LYNDA HICKEY, Plaintiff - Appellant, v. MEGAN J. BRENNAN, Postmaster General, United Sates Postal Service, Defendant - Appellee.
No. 19-1317
United States Court of Appeals for the Tenth Circuit
August 14, 2020
Appeal from the United States District Court for the District of Colorado
(D.C. No. 1:19-CV-00413-MEH)
Submitted on the briefs:*
Robert M. Liechty of Robert M. Liechty PC, Denver, Colorado, for Plaintiff-Appellant.
Jason R. Dunn, United States Attorney, and Marissa R. Miller, Assistant United States Attorney, Denver, Colorado, for Defendant-Appellee.
Before BRISCOE, EBEL, and LUCERO, Circuit Judges.
EBEL, Circuit Judge.
I. BACKGROUND
Hickey was employed as a letter carrier for the USPS. On September 30, 2017, she pushed one of her co-workers while they were both on the workroom floor. On October 20, 2017, the USPS issued Hickey a notice of removal from employment for “[u]nacceptable [c]onduct.” Aplt. App. at 6. Six days later, on October 26, 2017, Hickey filed a grievance to challenge her removal pursuant to the procedures set forth in a collective bargaining agreement between the USPS and her union, the National Association of Letter Carriers. In her grievance, she alleged that the USPS‘s decision to terminate her employment was due to her supervisors’ discriminatory animus and the agency‘s related failure to accommodate her disability of deafness. Hickey‘s removal became effective on December 5, 2017. The USPS and the union were not able to reach a resolution on the grievance, and it was
On March 29, 2018, Hickey contacted an EEO counselor. A few months after that, she filed a formal EEO complaint of discrimination, which was dismissed by the agency on the ground that Hickey‘s arguments amounted to an inappropriate collateral attack on the union grievance procedure. Hickey appealed the final agency decision to the Equal Employment Opportunity Commission (“EEOC“), which upheld the agency‘s decision on November 23, 2018.
On February 14, 2019, Hickey initiated this federal action by filing a complaint alleging discrimination under the Rehabilitation Act,
Defendant sought summary judgment based on Hickey‘s failure properly to exhaust her administrative remedies before the EEO, as she had failed to contact an EEO counselor within forty-five days of the adverse personnel action as required by
In her opening appellate brief, Hickey raised the same arguments she had relied on below. However, her reply brief concedes that postal employees are in fact permitted to pursue both an EEO complaint and a union grievance simultaneously. Nevertheless, she maintains that Defendant is still estopped from raising an exhaustion defense based on the EEO counselor‘s failure to give necessary advisements. She now contends the EEO counselor should have advised her both that (1) she could appeal the denial of her union grievance directly to the EEOC and, (2) although her EEO complaint was untimely because it should have been pursued simultaneously with the union grievance, she might be entitled to an extension of the time limit.
We affirm the magistrate judge‘s ruling because the arguments Hickey raises in her reply brief, even assuming they have not been waived or forfeited, are no more persuasive than the arguments in her opening brief. The pertinent regulations establish that she could not have appealed the denial of her union grievance to the EEOC, and thus the EEO counselor had no obligation to recommend this ineffective
II. DISCUSSION
“We review the district court‘s grant of summary judgment de novo, applying the same standards that the district court should have applied.” Tesone v. Empire Mktg. Strategies, 942 F.3d 979, 994 (10th Cir. 2019) (internal quotation marks and brackets omitted). “The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
“Federal employees alleging discrimination or retaliation prohibited by Title VII or the Rehabilitation Act must comply with specific administrative complaint procedures in order to exhaust their administrative remedies.” Showalter v. Weinstein, 233 F. App‘x 803, 804 (10th Cir. 2007). These procedures are set forth in Part 1614 of Chapter 29 of the Code of Federal Regulations. See id. Among other requirements, “[b]efore a federal civil servant can sue h[er] employer for
Section 301 of
As Hickey concedes in her reply brief, her complaint fell under the third subsection of this regulation, and thus she could (and should) have proceeded with her EEO complaint under Part 16 during the same timeframe that she was pursuing the union grievance process. Cf. Debbi V. v. Brennan, EEOC Doc. 2019002403, 2019 WL 3335297, at *2 (July 2, 2019) (“Unlike many other federal agencies, the Postal Service is not subject to
To pursue an EEO complaint under Part 16, “[a]n aggrieved person must initiate contact with a Counselor within 45 days of the date of the matter alleged to
However, Richardson is clearly distinguishable from this case. In Richardson, the employee‘s evidence showed that he did not make timely contact with an EEO counselor because he had been misled by the USPS to believe that he had no right to avail himself of the EEO process; thus, the government could be equitably estopped from asserting untimeliness as a defense because it was the government‘s conduct that allegedly caused the untimeliness in the first place. Hickey presents no comparable evidence or argument here. She does not argue that her untimely contact with the EEO was caused by misleading information; rather, she argues that she received misleading information from the EEO counselor only at their March 29,
Hickey initially argued to us that the EEO counselor erroneously failed to advise her that she could appeal the result of the union grievance process to the EEOC. However, Hickey now acknowledges that this argument runs squarely counter to a regulation which provides that employees of agencies not governed by
A grievant may appeal the final decision of the agency[ or] the arbitrator . . . on the grievance when an issue of employment discrimination was raised in a negotiated grievance procedure that permits such issues to be raised. A grievant may not appeal under this part, however, . . . if
5 U.S.C. 7121(d) is inapplicable to the involved agency.
When a person is employed by an agency not subject to
5 U.S.C[.] [§] 7121(d) and is covered by a negotiated grievance procedure, allegations of discrimination shall be processed as complaints under this part, except that the time limits for processing the complaint contained in§ 1614.106 and for appeal to the Commission contained in§ 1614.402 [(setting forth time limits for the various types of appeals described in Section 401)] may be held in abeyance during processing of a grievance covering the same matter as the complaint if the agency notifies the complainant in writing that the complaint will be held in abeyance pursuant to this section.
We find this argument unpersuasive. Section 401(d) provides much more specific guidance than Section 301(c) on the question of whether USPS employees may appeal the denial of a union grievance to the EEOC. Indeed, Section 401(d) both directly and specifically answers this question, while Section 301(c) touches this
Furthermore, we reiterate that there are several types of appeals that can be filed with the EEOC, including appeals from a final agency action on an EEO complaint. See
Hickey‘s argument appears to be premised on a policy disagreement with Section 401(d)‘s restriction on the categories of federal employees who may appeal union grievance decisions to the EEOC. However, this argument fails to recognize not only the plain language of the regulation, but also the legitimate reasons why Section 401(d) may distinguish between individuals who are employed by agencies governed by
Hickey therefore has not shown that the EEO counselor misleadingly failed to advise her of a legal right to appeal the arbitration decision directly to the EEO; no such right existed. We accordingly reject her argument that the government is equitably estopped from asserting an exhaustion defense based on the EEO counselor‘s failure to inform her of this supposed right.
Hickey further argues in her reply brief that the government is equitably estopped from raising exhaustion as a defense because the EEO counselor failed to advise her of her legal right to pursue an EEO action at the same time she pursued the grievance. As an initial matter, it is unclear that the EEO counselor was required to give any such advisement, especially where Hickey did not contact the EEO counselor until after she had already initiated the union grievance process and after her forty-five-day time limit for contacting the EEO had expired, thereby precluding an EEOC claim. Hickey relies on EEO Management Directive 110,5 but this directive only provides that an EEO counselor must advise claimants of the possible applicability of the election-of-remedies provisions of
Moreover, even assuming for purposes of appeal that it might generally be appropriate or required for an EEO counselor to advise postal employees of their right to pursue both processes simultaneously, we are not persuaded that the EEO counselor‘s failure to give such an advisement in this case prejudiced Hickey‘s rights or otherwise caused her an injury warranting equitable estoppel. See Barnes, 776 F.3d at 1149. Hickey raises only one reason why she believes this advisement was necessary under the circumstances of this case: According to Hickey, the EEO counselor needed to advise her of her right to pursue both remedies at once so that she would be on notice of the potential untimeliness of her EEO contact and could request the agency to affirmatively decide whether it should waive her untimeliness. However, the EEO counselor‘s report, the validity of which Hickey does not dispute, indicates that the counselor in fact warned Hickey in their initial meeting of the potential timeliness problem and told her that she needed to present a written statement of the reasons for her untimeliness if she was challenging a decision made more than forty-five days prior to her EEO contact. The record does not reflect that Hickey gave the agency such a statement or otherwise attempted to demonstrate that
Finally, to the extent Hickey is now arguing that the agency erred in failing sua sponte to extend the time limit under
The agency or the Commission shall extend the 45-day time limit . . . when the individual shows that he or she was not notified of the time limits and was not otherwise aware of them, that he or she did not know and reasonably should not have . . . known that the discriminatory matter or personnel action occurred, that despite due diligence he or she was prevented by circumstances beyond his or her control from contacting the counselor within the time limits, or for other reasons considered sufficient by the agency or the Commission.
First, an employee may be entitled to an extension if she shows that she was not notified or otherwise made aware of the time limits.
Section 105(a)(2) next provides that the agency or EEOC must extend the time limit where the employee “did not know and reasonably should not have . . . known that the discriminatory matter or personnel action occurred.”
Hickey further has not shown that “despite due diligence . . . she was prevented by circumstances beyond . . . her control from contacting the counselor within the time limits.”
Finally, Section 105(a)(2) vests the agency and EEOC with the discretion to extend the time limit for “other reasons considered sufficient by the agency or the Commission.”
III. CONCLUSION
In sum, Hickey failed to initiate contact with an EEO counselor within forty-five days after the effective date of her termination as required by
