of a claim by one client against another client represented by the lawyer in the same litigation or other proceeding before a tribunal.” In the case at bar, the Attorney General does not represent multiple clients. The Office of the Attorney General represents the House of Representatives, and Appellants are represented by independent counsel. HRPC Rule 1.7 (b)(3) thus does not apply.15 There-
D. The Circuit Court Did Not Err in Granting Permissive Intervention to the House of Representatives
Appellants assert that the circuit court‘s grant of permissive intervention to the House of Representatives under
Under the Hawai‘i Rules of Appellate Procedure, points not argued may be deemed waived.
Furthermore, a grant of permissive intervention under
V. Conclusion
Accordingly, the circuit court‘s order entered on September 30, 2014 granting Say‘s and the House of Representatives’ motions to dismiss is affirmed.
Notes
No person shall be eligible to serve as a member of the house of representatives unless the person has been a resident of the State for not less than three years, has attained the age of majority and is, prior to filing nomination papers and thereafter continues to be, a qualified voter of the representative district from which the person seeks to be elected[.]
Each house shall be the judge of the elections, returns and qualifications of its own members and shall have, for misconduct, disorderly behavior or neglect of duty of any member, power to punish such member by censure or, upon a two-thirds vote of all the members to which such house is entitled, by suspension or expulsion of such member.
Motion for Reconsideration.
(b) Contents. The motion shall state with particularity the points of law or fact that the moving party contends the court has overlooked or misapprehended, together with a brief argument on the points raised. The motion shall be supported by a declaration of counsel to the effect that it is presented in good faith and not for purposes of delay.
Nonjury cases. The several circuit courts shall have jurisdiction, without the intervention of a jury except as provided by statute, as follows:
(b) Of actions or proceedings in or in the nature of habeas corpus, prohibition, mandamus, quo warranto, and all other proceedings in or in the nature of applications for writs directed to courts of inferior jurisdiction, to corporations and individuals, as may be necessary to the furtherance of justice and the regular execution of the law.
The Hawai‘i Constitution reads in relevant part:
The director of environmental management shall be appointed by the mayor, confirmed by the council, and may be removed by the mayor. The director shall have had a minimum of five years of administrative experience in a related field and an engineering degree or a degree in a related field.
(a) Permissive Intervention. Upon timely application anyone may be permitted to intervene in an action: (1) when a statute confers a conditional right to intervene; or (2) when an applicant‘s claim or defense and the main action have a question of law or fact in common. When a party to an action relies for ground of claim or defense upon any statute, ordinance, or executive order administered by an officer, agency or governmental organization of the State or a county, or upon any regulation order, requirement or agreement issued or made pursuant to the statute, ordinance or executive order, the officer, agency or governmental organization upon timely application may be permitted to intervene in the action. In exercising its discretion the court shall consider whether the intervention will unduly delay or prejudice the adjudication of the rights of the original parties.
