JOSE MARTINEZ HIGH, Pеtitioner-Appellant, versus FREDERICK J. HEAD, Warden, Georgia Diagnostic and Classification Prison, Respondent-Appellee.
No. 98-9085
D. C. Docket No. 96-00067 CV-1
United States Court of Appeals, Eleventh Circuit
April 19, 2000
Before ANDERSON, Chief Judge, EDMONDSON, and MARCUS, Circuit Judges.
[PUBLISH]
I. FACTUAL & PROCEDURAL BACKGROUND
The facts of this case were briefly summarized in a previous opinion of this Court as follows:
Jose High and his accomplices, Nathan Brown and Judson Ruffin, robbed a service station. They abducted the operator of the station, Henry Lee Phillips, and his 11-year old stepson, Bonnie Bullock. Phillips was placed in the trunk of the car and Bullock in the back seat. High and his accomplices drove their captives to a remote site where they were to be eliminated. The 11-year old boy was taunted with threats of death as they rode in the back seat of the car. The child begged for his life. Upon reaching a deserted wooded area, the victims were forced to lie face down in front of the car and were then shot. Bonnie Bullock died of a bullet wound to the head. Phillips suffered a gunshot wound to the head and wrist, but miraculously survived and later identified High, Ruffin, and Brown. High later confessed to the murder.
High v. Zant, 916 F.2d 1507, 1508 (11th Cir. 1990) (foonote omitted).1
Jose High was convicted in 1978 in the Superior Court of Taliaferro County,
High next filed a state habeas corpus petition in the Superior Court of Butts County, Georgia, which was denied on September 10, 1982. The Supreme Court of Georgia affirmed and denied High’s request for rehearing. See High v. Zant, 300 S.E.2d 654 (Ga. 1983). The United States Supreme Court again denied his petition
High then filed a motion for relief from judgment under Rule 60(b)(6) of the Federal Rules of Civil Procedure in the United States District Court for the Southern District of Georgia, which was denied and that decision affirmed by this Court. See High v. Zant, 916 F.2d 1507 (11th Cir. 1990). This Court also denied High’s request for rehearing. The United States Supreme Court again denied High’s petition for a
High subsequently filed a second state habeas petition in the Superior Court of Butts County. That court held an evidentiary hearing in September of 1991 limited to the issues surrounding a filmed interview of High which had recently surfaced. The court dismissed High’s entire petition in March of 1994, concluding that, to the extent High’s claims were not already barred by res judicata principles, he reasonably could have raised them in his first habeas petition and therefore they were procedurally defaulted under
On April 23, 1996, High filed a second federal habeas petition in the United States District Court for the Southern District of Georgia. On July 24, 1998, the district court denied his petition, finding that all of his claims were barred under either the successive claim or abuse of the writ doctrines. See High v. Turpin, 14 F.Supp.2d 1358 (S.D. Ga. 1998). The district court judge granted a certificate of probable cause
On appeal, High asserts claims based on the previously missing film, as well as a claim based on his pretrial counsel’s conflict of interest.2 All of his claims raised on appeal were claims dismissed by the district court under the abuse of the writ doctrine.
II. STANDARD OF REVIEW
When the government adequately pleads abuse of the writ in response to a petitioner’s successive habeas petition,3 the petitioner bears the burden of proving that his previously unasserted claims are not an abuse of the writ. See McCleskey v. Zant, 499 U.S. 493, 494, 111 S.Ct. 1454, 1470 (1991). The petitioner’s failure to raise a claim earlier will be excused if he can show “cause for failing to raise it and prejudice therefrom . . . .” Id. If the petitioner cannot show cause, his failure to raise the claim
III. ANALYSIS
A. The Missing Film
Two of petitioner’s three claims hinge upon a filmed interview of High that took place on August 29, 1976, two days after his arrest for unrelated crimes in
The filmed interview was conducted primarily by J.B. Dykes, an Investigator with the Richmond County Sheriff’s Department, and William Anderson, then Sheriff of Richmond County. High did not have access to the film of the interview prior to or during his trial, and the proseсution’s witnesses testified that they did not know the film’s whereabouts. Former Sheriff Anderson testified at the 1991 state habeas hearing that, after having the film processed, he stored the developed cannisters of film in a footlocker in the trunk of his patrol car. When he left office on December 31, 1976, he turned the car in and took the footlocker home. Anderson claims that he forgot the film was in his footlocker until 1983 or 1984, at which time he was contacted by William Wilcher, a parole officer conducting a routine investigation into High’s case. Anderson gave the cannisters to Wilcher who in turn gave them to the
Because High’s claims that the state withheld and lied about a film containing exculpatory evidence were not raised in his first federal petition for habeas corpus relief, he must show either cause and prejudice or a fundamental miscarriage of justice in order to have these claims considered on the merits.
1. Cause
In order to show cause for not raising a claim in an earlier petition, a petitioner must show “some external impediment preventing counsel from constructing or raising the claim.” See McCleskey v. Zant, 499 U.S. 467, 497, 111 S.Ct. 1454, 1472 (1991) (emphasis and internal citation omitted). Examples of objective factors external to the defense that constitute cause include interference by officials and “a showing that the factual or legal basis for a claim was not reasonably available to counsel.” Murray v. Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 2645 (1986). The Supreme Court emphasized in McCleskey that the abuse of the writ doctrine examines the petitioner’s conduct and stated that “the question is whether petitioner possessed,
In examining whether High has demonstrated cause, it is helpful to distinguish, as the district court did, between a) his claims based upon what he did and did not say during the filmed interview, and b) his claim relating to his demeanor as revealed by the film. We discuss each category in turn.
(a) Claims Based Upon What High Said or Did Not Say—the
With respect to this category, the factual basis of those claims would have been fully revealed, in the absence of the missing film itself, by an audiotape of the interview. The trial transcript reveals the existence, at the time of trial, of such an audiotape.5 While it is not entirely clear whether High’s trial attorney specifically requested a copy of the audiotape after Agent Robert Ingram of the Georgia Bureau
High contends, nevertheless, that he had cause for not earlier raising his claims based upon the filmed interview because the factual basis of the claims was unavailable to him. He further argues that the reason the basis of these claims was unavailable was the State’s misleading conduct; he asserts that what happened during the filmed interview was misrepresented under oath by the State’s witnesses and argues that nothing in the state’s inculpatory descriptions of the interview suggested a basis to investigate, much less plead, a Brady or Giglio violation. By this argument, High seeks to excuse his first federal habeas counsel’s failure to attempt to obtain the audiotape of the interview.
We reject High’s contention that he has shown cause for not raising these claims in his first federal petition. As noted, the trial transcript clearly reveals the existence оf the audiotape of the interview. Moreover, High’s first habeas counsel either had actual knowledge of facts, or should have discovered facts, that suggest the potential existence of Brady and Giglio claims—or at the very least, indicate a definite reason to investigate the possibility of such claims. High’s trial attorney stated in his
High also seeks to rely on the prosecution’s general representation, before trial, that it had complied with its obligation under Brady, arguing that that representation, combined with the inculpatory prosecution description of the tape, invited defense reliance. High further asserts that Strickler v. Greene, 527 U.S. 263, 119 S.Ct. 1936 (1999) stands for the proposition that a defendant can rely upon the State’s representation that it has revealed and produced all exculpatory evidence. We conclude, however, that Strickler does not control this case. The Supreme Court did find on the particular facts of Strickler that it was reasonable for the petitioner’s trial counsel, as well as his collateral counsel, to rely on the presumption that the prosecutor would fully perform his duty under Brady and on the implicit representation that all such materials would be included in the open files tendered to the defense. See id. at —, 119 S.Ct. at 1949-52. We do not read Strickler, however, to indicate that defense reliance on а general government representation of compliance with Brady establishes cause for failing to pursue available exculpatory evidence where collateral counsel had actual knowledge or reasonably could have discovered knowledge clearly suggesting that the prosecution may have misinterpreted that evidence as nonexculpatory. As noted, High’s first habeas counsel either knew or could reasonably have discovered that High’s statements to his trial attorney concerning what he told the investigators were inconsistent with what the investigators said he told them during the filmed interview. Moreover, expressly disclaiming a holding that would control this case, the Court in Strickler stated:
We do not reach, because it is not raised in this case, the impact of a showing by the State that the defendant was aware of the existence of the
documents in question and knew, or could reasonably discover, how to obtain them.
Id. at — n.33, 119 S.Ct. at 1951 n.33 (emphasis added).
We also reject High’s contention that Amadeo v. Zant, 486 U.S. 211, 108 S.Ct. 1771 (1988) controls this case. In Amadeo, the petitioner first raised a constitutional challenge to the composition of his juries on direct appeal to the Georgia Supreme Court, based upon a newly discovered memorandum from the District Attorney Office’s of Putnam County evidencing a scheme to intentionally underrepresent black people and women on the master jury lists from which all grand and traverse juries were drawn. See id. at 217-218, 108 S.Ct. at 1774. The state courts refused to hear the claim because it had not been raised earlier, but the federal district court judge found that petitioner had established sufficient cause and prejudice to excuse the procedural default. See id. at 219-220, 108 S.Ct. at 1775. A divided panel of this Court reversed, but the Supreme Court reversed this Court’s decision, finding that sufficient evidence in the record supported the district court’s factual findings and that this Court should not have set them aside. See id. at 229, 108 S.Ct. at 1780. Unlike this case, however, there is no indication in Amadeo that the petitioner’s attorneys had any idea that the D.A.’s memorandum, direct evidence of discrimination, even existed
By making absolutely no effort to obtain an item of evidence the existence of which he was aware and which reasonably discoverable evidence suggested might in fact be exculpatory, High did not conduct the “reasonable and diligent investigation aimed at including all relevant claims and grounds for relief in the first federal habeas petition” that McCleskey requires. 499 U.S. at 498, 111 S.Ct. at 1472. Having made no attempt to obtain the audiotape which Agent Ingram testified at trial was in his pocket, High has not shown “some external impediment preventing [him] from constructing” his claims based on what he did and did not say during the filmed interview. Carrier, 477 U.S. at 488, 106 S.Ct. at 2645. Thus, with respect to those claims, we conclude that “by reasonable means [High] could have obtained, a sufficient basis to allege a claim in the first petition and pursue the matter through the
(b) Claim Relating to High’s Demeanor as Revealed on the Film
We also conclude that High has not shown cause for not raising in his first federal habeas petition his claim relating to his demeanor as revealed by the film. High asserts a Brady claim, arguing that the State suppressed material, exculpatory evidence in the form of a film that reveals the petitiоner as having been mentally ill at or around the time of the offense and his confessions. In support of his argument that his demeanor on the film is evidence of mental illness High offers the opinions of Dr. Bob Rollins, Dr. David R. Price, and Dr. Alec J. Whyte. A careful review of their affidavits, however, reveals that all three experts rely significantly, although admittedly not exclusively, on the actual, specific substance of what High said during the filmed interview, particularly on his statements that indicate grandiose and delusion.10 Because the audiotape would have revealed these
2. Prejudice
Even if High were able to show cause for not raising his claims related to the film in his first federal habeas petition, he would still have to show prejudice in order to have those claims considered on the merits. That he cannot do.
Contrary to the suggestion in High‘s brief, the filmed interview does not reveal
Neither does the film reveal High asserting that he attempted to prevent Ruffin
Question: Did you have any feelings about the young boy? Did he look in your eye?
High: No, he didn‘t.
Question: Did you have any feelings about him?
High: Yes. He was too young. But what‘s done is done.
Question: You didn‘t have control enough to stop them from taking his life?
High: Not then.
Question: In other words, when this happened, it was sort of . . . You were gaining . . .
High: This was one of the first that they did for me.
Question: And you could control them to the point where they would do what you told them . . .
High: Well, I knew that . . .
Question: . . . but you didn‘t have one-hundred percent total control over them. Is that right?
High: No, I wasn‘t positive about the first two.
Question: At that point.
High: So, I figure if they will kill one person I know that I have enough to get them in a whole lot of trouble.
High, 14 F.Supp.2d at 1372.
Neither was High prejudiced by his inability to reveal to the jury the film‘s absence of any discussion of High taunting Bulloch or Bulloch begging for his life. Investigator Dykes testified at trial that High told him, in a statement indеpendent of the film, that he taunted Bulloch as they drove out to a remote location. The fact that High did not repeat that statement in the film does not significantly undermine Dykes‘s testimony that High told him he had done so in a separate statement. Dykes also testified that High said, in his independent statement to Dykes, that Bulloch begged for his life. While Dykes did testify, outside of the jury‘s presence, that High repeated that statement during the filmed interview, when in fact he did not, High was not prejudiced by Dykes‘s incorrect statement about the content of the film, as the jury did not hear it. The petitioner suggests that Dykes‘s testimony about Bulloch begging
High also argues that he is, and was at the time of the crime, mentally ill and that his mental illness is readily apparent from a viewing of the film; as noted, he has introduced expert testimony to that effect. High, however, cannot show prejudice from his inability to demonstrate his asserted mental illness to the jury via the film. No other evidence of mental illness was adduced at trial. From our own viewing of the film, we are unpersuaded that it, as the single piece of mental health evidence that would have been adduced, is such a compelling indication of mental illness so at to convince us that there is a reasonable probability that the result of the trial would have
The evidence introduced at trial against the petitioner was overwhelming; it included an eyewitness identification from Phillips, the surviving victim, and the testimony of three different law enforcement officers about statements the petitioner made about his involvement in the crime.16 In light of this evidence, the petitioner‘s current complaints relating to the film, even when considered collectively, are not significant. Had the petitioner been able to make use of his filmed interview during his trial, we conclude that it would have had, at most, a negligible impact on the
3. Miscarriage of Justice
Because the petitioner has not demonstrated cause and prejudice sufficient to excuse his failure to present these claims in his first federal petition, he “may obtain review of his constitutional claims only if he falls within the ‘narrow class of cases . . . implicating a fundamental miscarriage of justice.‘” Schlup v. Delo, 513 U.S. 298, 315, 115 S.Ct. 851, 861 (1995) (quoting McCleskey, 499 U.S. at 494, 111 S.Ct. at 1470). The miscarriage of justice exception “is concerned with actual as compared to legal innocence.” Sawyer v. Whitley, 505 U.S. 333, 339, 112 S.Ct. 2514, 2519 (1992). “To be credible,” a claim of actual innocence “requires petitioner to support his allegations of constitutional error with new reliable evidence . . . that was not presented at trial.” Shlup, 513 U.S. at 324, 115 S.Ct. at 865.
The miscarriage of justice standard that a petitioner must meet differs
High asserts both his actual innocence of the underlying crime and his actual innocence of the death penalty. Specifically, he asserts that the following is new evidence showing that he is actually innocent of the murder of Bulloch: 1) evidence that he did not kill Bulloch, in the form of: a) a statement, allegedly withheld from his trial counsel, that he made to Agent Monahan after he was arrested that he was present when Bulloch was killed, but that he did not kill anyone, and b) the film, revealing that he told the police that he did not kill anyone and that he did not have
Despite this list of asserted new evidence, High has not established that it is more likely than not that no reasonable juror would have found him guilty beyond a reasonable doubt. High‘s new evidence in the form of his statements that he did not kill anyone----both the statement to Agent Monahan and that on the film—is not the persuasive showing of actual, factual, innocence that the petitioner claims it to be.18
Even if High himself did not actually shoot Bulloch,19
Neither do the petitioner‘s arguments that the law enforcement investigation and testimony were suspect persuade us that High is actually innocent of the murder. High argues that an affidavit from a handwriting expert proves that High did not write the list of questions introduced at trial as questions he wanted to be asked during the filmed interview. This affidavit, if available at trial, could have been used to impeach the officers’ testimony that High did write those questions.22 High also points again to the fact that he did not say on the film that he taunted Bulloch and that Bulloch begged for his life and to the fact that Dykes testified to the contrary outside of the jury‘s presence. As we previously stated, we do not think the fact that High did not say on the film that he taunted Bulloch significantly undermines Dykes‘s testimony
Nor does petitioner‘s argument that he is, and was at the time of the crime, mentally ill persuade us differently. Assuming arguendo that High has brain damage, borderline intellectual functioning, and is seriously mentally ill, we are unpersuaded
We turn next to High‘s challenge to the death penalty, and his argument that with his “new evidence” he has made the necessary miscarriage of justice showing. We conclude that petitioner has not demonstrated by clear and convincing evidence that “no reasonable juror would have found him eligible for the death penalty in light of the new evidence.” Thompson, 523 U.S. at 560, 118 S.Ct. at 1503 (internal citation omitted). In imposing the death penalty on the petitioner, the jury found the following aggravating circumstances: “[t]he offense of murder and armed robbery and kidnapping was outrageously or wantonly vile, horrible, inhuman in that it involved torture, depravity of mind, and an aggravated battery to the victim.” See
As explained above, the petitioner‘s “new evidence” does not significantly undermine the evidence of his liability for the murder of Bulloch. We also conclude that petitioner‘s “new evidence” does not significantly undermine the evidence that the Georgia Supreme Court found supported the jury‘s finding of aggravating circumstances which made the petitioner eligible for the death penalty. As explained above, High‘s “new evidence” does not significantly undermine the evidence of petitioner‘s psychological abuse of Bulloch just prior to the murder. We have also carefully considered whether the “new evidence” of High‘s mental heath undermines the aggravating circumstances that render High eligible for the death penalty. We have carefully reviewed all of the mental health evidence adduced by petitioner in the 1991 evidentiary hearing in state habeas court, including the filmed interview itself, and the doctors’ reports interpreting the film and their opinions with respeсt to High‘s
B. Conflict of Interest
The petitioner also argues that he was deprived of his Sixth, Eighth, and Fourteenth Amendment rights by his pretrial counsel‘s simultaneous representation of the petitioner and his two accomplices. Before his trial, the petitioner was represented by Walton Hardin. Hardin was appointed by the Superior Court of Taliaferro County to represent the petitioner, as well as Ruffin and Brown, in March of 1977. In February of 1978, High retained John H. Ruffin, Jr. (who is not related to the petitioner‘s accomplice, Judson Ruffin), while Ruffin and Brown continued to be represented by Hardin.25 Ruffin and Brown were each eventually granted federal habeas relief because of Hardin‘s conflicted representation. See Ruffin v. Kemp, 767 F.2d 748 (11th Cir. 1985); Brown v. Kemp, No. CV 188-027 (S.D.Ga. 1989). The petitioner now argues that he is entitled to the same relief. Because the petitioner did not raise this claim in his first federal habeas petition, however, it is also subject to the
The petitioner cannot show cause for not raising this claim in his first federal petition. He suggests that his first habeas counsel‘s inexperience with capital habeas corpus petitions constitutes cause. This argument fails, however, because “counsel‘s ineffectiveness will constitute cause only if it is аn independent constitutional violation.” Coleman v. Thompson, 501 U.S. 722, 754-55, 111 S.Ct. 2546, 2567 (1991) (“In the absence of a constitutional violation, the petitioner bears the risk in federal habeas for all attorney errors made in the course of the representation.“). Defendants have no constitutional right to counsel when collaterally attacking their convictions; this is true even in capital cases. See Hill v. Jones, 81 F.3d 1015, 1024 (11th Cir. 1996); see also Callins v. Johnson, 89 F.3d 210, 212 (5th Cir. 1996) (concluding that “no error by habeas counsel can ever constitute cause for abusing the writ“). Because the petitioner “by reasonable means could have obtained . . . a sufficient basis to allege [this] claim in [his] first petition and pursue the matter through the habeas process,” he has failed to demonstrate cause. McCleskey, 499 U.S. at 498, 111 S.Ct. at 1472.
Nor has the petitioner shown that a fundamental miscarriage of justice will occur if this claim is not heard on the merits. High asserts, with no supporting citation of
As discussed above, the showing that is required to come within the miscarriage of justice exception is a demonstration “that it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt.” Schlup, 513 U.S. at 327, 115 S.Ct. at 867. And for a challenge to a death sentence in particular, a petitioner “must show by clear and convincing evidence that no reasonable juror would have found him eligible for the death penalty in light of the new evidence.” Thompson, 523 U.S. at 560, 118 S.Ct. at 1503 (internal citation omitted). The petitioner has made neither showing. He seeks to rely again on the “new evidence” asserted above to support his contention that his claims relating to the missing film must be heard to avoid a miscarriage of justice. As already discussed, however, that new evidence falls short of the showing required by the miscarriage of justice exception tо the abuse of the writ doctrine. The totality of the evidence in the record, including the asserted new evidence, supports the conclusion that the petitioner planned or conspired to rob, kidnap, and murder Phillips and Bulloch, that he participated in putting Phillips in the trunk of the car and the boy in the back seat, that High taunted or psychologically abused the boy, that they traveled to a remote
For the foregoing reasons, the judgment of the district court denying relief is AFFIRMED.
Notes
Question: Alright, in each of these crimes, or each of these incidents as you want to call em, you used a shotgun, or you had your [family] members use a shotgun, can you explain that?
High: Well, with a pistol or handgun somebody think twice but somebody got a big rod in your face, you ain‘t gonnа do but what they tell you to do.
Question: Did you ever at any time, you say you didn‘t kill anyone, did you ever at any time think that one of your family was not going to obey one of your orders?
High: Yes.
Question: Can you name any incidents?
High: In Richmond County today.
Question: Today? How did that happen?
High: They snitched.
1991 State Habeas Transcript at 737.