BRENDA HENRY AND FOSTER HENRY INDIVIDUALLY, AND BRENDA HENRY AS GUARDIAN AD LITEM FOR CRYSTAL HENRY, A MINOR CHILD, PLAINTIFFS v. SOUTHEASTERN OB-GYN ASSOCIATES, P.A., JAMES L. PRICE, M.D., AND LAIF LOFGREN, M.D., DEFENDANTS
No. COA00-37-2
IN THE COURT OF APPEALS
Filed 7 August 2001
145 N.C. App. 208 (2001)
The trial court did not err in a medical malpractice action by excluding testimony from plaintiff‘s expert and by granting a directed verdict for defendants where the alleged malpractice occurred in Wilmington and plaintiffs failed to establish that their expert was familiar with the standard of care practiced in Wilmington or similar communities. The previous opinion in the same case at 142 N.C. App. 561 is superseded.
Judge GREENE concurring in the result.
Judge HUDSON dissenting.
Appeal by plaintiffs from order entered 20 September 1999 by Judge Russell J. Lanier, Jr., in New Hanover County Superior Court. Originally heard in the Court оf Appeals 13 February 2001. An opinion affirming the order of the trial court was filed on 3 April 2001. Plaintiffs’ Petition for Rehearing was filed on 7 May 2001, granted on 23 May 2001, and heard without oral argument, but with additional briefs. This opinion supersedes the previous opinion filed on 3 April 2001.
Britt & Britt, P.L.L.C., by William S. Britt, for plaintiff appellants.
Walker, Clark, Allen, Herrin & Morano, L.L.P., by O. Drew Grice, Jr., and Robert D. Walker, Jr., for defendant appellees.
McCULLOUGH, Judge.
Plaintiffs Mr. and Mrs. Henry brought this medical malpractice action on behalf of themselves and their daughter, Crystal Henry, seeking recovery for the allegedly negligent prenatal and obstetrical care rendered by defendants. At trial, plaintiffs tendered оne expert witness: Dr. Chauhan, an OB-GYN specialist practicing in Spartanburg, South Carolina, and licensed in South Carolina and
Plaintiffs argue that the trial court erred in excluding their medical expert‘s testimony as to the applicable standard of care, and as a result, subsequently directing verdict in favor of defendants. We find no error by the trial court, and therefore affirm directed verdict for defendants.
Plaintiffs contend that, although Dr. Chauhan was unfamiliar with the medical community in Wilmington, North Carolina, where defendants practice and the alleged malpractice occurred, he could nevertheless competently testify to the prevailing standard of prenatal and obstetrical care in Wilmington, because he was familiar with the applicable national standard of care. Plaintiffs further argue that Dr. Chauhan was familiar with the standard of care in Spartanburg, South Carolina, and that this standard would be the same standard applied at Duke Hospital in Durham, North Carolina, or at UNC-Hospital in Chapel Hill, North Carolina. Thus, argue plaintiffs, Dr. Chauhan could testify to the applicable standard of care in Wilmington even though he was unacquainted with its medical community.
In any action for damages for personal injury or death arising out of the furnishing or the failure to furnish professional services in the performance of medical . . . care, the defendant shall not be liable . . . unless . . . the care of such health care provider was not in accordance with the standards of practice аmong members of the same health care profession with similar training and experience situated in the same or similar communities at the time of the alleged act giving rise to the cause of action.
The North Carolina Supreme Court has gone only as far as a “same or similar communities” standard of care, and the
Commission recommends that this concept be enacted into the Generаl Statutes to avoid further interpretation by the Supreme Court which might lead to regional or national standards for all health care providers.
North Carolina Professional Liability Insurance Study Commission, Report to the Gen. Assembly of 1976, 32 (1976). This Court has also stated that “[b]y adopting the ‘similar community’ rule in
After reviewing Dr. Chauhan‘s testimony in its entirety, we find that the record indicates he failed to testify in any instance that he was familiar with the standard of care in Wilmington or similar communities. Although Dr. Chauhan testified that he was familiar with the national standard of care, there is no evidence that the nationаl standard of care is the standard practiced in Wilmington. See Tucker v. Meis, 127 N.C. App. 197, 198, 487 S.E.2d 827, 829 (1997) (“Although [the expert witness] testified that he was familiar with the standard of care in North Carolina, he failed to make the statutorily required connection to the community in which the alleged malpractice took place or to a similarly situated community.“). Moreover, there is no evidence in the record that the standard of care practiced in Wilmington is the same standard that prevails in Durham or Chapel Hill, or that these communities are the “same or similar.”
In Tucker, a recent case remarkably similar to the one before us, plaintiffs sought to recover from defendants physician and hospital “for an allegedly negligently repaired episiotomy performed on [plaintiff patient] following child birth [sic] in Winston-Salem, North Carolina.” Tucker, 127 N.C. App. at 197, 487 S.E.2d at 828. The trial court found, and this Court affirmed, that plaintiffs’ expert witness
Plaintiffs nevertheless argue that a uniform standard of care governs prenatal and obstetrical care to which Dr. Chauhan could competently testify. Plaintiffs note that; “if the standard of care for a given procedure is ‘the same across the country, an expert witness familiar with that standard may testify despite his lack of familiarity with the defendant‘s community[.]’ ” Marley v. Graper, 135 N.C. App. 423, 428, 521 S.E.2d 129, 134 (1999) (quoting Haney v. Alexander, 71 N.C. App. 731, 736, 323 S.E.2d 430, 434 (1984), cert. denied, 313 N.C. 329, 327 S.E.2d 889 (1985)), cert. denied, 351 N.C. 358, 542 S.E.2d 214 (2000). This Court, however, has recognized very few “uniform procedures” to which a national standard may apply, and to which an expert may testify. See, for example, Haney, 71 N.C. App. at 736, 323 S.E.2d at 434 (allowing expert medical witness to testify that taking and reporting vital signs of a deteriorating patient was the same for nurses in accredited hospitals across the country); Page, 49 N.C. App. at 536, 272 S.E.2d at 10 (“nursing practices in connection with patients’ use of a bedpan are so routine and uncomplicated that the standard of care should not differ appreciably between . . . neighboring counties“).
The case before us concerns the prenatal care of a patient with gestational diabetes and the delivery of an infant suffering from shoulder dystocia. Such a scenario involves medical procedures considerably more complicated than the taking of vital signs оr the placement of bedpans. Accordingly, a national standard cannot be applied to defendants’ conduct.
In the instant case, plaintiffs failed to establish that their expert was familiar with the standard of care practiced in Wilmington or a similar community. Further, unlike Marley, Dr. Chauhan would have testified that defendants failed to meet the national standard of care, creating an obvious need for the establishment of the applicable standard through proper testimony. Even if Dr. Chauhan was familiar with the standard of care in Chapel Hill or Durham, there was no evidence that a similar standard of care prevailed in Wilmington. ”
As Dr. Chauhan was unfamiliar with the relevant standard of care, his opinion as to whether defendants met that standard is unfounded and irrelevant, and thus we hold that the trial court properly excluded Dr. Chauhan‘s testimony. There being no other expert witnesses to establish defendants’ negligence, defendants were entitled to a directed verdict as a matter of law. In light of our holding, we need not address further argument by defendants. The trial court is hereby
Affirmed.
Judge GREENE concurs in the result with separate opinion.
Judge HUDSON dissents.
GREENE, Judge, concurring in the result.
I fully agree with Judge McCullough that our General Assembly has rejected the use of a regional or national standard of care for judging the care provided by healthcare professionals to their patients.
In this case, Dr. Chauhan did not testify that he was familiar with defendants’ training, experience, or the standard of care practiced in defendants’ community. Additionally, Dr. Chauhan did not testify he was familiar with the resources available in defendants’ community as well as the standard of care practiced in communities with similar resources. Thus, Dr. Chauhan‘s testimony was not sufficient to establish the applicable standard of care in this case. Accordingly, for the reasons herein I would affirm the trial court‘s directed verdict in favor of defendants.
HUDSON, Judge dissenting.
This Court filed its original opinion in this case on 3 April 2001, along with my dissent. Because the substance of the majority decision has not changed on rehearing, my dissenting opinion remains the same.
In thе case at bar, plaintiffs’ expert witness was prepared to testify at trial that the standard of care for prenatal treatment in Wilmington, North Carolina in 1990 was the same as the standard of care for prenatal treatment in any other location in the United States, and that he was familiar with this standard. He was further prepared to testify that defendants failed to employ certain fundamental medical procedures in their rendering of prenatal care. However, the trial court excluded this testimony at trial on the grounds that the expert had testified during his deposition that he did not know anything about Wilmington, North Carolina, the city in which defendants practice. Because his testimony was excluded in large part, the trial court granted defendants’ motion for a directed verdict. The issues on appeal are (1) whether the trial court erred in excluding the expert‘s testimony at trial, and (2) whether such testimony, had it been admitted, would have satisfied the “same or similar” community standard pursuant to
In medical malpractice actions against individual health care providers,
This third approach to establishing the applicable standard of care in actions against individual health care providers may, at first blush, appear to be the equivalent of applying a national standard of care. And, as the majority aptly notes, it is clear that the legislature, in codifying the same or similar community approach in
This distinction was addressed in Baynor v. Cook, 125 N.C. App. 274, 480 S.E.2d 419 (1997), a medical malpractice action against individual doctors and their private partnerships. In Baynor, the plaintiff presented two expert witnesses who testified that there was a uniform standard of care across the country for the diagnosis and treatment of a thoracic aortic rupture (TAR), and that the defendant doctor, located in Beaufort County, had deviated from this standard of care. The defendants presented multiple expert witnesses who testified that they were familiar with the standard of care of an emergency room physician in Beaufort County, and that the defendant doctor had not deviated from this standard of care. Id. at 275-76, 480 S.E.2d at 420. At the close of the trial, the plaintiff requested the trial court to instruct the jurors that if they found a national standard of
the jury heard testimony that the community standard in Beaufort County for the treatment of TARs is the same across the country. The trial court properly allowed plaintiff‘s experts to testify that based on their familiarity with the national standard of care as related to a common medical issue (TARs), this standard of care did not vary depending on the community.
Id. at 278, 480 S.E.2d at 421 (emphasis added).
These comments clarify that a plaintiff may satisfy
Furthermore, admitting such evidence for consideration by the jury is not the same as adopting a national standard of care as a matter of law. If our State had adopted a national standard of care as a
Herе, the named defendants are two individual doctors and their private partnership association. At trial, plaintiffs offered the expert medical testimony of Dr. Sunseet P. Chauhan. Dr. Chauhan had been deposed by defendants prior to trial. At the deposition, Dr. Chauhan testified that the only information he had about the medical community in which defendants practiced was the fact that it is located in the United States of America. He also testified that he had not undertaken a comparison of this community with any other community with which he was familiar. However, Dr. Chauhan testified that the standard of care in Wilmington, North Carolina in 1990 for the type of prenatal care at issue was the same as that in any other location in the United States, and that this standard did not vary depending upon the community.
Prior to trial, the court denied a motion by defendants to exclude the testimony of Dr. Chauhan based on his lack of familiarity with the local community in question. At trial, counsel for defendants noted that plaintiffs had not supplemented Dr. Chauhan‘s deposition testimony following the deposition, and therefore, pursuant to N.C.R. Civ. P. 26, requested that the trial court limit Dr. Chauhan‘s testimony to information contained in his deposition. The trial court indicated that it would rule on any objections to Dr. Chauhan‘s testimony as they were made during the trial.
Dr. Chauhan took the stand and testified before the jury that he is board certified in the areas of obstetrics, gynecology, and maternal-fetal medicine, with a speciality in high-risk pregnancy. He testified
Q. [A]re you familiar with the standard of care for board certified obstetricians/gynecologists practicing in Wilmington, North Carolina, or similar communities, in December of 1990?
A. Yes, sir.
MR. WALKER: Objection, deposition.
THE COURT: Okay. I‘m going to sustain the objection.
. . .
Q. All right. In terms of 1990, do you have an opinion . . . as to whether or not the standards of practice for board certified physicians in Wilmington, or similar communities, in 1990 would have been the same in not only Wilmington but throughout North Carolina?
MR. WALKER: Objection. Deposition, if Your Honor please.
THE WITNESS: Yes, sir.
THE COURT: Sustained.
. . .
Q. Doctor, do you have an opinion . . . as to whether or not the standards of practice for board certified OB/GYN physicians practicing in Wilmington, North Carolina . . . would be the same as that of a board certified physician practicing at Duke or Chapel Hill, or anywhere in North Carolina in 1990?
MR. WALKER: Objection, if Your Honor please.
THE WITNESS: Yes.
MR. WALKER: Not only 26 but the deposition itself.
THE COURT: Overruled.
Q. Do you have such an opinion?
A. Yes, I do.
Q. What is that opinion?
MR. WALKER: Objection.
THE COURT: I‘m going to sustain that.
Q. Doсtor, would those standards be the same as the standards of board certified physicians practicing in Spartanburg or in Georgia in 1990?
MR. WALKER: Objection.
THE COURT: Overruled.
THE WITNESS: Yes, it would be. . . .
Q. Doctor, state whether or not the standards of practice for the board certified obstetricians/gynecologists in [Portsmouth Naval Hospital] would have been the same at Camp Lejeune in 1990, to the best of your knowledge?
MR. WALKER: Objection.
THE COURT: Overruled.
THE WITNESS: Yes, they would be.
. . .
Q. Based on your knowledge of those standards, would those standards, in your opinion, be applicable to Wilmington, North Carolina, in 1990?
MR. WALKER: Objection.
THE COURT: Sustained. He‘s already testified he doesn‘t know a thing about Wilmington.
The jury was then excused from the courtroom, and the trial court judge explained his perspective to the parties:
[H]ow can you compare an apple if the only thing you‘ve looked at is oranges? I mean, from what I read in this deposition, this gentleman has never been to Wilmington, he‘d never talked with anybody from Wilmington at the time of his deposition, that he didn‘t know anything about Wilmington at the time of the deposition, and then, subsequent to that, there‘s been no supplementation of his answers from the deposition as were requested or required. That‘s where I see the problem.
Q. Dr. Chauhan, how can you say you‘re familiar with the standards of care in Wilmington or similar communities if you have not done a comparison with any communities that you‘re familiar with versus Wilmington?
. . .
A. The reason is, because the thing I found what was lacking in the care, or below the standard of care, is so fundamental it‘s applicable everywhere. . . . These are simple guidelines which everyone should follow across the country.
The trial court took the position that because Dr. Chauhan had testified during his deposition that he knew nothing about Wilmington, and because plaintiffs had not supplemented this testimony following the deposition, Dr. Chauhan could not testify as to his familiarity with the standard of care for board certified obstetricians and gynecologists practicing in Wilmington in 1990. I believe the exclusion of this testimony by the trial court was based upon a misunderstanding of the law, and constitutes reversible error. The applicable standard of care may be established by any of the three methods discussed above, and Dr. Chauhan was prepared to establish the applicable standard of care by testifying as to his familiarity with a national standard of care for prenatal treatment that doеs not vary depending on the community. An expert witness need not be familiar with the particular community in question. He need only be familiar with the applicable standard of care in that community. See Warren v. Canal Industries, 61 N.C. App. 211, 215-16, 300 S.E.2d 557, 560 (1983) (holding, in action against a private clinic and an individual doctor, that it is not necessary for the witness testifying as to the standard of care to have actually practiced in the same community as the defendant as long as the witness is familiar with the applicable standard of care). This principle was recently applied in Marley v. Graper, 135 N.C. App. 423, 521 S.E.2d 129 (1999), cert. denied, 351 N.C. 358, 542 S.E.2d 214 (2000). Marley involved a medical malpractice action against individual doсtors. Therefore, although the concurring opinion is correct in noting that the cases cited in Marley for this proposition may have involved accredited hospitals, the holding in Marley itself is clear precedent for the application of this principle to actions against individual doctors. I do not believe that Marley can
As the majority opinion points out, where an expert testifies regarding a uniform standard of care across the country, it is vital that he also specifically testify that he is familiar with the standard of care in the community in question or similar communities based on his assertion that the uniform standard is, in fact, the standard practiced in the community in question. See Tucker v. Meis, 127 N.C. App. 197, 487 S.E.2d 827 (1997) (holding that this requirement applies to cases in which an expert bases his opinion upon either a purported state-wide standard of care or a purported national standard of care); Howard v. Piver, 53 N.C. App. 46, 52, 279 S.E.2d 876, 880 (1981). In Tucker, we described this necessary element as “the statutorily required connection” between a purported uniform or state-wide standard of care and the same or similar community rule mandated by
Because plaintiffs could not establish the applicable standard of care without the excluded testimony of Dr. Chauhan, the trial court granted defendants’ motion for directed verdict at the close of plaintiffs’ evidence. I believe this constitutes reversible error as well. Had Dr. Chauhan‘s testimony beеn admitted at trial, as I believe it should have been, defendants would not have had grounds for a directed verdict in their favor. In considering a motion for directed verdict, the question presented is whether the evidence, viewed in the light most
For the reasons stated herein I respectfully dissent. I would reverse the trial court‘s order granting defendants’ motion for a directed verdict. I would remand for a new trial, and hold that Dr. Chauhan‘s testimony as to his familiarity with the standard of care for prenatal treatment in Wilmington in 1990 is admissible at trial.
